3.8. SR 11-15-2004
Item # 3.8.
MEMORANDUM
TO: Mayor and City Council
FROM: Lori Johnson, Finance Director
DATE: November 15,2004
SUBJECT: Consider 2005 Health and Dental Insurance Contracts
At last Monday's Council work session, preliminary information on the upcoming health
and dental insurance contract renewals was presented. The Council agreed that based on
the information currently available, the best option was to accept the proposal from Blue
Cross and Blue Shield (BCBS) through the Service Cooperative for health insurance. At
that time I asked that the approval wait until after a meeting with representatives from
BCBS and the Service Cooperative to discuss renewal concerns and to get additional
information on the plans. Dental insurance was not discussed as the HealthPartners
renewal includes a five percent increase which is acceptable.
Barry Rosenberg and Rick Nelson, the City's brokers, Lauren Wipper and I met with
BCBS and Service Cooperative representatives on Tuesday. We discussed at length our
concerns about next year's renewal. After discussing the changes the Service
Cooperative has made in the methodology to calculate rate increases, we felt that there
would be more stability with this plan than we had experienced in the past. We also
requested a two year contract or a rate cap for the second year. Although this is not
something that is normally offered, the Service Cooperative did confirm on Thursday that
Elk River's rates would not increase more than 16 percent next year. This may seem a bit
high, but with the trend in health care costs and rate increases being over 12 percent, the
cap of 16 percent is not excessive. Having a rate cap is very advantageous and should
provide some level of comfort for next year in a climate where premium increases of 20
percent are common. Hopefully, the actual rate increase will be lower than the cap based
on the City's actual claims experience.
At the work session we also discussed Health Savings Accounts, Health Reimbursement
Arrangements, and VEBA options. Offering a VEBA will be strongly considered next
year. There was some interest in this type of plan when it was discussed at employee
meetings; more may have been interested had they known more about the plan and the
benefits it can provide. We will continue to provide information to employees next year
so they are comfortable with a VEBA if the City chooses to implement one for 2006.
Finally, the City needs to become a member of the Service Cooperative and enter into a
Joint Powers Agreement for Group Employee Benefits and Other Financial and Risk
Management Services with the Service Cooperative. The cost to be a member is $250.00
per year. A copy of the Joint Powers Agreement is attached for your review.
Action Requested
The City Council is asked to renew the dental insurance contract with HealthPartners for
2005; to enter into a Joint Powers Agreement for Group Employee Benefits and Other
Financial and Risk Management Services with the Service Cooperative, and to accept the
contract for Blue Cross and Blue Shield health insurance for 2005 as outlined on the
attached proposal.
A Proposal
for
City of Elk River
from the
Blue Cross and Blue Shield of Minnesota *
Family of Companies
November 3, 2004
This proposal and all attachments are confidential.
. An independent licensee of the Blue Cross and Blue Shield Association
Monthly Rates
These monthly rates are subject to the contingencies described within this proposal.
The plan total for each different coverage was calculated based on the following
estimated enrollments:
Single
Family
Employee & Child(ren)
Employee & Spouse
Coverage
Plan 1 $15 Copay Comprehensive Major Medical
Minimum Premium Rates
Plan 2 $500 Comprehensive Major Medical
Minimum Premium Rates
Single
Rate
Employee
Family & Child(ren)
Rate Rate
$260.50 $860.50
$221.00 $728.50
$573.50
$486.00
39
16
19
8
Employee
& Spouse
Rate
Annual
Plan Total
$547.50
$470,448
$463.50
$398,604
CITY OF ELK RIVER
COMPREHENSIVE MAJOR MEDICAL WITH COP A Y
Plan 1
THIS IS ONLY A SUMMARY AND IS SUBJECT TO THE TERlYIS OF THE CONTRACT
Annual Deductibles None
Annual Coinsurance Medical - 80% (usually) of allowed amount to an out-of- pocket
maximum of$I,200 per person; $3,600 per family
(includes: deductible, copay, and coinsurance charges.)
Prescription Drugs - out-of-pocket maximum of$500 per
person; $750 per family.
Benefit Payment Levels Payment for Participating Network providers as described. If
nonparticipating provider services are covered, you are
responsible for the difference between the billed charges and
allowed amount. Most payments are based on allowed amount.
Preventive Care
- Routine physicals and office visits; Members under age 6, prenatal care, and cancer screening:
- Well-child care, Prenatal care; 100% no deductible. For nonparticipating providers, deductible
- Routine hearing and vision exams; then 80% coinsurance.
- Imrrtunizations and vaccinations; Members age 6 and over: 100% no deductible. For
- Routine lab and x-ray services nonparticipating providers, deductible then 80% coinsurance.
Physician Services
- Inpatient lab and x -ray, in hospital Subject to deductible and 80% coinsurance, 100% thereafter.
medical visits, surgery, and
ane$thesia;
- Office visits for illness and injury, 100% after $15 office visit copay
outpatient lab and x-ray
- Cancer screening 100%. no deductible
Other Professional Services
- Chiropractic Care 100% after $15 office visit copay including lab and x-ray. All
other services subject to deductible and 80% coinsurance, 100%
thereafter ($500 maximum benefit per calendar year for
nonparticipating providers).
- Home Health Care Subject to deductible and 80% coinsurance, 100% thereafter.
$25.000 maximum per calendar year.
Inpatient Hospital Services
365 days of medically necessary care Subject to deductible and 80% coinsurance, 100% thereafter.
in an average semiprivate room.
11/03/04
Outpatiept Hospital Services
- Diagnostic tests, preadmission test 100%
and exams, lab, and x-ray
- Chemotherapy and radiation Subject to deductible and 80% coinsurance, 100% thereafter.
therapy; physical, occupational,
and speech therapy; kidney
dialy$is, scheduled outpatient
surgery
- Nonemergency, illness related Subject to deductible and 80% coinsurance, 100% thereafter.
visits
Emerge$cy Care
- Emergency Room 100% after $75 copay
- Physician Services
Ambulance
MedicaUy necessary transport to Subject to deductible and 80% coinsurance, 100% thereafter.
nearest facilitv
Mental Health and Chemical
Dependency Care
- Inpatient Care Subject to deductible and 80% coinsurance, 100% thereafter.
- Outpatient Care
- Professional Care 100% after $15 office visit copay.
Dependient Child Age Limit To age 19, full time student to age 25; through the calendar
. month of the birthday.
Prescription Drugs (Gold Net Plan IA)
31 Day limit 100% after member payment of a $10.00 copay or 20% coinsurance,
whichever is greater, for generic drugs included on the formulary list
up to the prescription drug out-of-pocket maximum. 100% after
member payment of a $\0.00 copay or 20% coinsurance, whichever is
greater, for name brand drugs included on the formulary list and for
which there is no generic available up to the prescription drug out-of-
pocket maximum. If generic is available and the name brand drug is
selected, the patient pays the difference. No coverage for drugs not on
the formulary list. Maximum copay is $30.00.
Medical Supplies Subject to deductible and 80% coinsurance, 100% thereafter.
Lifetime Maximum Per Person $3 million
If there is a discrepancy between this Summary and the Contract, the Contract is considered correct.
11/03/04
2
CITY OF ELK RIVER
COMPREHENSIVE MAJOR MEDICAL
Plan 2
TillS IS ONLY A SUMMARY AND IS SUBJECT TO THE TERMS OF THE CONTRACT
AnnualOeductibles $500 per person, $1,000 per family
Annual Coinsurance Medical- 80% (usually) of allowed amount to an out-of- pocket
maximum 01'$2,000 per person; $4,000 per family
(includes: deductible, copay, and coinsurance charges.)
Prescription Drugs - out-of-pocket maximum 01'$500 per
Derson; $750 per family.
Benefit Payment Levels Payment for Participating Network providers as described. If
nonparticipating provider services are covered, you are
responsible for the difference between the billed charges and
allowed amount. Most Davments are based on allowed amount.
Preventive Care
- Routine physicals and office visits; Members under age 6, prenatal care, and cancer screening:
- Well-child care, Prenatal care; 100% no deductible. For nonparticipating providers, deductible
- Routine hearing and vision exams; then 80% coinsurance.
- Immunizations and vaccinations; Members age 6 and over: 100% no deductible. For
- Routine lab and x-ray services nonparticipating providers, deductible then 80% coinsurance.
Physici~n Services
- Inp~ient lab and x -ray, in hospital Subject to deductible and 80% coinsurance, 100% thereafter.
meeJiical visits, surgery, and
ane~thesia;
- Office visits for illness and injury, Subject to deductible and 80% coinsurance, 100% thereafter
outpatient lab and x -ray
- Cancer screening 100%, no deductible
Other Frofessional Services
- Chiropractic Care Subject to deductible and 80% coinsurance, 100%
thereafter ($500 maximum benefit per calendar year for
nonparticipating providers).
Subject to deductible and 80% coinsurance, 100% thereafter.
- Home Health Care $25,000 maximum per calendar year.
Inpatie~t Hospital Services
365 days of medically necessary care Subject to deductible and 80% coinsurance, 100% thereafter.
in an a'<ierage semiprivate room.
11103/04
Outpatiept Hospital Services
- Diagnjostic tests, preadmission test~ 100%
and d:ams, lab, and x-ray
- Che~otherapy and radiation Subject to deductible and 80% coinsurance, 100% thereafter.
thera!?y; physical, occupational,
and sjJeech therapy; kidney
dialy$is, scheduled outpatient
surgery
- Nonemergency, illness related Subject to deductible and 80% coinsurance, 100% thereafter.
visits,
Emerge,cy Care Subject to deductible and 80% coinsurance, 100% thereafter.
_ Eme~gency Room
- Physician Services
Ambulance
Medical1y necessary transport to Subject to deductible and 80% coinsurance, 100% thereafter.
nearest ftlcility
Mental )Iealth and Chemical
Dependency Care
- Inpatient Care Subject to deductible and 80% coinsurance, 100% thereafter.
- Outpatient Care
- Prot~ssional Care
Dependent Child Age Limit To age 19, full time student to age 25; through the calendar
month of the birthday.
Prescription Drugs (Gold Net Plan lA)
31 Day limit 100% after member payment of a $10.00 copay or 20% coinsurance,
whichever is greater, for generic drugs included on the formulary list
up to the prescription drug out-of-pocket maximum. 100% after
member payment of a $10.00 copay or 20% coinsurance, whichever is
greater, for name brand drugs included on the formulary list and for
which there is no generic available up to the prescription drug out-of-
pocket maximum. If generic is available and the name brand drug is
selected, the patient pays the ditTerence. No coverage for drugs not on
the formulary list. Maximum copay is $30.00.
Medical Supplies Subject to deductible and 80% coinsurance, 100% thereafter.
Lifetime Maximum Per Person $3 million
If there is a discrepancy between this Summary and the Contract, the Contract is considered correct.
11103/04
2
JOINT POWERS AGREEMENT
FOR GROUP EMPLOYEE BENEFITS AND OTHER FINANCIAL AND RISK
MANAGEMENTSER~CES
TABLE OF CONTENTS
Page
SECTION 1. PURPOSE, INTENT AND OBJECTNE. . .. . . . . . . . . . . . . . . . . . . . . . . . I
1.1 Purpose
1.2 Compliance with Applicable Laws
SECTION 2. DEFINITIONS................................................2
2.1 Advisory Committee(s)
2.2 Agreement
2.3 Associate Member
2.4 Board or Joint Powers Governing Board
2.5 CBA
2.6 CBA Employee Benefits
2.7 Discretionary Employee Benefits
2.8 Group Contract
2.9 Group Employee Benefits
2.10 Other Financial and Risk Management Services
2.11 Operating Agreement
2.12 Participant
2.13 Participant Member
2.14 Pool
2.15 Program Funds
2.16 Provider
2.17 SC
SECTION 3. JOINT POWERS GOVERNING BOARD. . . . . . . . . . . . . . . . . . . . . . . . . .4
3.1 Board Membership
3.2 Upon Dissolution ofSC
3.3 Acknowledgment by Associate Members
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SECTION 4. RIGHTS AND RESPONSIBILITIES OF THE BOARD. . . . . . . . . . . . . . .4
4.1 Authorized Powers
4.2 Group Employee Benefits
4.2.1 CBA Employee Benefits
4.2.2 Discretionary Employee Benefit
4.2.3 Reserves
4.2.4 Self-Insurance of Health Benefits
4.3 Other Finanical and Risk Management Services
4.4 Operating Agreements
4.5 SC Service Fees
4.6 Service Providers
4.6.1 Selection
4.6.2 Governmental Unit Bidding and Contracting Laws
4.6.3 Service Provider Rate Increases
4.7 Premiums andlor Contract Charges
4.8 Advisory Committee(s)
4.9 Authority of Board
4.10 Liability Limited
4.11 Withdrawal by Board
SECTION 5. RIGHTS AND RESPONSIBILITIES OF PARTICIPANTS..... ..... .. .8
5.1 Emollment and Renewal
5.2 Participants to Furnish Data
5.3 Remittance of Premiums and Contract Charges
5.4 CBA Employee Benefits
5.5 Participant Withdrawal
5.5.1 Voluntary Withdrawal
5.5.2 Withdrawal Relating to Participant Rate Solicitation
5.5.3 Withdrawal Relating to Dual Offering
5.5.4 Withdrawal at Annual Renewal
5.6 Effect of Participant Withdrawal
5.6.1 Withdrawal trom this Agreement
5.6.2 Withdrawal from a Pool
5.6.3 Program Funds
5.6.4 Future Participation Limited
SECTION 6. PROGRAM FUNDS ADMINISTRATION ....................... .10
6.1
6.2
6.3
6.4
6.5
6.6
Program Funds
General Rules Regarding Management and Disposition of Program Funds
Investment of Program Funds
Withdrawal of Participant
Termination of Pool
Funding of Risk
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II
SECTION 7. LENGTH OF AGREEMENT AND TERMINATION. . . . . . . . . . . . .. .. 12
SECTION 8. LIABILITY OF PARTIES. ....... . " .... .... .. ... .. .. . ........ . ..12
SECTION 9. AGREEMENT BY PARTICIPATION. ... ..... .. .... .. .. ... .. .. . . .12
SIGNATURES. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .. .. . 13
ADDENDUM A .. . ... .................................................... 14
090299
iii
JOINT POWERS AGREEMENT
FOR GROUP EMPLOYEE BENEFITS AND OTHER FINANCIAL AND RISK
MANAGEMENT SERVICES
This Joint Powers Agreement, hereinafter referred to as "Agreement," is made between
Participant Member and other Participant Members as are now or may
hereafter become parties to this Agreement, and the hereinafter
called the "Sc."
RECITALS
Whereas, Minn. Stat. 471.59, Subds. I and 10 authorizes two or more governmental
units to exercise jointly or cooperatively powers which they possess in common, and
Whereas, Minn. Stat. 123A.21, establishes service cooperatives, the purpose of which
amon~ other things, is to assist participating governmental units in meeting certain specific needs
which can most advantageously be met on a regional basis, and
Whereas, the Participant Members wish to authorize the SC Board of Directors to act as
a joint board for the purpose of exercising certain powers as set forth in this Agreement, and
Whereas, the Participant Members acknowledge that the Board of Directors of the SC is
representative of the parties to this Agreement;
NOW THEREFORE, the parties hereto agree as follows:
SECTION 1
PURPOSE, INTENT AND OBJECTIVE
1.1 Purpose. Under the provisions of Minnesota law, governmental units may enter into
contracts for the purposes of providing Group Employee Benefits for their employees and to
obtain Other Financial and Risk Management Services deemed necessary or beneficial for their
operation. Under the provisions of Minn. Stat. 471.59, two or more governmental units
(including, but not limited to, school districts, counties, towns, other governmental agencies and
,service cooperatives) may agree to exercise jointly or cooperatively powers which they possess
in cornmon. The purpose of this Agreement is to authorize the Board to exercise the common
powers of the participating governmental units in connection with certain matters pertaining to
the administration and funding of Group Employee Benefits and the provisions of Other
Financial and Risk Management Services, all as described herein. It is not the purpose of this
Agreement to transfer to the Board the authority to execute contracts on behalf of Participants, or
to in any manner become involved in any collective bargaining process.
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1.2 Compliance with Applicable Laws. It is the parties' intent to comply with the
applicable statutory requirements pertaining to requests for proposals for group insurance, self-
insurance, COBRA and its Minnesota extensions, service cooperatives, and all other applicable
federal and state statutes. Pursuant to the laws governing service cooperatives, it is also intended
that nonprofit non-governmental units be allowed to participate as Associate Members in the
Group Employee Benefits and Other Financial and Risk Management Services made available
pursuant to this Agreement, although it is not intended that such nonprofit, non-governmental
units exercise any of the powers or authorities exclusively delegated to governmental units
described in Minn. Stat. 471.59 Subd. 1.
SECTION 2
DEFINITIONS
2.1 Advisory Committee(s) means committees appointed by the Board in accordance with
Section 4.8 of this Agreement which are representative of the. Participants as deemed appropriate
by the Board for the purpose of recommending policies, procedures and actions to the Board.
2.2 Agreement means this Joint Powers Agreement as the same may be amended from time
to time. This document, and all other documents in the same form executed (or deemed executed
as provided in Section 9 of this Agreement) by SC and other Participant Members, all as
amended from time to time, shall together constitute a single Agreement.
2.3 Associate Member means any nonprofit or non-governmental entity which participates
in any of the Group Employee Benefits or Other Financial and Risk Management Services made
available to Associate Members by the Board, and agrees in writing to be bound by the terms of
this Agreement other than those terms explicitly applicable only to Participant Members (or is
deemed to have so agreed as provided in Section 9 of this Agreement).
2.4 Board or Joint Powers Governing Board means the SC Board of Directors acting as
the joint board authorized to exercise certain powers of the Participant Members, as permitted by
Minn. Stat. 471.59, Subd. 2 and as set forth in this Agreement.
2.5 CBA means collective bargaining agreement.
2.6 CBA Employee Benefits means employee welfare and retirement benefits made
available by the Board from time to time for adoption by a Participant pursuant to the terms of a
CBA, and may include, but shall not be limited to health benefits coverage, welIness and
employee assistance programs, life insurance, disability income protection, dental insurance,
flexible spending programs, retirement programs and long term care insurance. In no event shall
any Discretionary Employee Benefits be considered CBA Employee Benefits unless and until
they become part of a collective bargaining agreement between a union and a Participant.
090299
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2.7 Discretionary Employee Benefits means employee welfare and retirement benefits
made available by the Board from time to time for adoption by a Participant, exclusive of any
CBA Employee Benefits, and may include, but shall not be limited to health benefits coverage,
wellness and employee assistance programs, life insurance, disability income protection, dental
insurance, flexible spending programs, retirement programs and long term care insurance.
Discretionary Employee Benefits may be terminated or reduced by the Board at any time. In the
event any Discretionary Employee Benefit is terminated by the Board but continued by one or
more Participants, the provision of such Discretionary Employee Benefit shall become the sole
responsibility of such Participants.
2.8 Group Contract shall mean an agreement for the rendering of services by and between a
Participant and a Provider of such services. In connection with the self-insurance of employee
health benefits, such an agreement may also mean a Participant's agreement to participate in a
program of self-insurance.
2.9 Group Employee Benefits shall mean CBA Employee Benefits and Discretionary
Employee Benefits.
2.10 Other Financial and Risk Management Services may include, but shall not be limited
to, technical advice regarding borrowing programs, contracted legal services, property/casualty
safety group protection, personal property and casualty protection, student accident, coverage,
and other services as made available by Group Contract for Participants from time to time by the
Board.
2.11 Operating Agreement means an agreement by and between the Board and a Provider
which establishes terms for the benefits, administration or funding of Group Employee Benefits
or Other Financial and Risk Management Services.
2.12 Participant means both Participant Members and Associate Members. It does not refer
to individual employees obtaining insurance or other benefit coverage pursuant to a plan offered
by a Participant which is funded or administered in whole or in part pursuant to this Agreement.
2.13 . Participant Member means any governmental unit as defined in Minn. Stat. 471.59
which is accepted for participation in this Agreement by the Board, certifies that its employee
benefit plans qualify as "governmental plans" that are exempt from application of the Employee
Retirement Income Security Act of 1974, as amended ("ERISA"), and agrees in writing to be
bound by the terms of this Agreement (or is deemed to have so agreed as provided in Section 9
of this Agreement).
2.14 Pool means the collective group of Participants in a given program of Group Employee
Benefits or Other Financial and Risk Management Services, as the context shall require. Absent
an agreement expressly to the contrary, a separate Pool shall exist for each such program and a
separate Group Contract shall exist between the Provider and each Participant for the rendering
of services or benefits for which such Pool is formed.
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2.15 Program Funds means any monies, reserves, excesses or other amounts, whether
acquired through contributions, payments, discounts, dividends, refunds, credits, reserves,
savings, interest or otherwise, that are held and administered in accordance with Section 6 of this
Agreement.
2.16 Provider means the person, insurance carrier, third party administrator, or other entity
which is selected by the Board, in its discretion, to provide Participants with Group Employee
Benefits or Other Financial and Risk Management Services or, as in the case of self-insured
health benefits, to provide administrative or other services in connection with such Benefits or
Services.
2.17 SC means the Service Cooperative, a governmental
agency and public corporation, whose existence is authorized by Minn. Stat. 123A.21.
SECTION 3
JOINT POWERS GOVERNL~G BOARD
3.1 Board Membership. The SC Board of Directors, when exercising the joint powers
authorized by this Agreement, will also serve as the Board referred to in this Agreement. The
Board will be elected pursuant to the Bylaws of the SC. As appropriate, the Board may
designate one or more representatives to act on its behalf.
3.2 Upon Dissolution of Sc. In the event that the SC is dissolved, the Board shall continue
to exist and its members shall be elected solely !Tom the governing bodies of the Participant
Members to this Agreement in a manner consistent with the provisions of the Joint Powers Act,
Minn. Stat. 471.59, Subd.2. Any administrative services provided by the SC prior to its
dissolution shall be provided thereafter as determined by the Board in its discretion.
3.3 Acknowledgment by Associate Members. Associate Members acknowledge that Minn.
Stat. 471.59 does not authorize their participation in a Joint Powers Agreement, even though
Minn. Stat. 123A.21, Subd.3 authorizes nonprofit, non-governmental organizations to participate
in Group Employee Benefits, Other Financial and Risk Management Services, and other
progra;ms made available !Tom time to time by service cooperatives. By participating in any such
prograrm made available by the SC, such non-governmental Associate Members agree to be
bound by the terms of this Agreement (other than those terms explicitly applicable only to
Participant Members) and that the Board is representative of their interests.
SECTION 4
RIGHTS AND RESPONSIBILITIES OF THE BOARD
4.1 Authorized Powers. Pursuant to Minn. Stat. 471.59, Subd. 2, in addition to any other
powers specifically delegated to the Board by this Agreement, the Board is hereby authorized to:
090299
4
(a) establish, procure and administer Group Employee Benefits and Other Financial
and Risk Management Services;
(b) define and clarify requests for proposals, rights and responsibilities, length of
contract, premium or contribution rates and other costs, termination guidelines, the
relative liability of the parties, and the methodes) by which parties to this Agreement shall
exercise their common powers; and
(c) receive, collect, hold, invest, expend and disburse Program Funds in connection
with the exercise of its powers under this Agreement.
4.2 Group Employee Benefits.
4.2.1 CBA Employee Benefits. The Board may nom time to time make employee
welfar~ and retirement benefits available for adoption by Participants pursuant to a CBA. The
Board may arrange alternative financing arrangements respecting such benefits, and may
administer or arrange for the administration of such benefits. Any employee or collective
bargaining representative notification of alternative financing arrangements shall be the
responisibility of the Participant. The Group Contract for the provision of such benefits shall be
between the Participant and the Provider. Pursuant to Minn. Stat. 471.6161, Subd.5, the Board
has no authority nor authorization to change a policy or benefit respecting a Participant's CBA
Employee Benefits in a manner that would reduce the aggregate value of such benefits.
4.2.2 Discretionary Employee Benefits. The Board may from time to time make
available for adoption by Participants Discretionary Employee Benefits. The Board may arrange
altern~tive financing arrangements respecting such benefits, and may administer or arrange for
the administration of such benefits. The Group Contract for the provision of such benefits shall
be between the Participant and the Provider. Notwithstanding that a Group Contract for
Discretionary Employee Benefits be between a Participant and a Provider, the Board, upon
reasonable notice to Participants, may prospectively amend, reduce or terminate any such
Discretionary Employee Benefits in its sole and absolute discretion.
4.2.3 Reserves. The Board shall from time to time determine the minimum amount of
funds needed for purposes of risk management and rate stabilization. Any such funds shall be
held and used in accordance with, and subject to the limitations set forth in, Section 6.
4.2.4 Self-Insurance of Health Benefits. In accordance with Minn. Stat. 471.617,
Group Employee Benefits that are employee health benefits may be self-insured. A self-
insurance Pool made available by the Board shall be a pool established and operated by the
Board, or by the Board and one or more other joint powers governing boards governed by Minn.
Stat. 471.59 or service cooperatives governed by Minn. Stat. l23A.21.
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5
4.3 Other Financial and Risk Management Services. The Board may make available Other
Financial and Risk Management Services for electing Participants and may administer, or
arrange for the administration of such services. The Board will determine the most cost-effective
and appropriate manner in which to deliver Other Financial and Risk Management Services and
the service fees and other costs pertaining to the same.
4.4 Operating Agreements. The Board, alone or in collaboration with other governmental
units, whether acting alone or jointly, including other service cooperatives, may negotiate
Operating Agreements for the benefit of the SC and each of the Participants with respect to any
Group Employee Benefit or Other Financial and Risk Management Service. Such Operating
Agreements may establish, among other things:
(a) the terms and conditions for any program,
(b) premium or contribution rates and other costs,
(c) funding arrangements,
(d) administrative arrangements, including the extent to which the SC shall provide
administrative services,
(e) the applicable responsibilities of the Board, and
(f) the amount of service fees payable to the SC.
The Operating Agreement is a proprietary document between the Service Cooperative and the
provider. However, at the request of any Participant, the Board may provide that Participant
with any information regarding the applicable Operating Agreement that is reasonably necessary
for the Participant to understand its rights and obligations thereunder.
4.5 SC Service Fees. The SC may be paid a service fee in consideration for services rendered
pursuant to this Agreement and any Operating Agreements. The amount and source of such
service fee shall be established from time to time by the Provider and the SC and shall be
approved by the Board. Such service fee may include, but shall not be limited to, a percentage of
premiums collected from Participants for the payment of Group Employee Benefits, a fixed fee,
or such other arrangements approved from time to time by the Board. At the time a Participant
elects to participate in any of the Group Employee Benefits made available by the Board, the
Participant shan, by execution of this Agreement (or by the deemed execution of this Agreement
as provided in Section 9), be deemed to have acknowledged and agreed to the amount of such
service fee as set forth in Addendum A attached hereto (as in effect from time to time), and the
source of its payment, including any part thereof derived from discounts, refunds, dividends, or
similar revenues. Services fees payable with respect to Other Financial and Risk Management
Services shall be established and disclosed from time to time as determined by the Board.
Participants shall be given advance notice of any change in Addendum A.
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6
4.6 Service Providers.
4.6.1 Selection. The Participants hereby delegate to the Board the right to select the
Providers for Group Employee Benefits and Other Financial and Risk Management Services.
4.6.2 Governmental Unit Bidding and Contracting Laws. As applicable, the Board
shall comply with all state and federal laws relating to requests for proposals, review of
proposals, length of Group Contract rules, and other laws and regulations relating to contracting
for Grpup Employee Benefits and Other Financial and Risk Management Services.
4.6.3 Service Provider Rate Increases. The Board will annually review renewal
information as presented by Providers, make recommendations and determine if requests for
propo$als are necessary. Rate renewals for group insurance will be determined on the basis of
the aggregate change of premiums.
4.7 Premiums and/or Contract Charges. To the extent not established by the applicable
Operating Agreement or in any other manner prescribed by this Agreement, premiums and/or
contract charges shall be determined by the Board in its discretion; provided, however, that in
accordance with Section 6.5, no retroactive assessment may be made without the consent of the
affected Participants.
4.8 . Advisory Committee(s). The Board may, but is not required to, appoint one or more
advisory committees. The purpose of any such committee may include, without limitation, the
receipt and processing of information relating to group employee benefits, and the future
directipn of such benefits as well as other programs and services. The Board shall consider, but
is not required to adopt, advisory committee recommendations and proposals. Labor
representation, when appropriate, on any advisory committee formed by the Board shall be, in so
far as is reasonably possible, representative of the bargaining representatives of individuals
covered in the relevant Pool. Notwithstanding anything to the contrary in this Section 4.8, the
SC shall create a labor-management committee to advise it on certain matters as required by
Minn.!Stat. 123A.25.
4.9 Authority of Board. The Board, with due consideration given to recommendations
submitted by any advisory committee which may be established, shall, unless otherwise
expressly agreed, retain fmal authority in all matters relative to this Agreement and to the Group
Employee Benefits and Other Financial and Risk Management Services subject to this
Agreement; provided, however, that nothing in this Agreement shall permit the Board to enter
into a Group Contract on behalf of a Participant, and that, subject to any applicable notice rules,
nothing in this Agreement shall prevent a Participant ITom withdrawing ITom this Agreement,
any Group Employee Benefit, or any Other Financial and Risk Management Service.
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4.10 Liability Limited. The Board, its authorized representatives, employees and designees
shall have no duty or liability to any of the Participants or Providers with respect to the fees,
premium and/or contract charges, offers, acceptances or binders of coverage, cancellation
notices, or other matters relating to a Participant's subscribers, all of which shall be the
responsibility of the Participant. The Board, its authorized representatives, employees and
designees, and each Participant shall have no duty or liability due to negligence of other
Participants and Providers. When it is not exercising the joint powers authorized by this
Agreement (and therefore not acting as the Board), the SC Board of Directors shall have no duty
or obligation whatsoever to act for the benefit of Participants (as Participants).
4. I 1 Withdrawal by Board. The undertakings for the provision of Group Employee Benefits
in this Agreement may be terminated by the Board or the SC (as applicable) at any time.
SECTION 5
RIGHTS AND RESPONSIBILITIES OF PARTICIPANTS
5.1 Enrollment and Renewal. Participants may elect whether to participate in any Group
Employee Benefit and any Other Financial and Risk Management Service made available by the
Board. If a Participant elects to participate in a Group Employee Benefit or Other Financial or
Risk Management Service, the Participant must execute any applicable Group Contract, Group
Contract amendment, enrollment and renewal documents directly with the Provider.
5.2 Participants to Furnish Data. Each Participant agrees to furnish all reasonably necessary
emplQyee data directly to the SC or its designee.
5.3 Remittance of Premiums and Contract Charges. The Participant shall remit premiums
and/or contract charges in the time and manner as from time to time determined by the Board.
5.4 CBA Employee Benefits. Each Participant that participates in CBA Employee Benefits
shall be solely responsible for the collective bargaining of such benefits, and for providing any
notices regarding CBA Employee Benefits, including, without limitation, the obligation to notify
certain representatives regarding the adoption of a self-insured health benefit plan set forth in
Minn. Stat. 471.617, Subd.4.
5.5 . Participant Withdrawal.
5.5. I Voluntary Withdrawal. At any time during a year, (but at least three (3) months
prior to renewal), a Participant may terminate its participation in this Agreement or in a Pool
upon ninety (90) days written notice to the Board and to all Providers of programs in which it
participates.
5.5.2 Withdrawal Relating to Participant Rate Solicitation. If a Participant solicits
proposals independently of this Agreement when there has not been a fifty percent (50%)
increase in the aggregate rates for that Participant group in a given year, the Board retains the
right to deem that the Participant has withdrawn from the appropriate Pool. "Soliciting
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proposals" shall be defined as requesting and/or accepting written or verbal proposals of any
kind, regardless of how formal or informal. Notwithstanding the foregoing, a Participant
receiving a 50% or greater increase in the aggregate rate for that Participant group in a given
year snail be allowed to solicit proposals without jeopardizing their participation in the Pool. If
the Paj-ticipant elects to reject all proposals and remain a Participant in the Pool, the Participant
will receive a rate to be established by the Board.
5.5.3 Withdrawal Relating to Dual Offering. If a Participant offers Group Employee
Benefits through an additional or different plan which, in the discretion of the Board, are
considered to be substantially similar to those provided by a Pool in which the Participant
participates, then the Board retains the right to deem that such Participant has withdrawn from
the Pool.
5.5.4 Withdrawal at Annual Renewal. If a material change in any term or condition
of a Group Employee Benefit or Other Financial or Risk Management Service in which a
Participant participates is proposed to commence as of the Participant's armual renewal date, the
Participant may withdraw trom the applicable Pool as of the renewal date, provided the
Participant gives advance written notice of its intent to withdraw promptly (within 30 days) after
receiving notice of the material change, even if such notice is given less than 120 days in
advance of the renewal date.
5.6 . Effect of Participant Withdrawal. Upon a Participant's withdrawal or deemed
withdrawal trom this Agreement or trom a Pool, the following rules shall apply:
5.6.1 Withdrawal from this Agreement. Upon its withdrawal rrom this Agreement, a
Participant shall be deemed to have withdrawn trom all Pools maintained under this Agreement
in which the Participant is participating at the time of such withdrawal. If a Participant no longer
participates in any Pool, the Participant shall be deemed to have withdrawn trom this Agreement,
as well as trom the applicable Pool(s).
5.6.2 Withdrawal from a Pool. Withdrawal by a Participant trom any Pool shall not
affect the Participant's participation in any other Pool.
5.6.3 Program Funds. No Program Funds or any other amounts that may, in any way,
be attributable to a Participant's participation in a Pool shall be returned to the Participant in the
event such Participant's participation in a Pool ends prior to the Pool's termination.
5.6.4 Future Participation Limited. If a Participant withdraws or is deemed by the
Board to have withdrawn trom a Pool, such Participant's participation in such Pool shall be
prohibited for a period of twenty-four (24) months trom the date of such withdrawal or deemed
withdrawal. If a Participant withdraws or is deemed by the Board to have withdrawn trom this
Agreement, such Participant's participation in this Agreement (and any Pool offered hereunder)
shall be prohibited for a period of twenty-four (24) months trom the date of such withdrawal or
deemed withdrawal.
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SECTION 6
PROGRAM FUNDS ADMINISTRATION
6.1 Program Funds. It is understood and agreed that, in connection with the Group
Employee Benefits and Other Financial and Risk Management Services made available pursuant
to this Agreement, the Board may acquire Program Funds. The Board may, in its discretion,
establish and maintain separate accounts for specified portions of the Program Funds, and may
designate specific purposes, such as the payment and financing of Group Employee Benefits or
the stabilization of the cost of such benefits, for which the amounts credited to such account shall
be used, but it shall not be required to do so.
6.2 General Rules Regarding Management and Disposition of Program Fnnds.
Program Funds shall be used solely for the purposes of providing Group Employee Benefits and
Other Financial and Risk Management Services, providing related services, defiaying the
reasonable expenses of administering such benefits and services, and, if the Board determines
that such use would either directly or indirectly benefit Participants (e.g., by spreading risk,
achieving economies of scale, generating revenues or enhancing the Board's ability to negotiate
with Providers as a result of the Board's visibility, presence in the marketplace or enhanced
expertise), establishing, providing and administering similar benefits and services offered by the
joint action of other governmental units. Program Funds shall not inure to the benefit of the
Board; this prohibition shall not, however, prohibit the payment of service fees to an SC as
provided below. Subject to the foregoing, the Board, in its sole discretion, shall determine the
management and disposition of the Program Funds. The Board may consider Advisory
Committee recommendations regarding the use of Program Funds before any determinations are
made. The following are examples of purposes for which the Board may use and apply Program
Funds.
(a) to negotiate the purchase of, administer, provide and maintain (either directly or
through the purchase of insurance, or both) Group Employee Benefits (including, but not limited
to programs related to the purpose for which the Fund was created, such as, for example, in the
case of a Health Pool, an Employee Assistance Program (EAP) and Wellness Program) and
Other Financial and Risk Management Services;
(b) to payor provide for the payment of reasonable and necessary expenses of
administering Group Employee Benefits and Other Financial and Risk Management Services
including, without limitation, all expenses which may be incurred in connection with the
establishment and administration of Pools, the employment of administrative, legal, accounting,
other expert and clerical assistance, the leasing of such premises and the purchase of lease
materials, supplies, equipment, and liability and property insurance;
(c) to establish and accumulate funds deemed adequate by the Board to carry out the
purposes 0 f the Pools, for examp Ie, for purposes 0 f rate stability and risk reserve;
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(d) to pay any federal, state or local income, employment, death or other tax which
may be properly imposed on or levied against Group Employee Benefit, Other Financial and
Risk Management Service, a Pool, or on benefits paid therefrom;
(e) to pay for any bond and to pay the premiums on any insurance purchased by a
Pool, including, but not limited to liability insurance, "stop loss" insurance and other insurance
intend\,:d to pay directly or indirectly the benefits established with respect to a Pool; and
(f) to pay the SC any service fee payable to it pursuant to, or authorized pursuant to,
this Agreement.
6.3 Investment of Program Funds. Program Funds shall be held and invested in a manner
that is consistent with any applicable legal requirements regarding the holding and investment of
funds by the Participant Members who are governmental units within the meaning of Minn. Stat.
471.59.
6.4 Withdrawal of Participant. In the event of the withdrawal of a Participant prior to the
termiIJiation of this Agreement or of a Pool, Program Funds attributable to contributions of such
Participant shall not be returned to such Participant.
6.5 Termination of Pool. In the event of termination of a Pool, any portion of the Program
Funds that has been designated for use solely in connection with the terminating Pool, and any
other portion allocated to the terminating Pool by the Board in its sole discretion, shall be
distributed to the Pool Participants in a manner to be determined by the Board, which may
includ~ the following:
(a) payment of benefits to or on behalf of emolled employees with respect to claims
arising prior to such termination;
I (b) provision of similar benefits for such employees;
(c) payment of reasonable and necessary expenses incurred in such termination;
(d) payment of taxes; and
(e) cash payments to Participant Members according to a formula established by the
Board.
Upon !such termination, the Board shall continue to serve for such period of time and to the
extenti necessary to carry out the directions of the preceding sentence. The Participants who
receive such distributions shall be solely responsible for determining whether, and to what
extent~ any amounts they receive will be distributed to individuals who were covered by benefit
progr.uns provided by the terminating Pool.
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6.6 Funding of Risk. Premiums may be adjusted, but no retroactive assessment shall be
made without consent and agreement by the affected Participants. Subject to their obligation to
provide accurate information regarding the individuals who will receive benefits from a Pool, no
Participant or its employees shall bear any financial risk other than the agreed upon premium.
SECTION 7
LENGTH OF AGREEMENT AND TERMINATION
Pursuant to Minn. Stat. 471.59, Subd. 4, but subject to the provisions herein relating to
Participant withdrawal, this Agreement shall be ongoing.
SECTION 8
LIABILITY OF PARTIES
Any Participant to this Agreement holds the Board and its employees and it designees, and the
SC ano its board, employees and designees, harmless from any and all causes of action arising at
law oJ' in equity unless such action shall arise from its or their gross negligence and is permitted,
after application of all doctrines and statues respecting immunity, by applicable law. The parties
agree to waive any rights to litigation from any dispute arising out of this Agreement unless such
actionis the result of intentional wrongdoing. All benefits hereunder are the sole responsibility
of the provider(s) and the Participants, and shall not be the responsibility of the Board or the SC.
SECTION 9
AGREEMENT BY PARTICIPATION
Any governmental unit, and any nonprofit or non-governmental entity, which participates in any
of the !Group Employee Benefits or Other Financial and Risk Management Services and remits
premiUm and/or contract charges in accordance with this Agreement, shall be deemed to have
approved this Agreement and, in the case of an eligible governmental unit, to have executed this
Agreement by its duly authorized officers, and shall be bound by the terms and conditions of this
Agreement to the same extent as if such formal approval had been obtained and such execution
had ocburred.
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Pursu~nt to all applicable state and federal laws, this Agreement has been approved by the
governing boards of the parties and is signed by the duly authorized officers of the parties.
PARTICIPANT MEMBER
Name of Organization
By
Title
Date
SERViCE COOPERATIVE
Name !of Organization
By
Title
Date
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ADDENDUM A
1. SC Service Fees
The SC shall be paid a monthly administration fee as provided in Section 5.3 of the
Oper~ting Agreement between the SC and Blue Cross and Blue Shield of Minnesota equal to
$9.85 'per contract per month paid by each Participant.
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