5.0. 6.0. 7.0. EDSR 06-14-1999 ELK RIVER ECONOMICDEVELOPMENT AUTHORITY
•
MEMORANDUM
TO: Economic Development Authority
Ai 9 OM: Paul Steinman, Director of Economic
4 Development
DATE: June 7, 1999
SUBJECT: Agenda Memo for June 14, 1999
Meeting
5. 1998 Annual Report Presentation
Staff will take approximately 20-25 minutes to highlight the
significant issues within the 1998 annual report. This report was
mailed to EDA members for the May EDA meeting,therefore it is not
included in this packet. Please bring the Economic Development 1998
• Annual Report to this meeting for your reference
6. Northstar Die Casting Micro Loan
As you are aware, Northstar Die Casting has modified its corporate
structure and is now called Badger Die Casting. Since corporate
restructuring, staff has worked with the owner of Badger Die Casting,
at his request, to renegotiate repayment terms for the outstanding
amount owed on the EDA micro loan in the approximate amount of
$45,000. The following modifications to the loan terms have been
proposed by Badger and are being recommended by staff at this time:
• Reduction of the interest rate from 8.5 percent to 5.5 percent
• Extension of the amortization schedule from 5 to 10 years
All other terms of the agreement remain the same such as, full
payment of principal and interest accumulating with a balloon
payment due and payable on May 1,2003.
This modification of the terms should aid Badger Die Casting in cash
flow as it begins a rebuilding of its business.
•
13065 Orono Parkway •P. O. Box 490 • Elk River, MN 55330-1743 • (612) 441-7420 • Fax (612) 441-7425
Equal Opportunity Housing and Equal Opportunity Employment
Economic Development Agenda Memo
June 7, 1999
P.age 2
• A new Guaranty will also be executed as part of the amended
paperwork for this micro loan.
Staff has discussed the new terms of this note with the owner of
Badger Die Casting, Steve Whiting, and he has agreed verbally to the
terms as stated.
The city attorney's office is currently undertaking a UCC search on
Badger Die Casting, LLC to determine what, if any, value there would
be in obtaining a blanket Security Agreement from the company as
part of this package. If there is no opportunity for additional security
for this loan, staff, and the city attorney's office, suggest dropping the
Security Agreement from the required paperwork for this transaction.
Recommendation
Staff recommends approval of the attached amended and restated
Promissory Note and Guaranty for the assumption of the Northstar
Die Casting micro loan by Badger.Die Casting, LLC.
Attachments
• Amended and Restated Promissory Note
• Guaranty
• Security Agreement
7. Discuss Business Retention Expansion Program
Attachedis a memo from Marc Nevinski, assistant economic
development director, regarding undertaking a business retention
expansion program. Marc will review this information with the EDA
at the meeting.
i
JUN a 41999
DO HE RTY 2800 Minnesota World Trade Center
3RUMBI,E. esMinnesota Seventh Street
Saint Paul, 55101-4999
& BUTLER Telephone(651)265-4000
FAX(651)265-3900
PROFESSIONAL ASSOCIATION
Attorneys at Law Writer's direct dial number:
(651)265-4206
perroj@drblaw.com
June 3, 1999
VIA FAX NO. 612/441-7425 AND U.S. MAIL
Mr. Paul T. Steinman
Director of Economic Development
City of Elk River
13065 Orono Parkway
P. O. Box 490
Elk River, MN 55330
Dear Mr. Steinman:
1111 In accordance with the request of the City of Elk River in its letter of May 18, 1999, we have
prepared the following loan documentation:
• Amended and Restated Promissory Note;
• new Security Agreement; and
• new Guaranty.
Since the new corporation, Badger Die Casting, LLC, is executing a new Security Agreement,we
should verify that the assets covered by the Security Agreement are free and clear of all other security
interests. A UCC search should be performed on Badger Die Casting, LLC. Also, if the assets of
Badger Die Casting were assets formerly owned by North Star Die Casting,we should also have a
UCC search done on North Star to make sure that creditors of North Star do not have liens against
assets that may now be owned by Badger Die Casting. Please note that we have attached the same
schedule of equipment to the new Security Agreement as that which was attached to the 1998
Agreement. If this requires modification,please let us know.
The letter from the City of Elk River makes reference to both the assumption of the 1998 Promissory
Note and the drafting of a new Promissory Note. It seemed most expedient to prepare an Amended
and Restated Note,incorporating the new payment terms and making it clear that the indebtedness
1111 evidenced by the Amended and Restated Note is the outstanding indebtedness under the 1998 Note.
St.Paul•Minneapolis•Denver•San Ramon•Washington,D.C.
DOHERTY
RUMBLE
BUTLER
OFESSIONAL ASSOCIATION
Mr. Paul T. Steinman
June 3, 1999
Page 2
Please call with any questions. If you wish to have our office undertake the UCC searches described
above,please let us know.
Very truly yours,
DOHERTY,RUMBLE&BUTLER
PROFESSIONAL AS OCIATION
CS2e664/ - /.(;e')
Jerry D. Perron
JDP995442.1
40
Enclosures
III
c: Mr. Peter K. Beck(w/o enc.)
Ms. Karen R. Kees(w/o enc.)
0
AMENDED AND RESTATED
PROMISSORY NOTE
S
$45,150.12 Elk River, Minnesota
June 15, 1999
This Amended and Restated Promissory Note amends and restates in its
entirety that certain Promissory Note made by Northstar Die Casting, L.L.C., a Minnesota
limited liability company (the "Original Borrower") payable to the Economic Development
Authority of the City of Elk River (the "Lender"), dated January 29, 1998, in the original
principal amount of$50,000.00 (the "Original Note"). The outstanding principal balance of
the Original Note on the date hereof is in the amount of$45,150.12, and such indebtedness
has been assumed by Badger Die Casting, LLC, a Minnesota limited liability company,
pursuant to the terms of this Amended and Restated Promissory Note.
FOR VALUE RECEIVED, the undersigned promises to pay to the order of the
Economic Development Authority of the City of Elk River (the "Lender"), at its office in Elk
River, Minnesota, or at such other place as any present or future holder of this Note may
designate from time to time, the principal sum of FORTY-FIVE THOUSAND ONE HUNDRED
FIFTY AND 12/100 DOLLARS ($45,150.12) in lawful money of the United States of America,
plus interest thereon from the date hereof until this Note is fully paid at an annual rate equal to
five and one-half percent (5.5%), computed on the basis of the actual number of days elapsed and
• a 360-day year.
Commencing on July 15, 1999, and continuing on the 15th day of each month
thereafter, to and including April 15, 2003, the undersigned shall pay to the Lender payments of
principal and interest each in the amount of$490.00. The entire unpaid principal balance hereof,
together with all accrued but unpaid interest thereon, together with any other charges under this
Note shall be due and payable on May 1, 2003.
All or any part of the unpaid balance of this Note may be prepaid at any time
without penalty. Any prepayment shall be applied first to the payment of other charges under this
Note, second to the payment of interest accrued through the date of payment, and third to the
payment of principal. Any partial prepayment shall be applied to the principal hereof in inverse
order of maturity. No prepayment shall suspend any required payments of principal or interest
on this Note or reduce the amount of any scheduled payment.
If any installment or payment under this Note is paid more than 10 days after the
due date thereof, the undersigned agrees to pay a late payment charge of 5% of the installment
or payment to cover the expenses of collection.
This Note is secured by (i) a Security Agreement dated the date hereof (the
"Security Agreement") between the undersigned, as Debtor, and the Lender, as Secured Party, and
• (ii) a Guaranty made by Steve Whiting in favor of the Lender dated the date hereof (the
"Guaranty"). In the event of any default in the payment of this Note, or the occurrence of any
Event of Default as defined in the Security Agreement, then in any such event the holder of this
KeesK 995359.1
Note may, at its option, declare this Note to be immediately due and payable and thereupon this
Note shall become due and payable for the entire unpaid principal balance of this Note plus
accrued interest and other charges on this Note without any presentment, demand, protest or other
notice of any kind.
The undersigned (i) waives demand, presentment, protest, notice of protest, notice
of dishonor and notice of nonpayment of this Note; (ii) agrees that when or at any time after this
Note becomes due the then holder of this Note may offset or charge the full amount owing on this
Note against any account then maintained by the undersigned with such holder of this Note
without notice; (iii) agrees to pay on demand all costs and expenses of all present and future
holders of this Note in connection with this Note and any security and guaranties for this Note,
including but not limited to reasonable attorneys' fees and legal expenses, plus interest on such
amounts at the rate set forth in this Note; and (iv) consents to the personal jurisdiction of the state
and federal courts located in the State of Minnesota in connection with any controversy related in
any way to this Note or any security or guaranty for this Note, waives any argument that venue
in such forums is not convenient, and agrees that any litigation initiated by the undersigned against
the Lender or any other present or future holder of this Note relating in any way to this Note, the
Security Agreement, or the Guaranty shall be venued in either the District Court of Sherburne
County, Minnesota, or the United States District Court, District of Minnesota.
Interest on any amount under this Note shall continue to accrue, at the option of
any present or future holder of this Note, until such holder receives final payment of such amount
in collected funds in form and substance acceptable to such holder.
• No waiver of any right or remedy under this Note shall be valid unless in writing
executed by the holder of this Note, and any such waiver shall be effective only in the specific
instance and for the specific purpose given. All rights and remedies of all present and future
holders of this Note shall be cumulative and may be exercised singly, concurrently or
successively. This Note shall bind the undersigned and the heirs, representatives, successors and
assigns of the undersigned. This Note shall be governed by and construed in accordance with the
laws of the State of Minnesota.
THE UNDERSIGNED REPRESENTS, CERTIFIES, WARRANTS AND
AGREES THAT THE UNDERSIGNED HAS READ ALL OF THIS NOTE AND
UNDERSTANDS ALL OF THE PROVISIONS OF THIS NOTE. THE UNDERSIGNED ALSO
AGREES THAT COMPLIANCE BY ANY PRESENT OR FUTURE HOLDER OF THIS NOTE
WITH THE EXPRESS PROVISIONS OF THIS NOTE SHALL CONSTITUTE GOOD FAITH
AND SHALL BE CONSIDERED REASONABLE FOR ALL PURPOSES.
BADGER DIE CASTING, LLC
By
Title
•
KeesK 995359.1 2.
• GUARANTY
Elk River, Minnesota
June 15, 1999
For valuable consideration, the receipt and sufficiency of which are hereby
acknowledged, and in consideration of and to induce financial accommodations given or to be given
or continued at any time and from time to time by the Economic Development Authority of the City
of Elk River (hereinafter called the "Lender")to or for the account of Badger Die Casting, LLC, a
Minnesota limited liability company(hereinafter called the "Borrower"), the undersigned absolutely
and unconditionally guarantees to the Lender the full and prompt payment when due, whether at
maturity or earlier by reason of acceleration or otherwise, of any and all indebtedness, obligations and
liabilities of the Borrower(and any and all successors of the Borrower) to the Lender and also to
others to the extent of their participations granted to or interests therein created or acquired for them
by the Lender, now or hereafter existing, absolute or contingent, independent,joint, several or joint
and several, secured or unsecured, due or to become due, contractual or tortious, liquidated or
unliquidated, arising by assignment or otherwise, including without limitation all indebtedness,
obligations and liabilities owed by the Borrower (and any and all successors of the Borrower) as a
member of any partnership, syndicate, association or other group, and whether incurred by the
Borrower (or any successor of the Borrower) as principal, surety, endorser, guarantor,
iaccommodation party or otherwise (hereinafter collectively referred to as the "Indebtedness"); and
the undersigned agrees to pay on demand all of the Lender's fees, costs, expenses and attorneys' fees
in connection with the Indebtedness, any security therefor, and this guaranty, plus interest on such
amounts at the highest rate then applicable to any of the Indebtedness.
The Lender may at any time and from time to time, without consent of or notice to
the undersigned,without incurring responsibility to the undersigned, without releasing, impairing or
affecting the liability of the undersigned hereunder, upon or without any terms or conditions, and in
whole or in part: (1)sell,pledge, surrender, compromise, settle, release, renew, subordinate, extend,
alter, substitute, exchange, change, modify or otherwise dispose of or deal with in any manner and
in any order any Indebtedness, any evidence thereof, or any security or other guaranty therefor; (2)
accept any security for or other guarantors of any Indebtedness; (3) fail, neglect or omit to obtain,
realise upon or protect any Indebtedness or any security therefor, to exercise any lien upon or right
to any money, credit or property toward the liquidation of the Indebtedness, or to exercise any other
right against the Borrower, the undersigned, any other guarantor or any other person; and (4) apply
any payments and credits to the Indebtedness in any manner and in any order. No act, omission or
thing, except full payment and discharge of the Indebtedness, which but for this provision could act
as a release or impairment of the liability of the undersigned hereunder, shall in any way release,
impair or otherwise affect the liability of the undersigned hereunder, and the undersigned waives any
and all defenses of the Borrower pertaining to the Indebtedness, any evidence thereof, and any
security therefor, except the defense of discharge by payment. The failure of any person or persons
to sign this or any other guaranty shall not release, impair or affect the liability of the undersigned
KeesK 995388.1
hereunder. This guaranty is a primary obligation of the undersigned and the Lender shall not be
required to first resort for payment of the Indebtedness to the Borrower or any other person, their
properties or estates, or any security or other rights or remedies whatsoever. The undersigned shall
be and remain liable for any deficiency remaining after foreclosure of any mortgage or security
interest securing the Indebtedness, whether or not the liability of the Borrower or any other person
for such deficiency is discharged pursuant to statute,judicial decision or otherwise.
The liability of the undersigned under this guaranty is in addition to and shall be
cumulative with all other liabilities of the undersigned to the Lender, as guarantor or otherwise,
without any limitation as to amount, unless the writing evidencing or creating such other liability
specifically provides to the contrary. If any payment applied by the Lender to the Indebtedness is
thereafter set aside,recovered,rescinded or required to be returned for any reason(including without
limitation the bankruptcy, insolvency or reorganization of the Borrower or any other person), the
Indebtedness to which such payment was applied shall for the purposes of this guaranty be deemed
to have continued in existence, notwithstanding such application, and this guaranty shall be
enforceable as to such Indebtedness as fully as if such application had never been made.
The undersigned waives: (1)notice of acceptance of this guaranty and of the creation
and existence of the Indebtedness; (2) presentment, demand for payment, notice of dishonor, notice
of nonpayment, and protest of any instrument evidencing the Indebtedness; and (3) all other demands
and notices to the undersigned or any other person and all other actions to establish the liability of
the undersigned hereunder. The undersigned consents to the personal jurisdiction of the state and
. federal courts located in the State of Minnesota in connection with any controversy related to this
guaranty, waives any argument that venue in such forums is not convenient, and agrees that any
litigation initiated by the undersigned against the Lender in connection with this guaranty shall be
venued in either the District Court of Sherburne County, Minnesota, or the United States District
Court, District of Minnesota.
The undersigned hereby agrees that the Lender shall have no duty to advise the
undersigned of information now or hereafter known to the Lender regarding the financial or other
condition of the Borrower or any other person primarily or secondarily liable on the Indebtedness or
regarding any circumstance bearing on the risk of nonpayment of the Indebtedness. The undersigned
acknowledges and agrees that the undersigned has conducted its own investigation of the business
and affairs of the Borrower and any other person primarily or secondarily liable on the Indebtedness
to its satisfaction, has not relied and will not rely on any information provided by the Lender in
determining whether to enter into or continue this guaranty, and is and will continue to remain
informed of the Borrower's financial condition, the status and financial condition of other guarantors,
if any, and all other circumstances which bear upon the risk of nonpayment of the Indebtedness.
All property of the undersigned, now or hereafter in the possession, control or custody
of or in transit to the Lender for any purpose, including without limitation the balance of every
account of the undersigned with and each claim of the undersigned against the Lender, shall be
subject to a lien and security interest in favor of the Lender, as security for all liabilities of the
4111
KeesK 995388.1 2.
undersigned to the Lender, and shall be subject to be set off against any and all such liabilities, and
the Lender may at any time and from time to time at its option and without notice appropriate and
apply any such property toward the payment of any and all such liabilities. The undersigned agrees
to promptly provide the Lender from time to time with financial statements of the undersigned, in
form and substance acceptable to the Lender, at least once every 12 months and as otherwise
requested by the Lender. The undersigned agrees to promptly provide the Lender from time to time
with such other information respecting the condition(financial and otherwise), business and property
of the undersigned as the Lender may request, in form and substance acceptable to the Lender.
The undersigned waives all claims, rights and remedies which the undersigned may
now have or hereafter acquire against any person at any time now or hereafter liable to payment of
any of the Indebtedness and as to any collateral security, including but not limited to all claims, rights
and remedies of contribution, indemnification, exoneration,reimbursement, recourse and subrogation,
whether or not such claim, right or remedy arises in equity,under contract, by statute, under common
law or otherwise, whether or not the Indebtedness has been fully paid, and all payments and
recoveries under this guaranty shall be considered equity investments by the undersigned in the
Borrower; provided, nothing contained in this guaranty shall deprive the undersigned of any claim,
right or remedy, after the Indebtedness has been fully paid, against any person other than the
Borrower. No delay or failure by the Lender in exercising any right, and no partial or single exercise
thereof shall constitute a waiver thereof. No waiver of any rights hereunder, and no modification or
amendment of this guaranty shall be effective unless the same is in writing duly executed by the
Lender, and each such waiver, if any, shall apply only with respect to the specific instance involved
• and shall not impair or affect the rights of the Lender or the provisions of this guaranty in any other
respect at any other time. This guaranty shall continue until written notice of revocation of this
guaranty, executed by the undersigned, has been received by the Lender; provided, no revocation of
this guaranty shall affect in any manner any liability of the undersigned under this guaranty with
respect to Indebtedness arising before the Lender receives such written notice of revocation, and the
sole effect of revocation of this guaranty shall be to exclude from this guaranty Indebtedness
thereafter arising which is unconnected with Indebtedness theretofore arising or transactions
theretofore entered into.
Any invalidity or unenforceability of any provision or application of this guaranty shall
not affect other lawful provisions and applications hereof and to this end the provisions of this
guaranty are declared to be severable. This guaranty shall bind the undersigned and the heirs,
representatives, successors and assigns of the undersigned, and of each of them respectively, and shall
benefit the Lender, its successors and assigns. This guaranty shall be governed by and construed in
accordance with the laws of the State of Minnesota.
THE UNDERSIGNED REPRESENTS, CERTIFIES,WARRANTS AND AGREES
THAT THE UNDERSIGNED HAS READ ALL OF THIS GUARANTY AND UNDERSTANDS
ALL OF THE PROVISIONS OF THIS GUARANTY. THE UNDERSIGNED ALSO AGREES
THAT COMPLIANCE BY THE BANK WITH THE EXPRESS PROVISIONS OF THIS
410
KeesK 995388.1 3.
O
GUARANTY SHALL CONSTITUTE GOOD FAITH AND SHALL BE CONSIDERED
REASONABLE FOR ALL PURPOSES.
Steve Whiting
•
•
KeesK 995388.1 4.
• SECURITY AGREEMENT
Date: June 15, 1999
Secured
Debtor: Badger Die Casting, LLC Party: Elk River Economic Development
Address: Authority
Address: 13065 Orono Parkway
Elk River,MN 55330
1. SECURITY INTEREST. To secure the payment and performance of that certain
Amended and Restated Promissory Note dated June 15, 1999, executed and delivered by the Debtor
to the Secured Party in the principal sum of$45,150.12 plus interest and other charges as therein
provided, and all amendments, extensions, renewals and replacements thereof(herein collectively
referred to as the "Obligations"), the Debtor grants the Secured Party a security interest (the
"Security Interest") in the following property(the "Collateral"):
All inventory of the Debtor and all returns of such inventory, and all warehouse receipts, bills
of lading and other documents of title covering such inventory, whether now existing or hereafter
arising, whether now owned or hereafter acquired;
•
All equipment of the Debtor, including without limitation the items listed on Exhibit A
attached hereto, together with all accessions, accessories, attachments, fittings, increases, parts,
repairs, returns, renewals and substitutions of all or any part thereof, and all warehouse receipts, bills
of lading and other documents of title covering such equipment, whether now existing or hereafter
arising, whether now owned or hereafter acquired;
All accounts, instruments, chattel paper, other rights to payment, deposit accounts, money,
patents, patent applications, trademarks, trademark applications, copyrights, copyright applications,
trade names, other names, and other general intangibles of the Debtor, together with all rights, liens,
security interests and other interests which the Debtor may at any time have by law or agreement
against any account debtor or obligor obligated to make any such payment or against any of the
property of such account debtor or obligor, whether now existing or hereafter arising, whether now
owned or hereafter acquired;
and all products and proceeds of the foregoing property, including without limitation all
accounts, instruments, chattel paper, other rights to payment, deposit accounts, money, insurance
proceeds and general intangibles related to the foregoing property, and all refunds of insurance
premiums due or to become due under all insurance policies covering the foregoing property.
2. REPRESENTATIONS,WARRANTIES AND AGREEMENTS. The Debtor represents,
warrants and agrees as follows:
KeesK 995382.1
• a. The Debtor is a limited liability company organized under the laws of Minnesota, and
the address of the Debtor's chief executive office is shown at the beginning of this Agreement. The
Debtor has not used any trade name, assumed name. The Debtor shall give the Secured Party prior
written notice of any change in such address or the Debtor's name. The Debtor has authority to
execute and perform this Agreement. The Debtor's Internal Revenue Service taxpayer identification
number is 41-
b. If any Collateral is or will become a fixture, the record owner of the real estate is
, and the legal description of the real estate is
c. The Debtor is the owner of the Collateral, or will be the owner of the Collateral
hereafter acquired, free of all security interests, liens and encumbrances other than the Security
Interest and any other security interest of the Secured Party. The Debtor shall not permit any security
interest, lien or encumbrance, other than the Security Interest and any other security interest of the
Secured Party,to attach to any Collateral without the prior written consent of the Secured Party. The
Debtor shall defend the Collateral against the claims and demands of all persons other than the
Secured Party, and shall promptly pay all taxes, assessments and other government charges upon or
against the Debtor, any Collateral and the Security Interest. No financing statement covering any
Collateral is on file in any public office. If any Collateral is or will become a fixture, the Debtor, at
the request of the Secured Party, shall furnish the Secured Party with a statement or statements
executed by all persons who have or claim an interest in the real estate, in form acceptable to the
Secured Party, which statement or statements shall provide that such persons consent to the Security
Interest.
d. The Debtor shall not sell or otherwise dispose of any Collateral or any interest therein
without the prior written consent of the Secured Party, except that, until the occurrence of an Event
of Default or the revocation by the Secured Party of the Debtor's right to do so, the Debtor may sell
or lease any Collateral constituting inventory in the ordinary course of business at prices constituting
the fair market value thereof. For purposes of this Agreement, a transfer in partial or total satisfaction
of a debt, obligation or liability shall not constitute a sale or lease in the ordinary course of business.
e. Each account, instrument, chattel paper, other right to payment and general intangible
constituting Collateral is, or will be when acquired, the valid, genuine and legally enforceable
obligation of the account debtor or other obligor named therein or in the Debtor's records pertaining
thereto as being obligated to pay such obligation, subject to no defense, setoff or counterclaim. The
Debtor shall not, without the prior written consent of the Secured Party, agree to any material
modification or amendment of any such obligation or agree to any cancellation or subordination of
any such obligation.
f. Other than inventory in transit and motor vehicles in use, all tangible Collateral shall
be located at the following address(es):
•
KeesK 995382.1 2.
• , and no such Collateral shall be located at any other address
without the prior written consent of the Secured Party.
g. The Debtor shall(i)keep all tangible Collateral in good condition and repair, normal
depreciation excepted;(ii)from time to time replace any worn, broken or defective parts thereof; (iii)
promptly notify the Secured Party of any loss of or material damage to any Collateral or of any
adverse change in the prospect of payment of any account, instrument, chattel paper, other right to
payment or general intangible constituting Collateral; (iv)not permit any Collateral to be used or kept
for any unlawful purpose or in violation of any federal, state or local law; (v) keep all tangible
Collateral insured in such amounts, against such risks and in such companies as shall be acceptable
to the Secured Party, with loss payable clauses in favor of the Secured Party to the extent of its
interest in form acceptable to the Secured Party(including without limitation a provision for at least
30 days' prior written notice to the Secured Party of any cancellation or modification of such
insurance), and deliver policies or certificates of such insurance to the Secured Party; (vi) at the
Debtor's chief executive office, keep accurate and complete records pertaining to the Collateral and
the Debtor's financial condition,business and property, and submit to the Secured Party such periodic
reports concerning the Collateral and the Debtor's financial condition, business and property as the
Secured Party may from time to time request; (vii) at all reasonable times permit the Secured Party
and its representatives to examine and inspect any Collateral, and to examine, inspect and copy the
Debtor's records pertaining to the Collateral and the Debtor's financial condition, business and
property; (viii)at the Secured Party's request, promptly execute, endorse and deliver such financing
statements and other instruments, documents, chattel paper and writings and take such other actions
• deemed by the Secured Party to be necessary or desirable to establish, protect, perfect or enforce the
Security Interest and the rights of the Secured Party under this Agreement and applicable law, and
pay all costs of filing financing statements and other writings in all public offices where filing is
deemed by the Secured Party to be necessary or desirable.
3. COLLECTION RIGHTS. At any time before or after an Event of Default, as defined
hereafter,the Secured Party may, and at the request of the Secured Party the Debtor shall, promptly
notify any account debtor or obligor of any account, instrument, chattel paper, other right to payment
or general intangible constituting Collateral that the same has been assigned to the Secured Party and
direct such account debtor or obligor to make all future payments to the Secured Party. In addition,
at the request of the Secured Party,the Debtor shall deposit in a collateral account designated by the
Secured Party all proceeds constituting Collateral, in their original form received (with any necessary
endorsement),within one business day after receipt of such proceeds by the Debtor. Until the Debtor
makes each such deposit, the Debtor will hold all such proceeds separately in trust for the Secured
Party for deposit in such collateral account, and will not commingle any such proceeds with any other
property. The Debtor shall have no right to withdraw any funds from such collateral account, and
the Debtor shall have no control over such collateral account. Such collateral account and all funds
at any time therein shall constitute Collateral under this Agreement. Before or upon final collection
of any funds in such collateral account, the Secured Party, at its discretion, may release any such
funds to the Debtor or any account of the Debtor or apply any such funds to the Obligations whether
or not then due. Any release of funds to the Debtor or any account of the Debtor shall not prevent
KeesK 995382.1 3.
the Secured Party from subsequently applying any funds to the Obligations. All items credited to
such collateral account and subsequently returned and all other costs, fees and charges of the Secured
Party in connection with such collateral account may be charged by the Secured Party to any account
of the Debtor, and the Debtor shall pay the Secured Party all such amounts on demand.
4. LIMITED POWER OF ATTORNEY. If the Debtor at any time fails to perform or
observe any agreement herein, the Secured Party, in the name and on behalf of the Debtor or, at its
option, in its own name, may perform or observe such agreement and take any action which the
Secured Party may deem necessary or desirable to cure or correct such failure. The Debtor
irrevocably authorizes Secured Party and grants the Secured Party a limited power of attorney in the
name and on behalf of the Debtor or, at its option, in its own name, to collect, receive, receipt for,
create, prepare, complete, execute, endorse, deliver and file any and all financing statements,
insurance applications, remittances, instruments, documents, chattel paper and other writings, to grant
any extension to, compromise, settle,waive, notify, amend, adjust, change and release any obligation
of any account debtor, obligor, insurer or other person pertaining to any Collateral, and to take any
other action deemed by the Secured Party to be necessary or desirable to establish, perfect, protect
or enforce the Security Interest. All of the Secured Party's advances, fees, charges, costs and
expenses,including but not limited to audit fees and expenses and reasonable attorneys' fees and legal
expenses, in connection with the Obligations and in the protection and exercise of any rights or
remedies hereunder, together with interest thereon at the highest rate then applicable to any of the
Obligations, shall be secured hereunder and shall be paid by the Debtor to the Secured Party on
1111 demand.
5. EVENTS OF DEFAULT. The occurrence of any of the following events shall constitute
an "Event of Default": (a) any breach or default in the payment or performance of any of the
Obligations; or (b) any breach or default under the terms of this Agreement or any other note,
obligation, mortgage, guaranty, other agreement, or other writing heretofore, herewith or hereafter
existing to which the Debtor or any maker, endorser, guarantor or surety of any of the Obligations
or any other person providing security for any of the Obligations or for any guaranty of any of the
Obligations is a party; or(c)the insolvency, death, dissolution, liquidation, merger or consolidation
of the Debtor or any such maker, endorser, guarantor, surety or other person; or(d) any appointment
of a receiver, trustee or similar officer of any property of the Debtor or any such maker, endorser,
guarantor, surety or other person; or(e) any assignment for the benefit of creditors of the Debtor or
any such maker, endorser, guarantor, surety or other person; or (f) any commencement of any
proceeding under any bankruptcy, insolvency, receivership, dissolution, liquidation or similar law by
or against the Debtor or any such maker, endorser, guarantor, surety or other person; or(g) the sale,
lease or other disposition(whether in one transaction or in a series of transactions)to one or more
persons of all or a substantial part of the assets of the Debtor or any such maker, endorser, guarantor,
surety or other person; or(h) the Debtor or any such maker, endorser, guarantor, surety or other
person takes any action to revoke or terminate any agreement, liability or security in favor of the
Secured Party; or (i) the entry of any judgment or other order for the payment of money in the
amount of$25,000.00 or more against the Debtor or any such maker, endorser, guarantor, surety or
any other person; or(j)the issuance or levy of any writ, warrant, attachment, garnishment, execution
•
KeesK 995382.1 4.
• or other process against any property of the Debtor or any such maker, endorser, guarantor, surety
or any other person; or(k)the attachment of any tax lien to any property of the Debtor or any such
maker, endorser, guarantor, surety or other person; or(1) any statement, representation or warranty
made by the Debtor or any such maker, endorser, guarantor, surety or other person (or any
representative of the Debtor or any such maker, endorser, guarantor, surety or other person)to the
Secured Party at any time shall be incorrect or misleading in any material respect when made; or(m)
there is a material adverse change in the condition(financial or otherwise), business or property of
the Debtor or any such maker, endorser, guarantor, surety or other person; or(n)the Secured Party
shall in good faith believe that the prospect for due and punctual payment or performance of any of
the Obligations, this Agreement or any other note, obligation, mortgage, guaranty, or other
agreement heretofore, herewith or hereafter given to or acquired by the Secured Party in connection
with any of the Obligations is impaired, or (o) the relocation of Debtor's business operations outside
the City of Elk River.
6. REMEDIES. Upon the commencement of any proceeding under any bankruptcy law by
or against the Debtor or any such maker, endorser, guarantor, surety or other person, all Obligations
automatically shall become immediately due and payable in full, without declaration, presentment, or
other notice or demand, all of which are hereby waived by the Debtor. In addition, upon the
occurrence of any Event of Default and at any time thereafter, the Secured Party may exercise any
one or more of the following rights and remedies: (a) declare all Obligations to be immediately due
and payable in full, and the same shall thereupon be immediately due and payable in full, without
presentment or other notice or demand, all of which are hereby waived by the Debtor; (b) require the
Debtor to assemble all or any part of the Collateral and make it available to the Secured Party at a
place to be designated by the Secured Party which is reasonably convenient to both parties; (c)
exercise and enforce any and all rights and remedies available upon default under this Agreement, the
Uniform Commercial Code, and any other applicable agreements and laws. If notice to the Debtor
of any intended disposition of Collateral or other action is required, such notice shall be deemed
reasonably and properly given if mailed by regular or certified mail, postage prepaid, to the Debtor
at the address stated at the beginning of this Agreement or at the most recent address shown in the
Secured Party's records, at least 10 days prior to the action described in such notice. The Debtor
consents to the personal jurisdiction of the state and federal courts located in the State of Minnesota
in connection with any controversy related to this Agreement, the Collateral, the Security Interest or
any of the Obligations, waives any argument that venue in such forums is not convenient, and agrees
that any litigation initiated by the Debtor against the Secured Party in connection with this
Agreement,the Collateral, the Security Interest or any of the Obligations shall be venued in either the
District Court of Sherburne County, Minnesota, or the United States District Court, District of
Minnesota.
7. MISCELLANEOUS. A carbon, photographic or other reproduction of this Agreement
is sufficient as a financing statement. No provision of this Agreement can be waived, modified,
amended, abridged, supplemented, terminated or discharged and the Security Interest cannot be
released or terminated, except by a writing duly executed by the Secured Party. A waiver shall be
effective only in the specific instance and for the specific purpose given. No delay or failure to act
•
KeesK 995382.1 5.
• shall preclude the exercise or enforcement of any of the Secured Party's rights or remedies. All rights
and remedies of the Secured Party shall be cumulative and may be exercised singularly, concurrently
or successively at the Secured Party's option, and the exercise or enforcement of any one such right
or remedy shall not be a condition to or bar the exercise or enforcement of any other. This
Agreement shall bind and benefit the Debtor and the Secured Party and their respective successors
and assigns and shall take effect when executed by the Debtor and delivered to the Secured Party,
and the Debtor waives notice of the Secured Party's acceptance hereof. If any provision or
application of this Agreement is held unlawful or unenforceable in any respect, such illegality or
unenforceability shall not affect other provisions or applications which can be given effect, and this
Agreement shall be construed as if the unlawful or unenforceable provision or application had never
been contained herein or prescribed hereby. All representations and warranties contained in this
Agreement shall survive the execution, delivery and performance of this Agreement and the creation,
payment and performance of the Obligations. This Agreement shall be governed by and construed
in accordance with the laws of the State of Minnesota.
THE DEBTOR REPRESENTS, CERTIFIES, WARRANTS AND AGREES THAT THE
DEBTOR HAS READ ALL OF THIS AGREEMENT AND UNDERSTANDS ALL OF THE
PROVISIONS OF THIS AGREEMENT. THE DEBTOR ALSO AGREES THAT COMPLIANCE
BY THE SECURED PARTY WITH THE EXPRESS PROVISIONS OF THIS AGREEMENT
SHALL CONSTITUTE GOOD FAITH AND SHALL BE CONSIDERED REASONABLE FOR
ALL PURPOSES.
S
BADGER DIE CASTING, LLC
By
Title
•
KeesK 995382.1 6.
. .
III
EXHIBIT A
Sort Code reefs DeacriptiOT. Condition Appraised Value
Wood 1' x 4' Good 425.00
I �._. _ wooden _ -- _ 415.00_,__.
Poor "l{G.00
wooden able � 'air Round Tables wood Orwin Top
6 Chalre lair ,*,30.00
Office Doak Poor $15.00
1 Executive Doak Wood Good $100.00
wood Craden:a a1oti 6' High Sack Coed $125.00
4 Nall lioturoa mead 050.00
•
executive D.ok wood Grain QoOd $100.00
3 Katal Denko
old offica Pair 016.00
Poor $10.00
}total Table 670.00
2 Chairs Poor
Goad 540.00
5 Shelf
1 Aookc.nsc Cood $150.00
Executive Doak Chair Burgandy Poord 56.00
3 Chair' Upholstered ;156.00
Tv & VCR Uvod Ir, Lounge Paix
Fair 540.00
o�fie+ Daak y5C.0o
Computer Station Wood Orain Fair
Bookcase 2 shelve Fair 525,00
Executive Deak Chair Burgaadp• GoOd ,5150,00
$60.00ir
3 nffica Chairs Fa $10.00
•
2 Chairs Upholelcred Fair-
2 Pictures _ Good 040.00
Credenre Hood Good $50.00
III Computer Station Wood Good $150.00
Kates Cooler Electric FaSY $75.00
Computer station. 7 Piece Good 5100.00
ahslf Fair 520.00
2 Upholstered Side Chairs Fair $30.00
Computor Station Tair *40.00
Executive De2k Woaa Good $100.00
Desk ?fetal - Wood Top Fair eie.Oe
Peak wood Fair 350.00
:alio Fair 525.00
K X r rcelpreacor H.avy Duty Turbine Pair 35000.00
Air cor..preaaor Gardiner (Backup Spare) fair 200.00
Sarnia51000.00,
DarrTruck 2 wheal Fair
Sand Place Cabinet 3' x 3' x 5' Tair 5450.00
g' :2 '4600•'Tor'Lestar• Die Cast Sere4131 :Mod HP WO' Cood *25000.60
Machine 61500.00
Overhead Crane Portable Good 51500.00
?tiller Welder ?IC Fair
Parte Cleaner So'Vvant Spray Good ;1o0.00
Tool Sharpener Hammond Farr 5200.00
Drill Press 2 Head Allen Fair 5250.02
Work :able Vire Attached Good 5100.00
Lathe..Lodge & $ zlpley-. .Aer# 43066.Mod 1013-17 x,ar • .. • ••- *L0o0.00.-
Remelt Furnace Kemp Fair $1500.00
Remelt Furnace Lindberg Fair *1500.00
Cleuair. Lathe Ser$ 151756 Xod 1500 Fair ;1000.00
. . Band -Saw --- . ._._. Cooe1 - - - 4,150:00--
2 Oxy Acet Torch Sets Mo Tanks ( Rented ) Fair 5150.00
Safety tiler rein $2000.00 ir E50.00
Radom Mill ;IOC.00
Battery Charger Cantury rear
31000.00 Good Preaau:-A Has�ter Northcta2' 6500.00
• Killing Machine Hunt Fair
B - 1 •
i
•
• EXHIBIT A
ort Code =tom
Description Condition Appraiaad value
Good 5300,00.
Shaker/Poliahsr Automated Good $300,00 .
Heat Spin Dryer -'Good $$500.00 ,
-•••- Evaporator brya Virtu Aftir"Tue;tb"ling
19. 600 Ton Lester Dia Cast Sera 798 Hod HP 3X EP Good $25000.00
Machina d S400.00
Automatic Driller Graymilla Good
6 Mine Fans • Floor L Table Top FGood
$4r $6100.00
•
Metal Totes On Wheels
Spin Dryer Non-Heating Good 1000.00
Lube Tank With Pumps + Backup good $aoo.00Good $150.00
Tool Cabinet On Casters X2150.00
Denison 15 Ton Trim Press Kerr 19652 Mod Unknown. Good Good 2000.00.
Hot Oil Machine Eu $250.00 •
43 Marble Plinth Cordax 1805 MEP Good $250.00
Drafting Table With Compass $100.00
Marble Plinth 2 ' x 3' With Gauges $200.00
Marble Plinth Trustone 2'x41,46" Ex
5300,00
Goodod
4 Sections Pallet Racking 15' High $00,00
Dock Ramp Aluminum Fair-
Good $1075.00
Telephone System Marlin 14 Stations Pair 1000.00
Work Table Heavy 4' x 14' Metal Fair $200.00
2 Strapper:: With Bands And Clips5300.00
Pallet Racking Heavy Duty Good
• Poor $150.00
5 Air CRackinonare Older Window Models $a0.00
O Coffee Machine Fait
Gray .aG0
Tan File Cabinet d $60.
GcQ
2 File Cabinets 4 Drawer 560.00
• 2 Drwrar Fair
Fair Dell o.00
Poor S3
Coffee Machine cmmercial $1530.00
Computer4yate:n '70.00
3 Microwave ovens Older Poor rd $;75.00
Laser Printer ait 580,00
Good 2 Dot Matrix Printers Wide Carriage Fair
$200.000.00
Fax Machine Plain Paper
rile Cabinet Metal Poor
Computer System horthgate good '$2so0.ao00.00
Lateral File 4' Good ;1505 .00
Safe Floor Model Good 0,00
TypaWriter
Nile Cabinet Tan 2 Drawer Fair 54 540.00
Xerox Fair $45.00
Paper Shredder MediaGood
Median Duty $25.00
Fair $2
Freeaer Old Green Used In Lounge Poor 52.5.00
File Cabinet Gray 4 Drawrer Fair $50.00
Computer Printer Panasonic r_ Goo $25,00
Pile Cabinet Tan 2 Drawer Good $4$25.00
T Qaugee See Attached Report 5300.00
J G L Ex $5300 .00
Optical Coroariter. - -• " pair- .00
'V 1988 Ford Truck F150. 0ickup- 41500
Caterpillar Fail
Pork Truck Pair $2100.00
York Truck Clark Fair- _._..•..... ..-----$2100..0.0_
.1986..Ford.Truck-.. _ . .. F600 12% Box _ _. .-.-- Pair $2000..00
. - Fork Truck • Komatsu ..'a...$_
w�^ $303031.00 '
o : GY •
1a�S�.Go
Sash M�h L GNC 1/rX�e.a nAc li • of 7co.cG
Add, Ad ju-511...ew1 s. 5ocun as 1aOlsocOHAect - 3•g9101.DO
B - 2