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3.2. SR 07-13-1998City of Item # 3.2. MEMORANDUM ver TO: Mayor & City Council FROM: DATE: Paul T. Steinman, Director of Economic Development July 13, 1998 SUBJECT: Hold Public Hearing to Consider a Resolution Approving TIF District No. 19 (Earl Hohlen Project) Issue The issue before the City Council at this time is to consider the attached resolution which makes all of the statutory findings necessary for the establishment of TIF District No. 19. Overview TIF District No. 19 has been proposed by Associated Builders to aid in the redevelopment of the Earl Hohlen property at the southeast corner of 169 and County Road 12. This mixed use project will include a commercial component and an approximate 40 acre business park on the south end of the site. The project area is adjacent to the proposed new transportation corridor which is to connect County Road 12 and Highway 10. Consideration of the attached resolution is the last formal Council action taken to establish TIF District No. 19. The TIF Plan and District ~ be certified to the county and state upon approval of the resolution and, at that point, the tax increment "tool" will be in place for use to stimulate the redevelopment of this project area and construction of a 40 acre business park. The future process of this issue will involve an approximately three to five month time period during which the developer and EDA will proceed with negotiating a tax increment package which will meet the developer's needs and goals of the city. City staff worked closely with the city attorney's office to establish the statutory findings as indicated in the attached resolution. Various measurements were taken by the city engineer's office to determine the 13065 Orono Parkway · P.O. Box 490 · Elk River, MN 55330 · TDD & Phone: (612) 441-7420 · Fax: (612) 441-7425 RESOLUTION 98 -__ CITY OF ELK RIVER COUNTY OF SHERBURNE STATE OF MINNESOTA RESOLUTION MODIFYING DEVELOPMENT DISTRICT NO. 1 AND ADOPTING THE DEVELOPMENT PROGRAM THEREFOR; AND ESTABLISHING WITHIN DEVELOPMENT DISTRICT NO. 1, TAX INCREMENT FINANCING DISTRICT NO. 19, AND ADOPTING THE RELATED TAX INCREMENT FINANCING PLAN THEREFOR. BE IT RESOLVED by the City Council (the "Council") of the City of Elk River, Minnesota (the "City") as follows: Section 1. - Recitals. 1.01. The EDA has heretofore established Municipal Development District No. i and adopted the Development Program therefor. It has been proposed that the City modify Development District No. i and adopt the Development Program therefor and establish within Development District No. 1, Tax Increment Financing District No. 19 ("District No. 19"), and adopt the related Tax Increment Financing Plan therefor (collectively, the "Program" and "Plan"); all pursuant to and in conformity with existing law, including Minnesota Statutes, Sections 469.090 through 469.1081 and 469.174 through 469.179, inclusive, as amended, all as reflected in the Program and Plan and presented for the Council's consideration. 1.02. The Council has investigated the facts relating to the Program and Plan. 1.03. The City has performed, or will perform, all actions required by law to be performed prior to the adoption of the Program and Plan by the City, including, but not limited to, notification of Sherburne County and School District No. 728 having taxing jurisdiction over the property included in District No. 19, a request for review of and written comment on the Program and Plan by the City Planning Commission, and a request that the Council schedule a public hearing on the Program and Plan upon published notice as required by law. 1.04 Certain written reports (the "Reports") relating to the Program and Plan and to the activities contemplated therein have heretofore been prepared by staff and submitted to the Council and/or made a part of the City files and proceedings on the Program and Plan. The Reports include data, information and/or substantiation constituting or relating to (1) the "studies and analyses" on why the new District No. 19 meets the so-called '"out for" test; and (2) the basis for the other findings and determinations made in this resolution. The Council hereby confirms, ratifies, and adopts the Reports, which are hereby incorporated into and made as fully a part of this resolution to the same extent as if set forth in full herein. Section 2. - Findings for the Adoption and Approval of the Program and Plan. 2.01. The Council hereby finds that the Program and Plan, are intended and, in the judgment of this Council, the effect of such actions will be, to provide an impetus for development in the public purpose and accomplish certain objectives as specified in the Program and Plan, which are hereby incorporated herein. Section 3. - Approval and Adoption of the Program and Plan. 3.01. The Council hereby finds that Tax Increment Financing District No. 19 is in the public interest and is a "redevelopment district" under Minnesota Statutes, Section 469.174, subd. 10. 3.02. The Council further finds that the proposed development would not occur solely through private investment within the reasonably foreseeable future and that the increased market value on the site that could reasonably be expected to occur without the use of tax increment financing would be less than the increase in the market value estimated to result from the proposed development after subtracting the present value of the projected tax increments for the maximum duration of District No. 19 permitted by the Tax Increment Financing Plan, that the Program and Plan conform to the general plan for the development or redevelopment of the City as a whole; and that the Program and Plan will afford maximum opportunity consistent with the sound needs of the City as a whole, for the development of District No. 19 by private enterprise. 3.03. The City elects to make a qualifying local contribution in accordance with Minnesota Statutes, Section 273.1399, subd. 6(d), in order to qualify District No. 19 for exemption from state aid losses set forth in Section 273.1399 subd. (c). 3.04. The Council further finds, declares, and determines that the City made the above findings stated in this Section and has set forth the reasons and supporting facts for each determination in writing, attached hereto as Exhibit A. Section 4. Approval and Adoption of the Program and Plan 4.01. The Program and Plan, as presented to the Council on this date, including without limitation the findings and statement of objectives contained therein, are hereby approved, ratified, established, and adopted and shall be placed on file in the office of the EDA Executive Director. 4.02. The staffofthe City, the City's advisors and legal counsel are authorized and directed to proceed with the implementation of the Program and Plan and to negotiate, draft, and prepare and present to this Council for its consideration all further plans, resolutions, documents, and contracts necessary for this purpose. 4.03. The Auditor of Sherburne County is requested to certify the original net tax capacity of District No. 19, as described in the Program and Plan; and the City of Elk River is authorized and directed to forthwith transmit this request to the County Auditor in such form and content as the Auditor may specify, together with a list of all properties within District No. 19, for which building permits have been issued during the 18 months immediately preceding the adoption of this resolution. The motion for the adoption of the foregoing resolution made by Councilmember and was duly seconded by Councilmember and upon a vote being taken thereon, the following voted in favor thereof: and the following voted against the same: Dated: July 13, 1998 ATTEST: Henry A. Duitsman, Mayor Sandra A. Peine, City Clerk EXHIBIT A RESOLUTION NO. 98 - The reasons and facts supporting the findings for the adoption of the Tax Increment Financing Plan for Tax Increment Financing District No. 19 ("District No. 19") as required pursuant to Minnesota Statutes, Section 469.175, Subdivision 3 are as follows: Finding that the District No. 19 is a 'tedevelopment district"as defined in Minnesota Statutes, Section 469.174, Subdivision 10. District No. 19 consists of five parcels of property. Parcels consisting of 70 percent of the area of the District are occupied by buildings, streets, utilities, or other improvements and more than 50 percent of the buildings, not including outbuildings, are structurally substandard (within the meaning of Minnesota Statutes, Section 469.174, subd. 10(b)) to a degree requiring substantial renovation or clearance, which finding is made based, in part, upon internal inspections of such buildings. Finding that the proposed development, in the opinion of the Council, would not reasonably be expected to occur solely through private investment within the reasonably foreseeable future and that the increased market value of the site that could reasonably be expected to occur without the use of tax increment financing would be less than the increase in the market value estimated to result from the proposed development after subtracting the present value of the projected tax increments for the maximum duration of the district permitted by the plan. Due to the high cost of redevelopment on the parcel and the cost of financing the proposed improvements, this project is feasible only through assistance, in part, from tax increment financing. A comparative analysis of estimated market values both with and without establishment of Tax Increment Financing District No. 19 and the use of tax increment has been performed as described above. If all development which is proposed to be assisted with tax increment were to occur in District No. 19, the total increased market value would be up to $36,000,000. It is the Council's finding that no development with a market value of greater than $23,450,013 would occur without tax increment assistance in this district within 25 years. This finding is based upon evidence from general past experience with the high cost of redevelopment of the type of uses found in District No. 19. Finding that the Tax Increment Financing Plan for District No. 19 conforms to the general plan for the development or redevelopment of the municipality as a whole. The Tax Increment Financing Plan for District No. 19 has been reviewed by the Planning Commission on June 23, 1998, and been found to conform to the Comprehensive Plan and general development plan of the CiW. Finding that the Tax Increment Financing Plan for District No. 19 will afford maximum opportunity, consistent with the sound needs of the City as a whole, for the development o£ Municipal Development District No. I by private enterprise. The development to be assisted by District No. 19 will result in increased employment in the City and the State of Minnesota, increased tax base of the State and add a high quality development to the City. MODIFICATIONS To the Development Program For Development District No. 1 and the TAX INCREMENT FINANCING PLAN for Tax Increment Financing District No. 19 (A Redevelopment District) Economic Development Authority in and for the City of Elk River Sherburne County City of Elk River, Minnesota Prepared: July 1, 1998 Revised: July 1, 1998 Adopted: July 13, 1998 Prepared by: Springsted Incorporated 85 E. Seventh Place, Suite 100 St. Paul, Minnesota 55101-2887 (612) 223-3000 City of Elk River, Minnesota Modification to the Development Program for Development District No. 1 Dated' July 1, 1998 Prepared by: SPRINGSTED INCORPORATED 85 E. Seventh Place, Suite '100 St. Paul, MN 55101-2887 (612) 223-3000 MODIFICATION TO THE DEVELOPMENT PROGRAM FOR DEVELOPMENT DISTRICT NO. I Add to Section I: As of the date of this modification, anticipated development within Tax Increment Financing District No. 19 consists of several mixed-use projects. Commercial development on approximately 70 acres of the TIF District will encompass approximately 1.5 million square feet of retail space and approximately 300,000 square feet of restaurant and convenience store space. Construction is tentatively scheduled for 1998 and 1999. Approximately 40 acres of the TIF District is currently zoned for an industrial business park. At this time no specific development has been scheduled for this site, although it is anticipated that 300,000+ square feet of industrial space will be constructed over the next 2-5 years. The estimated public costs associated with the anticipated development and redevelopment projects within the TIF District are shown in Section K of the TIF Plan. City of Elk River, Minnesota Tax Increment Financing Plan for Tax Increment Financing (Redevelopment) District No. 19 (U.S. Highway 169 and County Highway 12 Project) Dated: July 1, 1998 Prepared by: SPRINGSTED INCORPORATED 85 E. Seventh Place, Suite 100 St. Paul, MN 55101-2887 (612) 223-3000 TABLE OF CONTENTS Section Page(s) A. Definitions .................................................................................................................. B. Statutory Authorization .............................................................................................. C. Statement of Need and Public Purpose ..................................................................... D. Statement of Objectives ............................................................................................ E. Designation of Tax Increment Financing District as a Redevelopment District ........... F. Duration of the TIF District and the Three Year Rule ................................................. G. Property to be Included in the TIF District .................................................................. H. Property to be Acquired in the TIF District ................................................................. I. Specific Development Expected to Occur Within the TIF District ............................... J. Findings and Need for Tax Increment Financing ....................................................... K. Estimated Public Costs .............................................................................................. L. Estimated Sources of Revenue ................................................................................. M. Estimated Amount of Bonded Indebtedness .............................................................. N. Original Net Tax Capacity .......................................................................................... O. Original Tax Capacity Rate ........................................................................................ P. Projected Retained Captured Net Tax Capacity and Projected Tax Increment .......... Q. Use of Tax Increment ................................................................................................ R. Excess Tax Increment .................................................... = .......................................... S. Tax Increment Pooling and the Five Year Rule .......................................................... T. Limitation on Administrative Expenses ...................................................................... U. Limitation on Property Not Subject to Improvements - Four Year Rule ...................... V. Estimated Impact on Other Taxing Jurisdictions ........................................................ W. Local Government Aid Penalty .................................................................................. X. Prior Planned Improvements ..................................................................................... Y. Development Agreements ......................................................................................... Zo AA. AB. AC. 1 1 1 1 1-2 3 3-4 4 4 5 6 6 6 6-7 7 7-8 8 9 9 10 10 10 11 11 11 Assessment Agreements ........................................................................................... 11-12 Modifications of the Tax Increment Financing Plan .................................................... 12 Administration of the Tax Increment Financing Plan .................................................. 12-13 Financial Reporting and Disclosure Requirements .................................................... 13-15 Map of the Tax Increment Financing District .......................................................... Assumptions Report .............................................................................................. Projected Tax Increment Report ............................................................................ Estimated Impact on Other Taxing Jurisdictions Report ........................................ Market Value Analysis Report ................................................................................ EXHIBIT I EXHIBIT II EXHIBIT III EXHIBIT IV EXHIBIT V City of Elk River, Minnesota Section A Definitions The terms defined in this section have the meanings given herein, unless the context in which they are used indicates a different meaning: '.'City" means the City of Elk River, Minnesota; also referred to as a "Municipality". "City Council" means the City Council of the City; also referred to as the "Governinq Body". '.'County" means Sherburne County, Minnesota. "Development District" means Municipal Development District No. 1 in the City, which is described in the corresponding Development Program. "Development Pro_qram" means the Development Program for the Development District. "Proiect Area" means the geographic area of the Development District. "School District" means Independent School District No. 728, Minnesota. "State" means the State of Minnesota. "TIF Act" means Minnesota Statutes, Sections 469.174 through 469.1791, both inclusive. "TIF District" means Tax Increment Financing (Redevelopment) District No. 19. "TIF Plan" means the tax increment financing plan for the TIF District (this document). Section B Statutory Authorization See Section A of the Development Program for the Development District. Section C Statement of Need and Public Purpose See Section B of the Development Program for the Development District. Section D Statement of Objectives See Section E of the Development Program for the Development District. Section E Designation of Tax Increment Financing District as a Redevelopment District Redevelopment districts are a type of tax increment financing district in which one of the following conditions exists and is reasonably distributed throughout the district: (1) parcels comprising at least 70% of the area of the district are occupied by buildings, streets, utilities, or other improvements, and more than 50% of the buildings (not including outbuildings) are structurally substandard requiring substantial renovation or clearance. A parcel is deemed "occupied" if at least 15% of the area of the parcel contains some type of improvement; or SPRINGSTED Page 1 City of Elk River, Minnesota (2) the property consists of vacant, unused, underused, inappropriately used, or infrequently used railyards, rail storage facilities, or excessive or vacated railroad right- of-ways. For districts consisting of two more noncontiguous areas, each area must individually qualify under the provisions listed above, as well as the entire area must also qualify as a whole. The TIF District qualifies as a redevelopment district in that it meets all of the criteria listed in above. The supporting facts and documentation for this determination will be retained by the City for the life of the TIF District and are available to the public upon request. "Structurally substandard" is defined as buildings containing defects or deficiencies in structural elements, essential utilities and facilities, light and ventilation, fire protection (including egress), layout and condition of interior partitions, or similar factors. A building is not structurally substandard if it is in compliance with the building code applicable to a new building, or could be modified to satisfy the existing code at a cost of less than 15% of the cost of constructing a new structure of the same size and type. A city may not find that a building is structurally substandard without an interior inspection, unless it can not gain access to the property and there exists evidence which supports the structurally substandard finding. Such evidence includes recent fire or police inspections, on- site property tax appraisals or housing inspections, exterior evidence of deterioration, or other similar reliable evidence. A parcel is deemed to be occupied by a structurally substandard building if the following conditions are met: (1) the parcel was occupied by a substandard building within a three-year period prior to the parcels inclusion in the district; and (2) if the substandard building was demolished or rem(~ved within the three year period, such demolition or removal was performed or financed by the City, or was performed by a developer under a development agreement with the City. In addition, the City must have found by resolution before such demolition or removal occurred that the building was structurally substandard and that the City intended to include the parcel in the TIF District. In the case of (2) above, the County Auditor shall certify the original net tax capacity of the parcel to be the greater of (a)the current tax capacity of the parcel, or (b)a computed tax capacity of the parcel using the estimated market value of the parcel for the year in which the demolition or removal occurred, and the appropriate classification rate(s) for the current year. At least 90 percent of the tax increment from a redevelopment district must be used to finance the cost of correcting conditions that allow designation as a redevelopment district. These costs include, but are not limited to, acquiring properties containing structurally substandard buildings or improvements or hazardous substances, acquiring adjacent parcels necessary to provide a site of sufficient size to permit development, demolition and rehabilitation of structures, clearing of land, removal of hazardous substances, and installation of utilities, roads, sidewalks, and parking facilities for the site. The allocated administrative expenses of the authority may be included in the qualifying costs. SPRINGSTED Page 2 City of Elk River, Minnesota Section F Duration of the TIF District and the Three Year Rule Redevelopment districts may remain in existence 25 years from the date of receipt of the first tax increment. This term shall be reduced to 20 years if the City elects to delay receipt of the first tax increment until a minimum market value for the TIF District is reached or exceeded, or four years have elapsed from the date of certification, whichever is earlier. Modifications of this plan (see Section AA) shall not extend these limitations. The City does not elect to delay receipt of the first tax increment. The City reserves the riqht to allow the TIF District to remain in existence the maximum duration allowed by law (proiected to be throuqh the year 2024}. All tax increments from taxes payable in the year the TIF District is decertified shall be paid to the City. In addition, no tax increments shall be paid to the City from the TIF District after three years from the date of certification unless within that time period: (1) (2) (3) bonds have been issued in aid of the Project Area (except revenue bonds issued pursuant to M.S. Sections 469.152 to 469.165); the City has acquired property within the TIF District; or the City has constructed public improvements within the TIF District. Section G Property to be Included in the TIF District The TIF District is a 156.37 acre area of land located within the Project Area. A map showing the location of the TIF District is shown in Exhibit I. The boundaries and area encompassed by the TIF District are described below: PID #'s: 75-002-2200 75-002-2300 75-135-3420 75-135-3315 75-135-3310 In addition, the following property is to be included in the TIF District: That part of the West half of the Northwest Quarter of Section 2 and that part of the East half of the Northeast Quarter of Section 3, both in Township 32, Range 26, and that part of the East half of the Southeast Quarter of Section 34 and that part of the West half of the Southwest Quarter of Section 35, both in Township 33, said Range 26, all in Sherburne County, Minnesota, described as follows: Beginning at the Northeast corner of said West half of the Northwest Quarter of Section 2; thence South, along the East line of said West half of the Northwest Quarter of Section 2, to the Southeast corner of said West half of Northwest Quarter of Section 2; thence West, along the South line of said West half of the Northwest Quarter of Section 2, to the Southwest corner of said West half of the Northwest Quarter of Section 2; thence West, along the South line of said East half of the Northeast Quarter of Section 3, to the intersection with the Northeasterly right-of-way line of the Burlington Northern Railroad; thence Northwesterly, along said Northeasterly right-of-way line of the Burlington Northern Railway, to the intersection with the Westerly right-of-way line of U.S. Highway No. 169, thence Northerly, Easterly, and Northerly along the Westerly, Northerly and Westerly right-of-way line of said U.S. Highway No. 169 to the intersection with a line, to be hereinafter described as follows: SPRINGSTED Page 3 City of Elk River, Minnesota Commencing at the Northwest corner of Johnson Plat, according to said plat on file and of record in the office of the County Recorder, Sherbume County, Minnesota; thence South 17 degrees 04 minutes 00 seconds East, an assumed bearing along the West line of said Johnson Plat, a distance of 520.00 feet; thence South 72 degrees 56 minutes 00 seconds West, a distance of 327.60 feet to the intersection with the Easterly right-of-way line of said U.S. Highway No. 169; thence South 17 degrees 04 minutes 00 seconds East, along said Easterly right-of-way line, a distance of 260.00 feet, to the actual point of beginning of said line to be hereinafter described; thence South 72 degrees 56 minutes 00 seconds West, to the intersection with the Westerly right-of-way line of U.S. Highway No. 169 and there terminating. thence North 72 degrees 56 minutes 00 seconds East, along the last described line, to the intersection with said Easterly right-of-way line of U.S. Highway No. 169; thence Southerly and Southeasterly, along said Easterly and Northeasterly right-of-way line of said U.S. Highway No. 169, to the intersection with the Northerly right-of-way line of County Road No. 12; thence Easterly and Northeasterly, along the Northerly and Northwesterly right-of-way line of said County Road No. 12, to the intersection with the Northwesterly and Westerly right-of-way line of County Road No. 13; thence Northerly along said Westerly right-of-way line of County Road No. 13, to the intersection with the Easterly extension of the North line of Outlot A, said Johnson Plat; thence Easterly, along said Easterly extension of the North line of Outlot A, to the intersection with the Easterly right-of-way line of said County Road No. 13; thence Southerly, along said Easterly right-of-way of County Road No. 13 to the intersection with said Northerly right-of-way line of County Road No. 12; thence Easterly and Southeasterly, along said Northerly and the Northeasterly right-of-way line of County Road No. 12, to the intersection with the East line of said West half of the Southwest Quarter of Section 35; thence South, along said East line of the West half of the Southwest Quarter of Section 35, to the point of beginning. Section H Property to be Acquired in the TIF District The City may acquire and sell any or all of the property located within the TIF District; however, the City does not anticipate acquiring any such property at this time. Section I Specific Development Expected to Occur Within the TIF District As of the date of this TIF Plan, anticipated development within the TIF. District consists of several mixed-use projects. Commercial development on approximately 70 acres of the TIF District will encompass approximately 1.5 million square feet of retail space and approximately 300,000 square feet of restaurant and convenience store space. Construction is tentatively scheduled for 1998 and 1999. Approximately 40 acres of the TIF District is currently zoned for an industrial business park. At this time no specific development has been scheduled for this site, although it is anticipated that 300,000+ square feet of industrial space will be constructed over the next 2-5 years. At the time this document was prepared, there were no signed development agreements or construction contracts with regard to any of the anticipated development described above. As such development occurs and contracts are signed, the City will periodically update this document to reflect such information. SPRINGSTED Page 4 City of Elk River, Minnesota Section J Findings and Need for Tax Increment Financing In establishing the TIF District, the City makes the following findings: (1) The TIF District qualifies as a redevelopment district; See Section E of this document for the reasons and facts supporting this finding. (2) The proposed development, in the opinion of the City, would not reasonably be expected to occur solely through private investment within the reasonably foreseeable future, and the increased market value of the site that could reasonably be expected to occur without the use of tax increment would be less than the increase in market value estimated to result from the proposed development after subtracting the present value of the projected tax increments for the maximum duration of the TIF District permitted by the TIF Plan; The reasons and facts supporting this finding are that the developer has represented to the City that it would not undertake the proposed development without the assistance of tax increment financing. Private investment will not finance these development activities because of prohibitive costs. It is necessary to finance these development activities through the use of tax increment financing so that other development by private enterprise will occur within the Project Area. A comparative analysis of estimated market values both with and without establishment of the TIF District and the use of tax increments has been performed as described above and is shown in Exhibit V. This analysis indicates that the increase in estimated market value of the proposed development (less the indicated subtractions) exceeds the estimated market value of the site absent the establishment of the TIF District and the use of tax increments. (3) The TIF Plan conforms to the general plan for development or redevelopment of the City as a whole; and The reasons and facts supporting this finding are that the TIF District is properly zoned, and the TIF Plan has been approved by the City Planning Commission and will generally compliment and serve to implement policies adopted in the City's comprehensive plan. (4) The TIF Plan will afford maximum opportunity, consistent with the sound needs of the City as a whole, for the development of the Project Area by private enterprise. The reasons and facts supporting this finding are that the development activities are necessary so that development and redevelopment by private enterprise can occur within the Project Area. SPRINGSTED Page 5 City of Elk River, Minnesota Section K Estimated Public Costs The estimated public costs of the TIF District are listed below. Such costs are eligible for reimbursement from tax increments of the TIF District. Land Acquisition, Demolition, $12,595,000 Site Improvements, Public Improvements, etc. Subtotal $12,595,000 Interest on Pay-As-You-Go 20,185,000 Obligations or Bonds Administration 1,640,000 Total $34,420,000 The City reserves the right to administratively adjust the amount of any of the items listed above or to incorporate additional eligible items, so long as the total estimated public cost is not increased. Section L Estimated Sources of Revenue The City currently anticipates providing financial assistance to the proposed developments through the use of a pay-as-you-go technique. As tax increments are collected from the TIF District in future years, a portion of these taxes will be distributed to the developer/owner as reimbursement for public costs incurred (see Section K). The City reserves the right to finance any or all public costs of the TIF District using pay-as-you- go assistance, internal funding, general obligation or revenue debt, or any other financing mechanism authorized by law. The City also reserves the right to use other sources of revenue legally applicable to the Project Area to pay for such costs including, but not limited to, special assessments, utility revenues, federal or state funds, and investment income. Section M Estimated Amount of Bonded Indebtedness The City does not anticipate issuing tax increment bonds to finance the estimated public costs of the TIF District, but reserves the riqht to issue such bonds in an amount not to exceed $12,595,000. Section N Original Net Tax Capacity The County Auditor shall certify the original net tax capacity of the TIF District. This value will be equal to the total net tax capacity of all property in the TIF District as certified by the State Commissioner of Revenue. For districts certified between January 1 and June 30, inclusive, this value is based on the previous assessment year. For districts certified between July 1 and December 31, inclusive, this value is based on the current assessment year. The Estimated Market Value of all property within the TIF District as of January 2, 1998, for taxes payable in 1999, is $2,229,200. Upon establishment of the TIF District, and subsequent reclassification of property, it is estimated that the original net tax capacity of the TIF District will be approximately $76,447. SPRINGSTED Page 6 City of Elk River, Minnesota Each year the County Auditor shall certify the amount that the odginal net tax capacity has increased or decreased as a result of:. (1) (2) (3) (4) changes in the tax-exempt status of property; reductions or enlargements of the geographic area of the TIF District; changes due to stipulation agreements or abatements; or changes in property classification rates. Section O Original Tax Capacity Rate The County Auditor shall also certify the odginal tax capacity rate of the TIF District. This rate shall be the sum of all local tax rates that apply to property in the TIF District. This rate shall be for the same taxes payable year as the original net tax capacity. In future years, the amount of tax increment generated by the TIF District will be calculated using the lesser of (a) the sum of the current local tax rates at that time or (b) the original tax capacity rate of the TIF District. At the time this document was prepared, the sum of all local tax rates that apply to property in the TIF District, for taxes levied in 1998 and payable in 1999, was not yet available. When this total becomes available, the County Auditor shall certify this amount as the original tax capacity rate of the TIF District. For purposes of estimating the tax increment generated by the TIF District, the sum of the local tax rates for taxes levied in 1997 and payable in 1998, is 111.504% as shown below. Taxinq Jurisdiction 1997/1998 Local Tax Rate City of Elk River 26.255% Sherbume County 27.235% ISD #728 56.539% Elk River HRA .633% Elk River EDA .- - .842% Total 111.504% Section P Projected Retained Captured Net Tax Capacity and Projected Tax Increment Each year the County Auditor shall determine the current net tax capacity of all property in the TIF District. To the extent that this total exceeds the original net tax capacity, the difference shall be known as the captured net tax capacity of the TIF District. The County Auditor shall certify to the City the amount of captured net tax capacity each year. The City may choose to retain any or all of this amount. It is the City's intention to retain 100% of the captured net tax capacity of the TIF District. Such amount shall be known as the retained captured net tax capacity of the TIF District. SPRINGSTED Page 7 City of Elk River, Minnesota Exhibit II gives a listing of the various information and assumptions used in preparing a number of the exhibits contained in this TIF Plan, including Exhibit III which shows the projected tax increment generated over the anticipated life of the TIF District. Section Q use of Tax Increment Each year the County Treasurer shall deduct 0.25% of the annual tax increment generated by the TIF District and pay such amount to the State's General Fund. Such amounts will be appropriated to the State Auditor for the cost of financial reporting and auditing of tax increment financing information throughout the state. Exhibit III shows the projected deduction for this purpose over the anticipated life of the TIF District. The City has determined that it will use 100% of the remaining tax increment generated by the TIF District for any of the following purposes: (1) Pay for the estimated public costs of the TIF District (see Section K) and County administrative costs associated with the TIF District (see Section T); (2) pay principal and interest on tax increment bonds or other bonds issued to finance the estimated public costs of the TIF District; (3) accumulate a reserve securing the payment of tax increment bonds or other bonds issued to finance the estimated public costs of the TIF District; (4) pay all or a portion of the county road costs as may be required by the County Board under M.S. Section 469.175, Subdivision la; or (5) return excess tax increments to the County Auditor for redistribution to the City, County and School District. Tax increments from property located in one county must be expended for the direct and primary benefit of a project located within that county, unless both county boards involved waive this requirement. 'Fax increments shall not be used to circumvent levy limitations applicable to the City. Tax increment shall not be used to finance the acquisition, construction, renovation, operation, or maintenance of a building to be used primarily and regularly for conducting the business of a municipality, county, school district, or any other local unit of government or the State or federal government. This prohibition does not apply to the construction or renovation of a parking structure, a common area used as a public park, or a facility used for social, recreational, or conference purposes and not primarily for conducting the business of the community. If there exists any type of agreement or arrangement providing for the developer, or other beneficiary of assistance, to repay all or a portion of the assistance that was paid or financed with tax increments, such payments shall be subject to all of the restrictions imposed on the use of tax increments. Assistance includes sale of property at less than the cost of acquisition or fair market value, grants, ground or other leases at less then fair market rent, interest rate subsidies, utility service connections, roads, or other similar assistance that would otherwise be paid for by the developer or beneficiary. SPRINGSTED Page 8 City of Elk River, Minnesota Section R Excess Tax Increment In any year in which the tax increments from the TIF District exceed the amount necessary to pay the estimated public costs authorized by the TIF Plan, the City shall use the excess tax increments to: (1) prepay any outstanding tax increment bonds; (2) discharge the pledge of tax increments thereof; (3) pay amounts into an escrow account dedicated to the payment of the tax increment bonds; or (4) return excess tax increments to the County Auditor for redistribution to the City, County and School District. The County Auditor must report to the Commissioner of Education the amount of any excess tax increment redistributed to the School District within 30 days of such redistribution. Section S Tax Increment Pooling and the Five Year Rule At least 75% of the tax increments from the TIF District must be expended on activities within the district or to pay for bonds used to finance the estimated public costs of the TIF District (see Section E for additional restrictions). No more than 25% of the tax increments may be spent on costs outside of the TIF District but within the boundaries of the Project Area, except to pay debt service on credit enhanced bonds. All administrative expenses are considered to have been spent outside of the TIF District. Tax increments are considered to have been spent within the TIF District if such amounts are: (1) actually paid to a third party for activities performed within the TIF District within five years after certification of the district; (2) used to pay bonds that were issued and sold to a third party, the proceeds of which are reasonably expected on the date of issuance to be spent within the later of the five-year period or a reasonable temporary period or are deposited in a reasonably required reserve or replacement fund. (3) used to make payments or reimbursements to a third party under binding contracts for activities performed within the TIF District, which were entered into within five years after certification of the district; or (4) used to reimburse a party for payment of eligible costs (including interest) incurred within five years from certification of the district. Beginning with the sixth year following certification of the TIF District, at least 75% of the tax increments must be used to pay outstanding bonds or make contractual payments obligated within the first five years. When outstanding bonds have been defeased and sufficient money has been set aside to pay for such contractual obligations, the TIF District must be decertified. The City does not anticipate that tax increments will be spent outside of the TIF District (except for allowable administrative expenses); however, the City does reserve the right to allow for tax increment pooling from the TIF District in the future. SPRINGSTED Page 9 City of Elk River, Minnesota Section T Limitation on Administrative Expenses Administrative expenses are defined as all costs of the City other than: (1) amounts paid for the purchase of land; (2) amounts paid for materials and services, including architectural and engineering services directly connected with the proposed development within the TIF District; (3) relocation benefits paid to, or services provided for, persons or businesses residing or located within the TIF District; or (4) amounts used to pay interest on, fund a reserve for, or sell at a discount, tax increment bonds. Administrative expenses include amounts paid for services provided by bond counsel, fiscal consultants, planning or economic development consultants, and actual costs incurred by the County in administering the TIF District. Tax increments may be used to pay administrative expenses of the TIF District up to the lesser of (a) 10% of the total estimated public costs authorized by the TIF Plan or (b) 10% of the total tax increment expenditures for the project. Section U Limitation on Property Not Subject to Improvements - Four Year Rule If after four years from certification of the TIF District no demolition, rehabilitation, renovation, or qualified improvement of an adjacent street has commenced on a parcel located within the TIF District, then that parcel shall be excluded from the TIF District and the original net tax capacity shall be adjusted accordingly. Qualified improvements of a street are limited to construction or opening of a new street, relocation of a street, or substantial reconstruction or rebuilding of an existing street. The City must submit to the County Auditor, by February I of the fifth year, evidence that the required activity has taken place for each parcel in the TIF District. If a parcel is excluded from the TIF District and the City or owner of the parcel subsequently commences any of the above activities, the City shall certify to the County Auditor that such activity has commenced and the parcel shall once again be included in the TIF District. The County Auditor shall certify the net tax capacity of the parcel, as most recently certified by the Commissioner of Revenue, and add such amount to the original net tax capacity of the TIF District. Section V Estimated Impact on Other Taxing Jurisdictions Exhibit IV shows the estimated impact on other taxing jurisdictions if the maximum projected retained captured net tax capacity of the TIF District was hypothetically available to the other taxing jurisdictions. The City believes that there will be no adverse impact on other taxing jurisdictions during the life of the TIF District, since the proposed development would not have occurred without the establishment of the TIF District and the provision of public assistance. A positive impact on other taxing jurisdictions will occur when the TIF District is decertified and the development therein becomes part of the general tax base. SPRINGSTED Page 10 City of Elk River, Minnesota Section W Local Government Aid Penalty Tax increment financing districts established or expanded after April 30, 1990 may cause a reduction in the local government aid (LGA/HACA) received by the City from the State. For tax increment financing plans approved on of after July 1, 1995, the City may elect at the time of such approval to make qualifying local contributions to the project, and thereby be exempt from any loss of local government aid. For redevelopment districts these contributions must equal 5.0% of the annual increment generated by the district. If the City elects to make the local contribution but fails to do so in any year, a reduction in local government aid will occur. The loss of aid will equal the greater of 1) the required local contribution or 2) the loss of aid which would have been incurred had the local contribution election not been made. Local contributions must be made out of unrestricted money and may not be made, directly or indirectly, with tax increments or developer payments. The contributions must be used to pay project costs and cannot be used for general government purposes or for costs which would have been incurred absent the project. The City may request contributions from other local governmental entities that will benefit from the establishment of the district. The City elects to make the qualifyinq local contributions to the project. Section X Prior Planned Improvements The City shall accompany its request for certification to the County Auditor (or notice of district enlargement), with a listing of all properties within the TIF District for which building permits have been issued during the 18 months immediately preced, ing approval of the TIF Plan. The County Auditor shall increase the original net tax capacity of the TIF District by the net tax capacity of each improvement for which a building permit was issued. There have been no buildinq permits issued in the last 18 months in conjunction with any of the properties within the TIF District. Section Y Development Agreements If within a project containing a redevelopment district, more than 25% of the acreage of the property to be acquired by the City is purchased with tax increment bonds proceeds (to which tax increment from the property is pledged), then prior to such acquisition, the City must enter into an agreement for the development of the property. Such agreement must provide recourse for the City should the development not be completed. The City anticipates enterinq into an aqreement for development. Section Z Assessment Agreements The City may, upon entering into a development agreement, also enter into an assessment agreement with the developer, which establishes a minimum market value of the land and improvements for each year during the life of the TIF District. The assessment agreement shall be presented to the County or City Assessor who shall review the plans and specifications for the improvements to be constructed, review the market value previously assigned to the land, and so long as the minimum market value contained in the assessment agreement appears to be an accurate estimate, shall certify the assessment SPRINGSTED Page 11 City of Elk River, Minnesota agreement as reasonable. The assessment agreement shall be filed for record in the office of the County Recorder of each county where the property is located. Any modification or premature termination of this agreement must first be approved by the City, County and School District. At the time this document was prepared, it was not determined whether the City would enter into any assessment agreements. Section AA Modifications of the Tax Increment Financing Plan Any reduction or enlargement in the geographic area of the Project Area or the TIF District; increase in the amount of bonded indebtedness to be incurred; increase in the amount of capitalized interest; increase in that portion of the captured net tax capacity to be retained by the City; increase in the total estimated public costs; or designation of additional property to be acquired by the City shall be approved only after satisfying all the necessary requirements for approval of the original TIF Plan. This paragraph does not apply if: (1) the only modification is elimination of parcels from the TIF District; and (2) the current net tax capacity of the parcels eliminated equals or exceeds the net tax capacity of those parcels in the TIF District's original net tax capacity, or the City agrees that the TIF District's original net tax capacity will be reduced by no more than the current net tax capacity of the parcels eliminated. The City must notify the County Auditor of any modification that reduces or enlarges the geographic area of the TIF District. The geographic area of the TIF District may be reduced but not enlarged after five years following the date of certification. Section AB Administration of the Tax Increment Financing Plan Upon adoption of the TIF Plan, the City shall submit a copy of such plan to the Minnesota Department of Revenue. The City shall also request that the County Auditor certify the original net tax capacity and net tax capacity rate of the TIF District. To assist the County Auditor in this process, the City shall submit copies of the TIF Plan, the resolution establishing the TIF District and adopting the TIF Plan, and a listing of any prior planned improvements. The City shall also send the County Assessor any assessment agreement establishing the minimum market value of land and improvements in the TIF District, and shall request that the County Assessor review and certify this assessment agreement as reasonable. The County shall distribute to the City the amount of tax increment as it becomes available. The amount of tax increment in any year represents the applicable property taxes generated by the retained captured net tax capacity of the TIF District. The amount of tax increment may change due to development anticipated by the TIF Plan, other development, inflation of property values, or changes in property classification rates or formulas. In administering and implementing the TIF Plan, the following actions should occur on an annual basis: (1) prior to July 1, the City shall notify the County Assessor of any new development that has occurred in the TiF District during the past year to insure that the new value will be recorded in a timely manner. (2) if the County Auditor receives the request for certification of a new TIF District, or for modification of an existing TIF District, before July 1, the request shall be recognized in determining local tax rates for the current and subsequent levy years. Requests received on or after July 1 shall be used to determine local tax rates in subsequent years. SPRINGSTED Page 12 City of Elk River, Minnesota (3) each year the County Auditor shall certify the amount of the original net tax capacity of the TIF District. The amount certified shall reflect any changes that occur as a result of the following: (a). the value of property that changes from tax-exempt to taxable shall be added to the original net tax capacity of the TIF District. The reverse shall also apply; (b) the original net tax capacity may be modified by any approved enlargement or reduction of the TIF District; (c) if the TIF District is classified as an economic development district, then the original net tax capacity shall be increased by the amount of the annual adjustment factor; and (d) if laws governing the classification of real property cause changes to the percentage of estimated market value to be applied for property tax purposes, then the resulting increase or decrease in net tax capacity shall be applied proportionately to the original net tax capacity and the retained captured net tax capacity of the TIF District. The County Auditor shall notify the City of all changes made to the original net tax capacity of the TIF District. Section AC Financial Reporting and Disclosure Requirements The State Auditor shall enforce the provisions of the TIF Act.and shall have full responsibility for financial and compliance auditing of the City's use of tax increment financing. On or before August 1 of each year, the City must annually submit to the State Auditor, City Council, County Board and County Auditor, and the School District Board a report which shall: (1) provide full disclosure of the sources and uses of public funds in the TIF District; (2) permit comparison and reconciliation of the accounts and financial reports; (3) permit auditing of the funds expended on behalf of the TIF District; and (4) be consistent with generally accepted accounting principles. The report shall include, among other items, the following information: (1) the original net tax capacity of the TIF District; (2) the captured net tax capacity of the TIF District, including the amount of any captured net tax capacity shared with other taxing jurisdictions; (3) for the reporting period and for the duration of the TIF District, the amount budgeted under the TIF Plan, and the actual amount expended for, at least, the following categories: (a) acquisition of land and buildings through condemnation or purchase; (b) site improvements or preparation costs; SPRINGSTED Page 13 City of Elk River, Minnesota (c) installation of public utilities, parking facilities, streets, roads, sidewalks, or other similar public improvements; (d) administrative costs, including the allocated cost of the City; and (e) public park facilities, facilities for social, recreational, or conference purposes, or other similar public improvements. (4) for properties sold to developers, the total cost of the property to the City and the price paid by the developer; and (5) the amount of increments rebated or paid to developers or property owners for privately financed improvements or other qualifying costs. Additional information which must be annually reported to the State Auditor, by August 1 of each year, includes: (1) for the entire City: (a) the total principal amount of nondefeased tax increment bonds outstanding at the end of the previous calendar year; and (b) the total amount of principal and interest payments that are due for the current calendar year on tax increment bonds. (2) for each tax increment financing district in the City: (a) the type of district; (b) the date the TIF District is required to be decertified; (c) the amount of any payments and the value of in-kind benefits, such as physical improvements and the use of building space, that are financed with revenues from increments and are provided to another governmental unit during the preceding calendar year; (d) the tax increment revenues for taxes payable in the current calendar year; (e) whether the TIF Plan permits tax increment revenues to be expended for activities located outside of the TIF District, and (f) any additional information that the State Auditor may require. The City must also annually publish in a newspaper of general circulation in the City an annual statement for each tax increment financing district showing the tax increment received in that year, the original and captured net tax capacity, the amount of outstanding bonded indebtedness, the amount of increments paid to other governmental bodies, the amount paid for administrative costs, the sum of increment paid, directly or indirectly, for activities and improvements located outside of the district, the increase in property taxes if a fiscal disparity contribution is being made from outside of the district, and any additional information the City deems necessary. The City must publish the annual statement by August 1 of the next year and must provide a copy to the State Auditor by the time it submits the annual statement for publication. SPRINGSTED Page 14 City of Elk River, Minnesota The reporting and disclosure requirements outlined in this section shall begin with the year the district was certified, and shall end in the year in which both the district has been decertified and all tax increments have been spent or returned to the county for redistribution. Failure to meet these requirements, as determined by the State Auditors Office, may result in suspension of distribution of tax increment. SPRINGSTED Page 15 EXHIBIT I JOHNSON PLA r The Boundaries of Municipal Development District No. 1 Are Coterminous With the City Limits Tax Increment Financing District No. 19 (Redevelopment) unty Highway 13 U.S. Highway 1 Highway 12 goer L O r ~oy*r LOt ;00112J L£C£ND EXHIBIT II [ Assumptions Report J City of Elk River, Minnesota Tax Increment Financing (Redevelopment) District No. 19 (U.S. Highway 16g and County Highway 12 Project) Type of Tax Increment Financing District Maximum Duration of TIF District Certification Request Date Decertification Date Redevelopment 25 years from 1st increment 08~01/98 12/01/24 (25 Years of Increment) Base Estimated Market Value Times: First $150,000 Excess Original Net Tax Capacity 2.45% 3.50% 1998/1999 $2,229,200 3,675 72,772 $76,447 (5 PID Base Estimated Market Value Increase in Estimated Market Value (a) Total Estimated Market Value Times: First $150,000 Excess Total Net Tax Capacity 2.45% 3.50% Assessment/Collection Year 1999~2000 2000/2001 2001/2002 2002/2003 $2,229,200 $2,229,200 $2,229,200 $2,229,200 8,000,000 16,000,000 26,000,000 36,000,000 $10,229,200 $18,229,200 $28,229,200 $38,229,200 3,675 3,675 3,675 3,675 352,772 632,772 982,772 1,332,772 $356,447 $636,447 $986,447 $1,336,447 Base Inflation Factor Local Tax Capacity Rate Fiscal Disparities Contribution From TIF District Administrative Retainage Percent (maximum = 10%) Pooling Percent City Tax Rate (Only if Local-Effort TIF) NA 111.504% 0.0000% 5.00% 0.00% NA (Pay 98) Bonds Bonds Dated 09/01/98 First Interest Date 02/01/99 Underwriters Discount 1.50% Note (Pay-As-You-Go) Note Dated 09101/98 Note Rate 7.50% (Blended) Will Annual Local Contribution Be Made (Yes or No)? I.S.D #728 Equalized Tax Capacity Rate I.SD #728 Sales Ratio City Sales Ratio & Taxable Net Tax Capacity Present Value Date & Rate Yes NA NA NA 0~01~8 (Annually) NA 7.50% (Blended) (a) Assumes new commercial development of $8,000,000 in 1998 (50% complete), and an additional $8,000,000 in 1999 (total new commercial EMV = $16,000,000). Also assumes new industrial development of $10,000,000 in each of the years 2000 and 2001. (total new industrial EMV = $20,000,000 = 400,000 sq. ff. @ $50/sq. ft.). Prepared by: Spdngsted Incorporated (printed on 6/30/98 at 3:00 PM) Tifinca I Pro~ected Tax Increment Report I City of Eik River, Minnesota Tax Increment Financing (Redevelopment) District No. 19 (U.S. Highway 169 and County Highway 12 Project) Less: Less: Retained Annual Total Odginal Fiscal Captured Period Net Tax Net Tax Disp. @ Net Tax Ending Capacity Capacity 0.0000% Capacity (1) (2) (3) (4) (5) 12131/98 76,447 76,447 0 0 12/31/99 76,447 76,447 0 0 12/31/00 356,447 76,447 0 280,000 12/31/01 636,447 76,447 0 560,000 12/31/02 986,447 76,447 0 910,000 12/31/03 1,336,447 76,447 0 1,260,000 12/31/04 1,336,447 76,447 0 1,260,000 12/31/05 1,336,447 76,447 0 1,260,000 12/31106 1,336,447 76,447 0 1,260,000 12131/07 1,336,447 76,447 0 1,260,000 12/31/08 1,336,447 76,447 0 1,260,000 12/31/09 1,336,447 76,447 0 1,260,000 12/31/10 1,336,447 76,447 0 1,260,000 12/31/11 1,336,447 76,447 0 1,260,000 12131112 1,336,447 76,447 0 1,260,000 12131/13 1,336,447 76,447 0 1,260,000 12131114 1,336,447 76,447 0 1,260,000 12/31115 1,336,447 76,447 0 1,260,000 12/31116 1,336,447 76,447 0 1,260,000 12/31/17 1,336,447 76,447 0 1,260,000 12/31/18 1,336,447 76,447 0 1,260,000 12/31/19 1,336,447 76,447 0 1,260,000 12131120 1,336,447 76,447 0 1,260,000 12/31/21 1,336,447 76,447 0 1,260,000 12131122 1,336,447 76,447 0 1,260,000 12131/23 1,336,447 76,447 0 1,260,000 12131124 1,336,447 76,447 0 1,260,000 Less: Less: Plus: Annual State Aud. Admin. Annual Local Annual Gross Tax Deduction Retainage Net Tax Contribution Net Increment 0.25% 5.00% Increment 5.00% Revenue (7) (8) (9) (10) (11) (12) 0 0 0 0 0 0 0 0 0 0 0 0 312,211 781 15,572 295,858 15,572 311,430 624,422 1,561 31,143 591,718 31,143 622,861 1,014,686 2,537 50,607 961,542 50,607 1,012,149 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 ;I,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 1,404,950 3,512 70,072 1,331,366 70,072 1,401,438 $32,860,219 $82,143 $1,638,906 $31,139,170 $1,638,906 $32,778,076 Times: Tax Capacity Rate (6) 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.5O4% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% 111.504% Present Value @ 7.50% = $12,594,291 Prepared by: Springsted Incorporated (printed on 6111/98 at 2'1(1 PM) Tifinca .. Estimated Impact on Other Taxi,!,2 J?!s ,dictions Report City of Elk River, Minnesota Tax Increment Financing (Redevelopment) District No. 19 (U.S. Highway 169 and County Highway 12 Project) Taxing Jurisdiction City of Elk River Sherburne County lSD #728, Elk River Other (2) Totals Without Project or TIF District With Project and TIF District Projected 1997/98 1997/98 Retained New Taxable 1997/98 Taxable Captured Taxable Net Tax Local Net Tax Net Tax Net Tax Capacity (11 Tax Rate Capacity I1) + Capacity = Capacity 12,383,123 26.255% 12,383,123 1,260,000 13,643,123 58,246,430 27.235% 58,246,430 1,260,000 59,506,430 26,39o,619 56.539% 26,390,619 1,260,000 27,650,619 -- 1.475% -- 1,260,000 -- Hypothetical Adjusted Local Tax Rate (*) 23.830% Hypothetical Decrease In Local Tax Rate 2.425% 26.658% Hypothetical Tax Generated by Retained Captured N.T.C. (*) 300,261 0.577% 53.963% 335,895 2.576% 1.475% 679,929 111.504% 105.926% 5.578% Statement 1: Statement 2: If the projected Retained Captured Net Tax Capacity of the TIF District was hypothetically available to each of the taxing jurisdictions above, the result would be a lower local tax rate (see Hypothetical Adjusted Tax Rate above) which would produce the same amount of taxes for each taxing jurisdiction. In such a case, the total local tax rate would decrease by 5.578% (see. Hypothetical Decrease in Local Tax Rate above). The hypothetical tax that the Retained Captured Net Tax Capacity ol~ the TIF District would generate is also shown above. Since the projected Retained Captured Net Tax Capacity of the TIF District is not available to the taxing jurisdictions, then there is no impact on taxes levied or local tax rates. (1) Taxable net tax capacity = total net tax capacity - captured TIF. (2) The impact on these taxing jurisdictions is negligible since they represent only 1.32% of the total tax rate. Prepared by: Sprinq~ t::d Incorporated (7/1198) EXHIBIT V Market Value Analysis Report City of Elk River, Minnesota Tax Increment Financing (Redevelopment) District No. 19 (U.S. Highway 169 and County Highway 12 Project) AssumDtions Present Value Date P.V. Rate - Gross T.I. 08/01/98 7.50% Increase in EMV With TIF District Less: P.V of Gross Tax Increment Subtotal Less: Increase in EMV Without TIF Difference $36,000,000 12,549,987 $23,450,013 0 $23,450,013 Year 1 2000 2 2001 3 2002 4 2003 5 2004 6 2005 7 2006 8 2007 9 2008 10 2009 11 2010 12 2011 13 2012 14 2013 15 2014 16 2015 17 2016 18 2017 19 2018 20 2019 21 2020 22 2021 23 2022 24 2023 25 2024 Annual Present Gross Tax Value @ Increment 7.50% 312,211 266,929 624,422 496,613 1,014,686' 750,694 1,404,950 966,905 1,404,950 899,447 1,404,950 836,694 1,404,950 778,320 1,404,950 724,019 1,404,950 673,506 1,404,950 626,517 1,404,950 582,807 1,404,950 542,146 1,404,950 504,322 1,404,950 469,136 1,404,950 436,406 1,404,950 405,959 1,404,950 377,636 1,404,950 351,290 1,404,950 326,781 1,404,950 303,982 1,404,950 282,774 1,404,950 263,046 1,404,950 244,694 1,404,950 227,622 1,404,950 211,742 $32,860,219 $12,549,987 Prepared by: Spfingsted Incorporated (6/11/98) DAVID LOCH July 13, 1998 Mr. Paul Steinman Director of Economic Development City of Elk River 13065 Orono Parkway P.O. Box 490 Elk River, MN 55330 13880 Highway 10 Elk River, MN 55330-4601 (612) 241-2701 L3 1.800-433-5229 website: www. co.sherbume, mn. us Dear Mr. Steinman: In response to the request for input on Elk River's proposed Tax Increment Financing District No. 19, the Sherbume County Board of Commissioners has issued a response. The enclosed response document was reviewed and approved at the July 7th Board meeting. I trust that you will enter it into the record of the public hearing scheduled for JUly 13th: As you know Sherburne County is supportive of economic development initiatives. However, in this case we are skeptical that such a massive and very long term diversion of tax revenues is necessary to create beneficial development. Nevertheless, we look forward to continued partnership with Elk River to retain, expand, and attract business development. Thank you for the consideration of our response. County Administrator Eric. c. Roger Holmgren, Sherbume County Assessor's Office An Equal Opportunity Employer Sherburne Counfy Response SHERBURNE COUNTY'S RESPONSE TO THE CITY OF ELK RIVER'S TAX INCREMENT FINANCING FOR (REDEVELOPMENT) DISTRICT NO. 19 The County of Sherburne, in response to the request for input on the Tax Increment Financing District No. 19, offers the following concerns as to the proposal: Generally, the County of Sherburne does not favor the use of tax increment financing for a proiect that is proposed for commercial/retail use. The County has historically i~avored the use of the increment for industrial base. ISSUE I. THE COUNTY BELIEVES THAT AMPLE SPACE IS PRESENTLY AVAILABLE FOR COMMERCIAL USE. Over 100,000 square feet of commercial space is available in the City of Elk River in the old shopping mall. The shopping mall, as you are well aware began as a tax increment financing district. The year that the development agreement lapsed was the same year that the County was served with a tax appeal for the decrease in the value of the same (which was agreed to based upon the significant vacancy rate.) By implementing this project, it would place the old mall in direct competition for the lease of space. The old mall would continue to remain under utilized and not attain its true value. ISSUE II. THE COUNTY BELIEVES THAT THERE ARE AMPLE RESTAURANTS AND CONVENIENCE STORES TO SERVICE THE POPULATION. By count, the County has identified ten convenience stores for service to the public, including a number of businesses that are owned and operated by the residents of the City. Further, the County has identified 25-26 restaurants that service the population, including two which have been recently vacated; namely, the Wendy's and Bagel Place. The third recent vacancy will soon be filled with a new Chinese restaurant. Therefore, the County is of the impression that there are sufficient restaurants. ISSUE III. THE COUNTY BELIEVES THAT THERE IS GLUT OF SUPERMARKET SPACE IN THE COMMUNITY. The County has, within the last year, been involved in two tax appeals for involving supermarkets. Based upon the information gathered, the County determined that the market literally has too many square feet of supermarkets to service the population base. Page 1 Sherburne County Response ISSUE IV. THE COUNTY DISAGREES WITH THE LENGTH OF THE TIF DISTRICT. The County recognizes that the TIF will capture revenues of the project to repay the City for the infrastructure. However, each governmental unit is struggling to retain taxes at the lowest possible rate. To capture the rates displaces the burden from the property onto others in the community. The benefit to the private sector developer appears to be greater than the benefit to the public. The essential services required by the project such as law enforcement, prosecution of criminals, ambulance services, fire protection, maintenance of public access, etc. will not be paid over a 25 year period. ISSUE V. THE COUNTY DOES NOT ACCEPT THE "BUT FOR" TEST IN THE PLAN. The County was not provided with the facts to support the "but for" test in the plan. This places the County at a handicap in our response. However, given the concerns that are set forth in this memorandum, the County strongly questions the rational that may be given to justify not only the project but also the "but for" test." ISSUE VI. THE COUNTY HAS CONCERN ABOUT THE TOTAL CAPTURED VALUE THAT THE CITY HAS IN TIF DISTRICTS. Assuming the same rate of growth that has occurred in the last five years, the Sherburne County Board is concerned that nine percent of the city's tax base will be involved in TIF Districts. The impact is the displacement of the tax burden onto others. The rule of thumb is that ten percent of a captured base is considered fiscally risky. This is particularly true with the proposed elimination of the personal property tax base ( including the UPA plant located in the City of Elk river and the loss of the Sherco plant which would lose 38% of the County revenue stream), the change in the classification rates for commercial and industrial properties which has shifted the onus onto the residential and agricultural properties, the sensitivity of the market to the change in interest rates which directly impacts the growth of both residential and commercial development. Any one of these shall have an adverse impact which shall be compounded with the inability of the city to use these "captured" revenues outside the district. If the District fails or is adversely impacted, then any bonds issued shall be added to the total underlying debt of the County. In essence, this then becomes a debt that all residents of the City and will directly effect the County's bond rating. (This has in fact been true in the past as well.) Further, is it in the best interests of the City to finance this district in the event that an industrial project comes along? Industrial jobs have a proven track record of paying livable wages. To attain that opportunity for our citizens is one that we should be prepared to welcome. Page 2