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5.3. EDSR 02-10-2003 Item # 5 .3 . . 4k City of Elk -�-� River MEMORANDUM TO: Economic Development Authority FROM: Catherine Mehelich, Director of Economic Development /2( DATE: February 10, 2003 SUBJECT: Discuss Partnership with MN Technology Attachments • MN Technology Marketing Folders Background • Minnesota Technology Inc. is the state's technology-based economic development organization. Through a number of business services, MN Technology, Inc. helps companies create more effective manufacturing processes,improve communications, increase efficiency, expand market opportunities and develop corporate growth strategies. Julie Vreeland, MN Technology's Director of Community Technology Development,will be present at the EDA meeting to participate in the discussion. Overview Staff has taken an active role to create a resource from MN Technology that can be utilized by industrial prospects and Elk River manufacturers. The goal is two-fold: to create stronger technology-driven industrial companies by assisting existing companies and by providing a valued service to industrial prospects. During staff's discussions with MTI,it was evident that both the city and MTI have similar goals. By utilizing the existing and new programs of MTI, a relationship is being fostered whereby economic development staff would suggest MTI's services to industrial siting and expansion prospects. The services that would be available to such businesses are outlined in the attached MTI materials. Generally MTI's services include: • Lean Enterprise • Information Technology • New Product Development • Business Intelligence and Market Research Services • • Customized Technology Training Services Discuss Partnership with MN Technology February 10,2003 Page 2 of 2 410 Over the years MTI continues to provide the services listed above to many of Elk River's manufacturers,while at the same time developing new programs of service. One of the recently developed programs is the Production/Operations Assessment. One of the challenges has been to identify companies and communities that could utilize the resources that Minnesota Technology, Inc. can provide. Their mission is to be the state's technology- based economic development organization, contributing to the growth of Minnesota's economy through technology. A partnership with communities and economic development organizations would help them continue to exceed this goal. Currently four of MTI's programs include a cost that is not covered by the State of MN and federal government funding. The fee for those services range from$150 up to $2,000. Several ideas for participation level options have been discussed with MTI,including: • The EDA providing a grant/rebate for companies that use MTI's fee-based services. The grant would be contingent on the company locating or expanding in Elk River. It is possible that the Initiative Foundation may consider providing a matching grant to the EDA's participation. • Elk River develops its own program/service title to the relationship with MTI and uses it within various public relations, communications, and direct mail campaigns. Requested Action Staff requests the EDA's feedback and interest level in utilizing MTI's services for industrial • business retention, expansion and recruitment efforts. • Minnesota Technology, Inc. BrWest College Drive Brainerd, inerd,MN 56401 PHONE(218)855-8243 FAX(218)855-8141 •W W W.M I N N ES CI TATEC H NO LOG Y.C RG Minnesota Technology, Inc. has as its mission to assist industry in their preparation to apply, develop and commercialize technology. Our efforts to assist companies reside primarily in the following areas. Technology Assistance: > Technology Review > Technology Solution > Product Development Planning > Product Development Readiness Assessment Business Management Systems ❖ Strategy Development > Benchmarking > Strategic Planning Assessment ❖ Marketing Systems > Industrial Marketing Assessment > Top Prospects • > Company Profiles ➢ Customer Mini-profile ❖ Finance Systems > Financial Statement Assessment > Financial Management Training ➢ Financial Management and Budget Assistance > Business Valuation Training Lean Manufacturing Initiatives > Lean - 101 Principles of Lean Manufacturing > Value Stream Mapping > Production/operations Assessment > Software Assessment and Selections > Supplier Qualification Systems e-Business > Internet Opportunity Assistance > Internet Readiness Assessment > Internet Strategy Development > Website Assessments > Internet Vendor Mediation 11, Updated: February 3, 2003-J.A. Vreeland a NIST Network MEP Affiliate M ❑ ❑ R H E A D • REDWOOD FALLS • ROCHESTER • ST . CLOUD • TWIN CITIES • VIRGINIA BUSINESS FORUM s 7AAbe...< � --a3 FEEDBACK:To submit a Forum commentary or a letter to the editor,call 612-673-9071 or fax Business Forum Editor John Oslund at 812.673.7122,or e-mail him at oslund@startribune. The sheen from Minnesota's synthetic prosperity has worn away, iiORMAfi1® N exposing worrisome shortcomings. INFORMATION manufacturing Manufaèturing deficit deficit! By Fred Zimmerman innesota's weak i utimk' , mos, , \ Mening economic situation has " . ' ,. ? prompted some ; ` # well-prepared an- �.F alysis in recent weeks, in- it eluding the Jan. 19 Business " ril - `£` _f x Forum by Dave Senf("Has em- '1''' '' S, `' i a � i � ;, 111 J10V °�XII 9tti�� ployment peaked in Minneso- F A i ', , , 4 to s manufacturing sector? ). _ _ , Several of us have been con- • cerned about Minnesota's gradually shrinking industrial`"` prowess for many years.It has $ not always been a popular cru- r sade. When the precarious mar- From iant 3M to ti —_ F ket position of Minnesota's ' '''''.- 42,4a !`10it , mainframe computer compa- S B Foot Tanning Co. 4` I r ' f 1 Hies was called to the attention (a supplier to Red #: 1 t 3 ' of state officials in the early ) 1980s,we were told"it couldn't Wings Shoe CO.)to .�s�< <3,,, -.:..7-0 happen to our companies."But Reell Precision Manu- ter: Y,IIt s� ( : it did. $:�( r �; factoring in Vadnais � -,� � �,� i In the mid-1980s, when we -- : suggested that Minnesota's Heights, Minnesota x �. �r:• 'k * t, herculean effortsoin g g into the manufacturers face r �° 1 ,� 4, procurement of the Saturn P s a 0 plant might be better aimed at tough challenges at '" ' `',, 4' ,"', securing a replacement for the home and abroad, vintage Jeep plant in Toledo, n� ,. fi , i ' ti Ohio, which was then sched- uled for closing, the reply was I lip 01010 "Minnesota will get Saturn." But the low-priced Saturn • car had to be built close to sup- ers take all of the adjustment. upon which investment. The them.They are investing heav- pliers. Jeeps were higher-mar- When the British scholar yields vary greatly. Expendi- ily in modern production gin vehicles that sold well in Eric Trist was a visiting profes- tures, such as lucrative early equipment.Their quality is im- the colder regions of the coun- sor at the University of Minne- retirements for teachers, do proving,We can compete, too, try.Ultimately a new Jeep plant sota a few years ago, he sug- not improve the classroom ex- but not If we treat the matter went to Canada and the Saturn gested "a systematic view of perience. casually. plant to Tennessee, the environment is always a Nearly half of Minnesota's O. The service economy will When it was suggested that necessary prelude to improve- science and math majors come ball us out. No way. Some hos- Minnesota's manufacturing ment." from the private colleges and pitals, such as Mayo, Abbott- employment was holding up , . most of the rest from the Uni- Northwestern and Minneapo- numerically because we were Reviewing perceptions varsity of Minnesota— a pre- Ifs Children's, are prominent adding jobs inlower-paid in- Minnesota's view of the en- mier land grant university and enough to attract customers dustries while we were losing vironment has been proud, of- a great treasure for the state.j" from far away lands.Although and supplier systems in other employment in the higher- ten smug, occasionally naive, Some of the technical college medical services typically are parts of the world and then fills paid industries, we were told sometimes wrong, but almost programs also seem to have that the idea was"ridiculous." never systematic.Even when it � viable on their own,most other the gaps.Sweden has unfolded Y pal off well. But just because services companies depend some novel approaches to Now Minnesota's economy has been provided,practical we have a publicly supported heavily on industrial compa- handling bankruptcy. is clearly weaker—a bit weak- factual analysis has not always institution of higher learning vies for many of their custom- Minnesota does not have to er than other Midwestern been appreciated. roughly every 30 miles does not ers.In our study of 232 manu- have the problems that it has. states. As others have ob- Some of our commonly mean people are learning the facturing counties over 20 It is a far higher-cost state than r served, Minnesota has lost all held perceptions should be re- skills necessary in an ever more years,we found that when the those other states and nations Kof the manufacturing jobs viewed,including: competitive world. industrial economy was de- that are gaining employment. gained during the synthetically ' Minnesota is a high tech- D► Minnesota's high qualitydining, there was essentially But the state does have many prosperous 1990s. The decline nology state.When?We are liv- of life attracts companies.What no growth in the service strengths — some excellent started in mid-1998, when ing off the legacy accumulated companies?Industry moves in economy,except for some lint- companies, some dedicated poorly negotiated trade agree- when we made the big com- response to economic condi- ited growth in health care. public officials, some enlight- ments, lack of enforcement of puters here. Technology is in- tions,mostly related to serving onversely,when manufactur- ened executives, a strong in- security and antitrust laws,and creasing throughout the world. customers.Minnesota is a very gwas growing, the service burgeoning capricious litiga- From 1990 to 2000, the U.S. long way from international sector grew substantially. tion combined to weaken U.S. share of the refereed articles in ports and emerging markets. industry. science, engineering and That means we must be more Worse, the jobs aren't as mathematics dropped from 40 creative and more efficient to Opportunity knocks The author good. The computer coma ,f p compa- percent to 30 percent. What overcome our remoteness. Minnesota's current eco- _ vies are gone. Honeywell's does that sayabout the geogra- The medical device com a- Fred Zimmer- P atomic downturn presents.an headquarters has left town. phy of technology? g g nies will lead the way.Theyare man is rofes Y :opportunity we should not p � �,: ADC Telecommunications has ) Minnesota schools are excellent companies and wesor of engineer P miss.Purdue . Dan Schendelonic of ingand manage- shrunk. The sales of many of outstanding. Baloney!We have are extremely fortunate to have Pude provided convincing I the well-equipped supplier some highly dedicated teach- them. However, theyare not ment at the Uni- companies are off substantial- ers, but Minnesota has been large enough to carry Min- evidence for a postulate long versity of St. g g rY recognized in business.Abrupt Thomas. He and ly.Not surprisingly,the shrink- aiming at the wrong targets— nesota economy. g Y falloff promotes action.Gradu= Dave Beal are age in the number of good in- other states. Many countries The downturn In the econ- al drift does not. dustrial jobs has left Minnesota rank far above the United omy Is cyclical. Some of it is, Minnesota has been drifting Warksring with astronomical budget deft- States in the proficiency of but much of the weakness is for years, During this current ;The Vital Link between cits. their students in math,science, structural. As outsourcingProduction and Prosperity,"Dear- Yet we are all in this togeth- readingand languages. This is downturn,we should work to- born Press,2002.His a-mail is ggrows,supplier bases are being gather to find creative and fftizlmrnermanastthomas.edu. er.Minnesota must improve in not surprising. Most of these strengthened elsewhere. Peo- cost-effective ways to revitalize order to compete and we are students spend a lot more time ple in other lands are working the state's economy.There are not going to make progress as a in school. hard to achieve the American helpful examples. Indiana's community if each segment )- investments in education standard of living they see on economic development pro- rigidly protects its own posi- pay off In a stronger economy. television. They are building grams appear to be more cost" dustrial supplier base and tion while suggesting that oth- Sometimes, but it depends factories while we are closing effective and more profession- some excellent colleges and al than ours in Minnesota.Wis- universities.We should be able cousin's higher-education sys= to make things better, tem is probably better and Of course, this will involve more focused than ours. ' both sacrifices and much Tennessee has developed greater efficiency on the part of some innovative programs in.' all of us. But unless Minneso volving land development, ta's industrial economy can b iip III utility coordination and per- restored, we will have budge matting. Singapore routinely deficits and a weak economy_:.« • benchmarks governmental forever. W —1 " i*, CC CL City of Elk ....„ z River G 13065 Orono Parkway Community Profile 2003 V Elklk River,MN 55330 Elk River, Minnesota The City of Elk River is located 35 minutes north/northwest of Downtown Minneapolis. County: Sherburne Sherburne County is the 44th fastest growing county in the nation(by percent change from April 1,2000 to July 1,2001). Source:U.S. Census Bureau,Population Division. County Seat: Elk River Metropolitan Area: Minneapolis-St.Paul MSA Senate District#16: Senator Betsy Wergin Senate District#48: Senator Mike Jungbauer House District#16B: Rep.Mark Olson House District#48A: Rep.Tom Hackbarth Congressional District#6: Rep.Mark Kennedy • Population 20,000 17,380 80,000 16,447,,,,,007 64,417 68,177 15,000 �' 60,000 .361-08,7 M 1 81 1 11,143.44.808M41188 sE 51.1 s,166' a f N9 41945.468 � 61�16- 10,000 888 88 . 0 c 40,000mmosi ' i �,b41pe ,am MPII 6,7854880.1146118818840111888888881i29 906 . t 1 a; � 1 �8i6 8g 888 _6 1. 18r6 e8e M a4 .6 8114 18 5000 2,252,44885888181088068888888.d.583881-08888!45 20,000 18344 :. r� Le a i e m4 1970 1980 1990 2000 2001 1970 1980 1990 2000 2001 Elk River Sherburne 2000 Median Age: 1999 Median Household Income: Elk River 32 years Elk River $58,114 Sherburne County 31 years Sherburne County $57,014 State of MN 35 years State of MN $47,111 Source:U.S.Census Bureau,Census 2000 Source:US.Census Bureau,Census 2000 Phone: 763.441.7420 Fax:763.441.7425 www.ci.elk-river.mn.us I J Zr- 0 O •,/ ce City of Elk , 1 River 13065 Orono Parkway Elk River,MN 55330 Employment Independent School District 728 Education n/a n/a 1000 Sherburne+ ounty Govei ent:. .. ... 433 31 464: Guardian Angels of Elk River,Inc. Nursing/Housing 143 229 372 Gr River Energy El c I tility 31 . ._ . ... 324 . Wal-Mart Retail Store 274 53 327 Menards Retail Store n/a n/a 164 tt ooration. . Presse re ontr sl e i 4 I Coborns Grocery Store 29 139 168 Alltool Pinnacle Design&Mfg., Inc. Metal Stamping 136 2 138 TT e Crete C€ ip es,li . Pre t Concrete educts 1 1 n/a=not available Employment Estimates Occupation and Wages Sherburne County b S 5z .. 4 t6 4 "Prthg 9. R I IMB4 yet ,, Goods producing Computer programmer $31.56 (Construction and manufacturing) 5,035 Tool&die maker 24.95 Service Producing Machinist 19.25 (Transportation,wholesale and Welder 17.77 retail trade, services, etc.) 12,508 Office Support 14.52 TOTAL 17,543 Assembler 13.59 Source:MN Covered Employment and Wage Data Source: Minnesota Department of Economic Security:Minneapolis- Labor Force:36,471 St.Paul MSAThird Quarter 2002 Salary Survey November 2002 Unemployment Rate:4.4% Source:MN Dept of Economic Security:Sherburne County Unemployment Statistics Transportation Highways Air Interstate Highways 7 miles to 1-94 Anoka County/Blaine Airport Federal Highways U.S. 10,U.S. 169 St. Cloud Regional Airport State Highways 101 Minneapolis/St. Paul International Airport Rail • Intra-City & Intra-County Burlington Northern Line Pioneer Taxi Sego Taxi and Package Bus River Rider Heartland Express Greyhound Bus Lines W J U. O )01,0/,./ CI' City of z Elk ,,z • River z 13065 Orono Parkway 0 Elk River,MN 55330 Taxes hipot—, t 0 4,, M °0 3 hs �i s � r S as 2003 estimate 136.370 44.515 School District 728 42.943% 2002 139.799 43.600 2001 128.544 30.596 City of Elk River 44.515% 2000 119.450 30.250 Sherburne County 46.223% 1999 121.130 29.324 1998 111.504 26.255 Misc.Jurisdictions 2.689% 1997 112.767 24.255 Commercial/Industrial Taxes: Minnesota real estate taxes are based on fair market value estimates. Tax capacity times the tax capacity rate equals property taxes. Tax capacity is the value of the property under $150,000 times 1.5%plus any value over$150,000 times 2.0%. *Total tax rates do not include Market Value School Excess Levy Referendum rate of 0.07603%and state tax of 55.000% 2003 City General Fund Budget$7,687,900 City Bond Rating: A-2 Moody's I Housing and Development 3"'"og; ,tr �''', sm i ;orw t44��{f .� n� . so �r to pA:c =oe_..,kko _ram„ ,.3: __ _ .-' .,•.a' . '._ ,iA..- ne'., _ o,:.a., e 1 i4 : t i9 ' .'..1.T. ::':.,='1.4 fl $ �; $44501,578 40M 541,877,967_age: 40M $38 613,568 ' l $32 793,381 4,10-14,44,41115,1,11a011 4 ''F 30M OM '$ � ,0� a $23,920,652Aital 3 �,93 2 20M k 444,46 69 %14,t, Maw, PUB , 1 k Ma a , �:` $8,943 050 a 20M ' 10M 4� a $8118,842 1 ra �, - �.,, $452 41570 1998 1999 2000 2001 2002 1998 1999 2000 2001 2002 Source: City of Elk River Building and Zoning Department Source: City of Elk River Building and Zoning Department 11.0102allar"I Prir V'eV 711::1 A .�„Migg . t 4'.�; { .0. 1 1,1i �•'°.i,d u4' op `ttl.�R pit i i °'`,' p J1 '� 2002 224 183 2001 280 $184,445 n/a 2001 256 163 2000 306 $174,820 $160,000 2000 284 172 1999 340153 004 $142,559 1999 205 177 $ 1998 289 201 1998 346 $139,470 $127,800 1997 224 182 1997 253 $129,263 $120,900 Source: City of Elk River Building and Zoning Department W oc City of E1k River 13065 Orono Parkway v Elk River,MN 55330 Business and Community Services Utilities and Services Medical Services Water Seven Clinics,Twelve Dentists,Nine Chiropractors Municipal water source: Wells Nearest Hospitals Storage capacity: 2,500,000 gallons Mercy Hospital— Pumping capacity: 6.7 mgd Coon Rapids, 14 miles Tapwater hardness: 17 grains of 213 ppm Monticello/Big Lake Community Hospital— Average demand: 3,700,000 gallons per day Monticello, 12 miles Peak demand: 5,300,000 gallons per day Rates and billing: Elk River Municipal Utilities Mail Services (763) 441-2020 First Class Post Office and Express Service available Electricity Banking and Finance Electric utility: Elk River Municipal Utilities Financial Institutions and Deposits—2002 (763) 441-2020 11 First National Bank of Elk River—$366,000,000 Electric utility: Connexus En60gy 0 The Bank of Elk River—$231,567,000 (612) 323-260 American National Bank of MN—$9,141,324 Natural Gas Wells Fargo Bank,NW Suburban District— Gas service: CenterPoint Energy Minnegasco $575,000,000 (Retail Deposits) Rates and billing: (612)372-4727 Sanitary Sewer Gross Sales — 2000 Sewer service: Municipal Sherburne County—$1,489,083,881 Plant capacity: 1,640,000 gallons p/day Elk River—$1,059,327,891 Average demand: 965,110 gallons p/day Source:Minnesota Department of Revenue:Sales&Use Tax Statistics 2000 Rates and billing: Elk River Municipal Utilities Newspaper (763) 441-2020 Elk River Star News (weekly) Telecommunications Star Tribune and St. Paul Pioneer Press (daily) Company: Qwest Communications Rates and billing: 1-800-244-1111(Residential) 1-800-603-6000 (Business) Company: NorthStar Access Rates and billing: 1-877-225-6754 Refuse/Recycling Provided by the city through contracts with private haulers Rates and buffing: Elk River Municipal Utilities (763) 441-2020 Cable TV Cable service: Charter Communications 1111 Rates and billing: (612) 682-5980 oc CL City of Elk iz River 13065 Orono Parkway V Elk River,MN 55330 K-12 Education navisaviaroporpromprommintalpepaimprszme gspnwinimm �� a 1 l at d l lP�_.........._�.el tii iii dR��. Floonit e r { �va t egt amri^i.�_•_'- �.. .. , ,_w� ...,' h a _: � � =1153§Prat-Lit.;:U4E--:41111# Elementary 6 4,464 K-5 Junior High 4 2,348 6-8 Senior High 3 2,747 9-12 Area Learning Center 1 301 8-12 ¢ 3 e -.Age! algff,libiNP-NORW,PMIdgiattaliVb9r,pgOlimirialiftE-SfaraMPAragi9V2PWh011 St.Andrew's School 341 K-6 Rivers Christian Academy 320 K-12 St.John Lutheran School 260 Pre-K-8 Solid Rock Christian Academy 32 K-12 Area Post Secondary Schools Technical college: Anoka-Hennepin Technical College; www.ank.tec.mn.us Distance: 9 miles Community college: Anoka-Ramsey Community College; www.an.cc.mn.us Distance: 15 miles Universities: University of Minnesota,Twin Cities; wwwl.umn.edu St. Cloud State University; www.stcloud.msus.edu Distance: 35 miles Community Contacts Catherine Mehelich Jeff Gongoll Director of Economic Development President City of Elk River Elk River Area Chamber of Commerce 13065 Orono Parkway 509 Highway 10 Elk River,MN 55330 Elk River,MN 55330 (763) 441-4905 (763) 441-3110 cmehelich@ci.elk-river.mn.us eracc@elkriverchamber.org www.ci.elk-rivermn.us www.elkriverchamber.org Business Financing and Incentive Programs The City of Elk River and its EDA and HRA participate in and have access to the following programs: Tax Increment Financing,Tax Abatement,Industrial Revenue Bonds, SBA Loan Programs, Local Micro Loan Fund, Initiative Foundation,Minnesota Investment Fund, Sherburne County Business Development Fund, and the Elk River Business Incubator. W 41/, ce d City of E1k ,Rive 13065 Orono Parkway Elk River,MN 55330 Commercial and Industrial Areas 5 Commercial 6 1.Central Business District 2.Elk River Plaza Mall 193"Avenue 7 3.Barrington Retail/Office A 411111 B 4.Elk Park Center School Street 5.Hillside Crossing 11 0 2 3 6.Hillside Crossing F Main Street 1 7.Hillside Crossing South MISSISSIPPI RIVER Industrial Ci A.Elk River Industrial Park B.McChesney Industrial Park 173"Avenue E C.Rail 10 101 D.RR Industrial Park do a E.Ar-Mon Industrial Park F.Elk Path Business Center 169 zra G.Elk River Business Park H.Cascade Industrial Park H D E *See the city website for the most current listings of available industrial sites. www.cielk-rivermn.us Phone: 763.441.7420 Fax:763.441.7425 www.ci.elk-river.mn.us MCCF MINNESOTA COMMUNITY CAPITAL FUND Class A Members Carlton County Prairieland Economic Development Corporation Duluth Red Wing Port Authority Faribault County St.Cloud BRA Great River Energy St.Louis County Itasca Development Corporation Winona Marshall Minnesota Power Class B Members Becker County Milaca Brainerd Lakes Area Development Corporation Mille Lacs Electric Cooperative Cloquet New Ulm Detroit Lakes Pine Economic Development Corporation • East Central Energy Pipestone County East Range Joint Powers Board Preston Elk River Sleepy Eye Fergus Falls Stewartville Hibbing Jackson County(Jackson,Lakefield,Heron Lake,&Okabena) Class C Members Aitkin County Madelia Big Lake&Big Lake Township Moose Lake Blue Earth New Prague Buhl Northfield Cannon Falls St. Joseph Chatfield St.Peter Dodge County EDA(Claremont,Dodge Center,Hayfield, Sherburne County Kasson,Mantorville&West Concord) Tracy Economic Development Partnership of Wright County Wabasso Hutchinson Warroad Port Authority Isanti West Central Initiative(Barnesville,Fergus Falls, Kandiyohi County Rural Finance Authority Elbow Lake, Glenwood,Alexandria, Kenneth L.Kellar Foundation Clay County&Osakis) Lake Crystal Worthington Luverne 1110 Geographic Distribution of MCCF Members *or ** ** * = Class A ** * = Class B ** * * * * = Class C * * * * 'fit * * ** * MCCF • MINNESOTA COMMUNITY CAPITAL FUND Board of Directors and Staff Steve Dusek (Chair) Robert Gervais (Vice Chair) CEO Community Development Director Prairieland EDC City of Tracy 1 Prairie Drive 372 Morgan Street Slayton,MN 56172-1142 Tracy,MN 56175 Phone: 507-836-6656 Phone: 507-629-5528 Fax: 507-836-6309 Fax: 507-629-5530 Email: sdusek@prairielandedc.com Email: bgervais@tracy.govoffice.com Term expires August 2004 Term expires August 2005 Brian Fritsinger (Treasurer) Cathy Mehelich (Secretary) City Administrator Director of Economic Development City of Cloquet City of Elk River 1307 Cloquet Avenue 13065 Orono Parkway/PO Box 490 Cloquet, MN 55720-1656 Elk River,MN 55330 • Phone: 218-879-3347 Phone: 763-441-4905 Fax: 218-879-6555 Phone: 763-441-7425 Email: bfritsinger@ci.cloquet.mn.us Email: cmehelich@ci.elk-river.mn.us Term expires August 2005 Term expires August 2006 Barb Hayden Duane Johnson Planning Director Planning Director St.Louis County Dodge County EDA 227 West First Street, #10.0 22 6th Street East,Department 123 Duluth,MN 55802 Mantorville,MN 55955-2240 Phone: 218-725-5008 Phone: 507-635-6272 Fax: 218-725-5029 Fax: 507-635-6193 Email: haydenb@co.st-louis.mn.us Email: duane.m.johnson@state.mn.us Term expires August 2004 Term expires August 2004 Staff Scott Martin Bob Palmquist Dana Stanton CEO Senior Loan Officer Marketing Assistant MCCF MCCF MCCF 13911 Ridgedale Drive, Suite 260 221 West First Street 13911 Ridgedale Drive, Suite 260 Minneapolis,MN 55305 Duluth,MN 55802 Minneapolis,MN 55305 • Phone: 800-860-6223 Phone: 800-860-6223 Phone: 800-860-6223 Fax: 952-541-9684 Fax: 218-529-7592 Fax: 952-541-9684 Email: smartin@ or bpalmquist@ or dstanton@mncommunitycapitalfund.org • MCCF Loan Approval Process Flow Chart Loan Officer Contacted By MCCF Member Gather Preliminary Details Project does not fit MCCF of project from MCCF member criteria or not ready to proceed Denies loan Loan Officer contacts by phone Project does not fit MCCF ,request Project stakeholders and Bank criteria or not ready to proceed to gather more info Move forward with site visit With project qualified,Loan Officer Explore alternative funding has site visit meeting with applicant, structure to have project meet bank and stakeholders. Reviews MCCF loan criteria application forms and explains process, timeline,fees and costs _Reconsider Loan Officer receives completed Provide CRF with copy of Reconsider request application& proceeds with loan review, application for their review re�C uest credit analysis and recommendation CRF reviews application and Denies loan Loan Officer receives MCCF member performs their credit analysis Denies loan request approval and presents application I purchase details and recommendation to MCCF CRF establishes preliminary loan committee via teleconference loan purchase price Member Denies loan ( recourse? request MCCF loan committee approves CRF approves purchase of loan and communicates approval loan and issues loan terms and conditions purchase commitment Member I recourse? MCCF loan commitment and CRF loan commitment provided to applicant and MCCF member Loan Officer initiates preparation of CRF reviews loan documentation loan documentation through legal for consistency with commitment counsel consistent with commitments Loan Officer coordinates loan closing Closing agent faxes CRF with borrower,bank lender,CRF and copies of executed documents closing agent(title company) Loan is closed,fees collected and funds ICRF wires funds to escrow agent wired to borrower upon receipt of funds wired from CRF CRF receives executed loan documents Timelines MCCF Loan Approval Process will average 2 weeks after receipt of completed application and MCCF Member's approval of the project.Loan Committee meetings held on an as needed basis. Community Reinvestment Fund's Approval Process will be between 2 weeks and 4 weeks from receipt of application.The turnaround time is based on loan size. 2 weeks for loans up to$250,000,3 weeks for loans up to$1 million,and 4 weeks for loans over$1 million. • •, . MCCF • MINNESOTA COMMUNITY CAPITAL FUND LOAN APPLICATION Name of Business (Legal Name): Address: City, State, Zip: Business Phone: Fax: Federal Tax ID#: Principals Name: Address: City, State, Zip: Phone: Social Security#: • Type of Business Sole Proprietorship Corporation Partnership Date Established Loan Request Amount Participating Bank Lender Name: Address: City, State, Zip: Contact Person: Contact Phone: Describe the type of business in which the applicant is engaged. Describe project for which applicant is seeking an MCCF loan. • • MCCF MINNESOTA COMMUNIT • CAPITAL FUND EXISTING BUSINESS FINANCING OBLIGATIONS (Date of most recent balance sheet) ORIGINAL AMOUNT/ PRESENT MATURITY INTEREST MONTHLY PAYMENT CREDITOR NAME DATE BALANCE DATE RATE PAYMENT STATUS PROJECT FINANCING SUMMARY SOURCE AND USE OF FUNDS MCCF BANK EQUITY OTHER OTHER TOTAL Property Acquisition Site Improvement Building Renovation New Construction IIIMachinery&Equipment Working Capital Inventory Debt Refinancing Other Other Total PROPOSED FINANCING TERMS MCCF BANK EQUITY OTHER OTHER TOTAL Amount $ $ $ $ $ $ %of Project Cost % % % % % % Term(years) yrs yrs yrs yrs yrs yrs Interest Rate % % % % % % Debt Service yrs yrs yrs yrs yrs yrs Lien Position . Collateral Guarantee 2 MICICF MINNESOTA COMMUNITY CAPITAL FUND ADDITIONAL REQUIRED INFORMATION The information included in the attached "Exhibit A—Application Exhibits" shall also be provided to MCCF as part of this loan application I declare that the information provided on this application and the accompanying exhibits is true and complete to the best of my knowledge. I understand that the Minnesota Community Capital Fund has the right to verify this information and will be in contact with those individuals and institutions involved in the proposed project. I also understand that if this loan is approved it will be sold to the secondary marketplace. I authorize the Minnesota Community Capital Fund to share information contained in this application process with prospective purchasers in order to evaluate the feasibility of selling this loan. By Its Date • Submit completed application to: Minnesota Community Capital Fund Attention: Bob Palmquist Senior Loan Officer 221 West First Street Duluth,MN 55802 Direct: 218-529-7562 Toll-free: 800-860-6223 Email: bpalmquist@mncommunitycapitalfund.org • 3 M�CCF MINNESOTA COMMA_\I"11 • CAPITAL FUND Exhibit A APPLICATION EXHIBITS Exhibit 1 Exhibit 8 History and Description of Business Interim Statement Briefly describe the past operation of the business and/or events Provide balance sheets and an income statement that is less leading up to its creation.Include information on the product lines than 90 days old. or services,industry,management and key employees,the operation's growth and affiliates. Exhibit 9 Exhibit 2 Projections Provide two years proforma balance sheets,income statements The Project and Related Marketing Plan and cash flows stated on a monthly and annual basis.Define Describe the proposed project for which financing is being the assumptions used to derive the projections. requested.Detail the marketing strategy and describe how it will support the planned business expansion or start-up.Include Exhibit 10 information on the following: • current customers and target markets(provide copies of Resumes and Personal Financial Statements contracts,purchase orders,etc.which relate to the loan Provide resumes of all principals as well as current,dated and request) signed personal financial statements on all principals with a • manufacturing process and materials significant financial interest in the business. • major suppliers • competition and comparison of products • pricing,distribution,and promotion Exhibit 11 41) Affiliates Exhibit 3 Provide a description of any affiliates or subsidiaries of business or principals requesting assistance,as well as balance Detailed Source and Use of Proceeds sheets and income statements for past two fiscal years. Detail how the total project amount will be used including all sources of funds.Attach written cost estimates. Exhibit 12 Exhibit 4 Appraisals/Proposed Lease/Purchase Options or Agreements List of Collateral An independent appraisal may be required for any real estate Provide a detailed list of all collateral offered,new and existing,its which is a subject of the proposed financing,or which is value,and security position by funding source. offered as a major source of collateral to secure the loan.Also include copies ofexisting or proposed lease(s),purchase Exhibit 5 options or agreements,or other financial arrangements. Commitment Letters Exhibit 13 Include firm commitments from banks and other participating lenders stating the terms and conditions of their financing. Partnership Certificate of Authorization or Corporate Certificate of Authority Exhibit 6 Include minutes of the corporate meeting adopting this certification,where applicable.Evidence of corporate action Impact on Community/Jobs approving the borrowing will be required at closing. Describe how the proposed project will benefit the community or area in which the business is located.Briefly describe direct and Exhibit 14 indirect employment benefits,effect on the tax base(if any),and benefits to other businesses and organizations. Other Required Attachments Exhibit 7 • Copy of last year's business income tax statement. • Copy of last year's personal income tax statement of • Financial Statements principals. Provide balance sheets and income statements for the past three • A letter from the County Clerk and County Treasurer fiscal years. verifying that there are no outstanding judgements or tax liens against the business or owners of the business. • Evidence of payment of last quarter's payroll tax. • Evidence of Worker's Compensation insurance coverage. 4 . e MCCF III MINNESOTA COM MUNJTY CAPITAL FUND Exhibit B LOAN CRITERIA FINANCING POLICIES CREDIT CRITERIA Loan Amounts: Equity or Cash Requirements: • $50,000 minimum • Loan applicants must demonstrate an acceptable level of • $2,500,000 maximum project equity, with a minimum of 10% equity provided by the borrower. Subordinated debt within the same project Eligible Projects: financing may be considered as additional equity, subject to an intercreditor agreement. All other criteria will apply, • Funded project must be within a member's area of including subordinate debt,when calculating debt coverage. operations. • Borrower may be a for-profit business entity, non-profit Collateral Requirements: ` entity,cooperative,or local unit of government. • A financial institution must be a participant in the project • Loan collateral coverage must be at least 100% of the financing. MCCF loan amount on appraised value of assets, less all senior debt. Allowable Use of Proceeds: • MCCF will consider the following collateral positions: first security interest, shared first security interest, subordinated • MCCF financing assistance may include, but is not limited security interest and shared subordinated security interest. to: fixed assets, including land and building purchase, building construction, leasehold improvements and Debt to Worth: renovations; acquisition, renovation or moving machinery and equipment; and working capital loans secured by fixed • MCCF will consider financing projects that have a tangible assets with fixed repayment schedules(not lines of credit). net worth ratio on an actual and proforma basis of no greater • Loans may not be used to refinance existing debt. than 10 to 1 (10% project equity or greater). Each project Ineligible Use of Proceeds: shall be analyzed on its own merits and its ability to service both existing and new debt. • Speculative real estate developments. • MCCF borrowers (real estate holding companies excluded) Purchase of equity positions in business enterprises. should have a tangible net worth of 5 to 1 or less, based • upon their most recent financial statements and, on a Interest Rates: proforma basis,reflecting the new proposed debt. • Adjustable and fixed rate loans are available, with rates Personal Guarantees: determined by the MCCF member originating the loan. ■ Personal guarantees will be required for all owners with Loan Term Length: 20%or greater ownership in closely held businesses. • The term of each loan will be determined on a case-by-case Management Experience & Company Performance: basis, with the primary factor being the collateral offered. Loans secured by real estate will generally not exceed 20 • The MCCF will require that the project have capable,skilled years, and loans secured by machinery and equipment will management through experience or expertise in the generally support a loan term of up to 10 years, not to applicant's industry, either through previous successful exceed the depreciated life of the asset being financed. business ownership or through appropriate managerial When possible,the MCCF loan will coincide with the term support services. Borrowers having erratic or of the participating bank loan, including any balloon undocumented earnings, or borrowers having new and maturity provisions. unproven management, will require more loan risk sharing by the MCCF member originating the loan. Fees and Charges: Repayment Ability: • A 1.75% loan origination fee will be charged to all MCCF borrowers. This fee will be assessed only for approved • Applicants must demonstrate adequate historical cash flow loans,but must be paid at or prior to loan closing. showing trends that support debt service coverage of at least • • A 0.5%loan underwriting fee shall be paid by the borrower 1.1 to 1. Proforma financial cash flows must also support at loan closing., debt service coverage of at least one to one. • Borrowers are responsible for paying all legal and other loan closing costs incurred by MCCF.