6.2. SR 11-14-2011Item #6_2.
MEMORANDUM
TO: Mayor and City Council
FROM: Cal Portner, City Administrator
DATE: November 14, 201 I
SUBJECT: Overtime Review
As I understand from past correspondence, the Council has had concerns with the execution
of the city's overtime and compensatory (comp) time policy.
The intent of this discussion is to ensure the proper overtime/comp time issues are
addressed and set parameters for the forthcoming overtime policy.
A memo was prepared by Human Resources Representative, Lauren Wipper, dated October
3, 2011, that explained the city's current policies, contractual language, and provided recent
historical expenditures. From the information provided by Interim Administrator Bob
Thistle, there appears to be four concerns to address:
1. Excessive/compounding comp time
2. Inconsistent policy usage/application by each department
3. A desire for limits to when comp time can be taken or how much can be accrued
4. Snow plowing overtime
Excessive/compounding comp time
Operational changes for 2008 resulted in a decrease in overtime expenses and an increase in
compensatory time accrual. The added accrual and use of comp time may have had the
effect of further increasing accrual and use. We budget each year fox expected overtime
based upon historical trends and known activities. The following non-police activities accrue
a relatively consistent overtime/comp time expense.
1. Summer splash pad operations
2. .Flag raising
3. Outdoor ice rink maintenance
4. Recreation special events
5. Ball tournaments/field maintenance
There are a number of other areas that accrue an overtime/comp time expense as well
including but not limited to:
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1. Elections
2. Alarm calls
3. Wastewater system maintenance
4. Meeting minute-taking
5. Police report preparation
The budget also accounts for overtime that is less consistent, snow event plowing. We
currently budget specifically for plow route overtime.
To avoid further disrupting workflow due to the use of comp time, the policy should allow
for overtime earnings. Overtime can be budgeted for using historical trends and be
managed by department directors and division managers. In the case of a budget overage,
directors should be expected to hold expenditures elsewhere in their budget.
Inconsistent policy usage/application by each department
Individuals who plow specific street plow routes are currently able to earn overtime,
regardless of which department they are assigned. Park Maintenance, Building Maintenance,
Administration, Recreation and Equipment Services have relied on comp time.
Budgeting for and tracking overtime use would allow us to better determine if staffing levels
meet operational needs.
Further, there is often a challenge with employees accounting for their total hours worked.
Often, when overtime/comp time cuts are discussed it is misunderstood that timecards must
reflect actual hours worked. Managers must consistently communicate this message and not
keep any time off the books. The use of flex time is also often misunderstood, which can
create a liability for the city.
A good overtime policy will ensure managers have the tools needed to meet seasonal or
unplanned events, maintain fairness and consistency that aids morale and ensure compliance
with federal workplace law.
A desire for limits to when comp time can be taken or how much can be accrued
The city currently allows the federal law maximum with regard to annual accrual of comp
time and allows 40 hours (one week) of time to carry over to the next year. Large "banks"
of comp time can be a challenge fox work scheduling, especially since certain times of the
year are more popular for time off.
We currently allow for the cash out of excess time for some staff. We have also moved the
year-end date for tracking comp time for some divisions to October 31.
An option to further manage comp time is to use a rolling bank of hours. A rolling bank
allows those who prefer time off to bank time up to a predetermined amount, after which
overtime is paid out. As the bank is used throughout the year, additional comp time may be
accrued. The incentive is to take time off periodically, which eases scheduling and not create
a year-end rush to use up time, which now may be as many as 200 hours (25 days).
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Snowplowing overtime
The Council approved a temporary snowplowing overtime policy for the 2011-2012 winter
season. The updated overtime policy will include many of the provisions currently in the
policy.
Lastly, we do not budget overtime for other storm clean up, however you may wish to
consider a storm event budget or similar that includes funding for other unplanned natural
events.
Attachment: Memo, October 3, 2011, Overtime and Compensatory Time
N:\Public Bodies\City Council\Administrator\2011\Overtime.docx
MEMORANDUM
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TO: City Council
FROM: Lauren Wipper,
Human Resource Representative
DATE: October 3, 201
SUBJECT: Overtime and Compensatory Time
Earlier this year, the City Council requested information regarding the City's overtime and
compensatory time policies. This information is included for your discussion.
The two written policies for non-union employees that address overtime and comp time are
included with this memo. One is the Overtime and Compensatory Time for Non-Exempt
Employees policy from the City's Employee Personnel Manual and the other is city council
meeting minutes from May 28, 2002 indicating that employees working on snow removal on
a Saturday or Sunday be paid overtime. The other policy that has been long time practice
but that I am unable to find in writing is paying overtime to wastewater employees when
they work the weekend rotation hours. The overtime and compensatory time articles from
the city's two union contracts are included as well.
Overtime pay is set each year in the annual budget. The Overtime and Compensatory Time
fox Non-Exempt Employees policy defines overtime and then goes on to state that
"overtime compensation will be paid for overtime hours" unless requested as comp time.
When we began dealing with the constraints of a tight budget, overtime budgets were
reduced and the interpretation of the overtime and comp time policy changed. As allowed
by the Fair Labor Standards Act (ELBA), employees were required to bank compensatory
time and then use those hours (not allowing a cash out) to ensure that they met the end of
year policy requirements as stated in the second to last paragraph of the policy. (Patrol,
investigations, and wastewater were allowed to continue cashing out comp hours.) The
street and equipment services divisions have requested a change to their "year" a couple of
times to ease the difficulty of meeting the end of year comp bank hours requirements while
still performing necessary snow removal activities. The park division chose to stay with the
December 31 year end date.
The spreadsheets attached show the overtime and comp time details for all of 2010, and
2011 through September 10. When reviewing them, please remember that 2010 has three
and a half months' worth of data more than 2011. Another item to note is that this data is
for only non-exempt employees and does not include any data for exempt (salaried)
employees.
The spreadsheets show overtime and compensatory time for each division. Footnotes
indicate items with additional detail at the bottom and hope to make the spreadsheets a bit
more self-explanatory. As there are differences in the way overtime/comp time is handled
from division to division, it is understandably a difficult spreadsheet to follow.
The overtime budget shown is the annual budget approved by council. Overtime paid is just
that and hours indicate the number of hours that were paid out as overtime.
Comp time carry forward is the number of hours of comp time that were on the books fox
that division at the beginning of the calendar year. Because under FLSA comp hours need
to be accrued at time and one half, when an employee works an extra hour in a week, an
hour and a half goes into that employee's comp bank. In some cases an employee may be
earning double time and then two hours would go into the bank.
Comp time taken is the number of hours employees used accrued comp time to take paid
time off of work. Employees in patrol, investigations and wastewater have been allowed to
cash in comp time. Prior to adjusting our policy to manage tight budgets, all non-exempt
employees were allowed to cash in comp time. Cashed in comp time is charged to overtime
and because most divisions do not have an overtime budget, they are not allowed to cash in
comp time. On the spreadsheet, comp hours that are cashed in axe shown in that column
and the cost for those hours are included in the overtime paid column.
In the 2010 spreadsheet, we note the end of year balance for comp time and in the 2011
spreadsheet, we note the balance as of September 10. The end of year target hours in the
2011 spreadsheet indicates the maximum number of comp hours that each division should
have by the end of the year. As mentioned earlier, streets and equipment services used a
different year and needs to have their comp hours at or below 40 for each employee by
October 31.
The additional hours worked column is the sum of the overtime hours plus two-thirds of the
comp earned hours. (Recall that comp is earned at time and one half.) This number reflects
the additional hours (hours over 40 in a week) that employees worked during the year.
The net column is additional hours worked minus comp hours taken off. 'This number
indicates the number of extra hours of work that would have been necessary if employees
hadn't taken any comp time off of work.
Staff will be at Monday night's meeting to answer any questions you may have.
Action Step
An update of the City's Personnel Policy Manual is projected to be done in 2011 and 2012.
Staff recommends exploring the options of having a comprehensive review of our Personnel
Policies performed as part of that update.