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9.0. EDSR 12-11-1995 12/07/95 15:21 DRE MPLS 4 4417425 NO.919 P002/008 ITEM 9 . DoHERn/ • VL.C. 0111.TAW Center ):I0Ci4th Fifth I i2)))1 StrNst RUMBLENiiiInt,01.1 11102-12;7. Saint Nlinricwu tNi,i.h.»);):‘1;. 2)1tXS fill2t12-C/121 & BUTLER FAX tei:21 1.10-155..1 Tokphi.ne ii.12)241.431; FAX Iii12)2.41-q313 141 1111 i30,11;72-h2fili IAX t3113).'172-h2irt PROFr5SION A S;OC: nTION: . . . • . Atturneyfi 31 Law dirrer iaInumhi.ri (612) 340-5571 Kvply Minsiv.twii•offitv December 7, 1995 VIA FACSIMILE •Mr. William Rubin Economic Development Coordinator City of Elk River P.O. Box 490 13065 Orono Parkway Elk River, MN 55330 Re: NEOS/Breagan/Elk River EDA Dear Bill: 4110 As we discussed this morning, I have made revisions to the Contract and the Note. I am faxing them, and sending three execution sets to you by U.S. mail. Please call if you wish further changes. Sincerely yours, i. /,/ David . Sellerg•- DCS/eka Enclosures 12/07/95 15:21 DRE MPLS 4 4417425 NO.919 P003/008 ID CONTRACT FOR PRIVATE DEVELOPMENT BETWEEN AND AMONG THE CITY OF ELK RIVER, THE ECONOMIC DEVELOPMENT AUTHORITY FOR THE CITY OF ELK RIVER, BREAGAN CORPORATION AND NEOS, INC. THIS AGREEMENT entered into this day of December, 1995, between and among the City of Elk River ("City") and the Economic Development Authority for the City of Elk River ("EDA") and Breagan Corporation, a Minnesota corporation ("Developer") and NEOS, Inc., a Minnesota Corporation ("NEOS"). WHEREAS, Minnesota Statutes, Section 469.090, et seq., authorizes cities and counties to establish Economic Development Authorities for the purpose of furthering the economic development objectives of the respective city or county; and WHEREAS, the City of Elk River, Minnesota, established the Economic Development Authority for the City of Elk River ("EDA") in 1987; and WHEREAS, Minnesota Statutes,Section 469.174, et seq,, (the "Tax Increment Financing Act") enables an Economic Development Authority to undertake certain housing projects, redevelopment projects, and economic development projects with the use of Tax Increment Financing; and WHEREAS, Developer and NEOS applied to the EDA for Tax Increment Financing Assistance ("TIF") for development of the property located at 12797 Meadowvale Road, Elk River, Minnesota (the "Development Site") into an office and manufacturing facility to be constructed and owned by Developer with a substantial portion thereof to be leased to NEOS (the "Project"); and WHEREAS, the majority stockholders of NEOS and Developer are one in the same and, therefore, TIF assistance provided to Developer is of substantial benefit to NEOS; and WHEREAS, NEOS will be the primary tenant and employer at the Development Site; and WHEREAS, the TIF assistance was requested to provide Developer with partial reimbursement for site acquisition and site preparation costs (the "Development Costs"); and WHEREAS, City staff prepared a Tax Increment Financing Plan ("TIF Plan") for the Project which proposed maximum reimbursement for Development Costs to Developer in the amount of fifteen percent (15%) of the assessed market value of the Project as of January 2, 1997; and WHEREAS, the EDA held a public hearing on the TIF Plan on June 12, 1995, and • approved the TIF Plan on that date; and 12/07/95 15:21 DRE MPLS 4 4417425 NO.919 P004/008 • WHEREAS, the City Council held a public hearing on the TIF Plan on June 19, 1995, and approved the TIF Plan on that date; and WHEREAS, an Economic Development Tax Increment Financing District ("TIF District") was established on the Development Site, legally described as follows: Lots 6 and 7, Block 1, McChesney Industrial Park ; and WHEREAS, the Tax Increment Financing Plan for the TIF District provides for the Developer to be reimbursed, in an amount up to fifteen percent (15%) of the assessed market value of the Project as of January 2, 1997, over a series of years upon evidencing payment of annual real estate taxes; and WHEREAS, the 1998 real estate tax year is the first year Developer is eligible for a reimbursement payment, based on the January 2, 1997, value of the Project; NOW, THEREFORE, BE IT RESOLVED that the City, the EDA and the Developer agree on the following terms and conditions for reimbursement of the Development Costs: • 1. The EDA hereby pledges the Tax Increment it receives from the TIF District to the City of Elk River to enable the City to reimburse Developer for the Development Costs identified in the TIF Plan. 2. Payments shall be made by the City to Developer, in a total amount not to exceed Developer's actual Development Costs or fifteen percent (15%) of the assessed market value of the Project as of January 2, 1997, whichever is less, pursuant to the terms of the Note attached as Exhibit A to this Agreement (the "Note"). 3. The sole source of funds for payment of the City's obligations under the Note shall be the tax increment generated by the TIF District. If taxes are not paid, or taxes paid are not sufficient to generate tax increment, no payment on the Note shall be due from the City. 4. The annual tax increment payment will be determined by the City's Finance Director, and will take into consideration the original tax capacity of the Development Site prior to the construction of the Project. 5. If Developer fails to make real estate tax payments prior to the date when said. taxes are due to Sherburne County, an Event of Default under this Agreement shall exist. No payments shall be made to Developer under the terms of the Note if an Event of Default occurs, and payments shall not be resumed until the • MB 100445,02 2 12/07/95 15:21 DRE MPLS 4 4417425 NO.919 P005/008 • Default is remedied. The Default shall be deemed remedied upon evidence of receipt of payment for real estate taxes from Sherburne County. 6. After reimbursing Developer for the principal sum of Developer's actual Development Costs as defined in this Agreement, or fifteen percent (15%) of the assessed market value of the Project as of January 2, 1997, whichever is less, no further payments shall be due under this Agreement and the City shall request that Sherburne County decertify the TIF District. 7. Developer shall complete construction of the Project by December 31, 1996. Failure to complete construction of the Project by this date shall be an Event of Default under this Agreement and City and EDA shall have the right to terminate this Agreement and their obligations hereunder. 8. Developer shall, prior to January 2, 1997, provide City with evidence acceptable to City of Developer's expenditures for Development Costs. 9. Pursuant to Minnesota Statutes, Section 1161.991, City and EDA have established, and NEOS has agreed, to the following Job Creation and Wage Level Goals (the "Goals"): • Job Creation: Wage Level: 10. NEOS agrees to meet the Job Creation and Wage Level Goals on or before September 1, 2000. Failure to meet the Goals by this date shall be a Default under the terms of this Agreement. In addition to such other remedies as City and EDA may have, if NEOS defaults by not meeting the Job Creation and Wage Level Goals, Developer shall immediately repay to City all amounts paid to Developer pursuant to this Agreement. 11. NEOS shall report to EDA no later than September 1st of each year that this Agreement is in effect: • Actual jobs created since first payment received under this Agreement. • Actual average hourly wage paid to employees hired since first payment received under this Agreement. PxB 1C0445.02 3 12/07/95 15:22 DRE MPLS 4 4417425 NO.919 P006/008 • IN WITNESS WHEREOF, the City of Elk River, the Economic Development Authority for the City of Elk River, Developer and NEOS have caused this Development Agreement to be executed as of the date and year first above written. CITY OF ELK RIVER By: Henry Duitsman, Mayor By: Patrick D. Klaers City Administrator ECONOMIC DEVELOPMENT AUTHORITY FOR THE CITY OF ELK RIVER By: Jeffrey Gongoll, President Elk River EDA • By: William Rubin, Executive Director, Elk River EDA BREAGAN CORPORATION By: By: NEOS, INC. By: • By: PXB 100443.02 4 12/07/95 15:22 DRE MPLS 4 4417425 NO.919 PO07/008 • EXHIBIT A TAX INCREMENT REVENUE NOTE UNITED STATES OF AMERICA STATE OF MINNESOTA COUNTY OF SHERBURNE CITY OF ELK RIVER, MINNESOTA TAX INCREMENT REVENUE NOTE The City of Elk River, Minnesota (the "City"), hereby acknowledges itself to be indebted and, for value received, hereby promises to pay to Breagan Corporation, or its assigns (the "Owner"), an amount equal to the lesser of the Project costs incurred by Owner or fifteen percent (15%) of the assessed market value as of January 2, 1997 of the Project identified in the Contract for Private Development between and among the City of Elk River, the Economic Development Authority for the City of Elk River, Breagan Corporation, and NEOS, Inc., in the manner, at the times, from the sources of revenue, and to the extent hereinafter provided. The unpaid principal on this Note shall be payable on September 1, 1998 and on each December 15 and July 15 thereafter, or within ten (10) days of receipt by City of the tax settlement from Sherburne County, whichever comes later, to and including December 15, 2005 • (the "Payment Dates"). On each Payment Date the City shall pay by check or draft mailed to the Owner of this Note an amount equal to the lesser of(1) the principal then due on this Note; or (2) the Tax increment received and retained by the City pursuant to the City of Elk River Tax Increment Financing Plan for Tax Increment Financing District No. 12. The amounts due hereon shall be payable solely from Tax Increments paid to the City and which the City is entitled to retain pursuant to the provisions of Minnesota Statutes, Sections 469.174 through 469.179, as the same may be amended or supplemented from time to time. This Note shall terminate and be of no further force and effect following the last Payment Date defined above, on any date upon which the City shall have terminated the Development Agreement, or on the date that the principal payable hereunder shall have been paid in full, whichever occurs earliest. The City makes no representations or covenants, express or implied, that the Tax Increment received by the City will be sufficient to pay, in whole or in part, the amount due and payable hereunder. The City's payment obligations hereunder shall be further conditioned on the fact that there shall not have occurred and be continuing on the Payment Date a Default under the terms of the Contract for Private Development by and between the City of Elk River, the Economic Development Authority for the City of Elk River, and NEOS, Inc., but such unpaid amounts shall become payable if said Event of Default shall have been cured. If, pursuant to the • occurrence of a Default under the Development Agreement, the City elects to terminate the 12/07/95 15:23 DRE MPLS -* 4417425 NO.919 P008/008 • Development Agreement, the City shall have no further debt or obligation under this Note whatsoever. This Note is a special, revenue obligation of the City and not a general obligation of the City and is payable by the City only from the courses and subject to the qualifications stated or referenced herein. Neither the full faith and credit nor the taxing powers of the City are pledged to the payment of this Note, and no property or other asset of the City, save and except the above-referenced Tax Increment, is or shall be a source of payment of the City's obligation hereunder. Except as hereinafter qualified, this Note may be assigned but upon such assignment the assignor shall promptly notify the City in care of the office of the City Administrator by registered mail, and the assignee shall surrender the same to the City either in exchange for a new note or for transfer of this Note on the records for the Note maintained by the City. Each permitted assignee shall take this Note subject to the foregoing conditions and subject to all provisions stated or referenced herein. IN WITNESS WHEREOF, The City of Elk River, Minnesota, by its City Council, has caused this Note to be executed by the manual signatures of its Mayor and its City Administrator and has caused this Note to be issued on and dated December , 1995. • CITY OF ELK RIVER By: Henry Duitsman, Mayor By: Patrick D. Klaers City Administrator PXD 100445,02 2