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9. EDSR 08-14-2006ITEMi ~ 9. MEMORANDUM TO: Economic Development Authority FROM: Catherine Mehelich, Director of Economic Developmen~,/' C DATE: August 14, 2006 SUBJECT: Update on Incubator Location Commitment - K-Netica Attachments Letter sent to K-Netica from EDA staff dated July 3, 2006 Email coxxespondence from K-Netica CEO, Steve Peterson dated July 24, 2006 Email correspondence from Harlan Jacobs, Genesis Business Centers dated July 24, 2006 Background At its June 12, 2006 meeting the EDA was notified of former incubator tenant, K-Netica's relocation from Elk River to Brooklyn Centex. As a result of the relocation outside Elk River, and in accordance with the Location Commitment clause of the Memorandum of Understanding between the EDA and the company, the EDA directed staff to proceed with actions requiring the company to repurchase the shares owned by EDA within 30 days of written demand. Under the Memorandum of Understanding the shares of stock owned by the EDA axe equal to the rent value not paid in cash. Following is a breakdown of EDA shares and value EDA Shares: 17,758 ($1.00 per share value) Current repurchase price: $35,516 ($2.00 per share value minimum as stipulated in the Memorandum of Understanding) Issue In addition to a phone conversation with the company CEO, staff sent the attached letter dated July 3, 2006 to K-Netica notifying them of the EDA's interest in exercising its right to require the company to repurchase the shares owed by the EDA. The repurchase was required to be satisfied within 30-days of the letter, which would have been a deadline of August 3, 2006. On July 24, 2006 staff received the attached email coxxespondence from K-Netica CEO, Steve Pederson describing the company's situation and a request that the EDA reconsider its action. Update on Incubator Location Commitment - K-Netica August 14, 2006 8DA Mccting Pagc 2 of 2 In addition, staff received the attached email correspondence from the EDA's former Incubator Program Advisor, Harlan Jacobs of Genesis Business Centers on July 24, 2006 offering his advice on the situation with K-Netica. It should be noted that Genesis Portfolio Partners, LLC and Larry Hickman are both, separately, parties to the Memorandum of Understanding between the EDA and K-Nedca and each receives and controls their own respective shares from the agreement. Action Requested Staff requests the EDA's discussion and direction in how they'd like to proceed with the enforcement of the location commitment clause. S:\EDA\Incubator\K-Netica\Memos\2006\8.14.06 EDA.Kne[ica.doc ''ity of LRiver 1306> Orono Parkwac Elk Ricer. A1N ji330 . Jul}- 3, 2006 KnowledgeNetica Corporation Joseph C. Roushar, Founder/CTO 6120 Eaxl Bxocvn Drive, Suite 502 Minneapolis, MN 55430 Dear Mx. Roushax: This letter is to notif}' IinowledgeNetica Corporation chat the City of Elk River Economic Development Authorit}' (EDA) is exercising its tight to require the company to repurchase the shares owned by the EDA within 30 da}'s of this letter. Section 2.5 of the Memorandum of Understanding between the EDA and I{nowledgeNedca Corporation dated blay 2Q, 2002 permits the EDA to exercise this right if the company's headquarters and administrative facilities are not wholly maintained aridun the Cin~ of Elk River. Your recent relocation to 6120 Earl Brown Drive, Suite 502, Minneapolis, 1\finnesota allows the EDA to esexcise this right. Pursuant to Section 2.5 of the Memorandum of Understanding, repurchase price shall be the last price per share offered in any ptivate or public offering authorized by the Board of Directors of the company but not less dean twice die price used to calculate the shares provided to die EDA under Section 2.1 of die i\lemorandum of Understanding. As }-ou know, the price used to calculate the shares provided ro the EDA under the agreement was SI per share. According to our records, die Economic Development Authotits- has 17,758 shares of IutowledgeATetica Corporation stock. The repurchase price of those shares would be $35,516. Please direct your payment to the Cit<- of Elk Ri~rer Economic Development Authorin• at 13065 Orono Parkway, Elk River SIN 55330. Sincerely, ~'~i~~~, Catherine i,Iehelich Director of Economic Development Phone: 763.635.1000 Fay: 763.631.1090 Heidi Steinmetz Asst. Du. of Economic Development sa}sw.ci.elk-rivet mn.us Pagelofl From: Steve Pederson [stevep@knetica.com] Sent: Monday, July 24, 2006 7:54 AM To: Mehelich, Catherine Cc: Joe Roushar; Jeff Saunders; Jeff Gongoll; Gary Puffett; Harlan Jacobs Subject: K-Netica issues Cathy: I received the letter from the City of Elk River notifying us they were to exercise their put clause. We lived within the intent and the explicit language of the contract, but were still unable to find adequate space in Elk River. A few thoughts: 1. Keep in mind that it was never our intent to "leave" Elk River this year. 2. We lost our lease early this year and had a little under 3 months to find a new location. 3. During this time, the City chose to discontinue the Incubator program. 4. As outlined in my letter to Jeff Gongol (attached), we were unable to find affordable, suitable space in Elk River after agood-faith effort on our part in concert with Heidi, the City, and the Chamber of Commerce. 5. You mentioned to me in a phone call that Bixby Energy also lost their lease when they were in the City's incubator program. Because Bixby was unable to find a suitable replacement, the City waived the put option So...for the City to demand a 2X put option, (with no available space or an incubator program), it will trigger a number of things: 1. It will negatively impact our ability (from a cash flow standpoint) to stay whole and to hire the necessary engineers to meet the needs of our current client commitment. 2. It could create a precedent where others with convertible loans may question the viability of our company given the action of the City and contemplate similar options As you may know, the (Foundation has decided that the investment in K-Netica is a "win" and they have agreed to convert their loan when our internal securities audit is complete. I believe we lived within the spirit and intent of the agreement. Without new, affordable space and the loss of the incubator program, I seriously question why the City is taking this action, given the precedent with Bixby Energy. My hope is that the board will reconsider their action in this matter. Regards, Steve Pederson (w) 763-274-1000 x101 (c)612-840-6888 K-Netica Corporation -CEO 6120 Earle Brown Drive, Suite 502 Brooklyn Center, MN 55430-4112 Confidentiality Note: This message is intended only for the named recipient and may contain confidential, proprietary or legally privileged information. Unauthorized individuals or entities are not permitted access to this information. Any dissemination, distribution, or copying of this information is strictly prohibited. If you have received this message in error, please advise the sender byreply e-mail, and delete this message and any attachments. file://S:\EDA\Incubator\K-Netica\Letters\IC-Netica issues.htm 8/10/2006 <a~=NEtica= To: Jeff Gongoll From: Steve Pederson Date: June 22, 2006 Dear Jeff: K-Netica Corporation 6120 Earle Brown Drive, Suite 502 Minneapolis, MN 55430-4112 763.274.1000 It was good chatting with you yesterday, Jeff. As you know (see copy of the "thank-you" letter attached), if it weren't for the organizations mentioned in the letter that have supported K-Netica during our formative stage, we very well may not be here today. As you know, in early January K-Netica was awazded its first major implementation contract (nearly $1M over the next 12 months with Blue Cross of Minnesota). We suddenly found we were no longer just an R&D/development company - we now needed to focus on customer service and revenue. We were expecting to work from our Elk River location for the next couple of years and focus on developing a successful, cash-flow positive company. Things changed quickly when we were notified our lease would not be renewed, and later that the incubator program was being discontinued. Unfortunately, we then had to reallocate resources during this critical period to find a new location for K-Netica. Per our phone conversation yesterday, I'd like to reiterate a few of the facts that may have been overlooked when the EDA made the decision to exercise the put option on the K-Netica contract. • We were notified in late January that the lease on our space would not be renewed. (Thankfully, the landlord allowed us until early May to vacate.) • On January 27`h, we met with Heidi and Cathy to discuss our urgent need to find new space for K-Netica in the Elk River area and work out a strategy. • In February we were notified that the City chose not to continue the Incubator Program. • Space requirements included: 0 2K - 2.SK square feet o High speed Internet capacity o Server room/Conference room/At least 2 private offices/Common area for cubes o Class B-/C+ price o Annual lease preferred...wiling to consider 2 or 3 year agreement o Few incremental costs (no budget for build out, etc.) o May 15` (or sooner) Space considered during Feb-Mar included - (Heidi and Jeff were very helpful!) o Briggs Property o Orluck Property o Basement of Old Main o Houlton Property o Star News Property 0 511 3`a Street Property o Additional Properties (we were made aware of another `/z dozen properties that were dismissed out of hand which didn't come close to our requirements set). In March, we were faced with Few Elk River options and the prospect of "working out of our homes" - we enlisted a broker to help us expand our search to the northern tier of the metro. In April we chose to re-locate to the Earle Brown Center in Brooklyn Center: 0 2.5 year sublease 0 50% off of net market rates o $lOK of furniture "thrown in" o No build out required 0 2.SK square feet Note: During this time, the IFoundation elected to convert their loan and has decided that K- Netica may very well become one of their newest "success stories". To reiterate, it was never our intention to move from Elk River. In fact, our two newest hires this spring were from the Rogers area!) I believe we worked, in good faith, within the agreement parameters of the Incubator Program and done all we could to find new space in the Elk River area. Unfortunately, as Bixsby Energy found, we were not able to find suitable space in Elk River and were forced to look elsewhere. I hope the board we re-visit their decision on calling the put option, and remain a stakeholder in K-Netica. Respectfully, Steve Pederson -CEO K-Netica Corporation cc: Joe Roushar Page 1 of 1 From: TedGenesis@aol.com Sent: Monday, July 24, 2006 9:52 AM To: Mehelich, Catherine Cc: TedGenesis@aol.com; harlangenesis@mac.com Subject: K-netica situation Dear Cathy, Please accept this as sincere advice: I think it's a mistake to take $2 for $1 now (so to speak) and let the following contingencies occur: -The company is as successful as Bixby is likely to be (Bixby is now slated to go public in the next few months and its sales are close to $7 million now). The shares that the City of Elk River's EDA holds are likely to be quite valuable and so too could the K-netica shares. -It could seal the fate of the company ever coming back to Elk River. I sincerely believe that a rapproachment (sp?) could be achieved here whereby the company would commit to establish its first expansion or satelllite software center in Elk River in consideration for the ER EDA to refrain from exercising the put. If I had extra cash, I'd offer to buy the shares from the Elk River EDA. It may also be possible for me to get the Anoka Investors club to purchase the shares from you folks (if K-netica agrees). That would give you folks the cash that the exercise of the put would do without causing cash to come forth form the company. I am not authorized to extend any terms or conditions. I'm just trying to facilitate here. For a variety of good reasons, I hope that the City of Elk River's EDA will re-consider this matter and refrain from exercising the put at this time and for the next year or so. Just consider what the newspaper article might be down the road when someone complains that the City took a $2 bill when it could have had a $20 bill. Let me know what I can do to help in any constructive approach here. REgards Harlan PS Bixby would love to establish an expansion facility in Elk River. I met with Bob Walker last week. Please let me know if you'd like to go to meet with him sometime. Harlan T. (Ted) Jacobs President, Genesis Business Centers, Ltd. 3989 Central Avenue NE Suite 630 Columbia Heights MN 55421 (North Suburban Minneapolis/Twin Cities) Tel 763 782 8576 Fax 763 782 8578 Mobile (Minnesota/Wisconsin/Europe,Canada): 612 701 8153 Mobile in rest of U.S.A.: 612 743 8730 TedGenesis@aol.com H a rl a n G e n e s i s@ m a c. co m HarlanJacobs@GenesisCenters. com www. GenesisCenters.com file://S:\EDA\Incubator\K-Netica\Letters\7.24.06 Harlan Jacobs K-Netica letter.htm 8/10/2006