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3.0. EDSR 06-02-1997 TAX INCREMENT FINANCING POLICY CITY OF ELK RIVER, MINNESOTA • WHEREAS, Minnesota Statutes authorizes the use of Tax Increment Financing to assist communities with its development or redevelopment efforts; and, WHEREAS, Tax Increment Financing is a financing tool that enables communities to use the increase in property taxes from a completed development or redevelopment project to pay for certain qualifying improvements; and, WHEREAS, qualifying improvements may include site acquisition costs, land write down, demolition, site preparation, soil correction, relocation costs, interest reduction costs, housing to low and moderate income persons and families, housing for the elderly, or the construction of public infrastructure; and, WHEREAS, there is a decline of Federal and State programs available to cities for urban renewal and economic development. NOW, THEREFORE, the City of Elk River, its Economic Development Authority and its Housing and Redevelopment Authority do hereby resolve: 1. That Tax Increment Financing is a necessary tool to IP encourage private sector investment to stimulate economic growth and redevelopment initiatives in the community. 2. That there exists a need to develop a general Policy Statement to review requests for Tax Increment Financing. 3. That the attached Policy Statement will serve as a guideline for reviewing requests for Tax Increment Financing. Adopted in 1991 By: CITY OF ELK RIVER BY: /s/James A. Tralle Its Mayor ELK RIVER EDA BY: /s/Jeffrey A. Gongoll Its President ELK RIVER HRA BY: /s/Richard Hinkle Its Chairman TAX INCREMENT FINANCING POLICY ELK RIVER, MINNESOTA SECTION I- COMPREHENSIVE PLAN • All requests for Tax Increment Financing shall be consistent with the City's Comprehensive Land Use Plan and its components. Only those requests that are comprehensive in nature will be accepted. Fragmented projects that exclude adjacent parcels will not be encouraged. SECTION II - DEMONSTRATED NEED The request for Tax Increment Financing assistance must demonstrate that the proposed development or redevelopment would not reasonably be expected to occur solely through private investment within the reasonably foreseeable future and, therefore, the use of Tax Increment Financing is deemed necessary. SECTION III - QUALIFYING IMPROVEMENTS A request for Tax Increment Financing shall specify in detail the proposed uses of the Tax Increment Financing subsidy. Qualifying improvements may include but are not limited to site acquisition, land write down costs, site preparation, soil correction, demolition, relocation costs, interest reduction costs, or the construction of public infrastructure. • SECTION IV-EXTRAORDINARY DEVELOPMENT STANDARDS Preference shall only be given to those projects requesting Tax Increment Financing assistance which meet or exceed the City's development standards. These standards include building design, type of construction, and extraordinary landscaping. SECTION V-MAXIMUM SUBSIDY All requests for Tax Increment Financing shall be subject to a subsidy cap. The subsidy shall be based on a percentage of the project's finished market value (for tax purposes) as determined by the County Assessor. Except for redevelopment projects which may require more assistance than other projects, the average Tax Increment subsidy shall not exceed 15% of the project's finished value. The following projects shall be eligible for Tax Increment Financing: Redevelopment Industrial/Manufacturing Service Companies/High Technology Commercial • Housing Under extraordinary circumstances, the City Council reserves the right to adjust the average subsidy level. SECTION VI - LEGISLATIVE RESTRICTIONS • 1990 amendments to the Tax Increment Financing Act provide for a reduction in state aid for cities that establish new Tax Increment Financing Districts after April 30, 1990. The state aid reduction will not directly affect the amount of Tax Increment revenues. Rather, it will be a reduction in the amount of Local Government Aid (LGA) or Homestead and Agricultural Credit Aid (HACA). Because this penalty will affect municipal budgets through reductions in LGA and HACA, the City of Elk River will evaluate, in greater detail, how new projects and the penalty will adversely affect the community. The applicant will be advised by the City of Elk River as to how the request for Tax Increment Financing will affect the City's loss in LGA. Thereafter, a decision to pursue a Tax Increment Financing request will be made by the applicant. SECTION VII - FINANCING THE QUALIFYING IMPROVEMENTS Qualifying improvements may be financed in a variety of ways. Tax Increment bonds issued to finance a qualified project may be either general obligation bonds or revenue bonds. General obligation bonds are backed by the full faith and credit of the municipality and remain an obligation and a financial liability of the municipality as long as the bonds remain outstanding. To that end, the preferred option to finance the qualifying improvements is through a technique known as "pay-as-you-go." Under this financing method, the applicant is reimbursed for the costs incurred with the qualifying improvements over a series of years. The applicant recovers the costs over a series of years by providing evidence that real estate taxes have been paid in a timely fashion. Through this reimbursement method, the need to issue general obligation bonds is avoided. "Pay-as-you-go" financing requires no bonding and relies on an income stream generated by real estate taxes to reimburse the applicant for the qualified costs. SECTION VIII -APPLICATION FEE All persons and companies requesting Tax Increment Financing shall be required to pay a non-refundable application fee equal to ten percent (10%) of the tax increment requested up to a maximum fee of$5,000.00. This fee is intended to cover the City's legal, financial and administrative analysis of the request. • SECTION IX- REVIEW OF APPLICATION Upon receipt of a completed Tax Increment Financing application, and • upon payment of the application fee, the request for assistance shall be reviewed by a committee consisting of the City Administrator, Finance Director, Economic Development Coordinator, City Attorney and the Economic Development Consultant. A recommendation from the committee shall be made to the Economic Development Authority or the Housing and Redevelopment Authority and this recommendation shall be forwarded to the City Council. Following a public hearing as required by Minnesota Statutes, the City Council shall approve or deny the Tax Increment Financing Request. The City Council reserves the right to approve or reject each request. • • APPLICATION FOR TAX INCREMENT FINANCING CITY OF ELK RIVER, MINNESOTA • APPLICANT Business Name: Address: Telephone: Officers: Contact Person: Title: Business Form (Corporation, Partnership, Etc.): Years In Operation: • Sales/Revenues: $ Brief Description of Business, Principal Products, etc: Has applicant ever filed for bankruptcy? Yes No If yes, provide details on separate page(s). Has applicant ever defaulted on any bond or mortgage commitment? Yes No If yes, provide details on separate page(s). Does applicant have commitments for conventional financing for the project? Yes No Please list three financing references: (Name/Address/Contact/Phone) • Name and Address of applicant's legal counsel and accountant: PROPOSED PROJECT Describe Project: • Location: Site Plan Attached: Yes No Type of Project: Commercial Industrial Residential New Construction Expansion Rehab JOB CREATION Current Number of Employees: Current Payroll: Number of Jobs Created: Number of Jobs Retained: Revised Payroll: PROJECT COSTS • Land Acquisition: $ Site Development: $ Construction: $ Machinery & Equipment: $ Architectural and Engineering Fees $ Legal Fees $ Interest During Const. $ Debt Service Reserve $ Contingencies $ TOTAL $ SOURCE OF FINANCING Conventional Loan $ Equity $ SBA Loan $ Revenue Bond $ Tax Increment Financing $ • Grant(s) $ Other $ TOTAL $ CONSTRUCTION AND DESIGN Name and address of architect, engineer and contractor for project: • Target Dates: Start of Construction: Construction Completed: Finished Market Value of Project: $ STATEMENT OF PUBLIC PURPOSE Describe why the proposed development or redevelopment would not reasonably be expected to occur solely through private investment within the foreseeable future and therefore the use of Tax Increment Financing is deemed necessary: • • The undersigned, (a) (the) of applicant, hereby represents and warrants to the City that (he) (she) has carefully reviewed this application, and that the statements and information contained herein and submitted herewith are accurate and complete to the best of the undersigned's knowledge and belief. Dated: Applicant By Its The City reserves the right to require additional information and supporting data from the applicant'after the filing of this Application. • PLEASE ATTACH: 1. Site Plan Consistent with Submittal Requirements of the Building and Zoning Department. • 2. Audited Financial Statements or Tax Returns from the Past Two Years. 3. Current Financial Statement 4. 3-Year Pro Forma Analysis 5. Other Information Related to the Project 6. Application Fee s:\finance\taxpolcy