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4.1. ERMUSR 10-11-2011Elk River .= Municipal Utilities 13069 Orono Parkway • P.O. Box 430 Elk River, MN 55330-0430 UTILITIES COMMISSION MEETING PDWpEBEB B1 A,~'UR~ P ow [aEO Tu S=^= Phone: 763.441.2020 Fax: 763.441.8099 TO: FROM: Elk River Municipal Utilities Commission Troy Adams, P.E. -Utilities Director John Dietz -Chair Daryl Thompson -Vice Chair Al Nadeau -Trustee MEETING DATE: AGENDA ITEM NUMBER: October 11, 2011 4.1 SUBJECT: Power Su ply Options /Resource Planning Update BACKGROUND: [n September 2008, Connexus Energy terminated the ] 0-year rolling "all requirements" power contract with Elk River Municipad Utilities. In April 2010, the Utilities Commission authorized entering into "Phase 1" of a resource planning study with a coalition which includes Central Minnesota Municipal Power Agency (CMMPA) as a participant. In September 2010, the Utilities Commission authorized entering into "Phase 2" of a resource planning study which includes the release of a Request For Proposal (RFP). The RFP was issued on November 15, 2010. In May 2011, the Utilities Commission authorized entering into "Phase 2b" of the resource planning study which will include risk assessment of the proposals. DISCUSSION: As things progress with CMMPA and the Resource Planning Coalition, other opportunities have presented themselves and other opportunities still need to be explored to do our due diligence in our efforts to secure a future wholesale power provider. In the process of searching for ERMU's future, there is a need to understand what we currently have and what the big picture differences are between the options. The option of renegotiating our current all requirements power contract with Connexus/Great River Energy (GRE) is still a relatively easy solution. The advantages of this option are the simplicity and relatively decision-free nature of the all-requirement type contract and no transmission interconnect issues result from the renegotiation. There are significant disadvantages too. The renegotiation of this contract will focus on limiting ERMU's legal right to acquire service territory within the corporate boundaries of the City of Elk River. The relation of this type of contract would be that of customer and power supplier, meaning ERMU would be a customer and not a "member". Elk River Municipal Utilities would not have any local control to influence or direct the decisions made by Connexus or GRE. When ERMU's and Connexus' and GRE's needs align and the wholesale power rates are good, this is would be a great situation to be in. When our needs do not align or the wholesale power rates are high, ERMU would be trapped with no options to correct the situation. Basically ERMU would be along for the ride. Joining CMMPA would be very different from the all requirements contract option with Connexus/GRE. Central Minnesota Municipal Power Agency is a project oriented joint action agency of 12 members. They provide power project options that the members can choose to participate in. The members do not necessarily have the same portfolios. The board does not make decisions on projects without the approval of the member's governing bodies. The advantages to this type of arraignment are total flexibility and local control. There are significant disadvantages too. There is more risk with the project oriented joint action agency business model. Another thing to consider with CMMPA is their size. The total load of the 12 CMMPA members is about the same size as ERMU alone. Other options that need to be explored including but not limited to: • Minnesota Municipal Power Agency (MMPA) -Owned by its 11 member municipal utilities, provides an all requirements type service. The governance/management relationship within MMPA is structured such that the agency is able operate like a business unencumbered by governing body involvement. In other words, the governing body sets policy and the agency management runs the day to day operation of the business. This agency is comprised of similar sized municipal utilities mostly located in the metro area. There would be transmission interconnection details to sort discuss. Missouri River Energy Services (MBEs) -Representing 61 member municipal utilities within North Dakota, South Dakota, Iowa, and Minnesota. Most, if not all of their members are eligible for hydro power as part of the Western Area Power Administration (WAPA). Missouri River Energy Services was really established to provide power to supplement the WAPA hydro allocations. • Southern Minnesota Municipal Power Agency (SMMPA) -Owned by 18 member municipal utilities and a 41% owner of the Sherco 3 power plant. There may be opportunities to explore with SMMPA because 3 of their member making up more than half of their total load have opted out of renewing their contract. There would be details needing to be worked through regarding timing of contracts. SMMPA has never added a new member before, but under the current circumstances of losing 3 members this may be an option. Xcel Energy and/or Minnesota Power -There are many municipal utilities that have power contracts with Investor Owned Utilities (IOUs). Their business is not aligned with the goal and values of public power, but that doesn't mean would be out of the question. Ultimately, the wholesale power rates will be an important factor in ERMU decision. There are other things to consider. Advocacy, size, transmission, adaptability, asset diversity, goals and values are all important. The decision to join with like Cities or enter into a contract with IOUs or Coops will hinge largely on the importance of having similar goals and values. The choice between entering into an all requirement contract or participating in individual project and being independent will hinge on ERMU's position on comfort level at a premium verses higher exposure to risk for lower costs. In the end, balance and diversity help to eliminate the extremes. Early this year ERMU requested a quote from SAIC (R. W. Beck) to analyze the results from the Resource Planning Coalition Request for Proposal with CMMPA compared to renewing with Connexus/GRE. The quote was very high and the Commission directed staff to seek another quote. Since that time, SAIC has revised their quote. Staff has also requested a quote from Power Systems Engineering (PSE). These quotes are attached for Commission review and consideration. TASK AUTHORIZATION Task Authorization Description Effective Date: Client Name and Number: Contract No.: Power Supply Analysis September 9, 2011 Elk River Municipal Utilities Consultant and Client agree that this Task Authorization will be governed by the terms and conditions of the Professional Services Agreement dated July 11, 2011 unless specifically modified herein. Scope of Services The Client is interested in having SAIC provide consulting services associated with an evaluation of alternative long term all-requirements power supply including transmission services. The Client currently purchases all requirements power from Connexus who obtains the power it sells to the Client from Great River Energy ("GRE"). In 2008, Connexus exercised the termination clause of the rolling 10 year all-requirements power contract effectively establishing the contract end date as September 30, 2018. As a result of receiving this notice and other factors, Client decided to join a Resource Planning coalition with Central Minnesota Municipal Power Agency ("CMMPA") and others in a request for power supply process ("RFP") to obtain alternative power supply options. Connexus would like to continue to serve the Client, however, they are interested in renegotiating its contract terms. SAIC will provide the services to the Client on a time and materials basis. TASK -POWER SUPPLY ANALYSIS Consultant will conduct an evaluation of alternative all requirements power supply arrangements for the Client based on proposals received by the Client for the period January 1, 2019 to December 31, 2028 (the "Study Period"). The analysis will be based on offers and information to be obtained by the Client and provided to the Consultant. Services provided by the Consultant will include the following. 1. The Client and the Consultant will participate in a kick-off conference call. The parties shall agree on a schedule, review the proposed Task Authorization, and discuss the timing for decisions by CMMPA on the RFP process and its recent discussion with the Client's existing supplier. 2. The Consultant will prepare a data request for the teen of a proposed arrangement between GRE and the Client to be provided to Connexus and GRE by the Client. The information requested from GRE may include the following. a. An electronic copy of the model of GRE's system including model inputs and outputs b. GRE and Client Annual Demand and Energy Load Forecast c. GRE and Client Hourly load data for a typical year R:IOdandolElk RiverlTA-ELKRIVER090917.DOCX Pagel TASK AUTHORIZATION d. Name of generation resource and purchase power contracts, unit ratings, full load heat rates, forced outage rates, fuel types, and emission rates for SOz, NOx and COz e. Monthly average fuel prices by fuel type in $/mmBtu & monthly average emission rates for SOz> NOx and COz in $/ton f. Hourly market prices for the study period g. Existing and future annual interest and debt rates h. Most recent balance sheet i. Latest Integrated Resource Plan j. Projected monthly demand and energy rates and projected Client billing demand and energy determinants k. Copy of the existing contract or tariff between GRE and the Client 1. Annual projection of transmission services and ancillary charges on a per unit basis m. Projection and explanation of transmission congestion charges over the study period 3. The Consultant will review the data, model, and projections provided by Connexus and GRE. Based on assumptions provided to GRE by the Client, GRE will prepare projections of power costs for the Client. 4. The Consultant will prepare a list of the principal considerations and assumptions for the Client's review and approval. 5. The Consultant will prepare a 10-year independent projection of the Connexus and GRE system power supply costs using a model prepared by the Consultant. The projection will include fuel and market prices forecasts provided by CMMPA. 6. The Consultant will prepare a 10-year projection of the Client's costs of purchase power for (i) a base case that will assume the Client continues to purchase power from its existing supplier and (ii) up to three (3) alternative power supply portfolios based on information that the Client obtains from CMMPA. It is assumed that the information from CMMPA will be complete and include fuel and market prices forecasts and basic projected power supply planning rates for each resource in the portfolios on a fixed ($/KW-mo.) and variable basis ($/MWh). The projections provided by CMMPA will include the cost of transmission services and CMMPA's explanation the congestion pricing included for each resource/portfolio. 7. The Consultant will prepare a 10-year projection of the Client's costs of purchase power from Connexus/GRE and the CMMPA proposals. The Consultant will prepare a comparison of the projected costs for purchase power including the cost of transmission services on a nominal and net present value basis. This comparison of projected costs will be documented in a brief letter report that will include a list of the principal consideration and assumptions. R:\DrlandolElk RiveATA-ELKRIVER090911.DOC% Paget TASK AUTHORIZATION 8. The Consultant will review the results with the Client's staff. The budget estimate does not include a presentation before the Utilities Commission. 9. The Consultant will provide other consulting services as requested by the Client as Additional Services. Deliverable The assumptions and results of the analysis will be provided in a letter report. Services Furnished by Client The Client will: ^ Provide notice to proceed. ^ Provide input on assumptions. ^ Provide historical and projected data and information about the Client's system including electronic load and other data in a format to be specified by the Consultant. ^ Provide required information from CMMPA and others necessary for the Consultant to conduce the requested services. ^ Provide all legal services required to do the work. Schedule Consultant will provide deliverables on a schedule as-agreed to by the Client. Fee for Services Consultant will perform the services under this Task Authorization on a time and materials basis in accordance with the terms of the Professional Services Agreement. The estimate for the services under this Task Authorization is between $45,000 and $55,000. The fee for the services will not exceed a budget ceiling of fifty-five thousand dollars ($55,000) without obtaining the prior written authorization of Client. Consultant shall not be required to furnish services or incur expenses above the budget ceiling without written authorization and additional funding from the Client. The budget for this Task Authorization does not anticipate or include expenses for travel. Assumptions The Scope of Services and associated pricing are based on the following assumptions, clarification, information, and assistance being provided in a timely manner. If these items or the anticipated level of effort are inaccurate, additional services may be required. 1. Client shall provide information and data that the Consultant requests and on which it can rely in performing services under this Agreement. 2. One draft and one final letter report are included in the estimate. Additional drafts will be additional services. 3. Out-of-pocket expenses include all estimated costs for computer usage, telephone, fax and reproduction equipment, and postage. These costs have been included in the fee for services, including relevant software fees, if any. R:IOrlandolElk Rived7A-ELKRIVER090911.DOCX Page3 TASK AUTHORIZATION Additional Services Additional services can be provided subject to modification of the Scope of Services and schedule, and establishment of a mutually agreeable adjustment to the fee for services. Amendment(s) to Terms of the Agreement None. IN WITNESS WHEREOF, the Parties have signed this Task Authorization as of the date first written above. ELK RIVER MUNICIPAL UTILITIES SAIC, ENERGY, ENVIItOMENT & INFRASTRUCTURE,LLC Signature Name Title %/ _ __'_ Signature Name Steven Stein Title Senior Project Manager Page4 R:\DrlandolElk RNeATA-ELKRIVER090911.DDCX Professional Services Proposal fo- Elk River Municipal Utilities Elk River, MN for Power Supply Analysis September 27, 2011 Contact: Thomas J. Butz 10710 Town Square Drive, NE, Suite 201 Minneapolis, MN 55449 Office: 763-783-5343 Mobile: 612-961-9495 Fax: 763-755-7028 Email: butzt@powersystem.org Web Site: www.powersystem.org Madison, WI Minneapolis, MN Marietta, OH Indianapolis, IN Via a-mail September 27, 2011 Mr. Troy Adams, P.E. Utilities Director Elk River Municipal Utilities P.O. Box 430 Elk River, MN 55330-0430 Subject: Power Supply Analysis Dear Mr. Adams: Thank you for taking the time to meet with Rich Macke and me on Tuesday, September 20, 2011. We aze confident that Power System Engineering, Inc. (PSE) has the necessary skill sets to provide strategic analysis to assist Elk River Municipal Utilities (ERMU) in making a power supply decision. There aze many changes occurring in the electric industry at this time that complicate the process of selecting a power supply resource. There aze also considerations as the type of organization that is providing ERMU with power supply resources. As one example, municipal and cooperative suppliers have greater alignment to ERMU in terms of not having to satisfy both investors and customers at the same time. Our understanding of the situation is that ERMU has been given notice on the power supply contract from Connexus Energy that will terminate in September 2018. ERMU has also been participating in a power supply evaluation with Central Minnesota Municipal Power Agency (CMMPA) that is expected to include an adequate resource mix for the long-teen power supply needs. An eazly decision is needed whether to continue with this approach, or evaluate other options, with at least four other entities being identified as possible power supply providers at this point. PSE has extensive experience in Power Supply analysis with municipal entities, including with Escanaba, Norway, Crystal Falls, and Gladstone, Michigan. Work in the 2003-2005 timeframe focused on evaluating the power supply options for five municipals and two small cooperatives, including purchase power options, and also considering aself--build alternative. Work with Escanaba, Michigan has involved a wide range of power supply evaluations, including demonstrating the economics of self-generation compared to market purchases, market-based proposals vs. formula based proposals, impacts on the MISO mazket pricing from the supply node to the purchasing party's load node on power supply alternatives (typically called basis risk), evaluation of a fix for float financial hedging transaction, and negotiating contracts related to the power supply issues. PSE also assisted Great River Energy (GRE) members in evaluating the economics of purchasing 10 percent of their energy from an outside resource, and thus 2 Mr. Troy Adams /September 27, 2011/ Page 3 provided valuable project experience related to power supply evaluations in this region. References can be supplied on these projects if desired. PSE has the necessary experience base, in power supply evaluations, strategic planning, and contract analysis to help Elk River Municipal Utilities with the current project. Our Project Tasks aze broken out into an "ala cart" approach, where for the most part they can be selected as individual items off the menu to allow the greatest flexibility in using outside resources. Analysis for a decision stazting in 2018 will be a balance of both strategic and analytic evaluations, knowing that there aze inherent uncertainties when making a long range projection. Over-emphasis on the analytic evaluation for a long term projection can provide a decision maker with a false sense of accuracy, and not take into account the strategic measures that aze also important when making a power supply evaluation. PSE has sought a balanced approach in this proposed scope of work. Project Tasks The following is a description of the project task azeas that can be provided by PSE. 1. PROVIDE INITIAL COMMENTS ON AVAILABLE CMMPA STUDY INFORMATION CPPA has been conducting a power supply evaluation and ERMU is facing a decision whether to continue participation, or move to consider other power supply alternatives. Reviewing information that is available to date will provide necessary background for PSE to "catch up" to your evaluation. PSE will review the study information and provide initial comments in order to be prepared for the outcome of the study findings. 2. PROVIDE LIST OF VIABLE ALTERNATE POWER SUPPLY ALTERNATIVES AND PROVIDE HIGH LEVEL SCREENING In order to provide a means of comparing other power supply alternafives with the CMMPA portfolio, PSE will screen the viability of a select number of entities that are likely to be capable of providing the power supply resources to meet ERMU needs. The screening of power supplier information will be conducted using readily available information and summarized in both presentation and report formats. The alternative power supply information will be compared to the CMMPA portfolio. An important element in the screening analysis will be setting up the strategic scoring system that will be used to evaluate all power supply alternatives available to ERMU. Elements of the scoring system aze expected to include the comparison of the ERMU demand and energy requirements to the power supply total resources, type of generation in the supplier portfolio, resource development risk, amount of energy expected from the energy mazket, type of organizational structure (Co-op, muni, Investor Owned etc.), governance structure, and cost projections. This scoring system will provide amulti-dimensional basis for comparing various offerings. PSE's approach is not to pour hundreds of hours into the numerical analysis of the offerings, but to seek comparable projections from the parties, and use the scoring system to provide a well rounded assessment to the ERMU Commission in making important Mr. Troy Adams /September 27, 2011/ Page 4 resource decisions. Results from the scoring system at this point will be a "pass" or "fail" approach to detemilne if the party needs to be looked at more thoroughly. At this point, there isn't expected to have enough information to determine the continued participation in the CMMPA Study. 3. EVALUATE FINDINGS FROM CMMPA STUDY PSE will evaluate the findings from the CMMPA study to provide information to the ERMU Commission to make the decision to continue with the evaluation. More detailed information may be needed from the evaluation in order provide the summary information. The scoring methodology will also be applied to the CPPMA study data, and be used to work towazd the recommendation of continuing or not continuing the evaluation study. 4. FORMULATE RECOMMENDATION ON FURTHER CPPMA PARTICIPATION Results from the CMMPA study will be compared to the alternative resource screening results to determine the key question of whether to continue participating in the CMMPA portfolio development. This comparison will not be a full compazison of the results, because altemative results won't be completed at this point. The decision to continue with CMMPA will essentially be made without a full analysis of the alternatives. One of the main criteria expected at this point in this project will be the viability of the CMMPA portfolio development, compazed to the resource availability of alternative suppliers. Other criteria will likely align with the scoring system. Presentation of results and discussion with the Commission aze assumed to be part of this task. $. IF CMMPA PARTICIPATION ENDS - PROVIDE A MORE ROBUST POWER SUPPLY EVALUATION OF ALTERNATIVE In order to provide a more robust power supply evaluation, more detailed information will be sought from each provider that has passed the initial screening outlined in Task 2. There may be other entities considered at this point to be added to the list of viable providers. The main focus of this task is to perform a complete analysis including an evaluation of projected cost and scenarios considering vazious environmental regulations. The more detailed information will be included in the scoring evaluation for each alternative supplier and combined into the evaluation in Task 7. 6. IF CMMPA PARTICIPATION CONTINUES- PROVIDE TECHNICAL SUPPORT IN FORMULATING THE FINAL RESOURCE RECOMMENDATION FROM THE STUDY PSE will work with ERMU and CMMPA to help finalize the portfolio recommendation as needed and move the process into the project development phase. The analysis for this Task will include working with the CMMPA staff and other vendors involved in the process to make sure the study includes criteria required for the Minnesota Certificate of Need filing. Mr. Troy Adams /September 27, 2011/ Page 5 Preparing for a filing would be a strategic move, and keep the process moving to the point of seeking regulatory approval. More details on the financing will also need to be worked through to make sure there aren't any fatal flaws with any of the parties in project development. Assistance with the Minnesota Certificate of Need Proceedings will also be an optional task that will need to be broken out into its own scope of work if desired. 7. FORMULATE THE POWER SUPPLY RECOMMENDATION At this point in the process, it is expected to have enough information to make a power supply recommendation. The power supply recommendation will be brought before the ERMi.J Commission for approval, and all required information on scoring the proposals will be summarized for discussion. H. WRITE SUPPORTING REPORT IN L[NE WITH THE RECOMMENDATION. PSE will summarize the analysis and recommendations of the power supply decision process in a report, outlining the analysis, scoring system approach, comparison of power supply alternatives, and recommendations. Consideration will be made regarding the confidentiality of the information when writing the report. Mr. Troy Adams /September 27, 2011/ Page 6 Project Costs Billing for consulting services will be on an hourly rate basis PSE Team Member Hourly Rate Tom Butz $195.00 Administrative $80.00 Project costs are provided as a not to exceed total with cost per task as the following: TASK COST Task 1 3,000 Task 2 5,000 Task 3 3,000 Task 4 3,000 Task 5 12,500 Task 6 3,000 Task 7 2,000 Task 8 6,000 Suggested Totals Continued CMMPA Participation Tasks 1-4, 6-8= $25,000 Discontinued CMMP Participation Tasks 1-5, 7-8=$34,500 PSE provides the fee estimate as a not to exceed value, and will bill actual costs based on hourly rates. PSE pledges to work with the ERMU to minimize the cost without sacrificing quality. PSE is very interested in getting started with this work, and will attend the next Commission meeting to allow for the opportunity to discuss the approach and introduce PSE to the Commission. Again, we appreciate the opportunity to present this proposal. Please call me at 612-961-9495 if you have any questions. Sincerely, Thomas Jeffrey Butz P.E. Senior Planning Engineer 5403/tjb