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5.4. SR 04-12-2004Item 5.4. MEMORANDUM TO: FROM: DATE: Economic Development Authority Mayor & City Council Catherine Mehelich, Director of Economic Developmen~ April 12, 2004 SUBJECT: Consider Tax Rebate Financing Request for Badger Ventures, LLC (Gradient Technology, Inc.) Attachments · PrelimmauT Expansion Siting Proposal for Gradient Technology, Februa~7 2, 2004. · Revised Preliminary Expansion Siting Proposal for Gradient Technology, March 9, 2004. · Tax Rebate Financing Application from Gradient Technology, Inc. · Tax Rebate Financing Projection Worksheet, Gradient Technology · Public Hearing Nodce, published March 31, 2004 · Resolution Approving Property, Tax Abatement · DRAFT- Tax Abatement and Business Subsidy Agreement Issue At its March 8, 2004 meeting the Economic Development Authoritw and City Council approved the attached Revised Preliminary Expansion Siting Proposal and that Gradient Technology be considered for receiving Tax Rebate (Abatement) Financing. Staff anticipates that a representative from Gradient Technology ~vill be present at the EDA meeting to discuss the proposed project. Prior to the Council's final consideration, staff u, pically requests that the EDA revie~v, comment, and often times provide a recommendation to the City Council regarding tax abatement and tax increment financing requests. Background Gradient Technology (G.D.O., Inc.) demilitarizes munitions for various branches of the militant. None of the demilitarization is performed at the company's Minnesota facili~', but rather at Crane Naval Service Warfare Center in Crane, Indiana. The Minnesota facility ~vill be used for Gradient Technology's business office and for providing chemical engineering design services and equipment fabrication. The company will also have a lab for conducting research and development. Consider Property Tax Abatement ['or Badger Ventures, LLC EDA/Ciry Council Meeting April 12, 2004 Page 2 of 3 The company currently employs 13 full-time staff, including 7 based m Minnesota and 6 m Indiana and elsewhere. The positions have an hourly wage between $16-75.00 per hour. The company anticipates creating up to 5 new positions at the Minnesota facili~ ~vithin 2-years. The new positions will likelv consist of management and engineers. Staff has been m contact over the past one and a half years ~vith Eric Haehn, Vice President/CFO of Grachent Technology. The company currently leases space m Blame, MN and is seeking a suitable location xvithm the northwest metro area to relocate. The City of Big Lake has aggressively pursued the company's relocation project, in addition to staff's efforts. Project Description Badger Ventures, LLC proposes to construct a 13,000-square foot light industrial/business park building for lease to Gradient Technology's office, research & development, and equipment hbrication operation. Badger Ventures proposes to purchase 2.05-acres within the Elk River Business Park and has requested that the city and county consider a write down of the land cost to $0 through a pay-as-you-go note to the limited liability company. The attached Preliminary Siting Proposal dated FebruaU' 2, 2004 and the Revised Prelhninary Proposal dated March 9, 2004 indicate the revised land cost/tax abatement assistance following the EDA's concept approval. Analysis Staff has been working with the company through the due diligence process for the financial analysis and the City's Tax Rebate Financing process. The Sherburne County Assessor's office has reviewed the building reformation and has provided the follo~vmg esthnated market value (EMV) of the proposed building project for 2005: EMV Building $ 609,700 EM-V Land $107,300 Total ENfV $ 717,000 The attached Tax Rebate Financing Projection Worksheet indicates the payment period given the assessor's estimates. The estimated payment period to provide a land ~vrite down to 50 is 12 years city and county. The MN Tax Abatement Statute allows jurisdictions to provide tax abatement over a 1 O-year period. A period longer than 1 O-years is allo~ved only follo~vmg another jurisdiction (school dismct in this case) denying the abatement request in writing. Staff believes that the term will liken be 10-years simply based upon annual inflationa~ increases to the market value and tax rates. Staff completed the ratings worksheet used to help analyze such proposals. The proposed project scored a "32", out of a total possible of 50 points, which equates to a "moderately desirable" project. Consider Propert?' Tax Abatement for Badger Ventures, [,LC ED?~/Ciw. Council Mecting ApriI 12, 2004 Page 3 of 3 There 2re several issues that remain unresolved, including: · Identification of a bank lender and proposed project £mancing terms · The possibih~T ora CiD' Micro Loan request of up to $100,000 Identification of the amount and source of ehgible equiD~ Completion and review of a b~t(/'or analysis Recommendation At this me there is not enough information for staff to provide a recommendation to the EDA regarding the tax abatement request for the project. The City Council may continue to hold a public hearing and receive comment on the tax abatement request. Staff recommends postpone any action regarding the abatement request until staff and the company to finalize the project details and resolve the remaimng issues. Staff will report at a future regular meeting of the City Council for f'mal acdon. City of Elk River Preliminary Expansion Siting Proposal Gradient Technology Revised February 2, 2004 Site A. Proposed Location 1.5 acre lot A proposed subdivision of Lot 5, Block 1, Elk River Business Park Access from Industrial Circle. ~ee at/ached Locat/o, ~. Zoning/Land Use Requirements Business Park/Light Industrial An administrative subdivision (lot split) to be administered by the lando~vner prior to sale. Building Requirements Building and site to comply with Business Park District Ordinance and other Ci~ requirements. An accessory building for materials storage could be allowed. ~gee al/ached Bz~siness Par/e Dis/ri~'t Ord/na,~'e Reqz~/reme,~'. Land Cost/Value $1.61/sf 1.5-acres Total: $105,197 Includes special assessments and park dedication. Project Timeframe Upon acceptance of this Preliminaw Proposal and a letter of intent, the Director of Economic Development will prepare and submit a comprehensive proposal including a detailed project timetable for finance and building permit timing and application requirements. At this ttme the proposed site would require an administrative subdivision application, to be submitted by the landowner to the City Council for consideration. This process could be completed within 30-days. Financing application review and considerations can take up to 45-days and can mn concurrently with the administrative subdivision, building site plan and permit application review process. City, of Elk River Prelimina~ Proposal for Expansion Siting Gradient Technology -JanuaU, 14. 2004 Page 2 of 2 II. Financing A. Project Costs Land $105,197 Construction $650,000 Equipment $ 0 Total Uses $755,197 1.5 acres at $1.61/SF Estimate - 13,000 SF at $50.00/SF Proposed Business Financing Sources Bank $ 574,924 O~vner Equity $ 75,076 Tax Rebate Finance $ 105,197 Total Sources $ 755,197 90 % Building Cost 10% if using SBAS04 via Bank 50/50 City and County* * Total Ciw Assistance Proposed: $ 52,598.50 * Total County Assistance Proposed: $ 52,598.50 Job & Wage Goals (to be met xvittml 2 years of building occupancy) Job Creation 5 full-time at $15.00/hour (minimum) Job Retention 13 full-time at $13.00-75.00/hour Preliminary Financing Applications Tax Rebate Financing assistance, or Tax Abatement, is proposed to be provided in the form of "pay-as-you-go" basis, in ~vhich the buyer (Gradient Technology) pays improvement costs upfront, and then is reimbursed annually svith 100% of abatement proceeds upon receipt of annual real estate taxes by the City and County for a maximum term/amount equal to the land cost or 7-years, the earlier. The buyer could consider an assignment of the "pay-as-you-go" note to a bank for "upfront equity" financing. Other Projoosa/ is contingen~ uj~on letter of ajoj~rova/ from qualified/ending insti~u?ion. Proposal is contingent upon approvals from the Elk River Economic Development Authority,, City Council and Sherburne County Board of ComnCUssioners. Proposal is exclusive of project contractor/builder. However, Amcon Construction or the lando~vner partnership ~vould consider accepting an assignment of the abatement note in exchange if the buyer builds with Amcon Construction. Additional acreage, beyond buyer's initial needs, may also be considered if building with Amcon. See attached ~mcon correJ~ondem'e re: Gra~/ien/ Techno/o~gy Pro, Oosa/ Proposal Accepted: By Date City of Elk River Preliminary Expansion Siting Proposal Gradient Technology Revised March 9, 2004 Site A. Proposed Location 2.05 acre lot A proposed subdivision of Lot 5, Block 1, Elk River Business Park Access from Industrial Circle. See a//~che:/ LocaEo, ;¥[~. Zoning/Land Use Requirements Business Park/Light Industrial An administrative subdivision (lot split) to be administered by the landowner prior to sale. Building Requirements Building and site to comply ~vith Business Park District Ordinance and other City requirements. An accessory building for materials storage could be allowed. See a~ac~ed B~siae~'~' Parle Dis~fc~ Ordiaaace Req~dremen?s. Land Cost/Value $1.61/sf 2.05-acres Total: $143,770 Includes special assessments and park dedication. Project Timeframe Upon acceptance of this Prelimina~ Proposal and a letter of intent, the Director of Economic Development will prepare and submit a comprehensive proposal including a detailed project Umetable for finance and building permit timing and application requirements. At this time the proposed site would require an administrative subdivision apphcation, to be submitted bv the landowner to the City Council for consideration. This process could be completed within 30-days. Financing application review and considerauons can take up to 45-days and can run concurrendv with the admimstrative subdivision, building site plan and permit application review process. Ciw o£ Elk River Preliminary, Proposal for Expansion Siting Gradient Technology - Revised March 8, 2004 Page 2 o£ 2 II. Financing A. Project Costs Land $143,770 Construction $650,000 Equipment $ 0 TotaI Uses $793,770 2.05 acres at $1.61/SF EstZmare - 13,000 SF at $50.00/SF Proposed Business Financing Sources Bank - TBD $ 574,924 Owner Cash Equit7 $ 79,377 Tax Rebate Finance $143,770 Total Sources $ 793,770 90% Btfilding Cost 10% Project Cost 50/50 City and County* * Total City Assistance Proposed: $ 71,885 * Total County Assistance Proposed: $ 71,885 Job & Wage Goals (to be met ~vithm 2 years of building occupancy) Job Creation 5 £ull-time at $15.00/hour (minimum) Job Retention 13 full-time at $13.00-75.00/hour (7 based in MN) Financing Applications Tax Rebate Financing assistance, or Tax Abatement, is proposed to be provided in the form of "pay-as-you-go" basis, in xvhich the buyer (Gradient Technology) pays improvement costs upfront, and then is reimbursed annually ~vith 100% of abatement proceeds upon receipt of annual real estate taxes by the City and CounU for a ma"Ctmum term/amount equal to the land cost or 10-years, the earlier. The buyer could consider an assignment of thc "pay-as-you-go" note to a bank for "upffont equity."' financing. Other Projoosa/ is ~vn~ingen~ z~on /et/er of a~prova/ from qualified/endin~ ins?i~u?ion. Proposal is contingent upon approvals from the Elk R/ver Economic Development Authority, City Council and Sherburne County Board of Commissioners. Proposal is excluswe of project contractor/builder. However, Amcon Construction or the landowner partnership ~vould consider accepting an assignment of the abatement note in exchange if the buyer builds with Amcon Construction. Additional acreage, beyond buyer's initial needs, may also be considered if building with Amcon. ~ee attac/;ed~,4m~vn corre¢onden:e re: Gradien? Tech.o/o~ Proposal Preliminary Proposal Accepted: By Date GRADIENT TECHNOLOGY, 2004 City of River Economic Development Tax Rebate Financing Policy & Application Amended: August 2002 Adopted: April 10, 2000 City of Elk River, Minnesota Table of Contents VII. VIII. I. Policy Purpose II. Difference Between TRF & TIF III. Objectives of Tax Rebate Financing IV. Policies for the Use of TRF V, Project Qualifications VI. Subsidy Agreement & Reporting Requirements Application Process C~ty of Elk River 7 Application to Other Political Subdivisions 7 Application Applicant Information 8 Project Information 9 Public Purpose 9 Sources & Uses 10 Checklist & Additional Information 1 1 IX. Application Review Worksheet X. Exhibits 3 3 3-4 4-5 5-6 6 7 8 12 14 XI. A B C D E F Corporation/Partnership Description Project Description Shareholders But-for Analysis Prospective Lessees Legal Description and PID Number Sample But-For Analysis 15 City of Elk River Tax Rebate Financing Policy, Amended August 2002 -2- I. POLICY PURPOSE ~or ;he ?u~oses of this document, ~he ~erm "CiV'' shall include ~h~ ~//e ~'ver Cit_y CoumiJ, ~co~omic The purpose of this policy is to establish the City of Elk River's position relating to the use of Tax Rebate Financing (TRF), otherwise referred to as Tax Abatement, for private development above and beyond the requirements and limitations set forth by State La~v. This policy shall be used as a guide in the processing and review of applications requesting tax rebate assistance. The fundamental purpose of tax rebate financing in Elk River is to encourage desirable development or redevelopment that would not other~vise occur bzztfor the assistance provided through TRF. The City of Elk River is granted the power to utilize TRF by the Minnesota Tax Abatement Act, as amended. It is the intent of the CiD' to provide the minimum amount of TRF, as well as other incentives, at the shortest term required for the project to proceed. The Ci~ reserves the right to approve or reject projects on a case by case basis, taking into consideration established policies, project criteria, and demand on ci~ services in relation to the potential benefits from the project. Meeting policy criteria does not guarantee the a~vard of TRF to the project. Approval or denial of one project is not intended to set precedent for approval or denial of another project. II. DIFFERENCE BETWEEN TRF & TIF The primary difference between Tax Rebate Financing (TRF) and 'Fax Increment Financing (TIF) is the way in which the dollars are axvarded to the project. When TIF is a~varded to a project by the city, the other political subdivisions (the school district and the county) are required to contribute their portion of the increased taxes to the project. Conversely, ~vhen TRF is requested, each political subdivision has the option of granting its portion of the increased taxes to the project. Subsequently, the dollars generated for the project with TRF are generally less than the dollars generated ~vith TIF. III. OBJECTIVES OF TAX REBATE FINANCING As a matter of adopted policy, the City will consider using TRF to assist private development projects to achieve one or more of the follo~ving objectives: · To retain local jobs and/or increase the number and diversity of jobs that offer stable employment and/or attractive xvages and benefits. · To enhance and diversify the city of Elk River's economic base. · To encourage additional unsubsidized private development in the area, either directly or indirectly through "spin off" development. · To facilitate the development process and to achieve development on sites which would not be developed ~vithout TRF assistance. To remove blight and/or encourage redevelopment of commercial and industrial areas in the city that result in high quality, redevelopment and private reinvestment. City of Elk River Tax Rebate Financing Policy, Amended August 2002 · To offset increased costs of redevelopment (i.e. contaminated site clean up) over and above the costs normally incurred in development. · To create opporturfides for affordable housing. To contribute to the implementation of other public policies, as adopted bv the ciw from Ume to time, such as the promotion of qualiw, urban or architectural design, energy conservation, and decreasing capital and/or operating costs of local government. IV. POLICIES FOR THE USE OF TI:IF TRF assistance ~vill be provided to the developer upon receipt of taxes by the Cid-, othe~vise referred to as the ~-aJ':yo,-go method. Requests for up front financing will be considered on a case-by-case basis. Any developer receiving TRF assistance shah provide a minimum of twenw percent (20%) cash equity investment in the project. Projects utilizing the SBAS04 program will be required to provide a mimmum of ten percent (10%) cash equity investment. c. TRF will not be used in circumstances where land and/or property price is in excess of fair market value. d. Developer shall be able to demonstrate a market demand for a proposed project. e. TRF ~vill not be utilized in cases ~vhere it would create an unfair and significant competitive financial advantage over other projects in the area. TRF shall not be used for projects that would place extraordina~' demands on city services or for projects that would generate significant environmental impacts. The developer must provide adequate financial guarantees to ensure completion of the project, including, but not limited to: assessment agreements, letters of credit, personal guaranties, and etcetera. ho The developer shah adequately demonstrate, to the City's sole satisfaction, an ability to complete the proposed project based on past development experience, general reputation, and credit history, among other factors, including the size and scope of the proposed project. For the purposes of underwriting the proposal, the developer shall provide any requested market, financial, environmental, or other data requested bv the City or its consultants. j. TRF proposals shah not be used to support speculative office projects. Speculam;e projects are defined as those projects ~vhich have pre-leasing agreements or letters of intent for less than 505'0 of the available space. Citv of Elk River Tax Rebate Financing Policy, Amended August 2002 -4- In addition, leasible office projects must meet the following guidelines: 1. Evidence of the 50% occupancy must be reported to the Director of Economic Development slx months following an issued certificate of occupancy. 2. 50% of the jobs within the leasible office building space must be considered "new" jobs to the City of Elk River, meamng jobs not located in the City at any time prior to occupying space in the project. 3. Business retention jobs will be considered on a one-for-one match to job creation onlv in cases where job loss is specific and demonstrable in accordance with the bin Business Subsidy Law. Evidence may include documentation that the company xvill have to close involuntarily, or the company has received an attractive offer to move to another state or community. k. All TRF proposals shah optimize the private development potential of a site. V. PROJECT QUALIFICATIONS All TRF projects considered by the Cit~, of Elk River must meet each of the following requirements: a. The project shah meet at least one of the objectives set forth in Section III of this document. b. The use of · TRF will be limited to: Industrial development, expansion, redevelopment, or rehabilitation; or · Commercial redevelopment or rehabilitation; or · Research and development facilities that sadsfy Business Park zoning requirements; or · Office facilities with a mimmum new construction of 25,000 square feet and mimmum market value of $1,000,000 upon project completion; or · Residential development and redevelopment maybe eligible for TR? under a separate set of policies and onty xvith the recommendation of the The developer shah demonstrate that the project is not financially feasible bz~-for the use of TRF. Evaluation of the project's fmancial feasibility, without TRF shah be provided by the Ciw, 's financial advisor on requests of over $25,000 total. d. The project shall comply with all provisions set forth in the state's Tax Abatement Law, statues 469.1812 to 469.1815, as amended. Ciw of Elk River Tax Rebate Financing Policy, Amended August 2002 -5- e. The project must be consistent with the City's Comprehensive Plan, Land Use Plan, and Zoning Ordinances. The project shall serve at least t~vo of the folloxving public purposes:· Job creation or job retention. · Increase of tax base. · Enhancement or diversification of the city's economic base. · Development or redevelopment that xvill spur additional private investment in the area. · Fulfillment of defined ciw objectives, such as those identified in the Strategic Plan for Economic Development or the city's Comprehensive Plan, among others. · Removal of blight or the rehabilitation of a high profile or priority site. VI. SUBSIDY AGREEMENT & REPORTING REQUIRPIENTS All developers/businesses receiving Tax Rebate Financing assistance from the City of Elk River shall be subject to the provisions and requirements set forth by the City's Business Subsidy Criteria as adopted, and State Statute 116j.993 as summarized belo~v. AH developers/businesses receiving TRF assistance shah enter into a Subsidy Agreement with the City of Elk River that identifies: the reason for the subsidy, the public purpose served by the subsidy, and the goals for the subsidy, as xveLl as other subsidy agreement criteria set forth by Statute 116J.993. The developer/business shall file a report annually for t~vo years after the date the benefit is received or until all goals set forth in the application and Subsidy Agreement have been met, ~vhichever is later. Reports shah be completed using the format drafted by the State of Minnesota and shall be filed ~vith the City of Elk River no later than March 1 of each year for the previous calendar year. Businesses fulfilling job creation requirements must file a report to that effect with the ciD' ~vithin 30 days of meeting the requirements. The developer/business owner shall maintain and operate its facility at the site where TRF assistance is used for a period of five years after the benefit is received. In addition to attaining or exceeding the jobs and wages goals set forth in the Subsidy Agreement, the borrower shall achieve at least one of the objectives set forth in Section III of this document. Developers / Businesses failing to comply with the above provisions will be subject to frees, repayment requirements, termination of the assistance, and be deemed ineligible by the State to receive anv loans or grants from public endties for a period of five years. Ciw of Elk R/vet Tax Rebate Financing Policy, Amended August 2002 -6- VII. APPLICATION PROCESS FOR TRF Ae CITY OF ELK RIVER Appticant submits the completed application along with a $5,000 application fee. The application fee will be used toward the cost of serwqces provided in the evaluation of financial feasibility, and preparation of legal documents. The balance of the application fee will be returned to the applicant. City staff reviexvs the application and completes the Application Review' Worksheet. Results of the Worksheet are submitted to the appropriate governing authorities for prelimma~ approval of the proposal. If preliminary' approval is granted, all necessary, notices, resolutions and agreements are prepared by City staff and/or consultants. Publ/c hearing(s) on the proposed project are held. The EDA or HRA recommends approval or denial of the proposal to the City Council. 7. The City,. Council grants final approval or denial of the proposal. B. APPLICATIONS TO OTHER POLITICAL SUBDIVISIONS It is recommended that applicants intenchng to seek TRF from Sherburne County and/or School District 728 make their apphcarions to those bodies concurrent ~vith their apphcation to the City of Elk tLiver. For more information on applying for TRF through Sherburne County and/or School District 728, contact: Alex Wikstrom Sherburne County Budget / Economic Development Coordinator 763-241-2700 Dr. Alan Jensen Superintendent - School District 728 763-241-3400 Ci~' of Elk River Tax Rebate Financing Policy, Amended August 2002 VIII. APPLICATION FOR TAX REBATE FINANCING A. APPLICANT INFORMATION Name of Corporation/Parmership: G.D.O., Inc., d/b/a Gradient Technology Address: 8744 35W West Service Drive, Suite A, Blaine, MN 55449 Primarv Contact: Eric Haehn, Vice-President/CFO Address: Same as above Phone: 763-792-9990 Fax: 763-792-9972 Email: haehn@gradtech.com On a separate sheet, please provide the following: Brief description of the corporation/partnership's business, including history,, principal product or service, etc... Exhibit A. · Brief description of the proposed project. Attach as Exhibit B. List names of officers and shareholders/partners with more than five percent (5%) interest m the corporation/partnership. Attach as Exhibit C. · A but-_/br analysis and narrative. Attach as Exhibit D. PENDING Attorney Name: Sholly Blustm Address: 5775 Wayzata Blvd, Suite 700, Minneapolis, MN 55416 Phone 763-550-1133 Fax: 952-545-0071 Email: Accountant Name: Silverman Olson Thorvilson & Kaufmann LTD Address: 1550 K~_nnard Financial Center, 920 2nd Ave. S., Minneapolis, MN 55402 Phone: 612-373-9000 Fax: 612-373-9010 Email Contractor Name Address Phone Engineer Name Fax Email Address Phone Fax Email Architect Name: Auth Consulting/Associates :~ddress: 406 Technology Drive E., Suite A, Menomome, WI 54751 Phone: 715-232-8490 Fax: 715-232-8492 Email City of Elk River Tax Rebate Fhaancmg Policy, Amended August 2002 -8- B. PROJECT INFORMATION 1. The project will be: X Industrial: X__Ne~v Construction __ Expansion __Redevelopment / Rehab. N Office/research facility that conforms to business park standards Commercial Redevelopment/Rehabilitation Other 2. In addidon to the Ciw of Elk River, applicant is requesting TRF funds from: Sherburne County __ School District 728 3. The project ~vill be: X O~vner Occupied Leased Space · If leased space, please attach a list names and addresses of future lessees and indicate the status of commitments or lease agreements. Attach as Exhibit E. 4. Project Address industrial Circle, Elk River Business Park · Include Legal Description and PiD Number. Attach as Exhibit F. PENDING 5. Site Plan Attached: X Yes __ No Total Amount of TRF Requested: $143,770 over City, Portion of TRF: Annual $ County Pordon of TRF: Annual $ ISD 728 Portion of TRF: Annual $_ 10-12 years. (Equal to land cost) $5,943 Total $ 71,885 $6,028 Totals 71,885 Total $_ Current Real Estate Taxes on Project Site: SEst. MV $62,509 (2.05acres) Estimated Real Estate Taxes upon Completion: $~]st. MV $717,000 Taxes $24,784 Construction Start Date: Construction Completion Date: If Phased Project: May 2004 October 1, 2004 Year Year % Completed % Completed C. PUBLIC PURPOSE It is the policy of the City of Elk River that the use of Tax Rebate Financing should result in a benefit to the public. Please indicate how this project xvill serve a pubhc purpose. __X_Job Creation/Retention Number of existing jobs Number of jobs created by project 3-5 Average hourly wage of jobs created/retained $30 X New industrial development xvhich xvill result in additional private investment in the area. X Enhancement and/or diversification of the city's economic base. X The project contributes to the fulfillment of the City's Strategic Plan for Economic Development. Removal of blight. Rehabilitation of a high profile or priority site. Other: City of Elk Pdver Tax Rebate Financing Policy, Amended :\ugust 2002 -9- D. SOURCES & USES SOURCES Bank Loan Other Private Funds Equi~ Fed Grant/Loan State Grant/Loan EDA Micro Loan Tax Rebate Financing ID Bonds TOTAL NAME TBD AMOUNT $ 575,000 $ $ 75,000 $ 105,000 $ 755,000 USES Land Acquisition Site Development Construction Machinery & Equipment Architectural & Engineering Fees Legal Fees Interest During Construction Debt Service Reserve Contingencies TOTAL AMOUNT $ 105,000 $ $ 650,000 $ $ $ $ $ $ $ 755,000 Ciw of Elk River Tax Rebate Fh~ancmg Policy, Amended _Sugust 2002 -10- E. ADDITIONAL DOCUMENTATION AND CHECKLIST Applicants xvill also be required to provide the follo~ving documentation. x A) Written business plan, including a description of the business, oxvnership/management, date established, products and services, and future plans x __ __ B) Financial Statements for Past Two Years X Profit & Loss Statement X Balance Sheet X C) Current Financial Statements x Profit & Loss Statement to Date x Balance Sheet to Date X D) Txvo Year Financial Projections X __ __ F) Personal Financial Statements of all Major Shareholders Profit & Loss x Current Tax Return X _ __ G) Letter of Commitment from Applicant Pledging to Complete During the Proposed Project Duration PENDING H) Letter of Commitment from the Other Sources of Financing, Stating Terms and Conditions of their Participation in the Project X I) Apphcation fee of $5000 X j) Itemized Project Construction Statement __ 1,2) Attach the following documentation as Exhibits X Exhibit A - Corporation/Partnership Description X Exhibit B - Description of Project X Exhibit C - last of Shareholders/Partners PENDING__ Exhibit D - Bz~t-For Analysis Exhibit E - List of Prospective Lessees PENDING Exhibit F - Legal Description Note: All Major shareholders will be required to sign personal guarantees if up front financing of the project is. required. The undersigned certifies that all information provided in this application is true and correct to the best of the undersigned's knoxvledge. The undersigned authorizes the City of Elk River to check credit references, verify financial and other information, and share this information with other political subdivisions as needed. The undersigned also agrees to provide any additional information as may be requested bv the City after the filing of this application. Applicant Name Date City of Elk River Tax Rebate Financing Policy, Amended .Sugust 2002 ]3VdS /DNI~4 fllDY.~¢l~ ft '.~'S 000'0l 3N' ~aSdO6d - .OL] 00'0/7 3iW-1 (I~Vd 3N~9 SS~3Y / %333¥ 9NUSIX3 c) .,/' a) TAX REBATE FINANCING PROPOSAL REVIEW WORKSHEET 1. The project meets the criteria set forth in Section V of the Tax Rebate Financing p°li,sJ/' /. a) Meets at least one of the objectives in Section III. Demonstrates need for TRF with the but-_jbr analysis. Consistent with all ciD' plans and ordinances. Serves at least m'o public purposes as defined in Section V. 2. Ratio of Private to Public Investment in Project: $ 7 '3 7'7' Private investment $//a//~ 7/.?C Public Investment / ~. 'Z Ratio Private: Public Financing Points: / 5:1 5 4:1 3:1 2:1 than 2:1 3. Jo_~..b Creation in the City of Elk River: D Number of ne~v jobs as a result of the project. '-"~/)V/t/Number of Txisting/retained jobs ,/'5-'_~ Total Less than 4. R3t, io of TRF to new jobs created/retained: $ j ~73,'~ 5v 7C TRF request /~-- Number of new jobs created/retained $ /7~.. ~ PC: of TRF per new job created/retained 5. Wage Level of jobs created: Average hourly wage z-'__._>~'- ':~5 of jobs created/retained: 6. Project size: The project will result in the construction of square feet //25"> 0C5,'C5'; 4 3 2 Points: ~ 25+ 5 20+ 4 15+ 3 ~ Q± ..... J $8,000 or less 5 $10 000 or less 4 $15,000 or less 2 Over $15,000 1 Points: $18-21 / hour 4 $14-17 / hour 3 $10-13 / hour 2 Under $10 / hour Points: ~' 40,000+ 5 30,000+ 4 20,000+ 3 (--'-~,000 + -2-'--. 10,000 or less t City. of Elk River Tax Rebate Financing Policy, Amended August 2002 7. Typ.e-of Project: /.../ 100% O~vner Occupied __ Mkx O~vner Occupied & Investment __ Investment Proper~ 8. Use:._ ~f Industrial or Business Park Project __ Commercial Rehabilitation/Redevelopment 9. The project will pay annual property taxes in the first fully assessed year of $ ~5/~ 7~'~ 10. Likelihood that the project will result in unsubsidized, spin-off development. Points: --~-~'- 4 3 Points: 4 Points: 35,000+ 5 25~0_000+ 4 10,000+ 2 Under $10,000 1 Points.'~ __High 5 M'"'Moderate~ Low 1 Sub - Total Points: of a possible 45 points. 9. Bonus Points Bonus Points: L/The project will be 100% Pqy-as:),oat-~go TRF. __ The project contributes to the goals of Ene~ Ci~. · Product promotes sensible use of energy,, OR ,, Project utilizes significant energy efficient design &/or materials in construction. pom s 2 points Total Points: -~ Overall project analysis: ~'-Moderate LOw Not Eligible 45-38 ~ 37-29 pomts~ 28-20 points 19-0 points City of Elk River Tax Rebate Financing Policy, .kmended 3_ugust ~.00_ -t3- CITY OF ELK RIVER TAX REBATE FINANCING PROJECTION WORKSHEET Project Name: Gradient Technology Expansion/Relocation TRF Project: 13,000-sq.ft. light manufacturing facility, located on 2.05-acres Assumption: Projection is based on estimated payable 2004 tax rates and estimated project market value. The Project will be assessed upon actual tax rates and market value in the year following construction. State Class Rate IASSUMPTIONS Up to $150,000 0.0151Pay 2004 Over $150,000 0.0201Pay 2004 Tax Capacity Rate City Portion County Portion School District Portion State Portion Other Jurisdictions* Total Tax Capacity Rate 0.43734 0.44363 0.32709 0.54447 0.03559 1.78812 Pay 2004 Est. Pay 2004 Est. Pay 2004 Est. Pay 2004 Est. Pay 2004 Est. Pay 2004 Est. Land Value ::$ : 1;07,300:00 Building Value ; $; 609,700;00; Total Assessed Market Value $ ;717;000.00 MAX Years of TRF Project ;;1;0 Property's Total Tax Capacity $ 13,590.00 Per Co. Assessor 3/23/04 Per Co. Assessor 3/23/04 Per Co. Assessor 3/23/04 Property TaX Breakdown Annual Estimate City Portion $ 5,943.45 County Portion $ 6,028.93 School District Portion $ 4,445.15 State Portion $ 7,399.35 Other Jurisdictions $ 483.67 Total Estimated Real Estate Taxes $ 24,300.55 TOtal TRF Needed: Land;COSt ;:; $1;43,770 City 1/2: $71,885.00 County 1/2: TRF YearSi~ Land 12 Cost = 1.61/sf $71,885.00 *Amount of abatement will vary depending on market value, tax rates, class rates, construction schedule and inflation on MY. *Includes City HRA, City EDA, County HRA, County Rail Authority 'Does not include Market Value School Excess Levy Referendum 2003 rate of 0.07597% FILE:gradtechTRF.xls 3/23/2004 Total TRF 2O05 20O6 2007 2008 2009 2010 2011 2012 2013 2014 Total MV 3% Annual Increase 717,300 738,819 760,984 783,813 807,327 831,547 856,494 882,189 908,654 935,914 Total NTC 13,590 13,998 14,418 14,850 15,296 15,755 16,227 16,714 17,215 17,732 Total City & County Tax 11,972 12,331 12,701 13,082 13,475 13,879 14,295 14,724 15,166 15,621 137,246 Total TRF 2OO5 2006 2007 2008 2009 2010 2011 2012 2013 2014 Total MV 717,300 745,992 775,832 806,865 839,140 872,7O5 907,613 943,918 981,675 1,020,942 Total NTC 13,590 14,134 14,699 15,287 15,898 16,534 17,196 17,884 18,599 19,343 Total City & County Tax 11,972 12,451 12,949 13,467 14,006 14,566 15,148 15,754 16,385 17,040 143,737 Total TRF 2OO5 2006 2007 2008 2009 2010 2011 2012 2013 2014 Total MV 717,300 753,165 790,823 830,364 871,883 915,477 961,251 1,009,313 1,059,779 1,112,768 Total NTC 13,590 14,270 14,983 15,732 16,519 17,345 18,212 19,122 20,079 21,083 Total City & County Tax 11,972 12,571 13,199 13,859 14,552 15,280 16,044 16,846 17,688 18,573 150,583 For publication on Wednesday, March 31, 2004 Please contact Heidi Steinmetz with any questions at (763) 635-1042. CITY OF ELK RIVER NOTICE OF PUBLIC HEARING REGARDING PROPOSED PROPERTY TAX ABATEMENTS FOR THE GRADIENT TECHNOLOGY PROJECT NOTICE IS HEREBY GIVEN that the City Council of the City of Elk River, Minnesota, will hold a public hearing at a meeting of the City Council beginning at 6:30 p.m., on Monday, April 12, 2004, to be held at the Elk River Senior High School Little Theater, 900 School Street (enter through door H on the north side of the building), Elk River, Minnesota, on the request of Badger Ventures, LLC (the "Company") to have the City abate to the Company 100% of the property taxes to be levied by the City on 2.05 acres of Lot 5, Block 1, Elk River Business Park located off of Twin Lakes Road on Industrial Circle in the City (the "Property") for an approximately 13,000 square fbot light manufacturing facility (the "Improvements") to be constructed by the Company and leased to Gradient Technology. The total amount of the taxes proposed to be abated by the City on the Property for up to a ten year period is estimated to be not more than $75,000. This abatement would constitute a "business subsidy" under Minnesota Statutes, Sections 116J.993 through 116J.995, and the City would impose specific wage and job goals for the Project under that law. The City Council will consider granting this property tax abatement in response to the request. A draft of a proposed Abatement Agreement between the City and the Company, which includes t he proposed business subsidy agreement, a s w ell a s a summary of t he terms o f t he subsidy, are available for review from the office of the City's Economic Development Director at City Hall. All interested persons may appear at the April 12th public hearing and present their views orally or in writing. Anyone needing reasonable accommodations or an interpreter should contact the City Clerk's office at the City Hall, telephone (763) 635-1000. [Publish on March 31, 2004] i630387vl RESOLUTION NO. RESOLUTION APPROVING PROPERTY TAX ABATEMENTS BE IT RESOLVED by the City Council (the "Council") of the City of Elk River, Minnesota (the "City"), as follows: 1. Recitals. (a) Badger Ventures, LLC (the "Developer") proposes to construct an approximately 13,000 square foot light manufacturing facility in the City (the "Project"). The Developer has requested that the City provide financial assistance to the Developer for the Project. The City proposes to use the abatement for the purposes provided for in the Abatement Law (as hereinafter defined), including the Project. The proposed term of the abatement will be for up to ten years in an amount not to exceed $71,885. The abatement will apply to 100% of the City's share of the property taxes (the "Abatement") derived from a 2.05 acre portion of the property described as Lot 5, Block l, Elk River Business Park (the "Property"). (b) On the date hereof, the Council held a public hearing on the question of the Abatement, and said hearing was preceded by at least 10 days but not more than 30 days prior published notice thereof. (c) The Abatement is authorized under Minnesota Statutes, Sections 469.1812 through 469.18 ! 5 (the "Abatement Law"). findings: Findings for the Abatement. The City Council hereby makes the following (a) The Council expects the benefits to the City of the Abatement to at least equal or exceed the costs to the City thereof. (b) Granting the Abatement is in the public interest because it will increase or preserve the tax base of the City and provide employment opportunities in the City. (c) The Property is not located in a tax increment financing district. (d) In any year, the total amount of property taxes abated by the City by this and other resolutions, if any, does not exceed the greater of ten percent (10%) of the current levy or $200,000. 3. Terms of Abatement. The Abatement is hereby approved; provided, however, the this approval is contingent upon the approval by Sherburne County of an abatement program for the Project upon the same terms as set forth below for the County's share of property tax amount which the County receives from the Property. The terms of the Abatement are as follows: (a) The Abatement shall be for up to ten (10) years and shall apply to the taxes payable in the years 200__ through 20 , inclusive. 1630423vl (b) The City will abate 100% of the City's share of property tax amount which the City receives from the Property, not to exceed $71,885. (c) The Abatement shall be subject to all the terms and limitations of the Abatement Law. (d) The Abatement may not be modified or changed during its term. The motion for the adoption of the foregoing resolution was made by member and duly seconded by member and, upon a vote being taken thereon after full discussion thereof, the following voted in favor thereof: and the following voted against the same: Whereupon said resolution was declared duly passed and adopted. 1630423vl 2 STATE OF MINNESOTA ) ) SS COUNTY OF SHERBURNE) [, the undersigned, being the duly qualified and acting Clerk of the City of Elk River, Minnesota (the "City"), by reason of my office as Clerk, DO HEREBY CERTIFY that I have compared the attached and foregoing extract of minutes with the original thereof on file in my office, and that the same is a full, true and complete transcript of the minutes of a meeting of the City Council of the City, duly called and held on the date therein indicated, insofar as such minutes relate to property tax abatements for the Badger Ventures Industries, Inc. Project. WITNESS my hand this 12th day of April, 2004. City Clerk 1630423v[ DRAFT TAX .ABATEMENT AND BUSINTESS SUBSIDY AGREEMENT BY AND BETWEEN CiTY OF ELK RIVER, MINNESOTA ANT) BADGER VENTURES, LLC 1630424v1 TABLE OF CONTENTS DRAFT] A~T[CLE I DEF~ITIONS ................................................................................................. Section 1.1 Definitions ............................................................................................ ARTICLE II REPRESENTATIONS ANT) WARRANTIES ................................................ 3 Section 2.1 Representations and Warranties of the City ......................................... 3 Section 2.2 Representations and Warranties of the Developer ............................... 3 ARTICLE III Section 3.1 Section 3.2 Section"" Section .2.4 Section 3.5 Section 3.6 Section 3.7 Section 3.8 Section 3.9 ARTICLE IV Section 4.1 Section 4.2 Section 4.3 Section 4.4 Section 4.5 Section 4.6 ARTICLE V Section 5.1 Section 5.2 Section 5.3 Section 5.4 Section 5.5 Section 5.6 Section 5.7 UNT)ERTAKINGS BY DEVELOPER A2,qT) CITY .......................................5 Construction of Project and Reimbursement of Tax Abatement Property Cost ....................................................................................... 5 Limitations on Undertaking of the City ............................................... 5 Commencement and Completion of Construction ............................... 5 Damage and Destruction ...................................................................... 5 No Change in Use of Project ............................................................... 5 Prohibition Against Transfer of Project and Assignment of Agreement ............................................................................................ 5 Real Property Taxes ............................................................................. 6 Business Subsidies Act ........................................................................ 6 Duration of Abatement Program .......................................................... 7 EVENTS OF DEFAULT ................................................................................. 8 Events of Default Defined ................................................................... 8 Remedies on Default ............................................................................ 8 No Remedy Exclusive .......................................................................... 8 No Implied Waiver .............................................................................. 8 Agreement to Pay Attorney's Fees and Expenses ................................ 9 Release and Indemnification Covenants .............................................. 9 ADDITIONAL PROVISIONS ...................................................................... 10 Conflicts of Interest ............................................................................ 10 Titles of Articles and Sections ........................................................... 10 Notices and Demands ........................................................................ 10 Counterparts ....................................................................................... 10 Law Governing .................................................................................. 10 Duration ............................................................................................. 11 Provisions Su~'iving Rescission or Expiration .................................. 11 1630424v1 -i- THIS AGREEMENT, made as of the day of ~ City of El!< River, Minnesota (the "City"), a municipal corporation and political subdivision of the State of Minnesota, and Badger Ventures, LLC, a Minnesota limited liability company (the "Developer"), W1TNESSETH: WHEREAS, pursuant t o M irmesota Statutes, S ections 4 69.1812 through 4 69.1815, t he City has established a Tax Abatement ProgTam; and WHEREAS, the City believes that the development and construction of a certain Project (as defined herein), and fulfillment of this Agreement are vital and are in the best interests of the City, will result in preservation and enhancement of the tax base, provide employment opportunities and are in accordance with the public purpose and provisions of the applicable state and local laws and requirements under which the Project has been undertaken and is being assisted; and WHEREAS, the requirements of the Business Subsidy Law, Minnesota Statutes, Section 116J.993 through 116J.995, apply to this A~eement; and WHEREAS, the City has adopted criteria for awarding business subsidies that comply with the Business Subsidy Law, after public hearings for which notice was published; and WHEREAS, the Council has approved this Agreement as a subsidy agreement under the Business Subsidy Law. NOW, THEREFORE, in consideration of the premises and the mutual obligations of the parties hereto, each of them does hereby covenant and a~ee with the other as follows: ARTICLE I DEFINITIONS Section 1.1 Definitions. All capitalized terms used and not otherwise defined herein shall have the following meanings unless a different meaning clearly appears from the context: Agreement means this Agreement, as the same may be from time to time modified, amended or supplemented; Business Day means any day except a Saturday, Sunday or a legal holiday or a day on which banking institutions in the City are authorized by law or executive order to close; City means the City of Elk P, Sver, Minnesota; County means Sherbume County, Minnesota; [630424v! successors and assi~s; ! Event o~'De£ault means any o£th¢ events described in Section 4.1; Project means the construction by the Developer of an approximately 13,000 square foot light manufacturing facility to be located in the City; State means the State of Mirmesota; Tax Abatement Act means Mirmesota Statutes, Sections 469.1812 through 469.1815; Tax Abatement Pro,am means the actions by the City pursuant to Minnesota Statutes, Section 469.1 $12 through 469.1815, as amended, and undertaken in support of the Project; Tax Abatement Property means a 2.05 acre portion of the property described as the real property identified as [Lot fi, Block 1,] Elk River Business Park, located in the City; Tax Abatements means t00% of the City's share of real estate taxes on the Tax Abatement Property abated in accordance with the Tax Abatement Program. ARTICLE II DRAFT REPRESENTATIONS ANT) WARRANTIES Section 2.1 Representations and Warranties of the City. The City makes the following representations and warranties: (1) The City is a municipal corporation and a political subdivision of the State and has the power to enter into this A~eement and carry out its obligations hereunder. (2) The Tax Abatement Program was created, adopted and approved in accordance with the terms of the Tax Abatement Act. (3) To finance the costs of the Project to be undertaken by the Developer, the City proposes, subject to the further provisions of this Ag-reement, to reimburse the Developer for the costs of the Tax Abatement Property as further provided in this Agreement. (4) The City has made the findings required by the Tax Abatement Act for the Tax Abatement Pro,am. Section 2.2 Representations and Warranties of the Developer. The Developer makes the following representations and warranties: (1) The Developer has the power to enter into this Agreement and to perform its obligations hereunder and is not in violation of its articles, operating agreement or member control agreement or any local, state or federal laws. (2) The Developer is a limited liability company validly existing under the laws of this State and has full power and to enter into this A~eement and carry out the covenants contained herein. (3) The Developer w ill cause t he Project t o b e constructed i n accordance with t he terms of this A~eement and all local, state and federal laws and regulations (including, but not limited to, environmental, zoning, energy conservation, building code and public health laws and regulations). (4) The Developer ,,viii obtain or cause to be obtained, in a timely manner, all required permits, licenses and approvals, and will meet, in a timely manner, all requirements of all applicable local, state, and federal laws and regulations which must be obtained or met belbre the Project may be lawfully constructed (5) The construction of the Project would not be undertaken by the Developer, and in the opinion of the Developer would not be economically feasible within the reasonably foreseeable future, without the assistance and benefit to the Developer provided for in this Agreement. i630424vl 3 transactions contemplated hereby, nor the f.uifillment of or complianc wit terms an conditions of this Affeement is prevented, limited by or conflicts with or results m a Oreach or, the terms, conditions or provision o£ any contractual restriction, evidence of' indebtedness, agreement or instrument of whatever nature to which the Developer is now a party or by which it is bound, or constitutes a default under any of the foregoing. (7) The Developer will cooperate fully with the City with respect to any litigation commenced with respect to the Project. (8) The Developer will cooperate hilly with the City in resolution of any traffic, parking, trash removal or public safety problems which may arise in connection with the construction and operation of the Project. 163042~vi 4 ARTICLE III )RAFT] O~T)ERT:-UKiNGS BY DEVELOPER ANT) CITY Section 3.1 Construction of Project and Reimbursement of Tax Abatement Property Cost. (1) The costs of the Tax Abatement Property and the construction of the Project shall be paid by the Developer. The Developer will construct the Project in accordance with the approved construction plans and at all times prior to the termination of this A~eement will operate and maintain, preserve and keep the Project or cause the Project to be maintained, preserved and kept with the appurtenances and every part and parcel thereof, in good repair and condition. (2) Upon submission to the City of a purchase a~eement and settlement statement relating to the purchase of the Tax Abatement Property in an amount not less than the Reimbursement Amount, the City shall reimburse the Developer for the costs of the Tax Abatement Property actually incurred in an amount not to exceed $71,885 (the "Reimbursement Amount") pursuant to the Abatement Program as provided in Section 3.8. Section 3.2 Limitations on Undertakino, of the City. Notwvithstanding the provisions of Sections 3.1, the City shall have no obligation to reimburse the Company for the costs of the Tax Abatement Property, if the City, at the time or times such payment is to be made, is entitled under Section 4.2 to exercise any of the remedies set forth therein as a result of an Event of Default which has not been cured. Section 3.3 Commencement and Completion of Construction. The Developer snail complete the Project by December 3 I, 2005. All work with respect to the Project to be constructed or provided by the Developer shall be in conformity with the construction plans as submitted by the Developer and approved by the City. Nothing in this A~eement shall be deemed to impair or limit any of the City's rights or responsibilities under its zoning laws or construction permit processes. Section 3.4 Damage and Destruction. In the event of damage or destruction of the Project the Developer shall repair or rebuild the Project. Section 3.5 No Chanae in Use of Proiect. The City's obligations pursuant to this Agreement shall be subject to the continued operation of the Project by the Company. Section 3.6 Prohibition Ao_ainst Transfer of Proiect and Assitnment of A~reement. The Developer represents and agrees that prior to the termination date of this A~eement the Developer shall not transfer the Project or any part thereof or any interest therein, ~vithout the prior written approval of the City. The City shall be entitled to require as conditions to any such approval that: [020424v1 5 in the reasonable judgment of the City, necessary and adequate to f~tI'fT'll me o~tmatmn, undertaken in this Agreement by the Developer. (2) Any proposed transferee, by instrument in writing satisfactory to the City shall, for itself and its successors and assigxns, and expressly for the benefit of the City, have expressly assumed all of the obligations of the Developer under this Agreement and a~eed to be subject to all the conditions and restrictions to which the Developer is subject. (3) There shall be submitted to the City for review and prior written approval ail instruments and other legal documents involved in effecting the transfer of any interest in this Agreement or the Project. Section 3.7 Real Propert,v Taxes. The Developer shalI, so long as this Agreement remains in effect, pay all real property taxes with respect to all parts of the Tax Abatement Property acquired and oxvned by it which are payable pursuant to the provisions of the Assessment A~eement and any other statutory or contractual duty that shall accrue subsequent to the date o fits acquisition of title to the Tax Abatement Property (or part thereof) and until title to the property is vested in another person. The Developer a~ees that for tax assessments so long as this A~eement remains in effect: (a) It will not seek administrative review or judicial review of the applicability of any tax statute relating to the ad valorem property taxation of real property contained on the Tax Abatement Property determined by any tax official to be applicable to the Project or the Developer or raise the inapplicability of any such tax statute as a defense in any proceedings with respect to the Tax Abatement Property, including delinquent tax proceedings; provided, however, "tax statute" does not include any local ordinance or resolution levying a tax; (b) It will not seek administrative review or judicial review of the constitutionality of any tax statute relating to the taxation of real property contained on the Tax Abatement Property determined by any tax official to be applicable to the Project or the Developer or raise the unconstitutionality of any such tax statute as a defense in any proceedings, including delinquent tax proceedings with respect to the Tax Abatement Property; provided, however, "tax statute" does not include any local ordinance or resolution levying a tax; (c) It will not seek any tax deferral or abatement, either presently or prospectively authorized under Minnesota Statutes, Section 469.181, or any other State or federal la,v, of the ad valorem property taxation of the Tax Abatement Property so long as this Agreement remains in effect. Section 3.8 Business Subsidies Act. (1) In order to satisfy the provisions of Minnesota Statutes, Sections 116J.993 to 116J.995 (the "Business Subsidies Act"), the Developer acknowiedges and agrees that the amount of The "Business Subsidy" ~anted to the Developer under this A~eement is the 1630424vi 6 ! Reimbursement.'Amount, which is approximately. . $71,885, and that the[ ' s~2~u 1Ti{~ needed becausetheProjectisnotsufficlentlvfeaslblefortheDevelopertolingerie ~O~U , wi t th Business Subsidy. The public purpose of the Business Subsidy is to develop new jobs w~tl~in the City and to increase the tax base in the City. The Developer a~ees that it will meet the following goals (the "Goals"): It will create at least I$] full-time equivalent jobs in connection with the development of the Project at a direct hourly wage of at least $[15.00] per hour within two years from the "Benefit Date", which is the date the Project is completed. (2) If the Goals are not met, the Developer a~ees to repay all or a part of the Business Subsidy to the City, plus interest ("Interest") set at the implicit price deflator defined in Minnesota Statutes, Section 275.70, Subdivision 2, accruing from and after the Benefit Date, compounded semiannually. If the Goals are met in part, the Developer will repay a portion of the Business Subsidy (plus Interest) determined by multiplying the Business Subsidy by a fraction, the numerator of which is the number of jobs in the Goals which were not created at the wage level set forth above and the denominator of which is I$] (i.e. number of jobs set forth in the Goals). (3) The Developer agrees to (i) report its progress on achieving the Goals to the City until the later of the date the Goals are met or two years from the Benefit Date, or, if the Goals are not met, until the date the Business Subsidy is repaid, (ii) include in the report the information required in Subdivision 7 of the Jobs Act on forms developed by the Minnesota Department of Employment and Economic Development, and (iii) send completed reports to the City. The Developer agrees to file these reports no later than March 1 of each year commencing March 1, 2005, and within 30 days after the deadline for meeting the Goals. The City agrees that if it does not receive the reports, it will mail the Developer a warning within one week of the required filing date. If within 14 days of the post marked date of the ~varning the reports are not made, the Developer agrees to pay to the City a penalty of $100 for each subsequent day until the report is filed up to a maximum of $1,000. (4) The Developer agrees to continue operations of the Project for at least five ($) years after the Benefit Date. ($) Other than the Tax Abatements and comparable tax abatements from the County, there are no other state or local government agencies providing financial assistance for the Project other than the City and the County. (6) is the sole member and parent corporation of the Developer. Section 3.9 Duration of Abatement Pro.am. The Tax Abatement Program shall exist for a period of up to ten years beginning with real estate taxes payable in 20__ through 20__. On or before February 1 and August 1 of each year commencing August l, 20__ to and including February 1, 20__ the City shall pay the Developer the amount of the Tax Abatements received by the City in the previous six month period. The City may terminate the Tax Abatement Pro.am and this A~eement at an earlier date it' an Event of Default occurs and the City rescinds or cancels this Agreement. 1630424vl 7 ,ARTICLE IV DRAFT EVENTS OF DEFAULT Section 4.1 Events of Default Defined. The following shai1 be "Events of Default" under this Agreement and the term "Event of Default" shall mean whenever it is used in this Agreement any one or more of the following events: (1) Failure by the Developer to timely pay any ad valorem real property taxes, special assessments, utility' charges or other governmental impositions with respect to the Project. (2) Failure by the Developer to cause the construction of the Project to be completed pursuant to the terms, conditions and limitations of this Agreement. (3) Failure b y t he Developer t o observe o r perform a ny other covenant, condition, obligation or agreement on its part to be obserYed or performed under this Agreement. Section 4.2 Remedies on Default. Whenever any Event of Default referred to in Section 4.1 occurs and is continuing, the City, as specified below, may take any one or more of the following actions after the giving of thirty (30) days' written notice to the Developer citing with specificity the item or items of default and notifying the Developer that it has thirty (30) days within which to cure said Event of Default. If the Event of Default has not been cured within said thirty (30) days: (a) The City may suspend its performance under this Agreement until it receives assurances from the Developer, deemed adequate by the City, that the Developer will cure its default and continue its performance under this Agreement. (b) The City may cancel and rescind the Agreement. (c) The City may take any action, including legal or administrative action, in law or equity, which may appear necessary or desirable to enforce performance and observance of any obligation, agreement, or covenant of the Developer under this Agreement. Section 4.3 No Remedy Exclusive. No remedy herein conferred upon or reserved to the City is intended to be exclusive of any other available remedy or remedies, but each and every such remedy shall be cumulative and shall be in addition to every other remedy given under this Agreement or now or hereafter existing at iaw or in equity or by statute. No delay or omission to exercise any right or power accruing upon any default shall impair any such right or power or shall be construed to be a waiver thereof but any such fight and power may be exercised from time to time and as often as may be deemed expedient. Section 4.4 No Implied Waiver. In the event any a~eement contained in this A~eement should be breached by any party and thereafter waived by any other party, such waiver shall be [650a24v [ 8 previous or subsequent breach hereunder. Section 4.5 A~reement to Pay Attorney's Fees and Expenses..Whenever any Event of Def;ault occurs and the City shall employ attorneys or incur other expenses for the collection of payments due or to become due or for the enforcement or performance or observance of'any obligation or a~eement on the part of the Developer herein contained, the Developer agrees that they shall, on demand therefor, pay to the City the reasonable fees of such attorneys and such other expenses so incurred by the City. Section 4.6 Release and Indemnification Covenants. (1) The Developer releases from and covenants and agn:ees that the City and its governing body members, officers, agents, servants and employees shall not be liable for and agrees to indenmify and hold harmless the City and its governing body members, officers, agents, servants, and employees against any loss or damage to property or any injury to or death of any person occurring at or about or resulting from any defect in the Project. (2) Except for any willful misrepresentation or any willful or wanton misconduct of the following named parties, the Developer a~ees to protect and defend the City and its governing body members, officers, agents, servants and employees, now or forever, and further agrees to hold the aforesaid harmless from any claim, demand, such, action or other proceeding whatsoever by any person or entity whatsoever arising or purportedly arising from a breach of the obligations of the Developer under this A~eement, or the transactions contemplated hereby or the acquisition, construction, installation, ownership, maintenance and operation of the Project. (3) The City and its governing body members, officers, agents, servants and employees shall not be liable for any damages or injury to the persons or property of the Developer or its officers, agents, servants or employees or any other person who may be about the Project due to any act of negligence of any person. (4) All covenants, stipulations, promises, a~eements and obligations of the City contained herein s hall b e deemed t o b e t he covenants, stipulations, promises, a ~eements a nd obligations of the City and not of any governing body member, officer, agent, servant or employee of the City in the individual capacity thereot: 103042av[ 9 ARTICLE V DRAFT ADDiTiONAL PROVISIONS Section 5.1 Conflicts of Interest. No member of the governing body or other official of the City shall participate in any decision relating to the Agreement which affects his or her personal interests or the interests of any corporation, partnership or association in which he or she is directly or indirectly interested. No member, official or employee of the City shall be personally liable to the City in the event of any default or breach by the Developer or successor or on any obligations under the terms of this A~eement. Section 5.2 Titles of Articles and Sections. Any titles of the several parts, articles and sections of the A~eement are inserted for convenience of reference only and shall be disregarded in construing or interpreting any of its provisions. Section 5.3 Notices and Demands. Except as otherwise expressly provided in this Agreement, a notice, demand or other communication under this A~eement by any party to any other shall be sufficiently given or delivered if it is dispatched by registered or certified mail, postage prepaid, return receiPt requested, or delivered personally, and (1) in the case of the Developer is addressed to or delivered personally to: Badger Ventures, LLC (2) in the case of the City is addressed to or delivered personally to the City at: City of Elk River Elk River City Hall 13065 Orono Parkway Elk River, MN 55330-5600 or at such other address with respect to any such party as that party may, from time to time, designate in writing and forward to the other, as provided in this Section. Section5.4 Counterparts. This Agreement may be executed in any number of counterparts, each of which shai1 constitute one and the same instrument. Section 5.5 Law Govemino~. This A~eement will be governed and construed in accordance with the laws of the State of Minnesota. 1630a£4vt 10 Section 5.6 Duration. This A~eement shall remain in effect throt{g] }~[ ]42f~}t unless earlier terminated or rescinded in accordance with its terms. Section 5.7 Provisions Surviving Rescission o r Expiration. S ections 4.5 and 4.6 shall survive any rescission, termination or expiration of this Agreement with respect to or arising out of any event, occurrence or circumstance existing prior to the date thereot: 1650424v[ 1 1 name and on its behalf, and the Developer has caused this Agreement to y execu m it name and on its behalf, on or as of the date first above written. BADGER VENTURES, LLC Its By Its This is a signature page to the Tax Abatement and Business Subsidy AgTeement bv and between the City of Elk River, Minnesota and Badger Ventures, LLC. By Its Mayor By. Its Administrator This is a sigxqature page to the Tax Abatement and Business Subsidy A~eement by and between the City of Elk River, Minnesota and Badger Ventures, LLC.