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5. EDSR 08-09-2010REQUEST FOR ACTION fiver To Item Number Economic Develo ment Authori 5 . Agenda Section .Meeting Date Prepared by August 9, 2010 Catherine Mehelich, Director of Economic Develo ment Item Description Reviewed by Consider Year 2011 EDA Budget and Resolution Establishing EDA Levy Reviewed by Action Requested Staff recommends the EDA review and approves the Year 2011 EDA Budget as presented and approve the attached Resolution Establishing the EDA Tax Levy for Collection in Year 2011. Following the EDA's action, the City Council must approve and certify the EDA and HRA levies to Sherburne County in September. Background/Discussion The Economic Development Division consists of two separate budgets including: • Economic Development Authority • Housing & Redevelopment Authority Revenues Since 2003 the EDA and HRA levies have been enough to balance the Economic Development Division without City General Fund revenues. Revenues generated from the EDA tax levy for 2011 budget purposes are estimated based on a 3% decrease in taxable market value according to preliminary information provided by the Sherburne County Assessor and is subject to change as they finalize numbers. Other revenue sources include interest income and a $3,500 transfer in from HRA funds toward approximately 40% of shared administrative expenses (office supplies, fuels, telephone, travel/training). Expenditures The attached proposed 2011 budget was developed with the following EDA Goals in mind as indicated in the attached 2009-2012 Strategic Plan Action Steps: • Expand city's inventory of available commercial and/or industrial park land for future development • Continue to implement the Strategic Industrial Marketing Plan strategies with focus on brokers/developers, medium-large light industrial users, and business retention & expansion • Identify desired image and create a branding plan that reflects Elk River brand/image The expenses for the above referenced goals are primarily reflected in the Legal, Professional Services, and Advertising/Marketing budget line items. The increase in Travel, Conferences & Schools line item is attributed to continuing education elected by the Economic Development Assistant, in which the city provides 75% tuition reimbursement up to $3,000 per the city's personnel policy. The proposed budget N:\Departments\Community Development\Economic Development\EDA to move\Agenda\EDA Budget\08 09 10 Action Requested EDA budget.doc also indicates an increase in the Transfer out to General Fund for shared administrative/personnel services. In 2004 the Personal Services costs were adjusted from 70/30 percent EDA and HRA respectively to 60/40 percent due to staff time allotted to the downtown construction project and redevelopment planning. It is proposed that this continue in 2011 due to staff time spent on Neighborhood Stabilization. Program (NSP) implementation and the anticipated Downtown Redevelopment Plan. Initiative Foundation Annual Contribution Request Information about the Initiative Foundation's 2011 request of $5,000 is attached. Similar to the last year, the 2011 proposed budget does not include a contribution to the Initiative Foundation. Prior to 2007, the EDA had made a series of annual contributions of $2,500 to the Initiative Foundation. However, over the years the EDA's involvement with the Foundation has decreased with the lack of participation in the Foundation's Seed Capital Fund program and the EDA's closure of the Business Incubator program in 2005. If the EDA chooses to include an annual contribution, it should be understood that this is an ongoing request as part of the Foundation's 5-year capital fundraising program, after which funding needs are evaluated and a new 5-year campaign initiated. In 2008 the EDA adopted a Fund Balance Policy to designate a percentage of its cash fund balance at the end of each year toward an EDA Development Project Account. This account is intended to be used by the EDA for development expenses such as land acquisition and related assembly costs for future commercial/industrial parks. Information -Related EDA Program Fund Balance In addition to its operating budget the EDA has accessed the following various funds for specific economic development projects (recent balance sheets attached): • EDA Micro Loan Fund with a cash balance of $887,165 • EDA DIED Loan with a cash balance of $214,493 (derived from 2003 federal grant for Sportech expansion) • City DEED Loan with a cash balance of $241,733 (derived from 2008 federal grant for Sportech expansion) • City Development Fund with a cash balance of $222,212 (City-controlled fund for capital projects such as Northstar Business Park and Gateway Business Park) Attachments • Budget Worksheet -Proposed 2011 EDA Revenue & Expenditures • Resolution Establishing the EDA Levy fox Collection in Year 2011 • Balance Sheet for EDA related Project Accounts as of July 31, 2010 • 2009-2012 Economic Development Strategic Plan Action Steps • Initiative Foundation -Year 2011 Request for Financial Contribution Action Motion by Second by Vote Follow Up N:\Departments\Community Development\Economic Development\EDA to move\Agenda\EDA Budget\08 09 10 Action Requested EDA budget.doc 8-05'-203002:14 PM --- CITY OF ELK -RIVER ~ . PAGE: 1-: -~-: '- PROPOSED BUDGET WORKSHEET AS OF: JULY 31ST, 2010 920-EDA ' REVENUES 2007 2008 ACTUAL ACTUAL {--'------------ 2010 ---------------) ~---------- 2011 ---------) 2009 APPROVED CURRENT Y-T-D REQUESTED CITY ADMIN ACTUAL BUDGET BUDGET ACTUAL BUDGET BUDGET EDA Taxes 920-3-0000-3111 Current Ad Valorem Taxes TOTAL Taxes Intergovernmental Rev 920-3-0000-3322 MV Credit 920-3-0000-3342 Other Local Grants TOTAL Intergovernmental Rev Other Revenue 920-3-0000-3621 Interest Income 920-3-0000-3629 Miscellaneous Revenue TOTAL Other Revenue Transfers In 920-3-0000-3949 Transfer-HRA TOTAL Transfers In TOTAL EDA TOTAL REVENUES 347,957 381,818 387,380 383,600 383,600 188,554 375,900 0 347,957 381,818 387,380 383,600 383,600 188,554 375,900 0 15,114 8,295 8,997 0 0 0 0 0 0 0 1,500 0 0 0 0 0 15,114 8,295 10,497 0 0 0 0 0 25,384 24,478 12,421 20,500 20,500 5,017 15,000 0 0 91 0 0 0 190 0 0 25,384 24,569 12,421 20,500 20,500 5,207 15,000 0 3,500 3,500 3,500 3,500 3,500 3,500 3,500 0 3,500 3,500 3,500 3,500 3,500 3,500 3,500 0 391,955 418,181 413,798 407,600 407,600 197,261 394,400 0 391,955 418,181 413,798 407,600 407,600 197,261 394,400 0 B-OS-2 B-OS-2010 02:14 PM 920-EDP. 920-EDA Economi Economic Development EXPENDI EXPENDITURES CITY OF ELK RIVER PROPOSED BUDGET WORKSHEET AS OF: SULY 31ST, 2010 2007 2008 ACTUAL ACTUAL ...,.. _.... .......PAGE: 2 _.............,. (- ----- 2010 -----------------)(---------- 2011 --- ) 2009 APPROVED CURRENT Y-T-D REQUESTED CITY ADMIN ACTUAL BUDGET BUDGET ACTUAL BUDGET BUDGET J TOTA Personal Services Transfe 920-4-6210-4101 Regular Pay 920-4-6 920-4-6210-4102 Overtime Pay TOTA 920-4-6210-4103 Part-time Pay 920-4-6210-4104 PERA 920-4-6210-4105 FICA TOTA 920-4-6210-4107 Medicare 920-4-6210-4108 Insurance 920-4-6210-4109 Workers Comp TOTAL E TOTAL Personal Services Supplies REVENUE 920-4-6210-4201 Office Supplies Office supplies 0 920-4-6210-4212 Fuels & Lubs TOTAL Supplies Other Services & Charges 920-4-6210-4304 Legal Fees Misc. 0 920-4-6210-4319 Other Professional Services Mktg Brand Plan 0 920-4-6210-4321 Telephone 920-4-6210-4322 Postage 920-4-6210-4331 Travel, Conferences & Schools Misc. training 0 Tuition reimbursement 0 920-4-6210-4349 Advertising/Marketing Web site design 0 Community profiles 0 Advertising (production) 0 Newsletter/direct mail 0 Rotary 0 BRE lunches 0 Promo items 0 Special events 0 MNCAR Exchange 0 920-4-6210-4359 Publishing 920-4-6210-4361 Insurance 920-4-6210-4433 Dues & Subscriptions EDAM 0 Chamber 0 NAIOP 0 Subscriptions 0 MISC. 0 920-4-6210-4440 Miscellaneous 75,820 68,653 79,740 0 55 0 12,600 12,599 12,604 4,690 4,651 5,615 4,408 4,385 5,044 834 1,025 1,180 9,648 8,081 7,320 270 258 354 108,270 99,707 111,857 2,576 3,634 2,060 0.00 37 97 0 2,613 3,731 2,060 223 6,455 0 0.00 1,865 4,073 87,102 0.00 0 0 0 858 843 737 2,249 8,538 10,014 0.00 0.00 11,163 17,049 16,074 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 156 689 248 197 209 146 1,499 1,382 2,498 0.00 0.00 0.00 0.00 0.00 8,500 6,000 49 79,850 79,850 31,019 79,850 0 0 0 0 0 0 12,600 12,600 5,252 12,600 0 6,100 6,100 2,501 6,300 0 5,750 5,750 2,210 5,750 0 1,350 1,350 522 1,350 0 9,800 9,800 2,754 6,950 0 350 350 196 400 0 115,800 115,800 44,453 113,200 0 4,000 4,000 1,723 2,700 0 2,700 150 150 0 0 0 4,150 4,150 1,723 2,700 0 10,000 10,000 0 10,000 0 10,000 58,000 58,000 14,146 60,000 0 60,000 200 200 100 200 0 2,000 2,000 330 2,000 0 5,000 5,000 3,419 8,500 0 5,500 3,000 58,100 58,100 18,313 35,000 0 1,000 1,700 10,000 7,000 700 800 4,000 8,000 1,800 200 200 0 300 0 200 200 0 150 0 1,700 1,700 1,029 2,000 0 550 250 400 500 300 6,000 6,000 6,000 6,000 0 RESOLUTION 10 - A RESOLUTION OF THE ELK RIVER ECONOMIC DEVELOPMENT AUTHORITY A RESOLUTION ESTABLISHING THE TAX LEVY FOR THE ELK RIVER ECONOMIC DEVELOPMENT AUTHORITY IN AND FOR THE CITY OF ELK RIVER, MINNESOTA WHEREAS, Minnesota Statutes, Section 469.107, Subdivision 1, authorizes the Economic Development Authority to levy an amount not to exceed .01813 percent of the taxable market value in the city to fund the Authority's anticipated budget needs for the fiscal year 2011; and, WHEREAS, the Elk River Economic Development Authority will adopt and approve its budget and will forward such to the City of Elk River pursuant to Minnesota Statutes, Section 469.100, Subdivision 2. NOW, THEREFORE, BE IT RESOLVED by the Economic Development Authority in and for the City of Elk River, Minnesota, that it hereby requests the City Council of the City of Elk River to levy a tax in the amount of .01813 percent of the taxable market value in the city for the year 2011 for the benefit of the Authority to be used for Economic Development Authority purposes as provided by the statute. Passed and adopted by the Elk River Economic Development Authority this 9t'' day of August, 2010. Ron Touchette, EDA President ATTEST: Catherine Mehelich, EDA Executive Director N:\Depaxtments\Community Development\Economic Development\EDA to move\Agenda\EDA Budget\EDALEV2011 Resol.doc 8-03-2010 02:04 PM CITY OF ELK RIVER PAGE: 1 BALANCE SHEET AS OF: JULY 31ST, 2010 ^ 240-MICRO LOAN FUND ACCOUNT # ACCOUNT DESCRIPTION ASSETS 240-1010 Cash - Micro Loan Fund 240-1150 ACCOUnts Receivable 240-1190 Notes Receivable TOTAL ASSETS LIABILITIES 240-2080 Due to Other Governments 240-2220 Deferred Revenue TOTAL LIABILITIES EQUITY 240-2400 Fund Balance TOTAL BEGINNING EQUITY BALANCE 887,165.14 50,000.00 557,065.18 1,494,230.32 106,695.99 450,369.19 557,065.18 902,266.09 902,266.09 TOTAL REVENUE 34,899.05 TOTAL REVENUE OVER/(UNDER) EXPENSES 34,899.05 TOTAL EQUITY & REV. OVER/(UNDER) EXP. 937,165.14 1,494,230.32 -------------- -------------- TOTAL LIABILITIES, EQUITY & REV.OVER/(UNDER) EXP. 1,494,230.32 8-03-2010 02:04 PM CITY OF ELK RIVER PAGE: 1 BALANCE SHEET AS OF: JULY 31ST, 2010 921-EDA DTED ACCOUNT # ACCOUNT DESCRIPTION BALANCE ASSETS 921-1010 Cash - EDA DIED 214,493.16 214,493.16 TOTAL ASSETS LIABILITIES EQUITY 921-2400 Fund Balance 214,340.47 TOTAL BEGINNING EQUITY 214,340.47 TOTAL REVENUE 152.69 TOTAL REVENUE OVER/(UNDER) EXPENSES 152.69 TOTAL EQUITY & REV. OVER/(UNDER) EXP. 214,493.16 TOTAL LIABILITIES, EQUITY & REV.OVER/(UNDER) EXP. 214,493.16 214,493.16 8-03-2010 02:04 PM CITY OF ELK RIVER PAGE: 1 BALANCE SHEET AS OF: JULY 31ST, 2010 241-DEED LOAN FUND ACCOUNT # ACCOUNT DESCRIPTION BALANCE ASSETS 241-1010 Cash - DIED Loan 241-1190 Notes Receivable TOTAL ASSETS LIABILITIES EQUITY 241-2400 Fund Balance TOTAL BEGINNING EQUITY TOTAL REVENUE TOTAL REVENUE OVER/(UNDER) EXPENSES TOTAL EQUITY & REV. OVER/(UNDER) EXP. 241,733.87 430,465.72 672,199.59 662,493.78 662,493.78 9,705.81 9,705.81 672,199.59 672,199.59 TOTAL LIABILITIES, EQUITY & REV.OVER/(UNDER) EXP. 672,199.59 8-03-2010 02:04 PM CITY OF ELK RIVER PAGE: 1 BALANCE SHEET AS OF: JULY 31ST, 2010 245-DEVELOPMENT FUND ACCOUNT # ACCOUNT DESCRIPTION ASSETS 245-1010 Cash - Development Fund 245-1150 Accounts Receivable 245-1310 Due From Other Funds BALANCE 222,212.96 108,583.19 166,715.10 497,511.25 TOTAL ASSETS LIABILITIES EQUITY 245-2400 Fund Balance 445,544.93 TOTAL BEGINNING EQUITY 445,544.93 TOTAL REVENUE 222,866.49 TOTAL EXPENSES 170,900.17 TOTAL REVENUE OVER/(UNDER) EXPENSES 51,966.32 TOTAL EQUITY & REV. OVER/(UNDER) EXP. 497,511.25 TOTAL LIABILITIES, EQUITY & REV.OVER/(UNDER) EXP. 497,511.25 497,511.25 2009-2012 Economic Development Strategic Plan Proposed Action Steps Issue: Industrial Development Objective: Attract new businesses & expand existing businesses to increase the city's industrial tax base Action Steps: - Expand City's inventory of available C/I land for development. • Evaluate current inventory of available C/I land. • Define desired C/I market and rank by priority. • Conduct research on site amenities required for target markets. • Identify sites that meet site requirements. • Evaluate assembly options (ownership, improvements, financing, etc) • Evaluate financing and focused marketing tools to attract target market. - Develop a Business Resource Directory highlighting services available from various partner agencies for start-ups, expansion and relocations. Consider partnering with Chamber to host Business Resource Expo. - Enhance and promote TIF, Tax Abatement and Micro Loan programs for eligible development and redevelopment projects. - Evaluate and consider fresh approach to consistent marketing image as "The Light Industrial Hub of the Northwest Metro", materials and methods. - Maintain and build networks with banks, brokers/developers, chamber, existing businesses, media and others. - Maintain annual Business Retention & Expansion visits to manufacturers with participation from elected/appointed officials. - Consider DEED's Shovel-Ready Site Certification Program for marketing sites. - Utilize DEED's Manufacturing Week to showcase existing firms. - Conduct annual update of Retail Trade Analysis with Uof1V1 Extension Service and share results with Chamber and business community. - Maintain marketing participation with the Energy City program to educate existing business community and recruitment tool for energy-related businesses. - Consider viability of Business Incubator Program (tenant mix, financing, space). Issue: Rehabilitation & Redevelopment Objective: Facilitate rehabilitation and redevelopment of deteriorating commercial and residential areas. Action Steps: - Resume and complete long range master plan for guiding vision of the greater downtown area. Design connections (to river, businesses, Lions Park, schools, etc.) - Joint discussion to determine role of HRA/City/EDA in redevelopment (who leads in identifying potential areas in need of rehab or redevelopment?). Empower HRA/EDA to look critically at potential redevelopment areas. - Examine available financing tools -both for public & private redevelopment. - Encourage filling vacant C/I space with compatible businesses. ~ Utilize MNCAR/MetroMSP to manage data of available C/I (sale or lease). • Host a property manager/broker open house to share listing resources. ~ Maintain "Business Development" presence on main city web page. ~ Consider expanding EDA Micro Loan program citywide for to encourage filling vacant retail/service properties. • Encourage and partner with Chamber to conduct Business Retention & Expansion program focused on retaillservice businesses. • Evaluate potential barriers and options to encourage business relocations (e.g. ordinances, fees, SAC/WAC rates) - Identify patterns of vacancy rates to identify areas for potential redevelopment. - Maintain foreclosure information to monitor and address neighborhood issues. Evaluate resources to address issue (e.g. NSP). - Conduct Housing Market Study to identify gaps in market, identify priorities, and role in addressing housing needs (after 2010 census?) - Identify, preserve and maintain prime commercial areas for future development. Ensure tools in place to attract desired development (e.g. ordinances). Issue: Community Image & Marketing Objective: Identify desired image and strategies to effect necessary changes Action Steps: - Joint discussion to determine role of EDA/HRA/Council to define and marlcet citywide image (who leads?) - Determine best approach or a structure to develop the community's vision. - Create marketing plan that reflects Elk River brand/image in a way that complements other local efforts to promote the city internally and externally (Chamber, School, County). Issue: Transportation Objective: Advocate proactive transportation planning and improvements that complement economic growth. Action Steps: - Undertake a local proactive advocacy role to generate improvements • Consider connections, service roads within developments • Limit development by land use (interim uses to preserve future corridors) • Make necessary improvements to existing roads. • Consider alternative routes for east/west connections (partner regionally) • Encourage service drives along new commercial areas (e.g. East Hwy 10) - Consider transportation improvements in areas with redevelopment/development opportunities. - Consider transportation connections/traffic flow for problem areas. - Maintain reasonable accessibility for businesses along Highways 10 and 169 - Support the City's Transportation Plan; support the Planning and Public Works/Engineering staff in the Plan's implementation. Initiative FOUNDATION www.ifound.org Ms. Catherine Mehelich Economic Development Authority 13065 Orono Pkwy NW Elk River, MN 55330-5600 RE: 2011 Budget Request for Initiative Foundation Support of $5,000. Dear Ms. Mehelich, June 25, 2010 The past two years will be "writ large" in our hearts and minds for generations to come. As we continue to navigate in the wake of an economic storm; it is gratifying to see signs of recovery. With the help and support of many central Minnesota friends, the Initiative Foundation has provided technical assistance to struggling businesses, focused our discretionary grant-making on helping displaced workers and families in crisis, and worked hard to continue providing loans and support to get the economy back on track. Sadly, like many of you, we were forced to accomplish this while freezing salaries for a second consecutive year, reducing staff levels, setting aside important and long-planned projects, and furloughing hours for a number of our employees. But as ever ... we are still here and still fighting for central Minnesota's home towns! As we continue working together to build strong communities with vibrant local economies, please be mindful of the Initiative Foundation's impact on you and your constituents (details are enclosed): • Our business financing programs have helped to secure 380 quality jobs in Sherburne County. • Leadership programs and grants have encouraged citizen engagement, provided a safety net for important nonprofit organizations, and helped preserve the region's precious natural resources. • Early childhood and youth leadership efforts helped prepare central Minnesota's future workforce. • Donors in Sherburne County have received a 449% return on their Initiative Foundation investments, in the form of grants and economic development loans. We've been serving the City of Elk River and all of Sherburne County for nearlytwenty-five years with a mission that demands nothing more-and nothing less-than healthy, sustainable communities. Will you help us continue this important work? Please note especially that your gift will leverage an immediate dollar for-dollar match from The McKnight Foundation! We respectfully ask that you consider our request for $5,000 from the City of Elk River in 2011. Thank you for your consideration! i~cerelyn ,d, ~~ urt Hanson Vice President for Donor Services cc: Lee Hanson, Chair, Initiative Foundation Board of Trustees Kathy Gaalswyk, President Enclosures 405 First St. SF Little Fa(Is; MN 56345 320.632.9255 Equaf Opportunity Lender, Provider and Employer INITIATIVE FOUNDATION FOUNDATION FACTS Mission: To unlock the power of central Minnesota people to build and sustain healthy communities. IMPACT UPDATE Benton • 97 grants totaling $354,690. COUnty • 34 loans totaling $2,689,480. . Created or retained 958 jobs. . $19,253,875 in private leverage. Kanabec . 65 grants totaling $482,047. COUnty • 17 loans totaling $256,328. . Created or retained 99 jobs. • $820,600 in private leverage. Key Focus Areas for 2007-2012: Ca88 COUnt~/ •255 grants totaling $1,606,362. • 43 loans totaling $1,727,214. Mille Lacs COUnt~/ • 138 grants totaling $776,404. • 117 scholarships totaling $110,214. Economic Opportunity • Key Places & Natural Resources .Created or retained 350 jobs. . 76 loans totaling $1,997,651. • Children Youth & Families . $12,303,321 in private leverage. .Created or retained 610 jobs. , • $8,578,956 in private leverage. • Or anizational Effectiveness g Princeton Economic Development • Fund Development OnamiaEconomicDevelopment Isle Area Community Foundation History: Established in 1986 by The McKnight Chisa O •123 grants totaling $821,134. Morrison • 292 grants totaling $1,358,139. Foundation to address COUnt~/ - • 28 loans totaling $1,452,900. ' County • 166 scholarships totaling $189,289. human and economic needs in Central .Created or retained 322 obs. ~ . $7,262,018 in private leverage. 75 loans totaling $3,603,804. .Created or retained 998 jobs. Minnesota. The Foundation is an independent, . $44,342,611 in private leverage. nonprofit philanthropic organization. Morrison county Area Foundation Shawn Grinner Memorial Scholarship Fund Activities: Crow Wing • 422 grants totaling $2,454,649. Pine .158 grants totaling $870,347. • Gap-lending for new and expanding COUnt~/ • 4 scholarships totaling $4,000. COUntj/ • 34 loans totaling $1,365,090. businesses. .149 loans totaling $5,584,450. .Created or retained 452 jobs. • Grants for community and economic ~ • Created or retained 1,534 jobs. . $7,756,517 in private leverage. development activities. • $27,078,860 in private leverage. Greater Pine area Endowment Leadership training to build the • BettyForoMenzelScholershipFund capacity of communities • Fundraising programs to support the Isantl • 160 grants totaling $627,251. Sherburne • 203 grants totaling $819,594. Foundation and increase the level of COUnty • 37 loans totaling $1,777,500. COUnty ' 180 scholarships totaling $108,725. philanthropy in Central Minnesota. .Created or retained 22s jobs. . 39 loans totaling $2,510,000. . $15,761,116 in private leverage. .Created or retained 380 jobs. . $15,262,955 in private leverage. Three Rivers Community Foundation Stearns • 607 grants totaling $4,212,804. COUnt~/ • 128 loans totaling $7,265,212. . Created or retained 1,476 jobs. . $34,326,040 in private leverage. Todd ' 210 grants totaling $1,274,030. COUnt ' 131 scholarships totaling $46,525. y • 65 loans totaling $1,479,759. . Created or retained 855 jobs. • $8,076,725 in private leverage. Todd-Wadena ED Loan Fund Wadena • 115 grants totaling $770,645. COUnt~/ • 63 loans totaling $2,051,940. • Created or retained 757 jobs. . $14,575,184 in private leverage. Menehga ED Loan Fund Wright ' 189 grants totaling $1,016,984. . 58 loans totaling $3,165,212. COUnt~/ .Created or retained 950 jobs. . $19,808,635 in private leverage. Staples Community Foundation REGIONAL IMPACT Since inception, the Initiative Foundation has: . Made 3,208 grants totaling $20 million. . Awarded 598 scholarships totaling $445,920. . Made 846 loans totaling $36.9 million. . Leveraged over $235.2 million in private business investment. . Created/retained over 10,290 jobs. . Provided training and assistance to: .1,611 people (129 communities) through the Healthy Communities Partnership program.; . 938 people (109 nonprofit organizations) through the Healthy Organizations Partnership program; .1,407 people (199 lake associations) through the Healthy Lakes and Rivers Partnership program; . 825 people (15 early childhood and 2 early childhood mental health community coalitions) through the Early Childhood Initiative; .111 people through the Inside-Out Connections program. Initiative Foundation 405 First Street SE Little Falls, MN 56345 Phone: 320-632-9255 Toll-free: 877-632-9255 Fax: 320-632-9258 www. ifound.org 3/31 /10 Projects :Funded in Sherburne County (through 3/31/10). RECENT GRANTS AWARDED.... ORGANIZATION NAME CY 2010 Baldwin Township, Sherbume County City of Elk River Economic Development Authority FCY 2009 Caring Rivers United Way, Elk River City of Elk River Economic Development Authority Elk River School District Friends of the Elk River Library' Saran Lutheran Church, Big Lake FY 2008 Caring Rivers United Way, Elk River Central Lutheran Church, Etk River * City of Big Lake City of Big Lake Gommand Performance Choirs, Elk River * Community Chest Foundation, Rogers * Elk River Area Arts Alliance * Elk. River School District * Elk River School District * Elk River School District * Elk River Senior Center Elk River YMCA Friends of Sherbume National Wildlife Refuge, Zimmerman Ivan Sand Community School, Elk River * New pathways, Inc., Cambridge Palmer Township, Clear Lake RiteCare Clinic, Elk River * Sherburne County Social Services, Elk River * The 2001 Committee, Inc., Elk River * FY 2007 Caring Rivers United Way, Elk River Caring Rivers United Way, Elk River Central Lutheran Church, Elk River * City of Big Lake Command Performance Choirs, Elk River "* Elk River School District ** Faith in Action in Greater Sherburne County, Big Lake Hoofbeats and Heartbeats, Inc., Elk River Rogers School District ** Sherburne County Social Services, Elk River FY 2006 Boys & Girls Club of Elk River * Caring Rivers United Way, :Elk River Elk River Area Arts Alliance * Faith in Action in Sherbume County * Palmer Township, Glear Lake Sherburne Soil & Water Conservation District Special Olympics of Elk River ,~ INITIATIWE FOUNDATION PROJECT TITLE AMOUNT Healthy Community Partnership Training $10,000 4th Annual Energy Expo 1,000 Communication and Outreach 2,500 Economic Development Certification 1;500 Elk River Area Early Childhood Coalition 10,000 Display Wall for Children's Area & Books 3,000 Hospitality Committee Famiry Outreach 1,000. "The Next Best Thing" Community Forum 1,000 Community Thanksgiving Dinner 1,500 Eco. Devo. Finance Professional Certification 2,000 Transit Oriented Development Planning Svcs. 5,000 Spring Chorale Series 1,000. Setf Protection Classes 1,435 Main Street Storefront 2,000 Alcohol Awareness and Prevention 2,500 Arts Magnet Program 2,500 LEGO Mindstorms 1,700 Fitness Equipment 2,000 Leaders Club 5,000 Fund Development Planning and. Training 2.,500 Music Lab with Michael Monroe 1,400 Building Phone Conferencing Capacity 2,500 Water Quality Data Summit 1.,000 Video Modeling 1,000 National Youth Behavior Mod cation Program 1,865 .Promote Civic Engagement 1,000 Healthy Organizations Partnership (Multi-year) 5,500 Maximizing the Potential of Our Community Forum 1,000 Assistance for the Homeless 200 Enterprise Network System Analysis 7,500 Girls Choir 1,000 Professional Artist Series 1,800 Ongoing Support 5,000 Indoor Riding Arena 3,700.: Guest Artist from the. Clay Empire 1,500 Volunteer Bridge information and Referral 2,000 Youth in Community Program 1,600 Demographic Community Forum 500. Art Crawl of Mississippi River Artists 1,700 Caregiver Program 1,600 Township P!anrirg 2,500 Briggs Lake Chain Water Sampling & Poll. Prevention 5,000 Special Olympics Team 1,600. FY 2006 -PRESENT (43): $111,600 PRIOR YEARS (160): $707,994 TOTAL GRANTS (203):.. .$819,594 1 SCHOLARSHIPS AWARDED ... -FUND NAME CY 2010 Powell Scholarship Fund* Zimmerman Lions PT0* FCY 2009 Charity Evenson Memoriai* Powell Scholarship Fund* Three Rivers Community Foundation* Zimmerman Lions PT0* FY 2008 Charity Evenson Memorial' Powell ScholarshipFund* Three Rivers Community Foundation* Zimmerman Lions PTO" FY 2007 Charity Evenson Memorial* Charity Evenson Memorial* Powell Scholarship Fund* Three Rivers. Community Foundation* Zimmerman Lions PTO* FY 2006 Powell Scholarship Fund* Zimmerman Lions PTO* FY 2005 Charity Evenson Memorial * Charity Evenson Memorial* Charity Evenson Memorial* Charity Evenson Memorial* Charity Evenson Memorat* Charity Eventon Memorial* Powell Scholarship Fund* Zimmerman Lions PTO* RECIPIENT/COMMUNITY AMOUNT 2010 Award $500 Westwood Elementary (1 award) 750 2009 Awards (5) 2.,500 2009 Award 500 2009 Awards (11) 11,000 2009 Award 500 2008 Awards (6) 3,000 2008 Award 500 2008 Awards (19) 20,000 Westwood Elementary (4 awards) 800 2007 Awards (8) 4,000 2006 Awards (8) 4,000 2007 Award 500 2007 Awards (20) 22,000 Westwood Elementary (4 awards) 800' Elk River High School 250 Westwood Elementary (4 awards) 725 Additiona12005 Awards (8) 4,000 Anoka Technical College 500 Crown College (3 awards) 9,500 Northwestern College 50p St. Cloud State University 500 University of Minnesota (2 awards) 1,000 Elk River High School (2 awards) 500 Zimmerman Elementary (4 awards) 725. FY 2005 -PRESENT (118): $81,550 PRIOR YEARS (62): $27,175 TOTAL SCHOLARSHIPS 180 • $108 725 ( )• * Denotes grant and scholarship awards made by the Three Rivers Community Foundation, a component fund of the Jnitiative Foundation, which serves needs and opportunities generally within Independent School District #728. ** Denotes grant awards made by The Josh Richardson Youth Arts Fund memorializing Josh Richardson by engaging Three Rivers area youth in art activities and exposing them to art education. 2 RECENT BUSINESS FINANCING INVESTMENTS: BUSINESS NAME BUSINESS TYPE LOAN TYPE FCY 2009 Tropical Brew, Big Lake Retail Coffee Shop Start-up (M&I Bank, Hopkins) FY 2008 Biomatrix, Inc., Princeton Development and Manufacturing Expansion FY 2006 Gordon Training Center, Princeton Horse Training, Showing and Breeding Start-up (The Bank of Elk River) PK Partners, LLC, Elk River Distributor of W astewater Treatment Systems Expansion (The Bank of Elk River) FY 2005 CDC Enterprises, Inc., Elk River Plastic Duct & Insulation Development Expansion (Peoples Bank of Commerce, Cambridge) D's Pizza Paradise, Becker Take and Bake Pizza Expansion (State Bank of Delano) FY 2004 Advanced Extrusion, Inc., Becker Manufacturing Expansion K-Netica, Elk River Software Development Expansion FY 2003 K-Netica, Elk River Software Development Start-up Meadow View Townhomes of Zimmerman Affordable Housing Project Start-up FY 2002 A.J. Machinery Company, Inc., Big Lake Equipment Distributor Expansion (The Bank of Elk River) Advanced Extrusion, Inc., Becker Manufacturing Start-up (Associated Bank, Plymouth) Injection Mold Technology, Inc., Big Lake Manufacturing Expansion (First National Bank -Elk River) FY 2001 Cymbet Corporation, Elk River Mfg. Lithium-ion Rechargable Batteries Start-up FY 2000 Eighth Street House, Big Lake Group Foster Home Expansion (Buffalo National Bank) Raymond P. Chock Trucking, Elk River Independent Truck Driver Start-up (The Bank of Elk River) FY 1998 Windmark, Inc., Zimmerman (Breda Savings Bank -Breda, IA) Design/Mfg. Rescue Air Boats Start-up FY 1996 Marketech, Inc., Elk River (First National Bank -Elk River) Electronic Testing Service Expansion FY 1996 -PRESENT (24): $2,161,700 PRIOR YEAR LOANS (15): $348,300 TOTAL LOANS (39): $2,510,000 Total Business Investment Leveraged: $15,262,955 Total Jobs Created or Retained: 380 GRAND TOTAL OF GRANTS, LOANS & SCHOLARSHIPS IN SHERBURNE COUNTY $3,438,319 For business start-up and expansion projects, Initiative Foundation Business Financing Investments meet the "gap" between the financing a local lender is able to provide and the equity the owner is able to contribute. By offering gap financing to supplement owner equity and taking a position as a subordinate lender, Initiative Foundation business financing programs are a tool to help lending institutions better serve local businesses. 3