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99-033 ORDORDINANCE NO. 99- 33 CITY OF ELK RIVER AN ORDINANCE OF THE CITY OF ELK RIVER AMENDING SECTION 218 OF THE CITY CODE OF ORDINANCES, ENTITLED "PERSONNEL ORDINANCE", AND AMENDING THE CITY CODE OF ORDINANCES BY ADOPTING NEW SECTION 220, ENTITLED "CONFLICT OF INTEREST" The City Council of the City of Elk River does hereby ordain as follows: Section 1. Section 218 of the City of Elk River Code of Ordinances, is hereby amended to read as follows: Section 218-Personnel Ordinance. 218.00-Policies and Administration The City Council may adopt and amend personnel policies and procedures from time to time. The City Administrator is authorized and directed to administer such policies in accordance with the Administrator's" statutory responsibilities and the adopted policies. 218.02-Hiring Authority and Procedures The City Council shall have authority to make the final hiring decision on all new employees. The hiring process shall be administered by the City Administrator and shall be in accordance with all applicable state and federal laws. 218.04-Criminal History Checks 1. Applicants for Employment with the City shall be subject to a Criminal History Check. Criminal History Checks shall be performed by a Certified Records Specialist at the direction of the City Administrator or his or her designee. o An Applicant for Employment shall be advised of the need for a Criminal History Check and the rights of the Applicant for Employment under law, if any, with respect to such checks. A copy of such rights shall be executed by the Applicant for Employment and o forwarded to the Certified Records Specialist with the request for a Criminal History Check. The City will not disqualify an Applicant for Employment solely or in part because of a prior conviction of a crime which is not directly related to the position of employment, the City shall consider: a. The nature and seriousness of the crime for which the Applicant for Employment was convicted; b. The relationship of the crime to the purpose of regulating employment with the City; The relationship of the crime to the ability, capacity, and fitness required to perform the duties and discharge the responsibilities of the position of employment. If the City determines that the crime for which an Applicant for Employment was convicted is directly related to the position for employment sought pursuant to 4 above, the Applicant for Employment will not be disqualified if the Applicant for Employment shows competent evidence of sufficient rehabilitation and present fitness to perform the duties of the position, as set forth in Minn. Stat. 364.03, subd. 3. If the City determines that an Applicant for Employment is disqualified from the position solely or in part because of the prior conviction, the City shall notify the Applicant for Employment in writing of the following: a. The masons for the disqualification; bo That the City will initiate a contested case heating under the Administrative Procedure Act, Minn. State. 14.57, et. Seq., upon the request of the Applicant for Employment. c. The earliest date the person may reapply for a position with the City; and, Pursuant to Minn. Stat. 364.09(a), parts 4, 5 and 6 above shall not apply to the practice of law enforcement or to fire protection agencies. The provisions of this section shall not be deemed to be a limitation on the scope of background checks and such checks may be as broad as the City deems reasonable and prudent in a given circumstance within the limits of state and federal laws and regulations. 218.06-Pay Resolution and Compensation Plan The City Council shall adopt and amend, from time to time, a Pay Resolution and Compensation Plan, in accordance with federal and state laws. , 218.08-Indemnificati on The City shall defend and indemnify its officers and employees for damages claimed or levied against them, to the extent required by state law. Section 2. The City of Elk River Code of Ordinances is hereby amended to add thereto new Section 220, as follows: Section 220-Conflict of Interest. 220.00-Policy The credibility of the local government rests heavily upon the confidence which citizens have in public officials and employees to render fair and impartial services to all citizens without regard to personal interest and/or political influence. Thus, City officials and employees must scrupulously avoid any activity which suggest a conflict of interest between their private interests and City responsibilities. Officials and employees of the City, or their family members, shall not engage or have financial interest in any business or other activity which could reasonably lead to a conflict of interest with the official's or employee's primary City responsibilities. "Family members" of an official or employee shall be deemed to be the official or employee's spouse, parents, children, siblings, father-in-law, mother-in-law, brothers -in-law, and sisters-in-law and the lineal descendants of any of them. Examples of activities which are not in accordance with this policy include, but are not limited to, the following: 1. Entering into any sale, lease or contract in violation of Minnesota Statutes, Section 471.87-471.89; 2. Acceptance by a local official of any gift from an interested person in violation of Minnesota Statutes, Section 471.895; o Activities which require the official or employee to interpret City codes, ordinances, or regulations which such activity involves matters with which the official or employee has business and/or family ties; Consulting activities carded out within the City if such consulting involves talents or skills primarily related to the official's or employee's City work responsibilities; 5. Using an official's or employee's authority, influence, or City position for the purpose of private or personal financial gain; 6. The use of city time, facilities, equipment, or supplies for the purpose of private or personal financial gain; 7. Entering into a business transaction when it involves using confidential information gained in the course of employment; o Accepting other employment or public office where it will affect the official's or employee's independence of judgment or require use of confidential information gained as a result of City duties; 9. Conducting personal business while working regularly scheduled hours; and 10. Accepting rebates or procuring any financial gain through the bidding process or employment of outside personnel; and 220.02-Enforcement Any official or employee engaging in any activity involving either an actual or potential conflict of interest or having knowledge of such activity by another official or employee shall promptly report the activity to the City Administrator, or if such activity be by the City Administrator, to the Mayor. The City Administrator or Mayor shall investigate the matter and make a determination as to whether or not an aCtual or potential conflict exists. If the City Administrator or Mayor determines a conflict exists, it shall be presumed that the continuation of the practice would be injurious to the effectiveness of the official or employee in carrying out his/her duties and responsibilities. In such cases the official or employee shall immediately terminate the conflicting activity or be subject to termination of employment or removal from office. 220.04-Officials For the purposes of this Section 220.04, the term "official" shall include all elected and appointed officials of the City including, but not limited to, the City Council, the Economic Development Authority, and the members of the Boards and Commissions established by Chapter 11 of the City Code of Ordinances. "Employee" shall include any individual employed by the City on a full or part-time basis. 220.06-Elections No elected official shall require, either directly or indirectly, any employees of the City to campaign on his/her behalf as a condition to employment. No employees shall use City time or resources in promoting or advocating the election of any individual. 220.08-Applicability Nothing in this policy is intended to violate, supersede, or conflict with any applicable state or federal law regarding conflicts of interest in public employment or disclosure requirements. .Section 3. This Ordinance shall take effect upon its adoption and publication as provided by law. Adopted this 20thday of December Stepha~hie A. Klinzing ~ I Mayor GP:656622 vl 1999 City Clerk Affidavit Of publication Emp b.Th purp with t C:. The rellltio ."a,hiUty,.ctlPW1" to perform the d ~isch~rge . the reapot).f!ibili les ,posit;on 'pf j erqplo}rinent. . . " . . . . 'p. If tU!l City detepnineEl that the . crime fOJ-which an Applicant for lQyinent was convicted is directly re d to the position for emploYIpent ,', ,soqght pursuant to 4'a.bove. the,' Applicant for Employment shovvEl co~" · p~tent evidenc!l of s nt r~habih- ta.tiona.nd present.fi to the duties of the osition~ al;l in Minn. Sta 6. If ' Appl fied, he"a. City STATE OF MINNESOTA ) )ss. COUNTY OF SHERBURNE) S \ i1..Clb-etn IDf r\S being duly sworn, on oath says that he/she is the publisher or authorized agent and employee of the publisher of the newspa- per known as The Elk River Star News, and has full knowledge of the facts which are stated below: (A) The newspaper has complied with all the requirements constituting qualification as a qualified newspaper, as provided by Minnesota Statute 331A.02, 331A.07, and oth<;lr applicable laws, as amended. l\ \ I (B)Theprinted U'( cU f\C\JY\tJL ct.9 -' -:i3 which is attached was cut from the columns of said newspaper, and was printed and published once each week, for \ suc- cessive weeks; it was first published on Wednesday, the c29=:tn day of kc -t'Xn \)ey ,19..99-, and was thereafter printed and published on every Wednesday to and including Wednesday, the_day of ,19_; and printed below is a copy ofthe lower case alphabet from A to Z, both inclusive, which is hereby acknowledged as being the size and kind of type used in the composition and publication of the notice. BY: TITLE: . RATE INFORMAT (1) Lowest classified rate paid by commercial users for comparable space (2) Maximum rate allowed by law for the above matter (3) Rate actually charged for the above matter $4t,/,~~ $ ::l89.91 $ B-S9.9/ ~2J8.06:PiW-'~ '~tlesol(ltion "<, , ana' 1 COlIlpensation Plan, " The City Council shilll adopt and a:Q'leIld, from time to time, a Pay nd ensation Plan, in Wi " lind state p oyees , y activity t ofinterel3t betWeen their , eljts and city responsiQil~ ' sand l!nlployeell of the , 'faIJ:lily lIliilIJ:lberl3, shaU, or hlivefinanclj;ll iIlterest I in anyuslnesl3' or other aQtivity which could rea~lOmlb,ly lead to a conflict of interel3t with the officia1's or employ- ee's, primary City responsibilities; "FamHy mllmbers" of an, official or yee ,shliU b,e deemed to be the loy-ee's spouse, parents, .in.law,'moth- , and sist,8II's- ants of' Sta , 2, Acceptance b,y a local offici8;l of. any , gift from an interested person m Vl~la~ tion ' of Minnesota Statutes, SectlOn 47U\95; '. . I tivities which reqUlre the offic1a , " ployee to interpret Cit~ codes, ea, or regulations w!:llch s~ch , ,involves IJ:latters With which cial or employee has business arid/or family ties; . " 4. Consulting activities carned, ~ut , within' . the City if sUllh, cQn~ultl~g , talerits or skills prull,anly , . ' aI's or' ' lQyee's Hities aCl ities; eq supplies for the purpose of private or per{;!onal financial gain; 7, Enterin!l', into a business transac-' Hon when it invqlves u!ling cop-fidel).- tial informl;ltion gained hi the course of employment; '8. Accepting othl'lr employment or pub- lic office where it will affect the offi- cial's or employee's independence of judgment or require the use of confi-- 'dential information gained as a result , of City duties; 9, Conducting personal business while working regularlY, scheduled hourl3; and' " 1-0, ates, or procuring any 'fiila hrough the biddiil,g' ~process /01' "P Oynlent of out,sidl3 Pflr~ , Isonnel; ap.!i , ..,.~. ",. j ".. . 222,02,Enforcement' , . Any official or emplf,lyee engaging in any activity involving either an actual or potential ,conflict of interest or hav-' ing 'knowledge of such ~ctivity by anoth!!r official or employe!! shall promptly report the activity to the City Administrator, or if such activity ~' e by the City \A ,dm in istra t 01,", to the , ayor, , The City Administrator or ayor shall inv!!stigate I the matter and l!1ake a d,etermination as to whether or not an actual or potentii'll confliCt ,exil3ts. If th!!;" City .!\Hl!1ini~trator Or Mayo . rmines Ii. conflict' exists, itshaU presumed that the continuation of the praCtice woul4 be injurious to the effectiveness of the official or employee in carrying. out his/her duties an4 responsibilities. , . In such Cases the official or employee l;IhaUimmediately terminate the con- ' j~~~~~ ofc:~%;~:ts::~::~ale;;:~ office.' . , , " ' 2 AnYQ any acti or PQten ingkno ;, anoth!!r 0 e s aU' 'promptly report the.' activity' to t4e; City AdministratQr, or if such activity. ~ e, by th eC,ity\Ad.ministratof,to th'e . ayor, ',The City/,Administrator or ayorshaU " , matter' and make n as to whe ntial . ,City;, es a' med' that the continuation' of t e practice would be injurious to the effectiveness of the official or employee in carrying. out hislher duties and responsibilities. <;ases the, official or employee lIlediately tel'lIlinate' the con- ting 'vityor 'bject to termi- plpyPl l' reIIJ,()Val from