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6.4. SR 02-14-2005 Item 6.4. MEMORANDUM TO: Mayor and City Council FROM: Pat Klaers, City Admin. ,i,s. tr~9r .IM f,J1:Ui</-4'- February 14, 2005 DATE: SUBJECT: Engineering Services Councilmember Farber requested that this item be on the City Council worksession agenda. I believe Larry wants to review the need and timing for establishing an in-housing Engineering Department. Currently, Terry Maurer is under retainer from Howard R. Green and is at City Hall full-time to provide the city with engineering services. In this regard, Terry is functioning as our staff city engineer. Background The concept of the city having its own in-house Engineering Department has been a frequent topic of discussion over the past ten years or so. Sometimes this issue has been discussed in depth and other times it has been a briefer topic of discussion during budget meetings. On July 22, 2002, the City Council had a lengthy discussion on city reorganization and personnel issues as part of the budget worksession meeting. At this meeting, the city Engineering Department and a public works director (along with a parks and recreation director) received the most attention. No action was taken by the City Council at this meeting. On August 25, 2003, again during the worksession meeting when personnel and budget issues were discussed, the parks and recreation director position eventually made it to the top of the list. This position ultimately got included in the 2004 budget in spite of the city experiencing LGA cuts. In January 2004, the City Council directed me to begin work on revising the city organizational structure. A City Council discussion on this topic took place on April 12, 2004 and for a variety of reasons the community development director position was the focus of this meeting. Following this meeting, there were three worksessions held with the City Council and all the department heads. These worksessions were facilitated by Mr. Brimeyer and the City Council discussed issues and challenges facing the city, goals, and priorities. During these meetings growth and development issues were a major topic of discussion. One of the top two goals identified by the City Council at these worksessions was the adoption and implementation of a revised organizational structure. s: \ Council \Pat\200S \ W orksessions \Engineering Services. doc The City Council next met to discuss its organizational structure on June 14 and at this meeting, the public works director and city Engineer Department were a major topic of discussion. At the end of the meeting, the City Council authorized entering into a retainer agreement with Howard R. Green for the full-time services of Terry Maurer in Elk River. The city has two reports on establishing an in-house Engineering Department dated March 29, 1994 and July 22, 1999, that have previously been distributed to the City Council. These reports were most recently redistributed to the City Council with the June 14,2004 organizational structure memo. An overview of these reports indicate that the city today likely has enough work to keep its own in-house Engineering Department very busy. However, while we will be getting additional services, the department will likely cost the city additional money out of the general fund. The city has generally talked about engineering services in terms of a department of approximately four or five; which includes engineering techs, clerical support, a public works director, and an assistant city engineer. The engineering techs are the employees that pay for themselves most often with the management staff being more administrative in nature and being more fmanced with general fund monies (taxes). While we have enough basic engineering and public improvement work to keep a staff Engineering Department very busy, especially now that we are into the pavement rehabilitation program, it should be stated that we will always need consulting fIrm assistance for large projects and special needs projects such as work at the Treatment Plant. Additionally, it should be noted that it is more palatable for developers to be reimbursing a consulting engineering fIrm for services versus reimbursing the city for staff engineering work. Current Services There is no doubt that the retainer agreement for services from Terry Maurer is working out very well. The city is getting a much better deal from Howard R. Green under the retainer agreement versus our previous arrangement of simply paying for Terry's services on an hourly basis. The retainer agreement allows the city to get more hours at a lower cost. This retainer arrangement was and is viewed as a transition or in-between step from our strictly consultant based relationship for engineering services to establishing our own in-house city Engineering Department. This is consistent with past Council discussion in terms of going slow and gradual towards establishment of a department and not doing the entire department all at once. Based on the success of our current retainer agreement relationship, it would be appropriate to start an in-house Engineering Department from the bottom up. The city can save money on improvement projects by spending money to hire in-house engineering techs. These techs would provide a variety of inspection and plan development and mapping functions under the direction of Terry Maurer. An example of how the in-house tech could save the city money is with the pavement rehabilitation program. A lot of these inspections in the field and a lot of the preliminary planning work could be done by these techs versus paying the consulting fIrm to provide these services. Starting the Engineering Department from the bottom up will allow us to get established so that when we hire an assistant city engineer or public works director, they will be able to come into a situation where the department is somewhat established and they will not have to develop a department as well as manage our consultants and do all the administrative work associated with the Engineering Department. s: \ Council\Pat\2005 \ W orksessions \Engineering Services. doc Conclusion Based on City Council direction in June 2004, the city has entered into a retainer agreement for the full-time services of Terry Maurer. The city is getting a much better fmancial deal and much better services out of this arrangement than our previous relationship with Howard R. Green. It makes sense to continue this relationship and start establishing an Engineering Department "from the bottom on up" utilizing Terry Maurer and his expertise and experience to manage these employees and to start developing the department. Please note that the establishment of an Engineering Department and the hiring of engineering techs are not in the 2005 budget. s: \Council\Pat\2005\ Worksessions \Engineering Services. doc MEMORANDUM TO: Pat Klaers, City Administrator FROM: Terry Maurer, City Engineer ~ DATE: February 10, 2005 SUBJECT: February 14, 2005 Engineering Discussion At Monday evening's worksession under the Engineering Discussion, I would hope to get a chance to make a brief introductory presentation to the City Council. My thoughts on the content of my presentation would be as follows: 1. A very brief update of my 27 -year association with the City of Elk River - As you are aware, I began work for the City of Elk River in the fall of 1978. During my tenure here, I have been associated with three different consulting firms. 2. A more detailed discussion about how the montWy retainer program has been working since the Council authorized entering into this arrangement in June of 2004. As you are aware, I moved up to the City Hall fulltime the last week of May 2004 and have been a fulltime resident here since. In the last 7 - 8 months I have worked to extract myself from as much developer review work as possible so that the City will get the biggest "bang for their buck" on the monthly retainer. John Anderson from Howard R. Green has been spending several days a week at City Hall also, and has taken over much of the developer review, coordination, and construction administration. This has afforded me more time to take over items that were previously done by personnel from Howard R. Green, such as maintaining and updating the City's Municipal State Aid System, more in depth involvement in City-initiated projects such as the King Avenue parking lot, and the 2005 street reconstruction project, hands-on management of activities at the Wastewater Treatment Plant, and being much more available for other staff and citizens who have questions or need engineering involvement in issues of the day-to-day nature. As you aware, I track the hours billed to the montWy retainer on a project-by-project basis per month, so that the Accounting Department can assign these costs to the appropriate projects. Each month since its inception, the number of hours charged to the montWy retainer has increased to most recently-when it's been approximately 105- 120 hours a month. Memo to Pat Klaers February 10, 2005 Page 2 3. Discuss with the City Council my thoughts that I have previously discussed with you relative to beginning to build an engineering department. My recommendation would be to build an engineering department from the bottom up; that is, by starting to hire technicians who are qualified to take over activities previously performed by Howard R. Green staff. Examples of these activities would include construction inspection on City- initiated projects such as the 2005 street reconstruction project, or the King Avenue parking lot, NPDES inspections and administration, annual map updating, record drawing preparation, construction of a computerized pavement management system, storm sewer map construction, and other miscellaneous items that have previously been completed by consultants. In fact, if more than one technician were to be added and one of them was proficient at AutoCAD we could greatly reduce the cost of preparing plans for City-initiated projects such as annual sealcoating, assessable overlay projects, or the 2007 reconstruction project. It would be my recommendation not to have City-hired staff work directly on developer projects, simply because all of the consultant costs on these types of projects are typically billed back to the developer. It seems to me it would defeat the purpose of starting to build an engineering staff if any or all of their time was consumed by working on developer activities, since the City has historically not been successful in charging back staff time but has passed through consultant's charges. Beyond these three major points I would like to discuss with the City Council, I will certainly be available to answer any questions or discuss any other engineering activities that you or the Council would like to explore. S:\Engineer\2005 Memos\02 1005 PK.doc MEMO TO: Pat Klaers, City Administrator, City of Elk River _ ;/ Steve Gatlin, P.E., Vice President, MSA ft/ ~ City Versus Consultant Engineering Services ~29,~ FROM: SUBJECT: DATE: INTRODUCTION Terry Maurer has asked that I provide you some information regarding my perspective on whether or not it is appropriate for Elk River to consider hiring a city engineer or establishing an engineering department of some sort. For background information, let me introduce myself briefly. Until January 1994, I was a city engineer employed by two suburban Twin Cities communities since 1978. Prior to that, I was an assistant city engineer/city planner. I have had approximately 20 years municipal engineering experience. I am very familiar with the process and economics of establishing a city engineering department and analyzing whether or not the engineering services of a city staff are more economical than a consultant. For your information, I have enclosed a brief biographical sketch. Following review of my information, I would be happy to meet with you in person or discuss the issue further by telephone. Please let me know if you need more assistance. SUMMARY Based on my experience and background, I would summarize the issue of city engineer versus consulting engineering services for communities as follows: · When a city reaches a population of 15,000 to 20,000, for proper municipal services it is necessary for a city to have a full-time staff city engineer. · Beyond the staff city engineer, the level of engineering services will depend on the level of service required to be provided by the city in support of the city engineer. 230/000-3001.mar · The engineering department function will never be financially self-sufficient and will have to be significantly fInanced by the city general fund, at least at a 40-50% level. · For cities above 20,000 population, a city engineering department consisting of at least three to four employees is necessary to provide proper municipal services. DISCUSSION The decision whether or not to hire a full-time engineer and/or engineering staff would depend largely on an evaluation done by the City to evaluate goals and objectives based on desired functions for the engineering department to perform. I would suggest that you could consider possibly three levels of service for the engineering department. I would categorize these as follows: Level 1 Level 2 Level 3 Technical support staff for City, including performin~ functions of advising city council, commissions, department heads, administration, etc. This work would generally be done by a licensed, degreed, city engineer type position. Little of this person's time could be charged back to developers' projects (estimated 10-20 % ). Public services - this would include work performed by an experienced engineering technician, including preparation and distribution of information, maintenance of records, field services, drafting, and minor design. Some portion of this person I s time could be charged back to developers and proj ects (estimated 30-40 % ). Engineering production services, including design, construction administration, and staking. These services are provided by a team of design and surveying technicians and office support staff. The size of the team would depend on the level of construction activity required. Most of the time for the engineering design/construction team could be charged back to projects and developers (80-90%). To have a better understanding of the time that each particular position might spend on a variety of possible activities, I have attempted to summarize the role of the person or team 230/000-3001.mar occupying each of the three levels as follows: Level 1: City Engineer FlInc:tions: · Attend meetings - staff, developer, planning commission, city council (person would act as a liaison and present staff reports or routine items but not major project reports) - 10 % . · Attend concept review meetings - 10%. · Review plans for development projects - 20 %. · Conduct field inspections - 5 %. · Prepare mapping and graphic information - 5 % . · Financial and project administration - 15 %. · Long-range planning - 10%. · Review of project plans - 10%. · General departmental city administration/support - 15 %. Level 2: Experienced engineering technician. FlInc:tions: · Attend concept review meetings - 20%. · Review plans (public and private development projects) - 30%. · Conduct field inspections - 20 % . · Prepare mapping/graphics - 10%. · Record administration/management - 15 %. · Complete small field design/construction projects - 5 %. Level 3: Experienced design technicians, field construction inspectors, and office support staff. FlInc:tions: · Conduct preliminary surveys, field investigations - 20 %. · Prepare project design plans and specifications - 40 %. · Conduct field surveys, project inspections - 30% · Records administration and management - 10%. 2301000-300J.mar To analyze the cost issue, it must be understood that the cost saving issue is driven primarily by the desired level of service for engineering. Typically, for level 1 services, a city would spend $4.00 to $6.00 per capita. For level 2 services, the city would spend a similar amount, $4.00 to $6.00 per capita. For level 3 services, the cost of one field crew consisting of two full-time field personnel and one temporary aid would be approximately $100,000 per year. One crew could handle approximately $1.5 million worth of construction work on an annual basis. On an average, for a community the size of Elk River to provide level 1 and level 2 services, including a full-time city engineer and a competent engineering technician, the cost would be approximately $90,000 to $134,000 per year using the per capita figures. For comparison purposes, using information generated by the City of Roseville for typical operating costs, the Finance Department has suggested that to arrive at an actual cost for department services, a salary factor should be used equal to the hourly rate paid to each classification, plus a 22 % additive included for benefits. For overhead, a 59.5 % factor is used, including the engineering department's share of equipment.... building expenses and depreciation, and other operating expenditures. This would result in a total multiplier for services of 1.95 times salary costs. For hiring purposes, I would suggest you consider the cost ofa city engineer for Elk River in today's market would be approximately $50,000 per year. For a reasonably experienced engineering technician, the cost would be $30,000 per year. In summary, the total costs to provide these two positions would be as follows: rity Fneineer Te~hnici~n Salary $50,000 $30,000 Benefits 11,000 6,600 Overhead ?9 J 7:')0 17, R'iO Total $90,750 $54,450 Comparing this cost to the per capita cost would indicate that for a full-time city engineer and engineering technician, the total cost would be approximately $140,000 to $150,000. This would compare closely with the estimated cost to the City for a city engineer and engineering technician using the per capita analysis. 230/000-300I.mar The issue then must be analyzed from the perspective of who actually pays for these costs and what benefit do the city and developer receive from having the full-time city staff. To compare with a consultant, the issue must be analyzed as to what level of service is necessary from the consultant and how the elements of timing, technical expertise, and fluctuating workloads all are taken into consideration. To further analyze the issue of cost, the time spent for each level of service on "chargeable" functions must be analyzed. A summary table of the three levels of service and who would benefit is estimated as follows, based on my experience: Level 1 Service City staff/city council Developers Public Level 2 Service City staff/city council Developers Public Level 3 Service City staff/city council Developers Public 60% 30% 10% 20% 50% 30% 10% 50% 40% Looking at the level 1 service which could be provided by a city engineer, of the 40% time that would benefit developers and the public, approximately only half of that could be charged back. For the city engineer, the net cost to the City would be $90,000 less amounts charged back of $18,000, or $72,000. For level 2 services of the full-time technician, of the 80% which would benefit developers and the public, only half or 40% could be charged back. Of the $55,000 cost, only $22,000 could be charged back. The net cost to the City would be $33,000. In summary, the actual cost to Elk River of providing these two functions would be approximately $105,000 annually. This must be compared with the current charge by MSA to Elk River for general engineering services in the range of $40,000 to $50,000 annually. This leads us to conclude that for similar engineering services, it would be twice as expensive 230/000-3001.mar to have a full-time engineering department on staff than it currently is to utilize MSA. Obviously, for the extra costs the City would receive the benefit of having full-time staff available. However, for this service there would certainly be an increased cost to the City's general fund to provide these engineering services. With using consulting engineers, the City has control over the use of outside technical professionals without having to hire a full-time staff. The issue relates to the City being able to buy what it needs, when it needs it. This relates to items addressed earlier, including fluctuations in seasonal workloads, timing for required services, and level of technical expenence necessary. In summary, I believe it is appropriate for the City of Elk River to consider a full-time city engineer and possibly an engineering technician in the next 5-10 years when the population of the community reaches the 15,000 to 20,000 range. Again, the city engineer and technician could perform the functions as outlined. It should be cl~ly understood that the cost for these positions would not be offset by charges against developers and public projects. Significant costs would have to be absorbed by the City's general fund. I am convinced that with full-time staff, costs now charged directly to developers for meetings with the engineer would, in many cases, be "lost in the shuffle" and would become part of the normal administrative services provided by City staff. If you have questions regarding this information, please contact me. I would be happy to meet with you to discuss any of these issues further. SDG:tp 230/000-3001.mar BIOGRAPHICAL INFORMATION NAME: Steve Gatlin, P.E. EXPERIENCE: Currently: Vice President/General Manager MSA, Consulting Engineers 1326 Energy Park Drive, St. Paul, Minnesota MSA is an 85-person firm providing a wide range of municipal engineering services to Minnesota cities, counties, and other agencIes. 1988-1993 Public Works Director City o{Roseville, Minnesota Public works director and city engineer for suburban city of 34,000. 1978-1988 Public Works Director/City Engineer City of White Bear Lake, Minnesota Public works director and city engineer for suburban city of 25,000. 1974-1978 Planning Director! Assistant City Engineer City of White Bear Lake, Minnesota City planner and assistant city engineer for the City. 1973-1974 Construction/Design Engineer for two government agencies EDUCATION: Bachelor of Civil Engineering Degree University of Minnesota, 1972 Graduate Courses - U of M in transportation, business, and management. REGISTRATION: Registered Professional Engineer, Minnesota. ASSOCIATIONS: American Public Works Association (APW A) Past President, Minnesota Chapter - APW A National Society of Professional Engineers City Engineers' Association of Minnesota OOl-2101.FEB Howard R. Green Company CONSULTING ENGINEERS Date: Pat Klaers, City Administrat()r, City of Elk River Craig L. Ebeling, PE ~~ _.-_ . _' ..- -,. -- .----."-'-,.-~.,.:c::.::::::::..'_>. (JuIY~~ _~_) --..~-~.----"" City versus Consultant Engineering Services To: From: Subject: INTRODUCTION Terry Maurer asked that I jot down a few thoughts on whether or not it would be wise for the City to consider the establishment of a City Engineering staff. It is my understanding that you considered this a few years back and are revisiting the issue to verify if your previous conclusion is still valid. This is a consideration that is not at all foreign to me. I have worked both as a City staff engineer and as a consultant, so I have looked at the issue from both sides. I have about 27 years of experience of which more than 15 have been as a City Engineer or Public Works Director. I was in Burnsville for eight years as City Engineer then Director of Parks and Public Works and finally as Deputy City Manager. I also served as City Engineer in Savage and Worthington. SUMMARY The following is a summary of my thoughts: . When a City reaches a certain population (perhaps 15,000 - 20,000), it can be desirable and advantageous to have an in-house City Engineer. This is especially true when the City is a "full service" city with water treatment, wastewater treatment, airports, solid waste functions etc. and when it is "mature". . There are several different in-house engineering approaches that can be used depending on how heavily the City wants to get involved in staffing. All of these approaches are being used by different communities with varying results. The appropriateness of them can only be gauged by the community itself. That assessment will hinge on what the expectations for the engineering group are. . An engineering group can be nearly financially independent without funding by the general fund under certain conditions. The group must have a certain "mass". It must be funded from non-general fund improvement funds at rates that are at or above those charged by consultants. The group must be of a size and experience level such that it can undertake projects of meaningful size. Projects of this magnitude must be in the City's CIP for the foreseeable future. O:\PROJ\900135csm\ 135-2203.july99.doc 1326 Energy Park Drive. St. Paul, MN 55108 . 651/644-4389 fax 651/644-9446 toll free 888/368-4389 Pat Klaers July 22, 1999 Page Two DISCUSSION The decision on whether or not to run an in-house engineering group will hinge largely on what the goals and objectives are. There are many, many different levels of in-house service that could be implemented. I will suggest four. (I am sure there are many more but this will at least serve as a starting point for your thoughts.) The attached chart attempts to layout some generalized functions, staffing levels, and potential revenue to be generated by the scenarios. If the goals are only financial one must carefully consider all of the costs. The simple chart indicates that significant ad valorem contributions are necessary with smaller staffs. A decision to get into a staff of some size will be required before the group approaches a break,.even point. That staff will of course need to be equipped and housed. The assumptions on equipment follow the chart. The costs of housing the group and other non-labor overhead costs are not recognized in this simple analysis but of course they are there. One must also bear in mind that this group will need to have the opportunity to handle meaningful projects each year from which to generate revenue. Those projects will have to be within the technical purview of the group. It would be unwise for the City to try to staff itself to handle all of the differing kinas of technical work that it will encounter. There are non-financial advantages to having an in-house engineering group. There can be greater day-to-day accessibility in some cases (One should not overestimate that availability. This decreases as more project work is taken on.) This is somewhat mitigated with our present arrangement in Elk River. Conversely, however, there is the loss of some flexibility. Using a consulting City Engineer allows the City to contract for the engineering services that are required and nothing more. If a certain specialty is required, the City does not have to maintain that expertise in-house idling away until the time for its need arrives. If there are upturns or downturns in the economy the City never needs to be concerned with having too little or too much staff. Fast track projects can be implemented very quickly and do not have to wait until an in-house staff can get to them. Nevertheless, I believe that there is a level at which an in-house engineering group is a reasonable decision for a City. In order for that to be the case, the City must be at an age and a population base where there is a predictable workload that warrants staffing up to handle it. That is, the community must be a mature community with the majority of its infrastructure ready for or approaching reconstruction. This allows for the in-house group to establish its base load each year and to select projects that are within its size ability and technical capacity to handle. Those projects that fall outside of that range should be given to consultants. With the rapid growth experienced by the City in the last 8-10 years, Elk River may not yet have met this criterion. Many cities that are still on the growth curve such as Apple Valley and Cottage Grove have put off the establishment of an in-house engineering staff. Other smaller mature cities such as Prior Lake, West St. Paul, and Mendota Heights have in-house staffs. I would enjoy discussing this issue with you in greater detail if you think that would be helpful. O:\PROJ\90013SCSm\13S-2203ojUIWWard R. Green Company CONSULTING ENGINEERS I Option Functions Required Staff Staff Required Equipment Equipment Revenue ( *) Salary First Cost Generated 1 Coordinate City Engineer * $90,000 1 Computer w/Software $3,000 - Consultants Clerical Support $20,000 ArcView I ArcCad $1,500 Support PW Total $110,000 Total $4,500 2 Coordinate City Engineer * $90,000 2 Computers w/Software $6,000 Development Consultants Review Asst City Engineer $70,000 ArcView I ArcCad ~1,500 $90,000 Support PW Clerical Support $20,000 6 Plan Files $3,000 Development Review Records I Mapping Total $180,000 Total $10,500 3 Coordinate City Engineer * $90,000 Computer w/Software $3,000 Development Consultants Review Asst City Engineer $70,000 2 CAD Computers $8,000 $90,000 Support PW Engineering Tech IV $60,000 ArcView I ArcCad $1,500 Minor Project Development Review Work Clerical Support $30,000 2 AutoCAD $6,000 $100,000 Records I Mapping 2 SoftDesk $12,000 Total Minor Project Work Total $250,000 $190,000 6 Plan Files $3,000 - 11x17 Laser Printer $2,000 Total $35,500 4 Coordinate City Engineer * $90,000 3 Computers w/Software $9,000 Development Consultants Review Asst City Engineer $70,000 3 CAD Computers $12,000 $90,000 Support PW Engineering Tech IV $60,000 ArcView I ArcCad $1,500 Minor Project Development Review Work Engineer Tech II $50,000 3 AutoCAD $9,000 $100,000 Records I Mapping Engineer Tech I $40,000 3 SoftDesk $18,000 Major Project Minor Project Work Work Clerical Support $40,000 6 Plan Files $3,000 $180,000 Major Project Work 11x17 Laser Printer $2,000 Total Total $350,000 $370,000 E Size Plotter $7,000 Xerox $5,000 Survey Vehicle and $40,000 Equipment ** Total $106,500 * If a Director of Public Works was selected who was a P.E., they could also serve as City Engineer. The Assistant City Engineer's position could then be upgraded to a P.E. and another Staff Engineer added. ** Preliminary topography and Construction Staking could be contracted out. ~ ~~4. K ft(l1e t, V tt'h\~ies 1hfb €S . ...,J€ Ml.Ae>~ l" v e. ~" e(\J De.. 'fe e -to , h I}JIt ~\~ O:\proj\900135csm\135-0205.sept Assumption . Office space and furniture is available. . 30% fringe factor on salaries. . Survey Equipment Prices: 4x4 with crew cab $25,000 Total Station $12,000 Level $ 1,000 Misc levels, prisms, tripods, etc $ 2,000 TOTAL $40,000 . HP IV, 11x17 Laser Printer - $2,000 . HP E-size Plotter - $7,000 . R 14 AutoCad - $3,000 . SoftDesk - $6,000 . Non Cad Computer - $3,000 . Cad Computer - $4,000 . ArcView / ArcCad - $1,500 . Development Review, assume 1500 hours at 60.00/hour = $90,000 . Minor Project Work, assume overlay project = $100,000 . Major Project Work, assume $1,000,000 project at 18% = 180,000 O:\proj\900135csm\135-0205.sept \ City Council ~'finutes July 22, 2002 Page 4 C. 2003 Personnel Services City Administrator Pat Klaers discussed the 2003 staffing requests. He further discussed the newly hired information technology employee plus the need for a building maintenance and cleaning program, a Park and Recreation Director and department, an engineering department and Public Services Director. The City Administrator discussed the current organizational system of the city and the need for change due to the extent of growth that has taken place. The City Administrator proposed establishing an engineering department in 2003, hiring Terry Maurer as the Engineer/Public Services Director and then staffing the department in 2004. In 2005 an Assistant Engineer would be hired and then Terry Maurer would just serve as the Public Services Director. The Council questioned the issue of not opening up the position of Engineer/Public Services Director to other applicants. The Council discussed the probability of the City recognizing a savings by hiring Terry Maurer because of his knowledge of the City. Mayor Klinzing indicated that she would need to see the position and needs justified and would like to see the cost savings the city would realize because of Terry lv'!aurer's relation with HR Green and the City of Elk River. Mayor Klinzing also indicated that she would like to see exactly what the responsibilities of the position would be. Councilmember Tveite indicated that he would like to see the net impact into 2004 prior considering this issue. Councilmember Dietz and Councilmember Kuester iii_dicated that they would rather see the department built up gradually. Councilmember Dietz stated that he wanted to know how the department would be funded and questioned how these positions would impact other staffing requests and needs. He further noted that he does not like to see the Park and Recreation Director continually being put on hold although he realizes the need for an engineer. Councilmember Tveite indicated that the position should be justified on the position itself, not by considering a specific person for the position. Councilmember Motin concurred. The City Administrator discussed the issue that the position is not being designed for one specific person but that the Engineer position is best suited to be the Public Services Director. The Council made no decision on this issue at this time and requested further information from staff. 5.4.D. 2003 General Update Discussion was held regarding the police liaison program. Assistant Chief Beahen indicated that the school district is seriously considering discontinuing the program and having Sherburne County provide the service. It was indicated that the Police Staff would be meeting with the school representatives to try to persuade the school to reconsider. The "tvIayor stated that she would attend this meeting. 6. Other Business The City Administrator informed the Council that the Initiative Foundation has requested the City to contribute $5,000 per year for five years making a total commitment of $25,000. The Council requested information as to what other cities are contributing. The City Administrator indicated that he would provide more information on August 12. City Council Minutes Apri112,2004 Page 7 ----------------------------- TIle Council Wishes to establish regular meetings on the first, second, and third Mondays of each . Monday. City Clerk Joan Schmidt e},.,l'lained that in order to do so, a change to the city code has to be approved. MOVED BY COUNCILMEMBER TVEITE AND SECONDED BY COUNCILMEMBER MOTIN TO ADOPT ORDINANCE 04-06 AMENDING SECTION 2-52 OF THE CITY CODE OF ORDINANCES. MOTION CARRIED 5-0. 5.12A Consider a Resolution to Appoint a Contact Department and Assigning Duties in regards to HIP AA and Consider a Resolution to Appoint a Privacy Official Finance Director Lori Johnson informed the Council of the need to appoint a contact department and assign duties in regards to regulations of the Health Insurance Portability and Accountability Act of 1996 (HIPP A). This department would receive complaints about any failure to comply with either the policies and procedures or the privacy rules in general regarding HIPP A. Ms. Johnson also explained that a Privacy Official needs to be appointed to coordinate the employees' policies and procedures under HIPP A's privacy rules and to monitor and decide any issues that occur under the rules. MOVED BY COUNCILMEMBER TVEITE AND SECONDED BY COUNCILMEMBER MOTIN TO APPROVE RESOLUTION 04-20 APPOINTING THE FINANCE DEPARTMENT AS A CONTACT DEPARTMENT WITH ASSIGNMENT OF DUTIES AND TO APPROVE RESOLUTION 04-21 APPOINTING THE FINANCE DIRECTOR AS THE PRIVACY OFFICIAL WITH ASSIGNMENT OF DUTIES. MOTION CARRIED 5-0. 5.13 Discussio_n on City Organization Structure City Administrator Pat Klaers explained that Council had directed him, widl staff assistance and council input, to propose options for preferred organizational structure, staffIng levels, reporting relationships, and a timetable for ultimate implementation over a two-three year period. TIle first goal is to improve the services the city offers to dle public. TIle second goal is to reduce the number of department heads dlat report direcdy to the City Administrator. Mr.K1aers reviewed with Council his plan: the hiring of a Parks and Recreation Director; establishment of a Public Works Director with establishment of a City Engineering Department; consolidate a number of current departments within a Community Development Department; not to establish and hire a Public Safety Director; and future changes to be discussed for the Administration and Finance areas (General Government). Councilmember Tveite asked if we establish a City Engineering Department, would we get away from a consulting engineer. Mr. I<J.aers stated that he felt it would significandy reduce the need for a consulting engineer but dlat he didn't feel the city could get away from dlis service one hundred percent. Staff would be able to do dle routine projects, mapping, and GIS but we will still need some consulting services for bigger projects and specialized projects. Mayor Klinzing stated she was interested in seeing us adopt a specific structure that will be a goal we will be working towards. She feels that we will be looking at serious areas to work on. She's disappointed that dle Administration/Finance area is not completed. She stated that setting up a structure now widl still nine department heads reporting to the City Administrator is too many; the goal would be to have six. City Council Minutes April 12, 2004 Page 8 \ \ \\ Mr. Klaers stated thathe could ftnalize that piece of the puzzle but d1at he didn't see any immediate urgency. He stated that from this General Government area, there would be no more than two additional staff reporting to him, and maybe it's one. Councilmember Tveite agrees d1at the next important consolidation area is the Community Development area, and then d1e Administration/Finance area. Councilmember Dietz stated d1at council has talked about city vision and reorganization, but the main point of this exercise and the way d1at it started was the relationship between d1e city administrator and d1e department heads, how they communicate and what needs to be done, and he doesn't want the council to lose focus d1at that was the point of this whole mission. He stated that he had heard from several staff members regarding d1e memo in d1e packet. His response to people is d1at dus is just the administrator's opinion and, in his view, the council wouldn't do anything until council has done the three sessions with the consultant Brimeyer. He also stated that council would be receiving input from all d1e department heads. Mr. Klaers stated d1at he compiled the information as he was asked to do and gave the council his professional opinion, not d1e opinion from all 16-department heads. Mr. Klaers stated that tlus was Ius assignment. Yes, it will cost money to go through organizational changes and to add upper level positions. He feels in the hiring of a Community Development Director tl1at if tl1e city promotes internally, you would have to replace that person. The Public Works Director and the Engineering Department will be expensive and we will have to decide when it is tl1e right time and whetl1erwe can afford it. Mr. Klaers stated that wid1 the assignment to eliminate tl1e number of direct reports by half, it was going to impact people. Councilmember Dietz stated that his idea wid1 tl1e exception of d1e Park & Recreation Director position was d1at all candidates could be internal for these department head positions. Mr. K.laers stated tl1at that is what he is suggesting with Community Development, and that some of theotl1er positions could also come from within. Councilmember Motion stated that we need the Assistant Administrator position in tl1e organizational chart as well (for tl1e General Government area). He feels that dus position should be considered even before d1e Public Works position. Councilmember Dietz asked if the City Administrator, in regards to tl1e Community Development position, is saying tl1at anyone in that area would be eligible to apply. Mr. Klaers stated tl1at tlus is a council decision but that he could give Ius recommendation regarding whom to promote if this is what tl1e council desires. Councilmember Kuester feels that it should be open to internal and external candidates and to follow the same process d1at we would follow for external candidates. Mayor Klinzing stated d1at the council may be aware of issues from tl10se applying and the council didn't want to put d1e Administrator in an awkward position. Councilmember Tveite asked about d1e city prosecuting attorney and when he was hired it was to have him with the police department, why is this not d1e situation. Councilmember Motin stated tl1at could be a problem wid1 protocol; there should be separation of duty. He stated tl1at he likes this overall proposal; that it is pretty close and that we just need to complete tl1e Administration/Finance area. City Council Minutes April 12, 2004 Page 9 Councilmember Kuester stated a concern with Human Resources, which deals directly witll council, since council should be hiring and fIring, and she wonders how many levels we should have between the council and this position. Councilmember Kuester stated the person who is assigned tllat responsibility needs to be a designated policy person at a management or department head level. Lori Johnson agreed and stated that by default tllat has fallen under tlle Finance Department. She stated that tllis can be accomplished by moving the responsibility out of the Finance Department and can be under this one person. Councilmember Dietz asked if council was going to try to agree on a proposed organizational structure tllat would be shown to staff as council has tlle upcoming meetings with Brimeyer. Mr. Klaers stated that tlle meetings witll Brimeyer are to work on goal setting and tlle possibility of a governance model, and that he wasn't hired to work with organizational planning. Mayor Klinzing stated that it was her understanding tllat council is going to do tllis organizational work. Once tlle council puts together a specifIc structure, this could create opportunities. Councilmember Kuester agrees witll Councilmember Dietz that even tllough this may not be part of sessions witll Brimeyer, she would like to go through tllose sessions and see this organizational structure come togetller after tllat. Jeff Beahen stated his concerns about what the council thinks in regards to the city prosecutor position and where it fIts in tllls structure, currently under the city administrator. But the administrator is not the one that gets the calls from tlle county, sheriffs offIce, etc. He feels by moving the city prosecutor furtller away from the Police Department it may break down conimunication. Councilmember Motin stated that we might need to discuss tlle role of the city prosecutor, tllat tllls position should not be 95% working with police issues. Council felt that they need to know tlle reality of tlle work of this position and how is the flow of communication witll the police. Mr. Klaers asked what Council's timetable is and he will work on tlle "bubble" (Finance/Administration or General Government) area. Councilmember Motin stated that we are moving forward on the Park & Recreation portion and doesn't like several montlls' delay between each new position. It was the consensus of tlle council to have this as a June Council Work Session topic. 6. Other Business No additional business. 7. Staff Updates Catherine Mehelich informed the council tllat a notice was received from tlle Minnesota Department of Employment and Economic Development tllat a portion of our grant application for commercial rehab was awarded. . , City Council Minutes June 14,2004 Page 3 Mr. Maurer stated that when council continues discussion on the Comprehensive Plan and comes up with scenarios in the target population range, then he could figure out the cost for the trunk lines and come up with pricing. Otherwise, right now he doesn't know where to consider the additional trunk lines. He stated that 1000 gallons per acre seems to be a good number to use for sizing a large undeveloped area. He stated that after council deliberates and decides, if the answer is that we want to plan for more than 3 million gallons per day, then we would need to talk to Great River Energy. He stated that the land that we would want to buy from Great River Energy is currently being used for outside storage. Mayor Klinzing summarized the discussion by saying that this is the information that the council has requested, unless there are more specific questions at the time of reviewing the Comprehensive Plan, tllat this is now what's available for the council to review. Ron Bratlie, School District #728 - stated that the District needed to build a school, preferably in Elk River, and he needs to have a decision within 90 days if there is a possibility to build a school here or he will need to look elsewhere to the south. He currently has a plan and an architect and needs to know where he stands. Ed Dulak - stated that property he controls is being donated and also he will be paying for some of the infrastructure. He stated that tlle timing is such that they need to do something at tlns time. It is hoped that the school would be opened by September 2006 and he stated tllat we do have time now for the planning to have this happen. Mayor Klinzing stated that council had made a decision to table the Comprehensive Plan and this decision was tied to getting more information about the sewer study and the council wished to be more comfortable before going forward. Most likely the Comprehensive Plan discussion will be held on July 19. She is in favor of the area, including the 30 acres that are being donated to the school, to be urban services and she felt a school in that location is excellent. However, the capacity of the lift station is the issue. She feels that the capacity for tlle sewer system is tllere and doable and that it's not the sewer plant, but the lift station capacity that could be a problem. A woman in the audience asked if there was anything more that can be done to expand the urban area to their property. Mayor Klinzing replied that the citizens should discuss their issues with the councilmembers. Mayor K1inzing recessed the meeting at 7:55 p.m. At 8:07 p.m. the meeting was reconvened. 5.2a Discussion of Structure of City Organization City Administrator Pat I<:1aers reviewed his memo and discussed possible changes in the city's organizational structure. Organizational chart options were reviewed along with his recommendation to council of options A or B. He also recommended the following: · Accept retainer contract for services from Howard R. Green regarding Terry Maurer; · Establish the director of administrative services position and place Lori Johnson in that position; · The city clerk position to remain under supervision of the city administrator; City Council Minutes June 14,2004 Page 4 . Move forward with the establishment and filling of the community development director position (option A) or the public services director position (option B) and; incorporate funds into the 2005 budget for one of these positions. Mayor I<linzing likes the structure of the City of Blaine but felt it is better for the administrator to be removed from the actual hiring and firing of staff. She felt Safety Service including Code Enforcement was interesting. Councilmember Dietz asked if the city currently is paying more than $8,000 per month, over and above developer driven projects, for Terry Maurer's services. Mr. Maurer answered that last year he billed a little over 1000 hours to Elk River. It was felt that it would be more cost effective if he were on staff because the city would get double the hours for a flat rate rather than a dollar per hour rate. Howard Green gains by keeping the city as a major client. Mr. Dietz felt that adding a whole engineering department would be expensive because it would be adding more than one person. Councilmember Dietz had concerns in hiring the additional positions of assistant city administrator and community development director and if there would be sufficient work for tllem. Mr. I<J.aers stated that we could have an internal person doing a dual function such as an engineer and a public works director. These positions would better coordinate the activities of the individual departments and their assignments. The community development director may restructure tlle department and assume some of the responsibilities that economic development or planning currently have. The community development director is one of the positions that came up the strongest in the goal setting sessions witll the council. More communication among boards, commissions, and staff is needed and a community development director can help in tllis regard. In tlle role of assistant city administrator, this person would be given some of the work that tlle administrator currently does and that he can't delegate to others because tlleir work load is also full. The assistant position would help in areas when there are vacancies and would offer a great deal of flexibility as tlle city organization structure evolves. In the future, perhaps this position would supervise human resources or the prosecuting attorney. Councilmember Dietz asked why Mr. I<Jaers would want the city clerk and prosecuting attorney under his supervision. Mr. I<Jaers stated tllat he wants the position tied to the consulting attorney as we are trying to move some work away from Attorney Beck and also to keep it independent from the otller department heads. The city clerk's position is tied closely with tlle city administrator's roles, such as working closely with packets, agendas, etc. and she supervises the support staff. He also would lose his clerical support help. Council Tveite expressed the following: · To have Terry Maurer on retainer; but not having an engineering department; afraid would need to dissolve in 10 years; · Community development director is a necessary position because of the communication required among those departments and in servicing all customers; to be given a high prlOrlty; · Establish director of administrative services and we have a talented person on staff to fill tllat role; · Assistant city administrator--he felt this position was going to be a function of the director of administrative services position; seems more like a luxury at tlus time and may be needed in the future. City Council Minutes June 14,2004 Page 5 Mr. Klaers stated that the assistant city administrator needs to be more than just a title and needs to be anotl1er person that he would be giving work to; right now the work is dispersed in a piecemeal fashion. Councilmember Kuester expressed the following: · Difficult time seeing us move to Blaine's organizational structure; downsizing of department heads would be enough transition; . Assistant city administrator sounds like a trouble shooter and she would like 2/3 of the job assigned witl1 specific job duties; · In terms of administrative services and community development positions, didn't see as outside applicants but internal. Need to take the time and develop a job description for these positions. · Uncomfortable committing to those two positions until see the comp worth studies. Mr. Klaers stated that in the ultimate organizational chart, the clerk would report to assistant city administrator or directly to the city administrator. The positions of community development director, parks and recreation director, and administrative services would have tl1eir own areas of responsibility. Councilmember Kuester indicated that it is difficult for her to project to the ultimate but can see tl1e next few steps that need to be taken. Mr. I<:1aers stated he was asked to put the ultimate plan togetl1er so the Council could see what it looked like; so tlus is what he has done. He stated that if we don't have some of tl1ese key positions filled, tl1en we are just doing it all on paper and nothing has changed. Councilmember Dietz questioned if directors will be higher paid because they have division heads reporting to tl1em. Mr. Klaers stated tl1at pay could be impacted but that wages may not change with current division heads. If promoted, th~y may get an increase. Councilmember Tveite stated that com..'TIunity development director and administrative services director positions should do a job analysis and decide as to how we are going to fill the position and at what wage level. Councilmember Dietz stated that he feels the hardest positions will be in the community development and public works areas. Councilmember Motin expressed the following: · It will take time to get down to this small number of reports to the city administrator; · He is not in favor of a public services director but community development director and public works director seem to make sense. · An assistant city administrator doesn't seem necessary, as one person won't be able to fill in with all positions (when they become vacant). · Administrative services and public works director eventually will be necessary. · City clerk could fall under administrative services with direct supervision form director of administrative services. · He stated tl1at he is leaning towards chart C. Mr. Klaers stated the whole idea was to have fewer direct reports to him and this would allow him to have more time for those who are reporting to him. There will still be the City Council Minutes June 14,2004 Page 6 same amount or more of work going on. If the city clerk reports to administrative services, then the clerk will have two bosses. Mayor Klinzing stated that from the discussion, two positions have been identified to possibly move forward with, and those are the community development director and the administrative services director. She stated that another position that may be needed is human resources. Finance Director Lori Johnson stated that the city does not currently have a human resources position but that Payroll Clerk Lauren Wipper has been performing some of those duties. Ms. ] ohnson stated that she would like to see tl1e city hire a payroll clerk so Ms. \X1ipper can concentrate on human resource activities. Mr. Klaers stated that he believes in order to implement the organizational structure, the community development director should be considered for the 2005 budget. Mr. Klaers noted that his biggest time commitment for departments he supervises is in the area of community development. Councihnember Kuester stated tl1at in deciding which positions to add, the Council needs to review the internal services, such as tl1e number of reports to city administrator and communication, as well as the external customer service that the city is providing. It was the consensus of tl1e Council for staff to prepare job descriptions for a community development director and a director of administrative services for Council review. Mayor Klinzing stated that another task tl1at needs to be completed is for the Council to adopt an organizational structure and the work program. It was discussed tlnt the Council needs to review the following topics prior to the adoption of tl1e organizational structure and tl1e work program: tl1e preferred governance model, set individual and departmental goals, discuss acceptable behavior between Council and staff, review relationships with boards and commissions, and continue work on the organizational chart. Mr. Klaers noted tl1at he has had meetings witl1 the 14 different individuals he supervises to talk about departmental goals and individual goals and has tried to have these goals implemented. He stated tl1at his plan is to have frequent meetings and to assist staff. MOVED BY COUNCILMEMBER KUESTER AND SECONDED BY COUNCILMEMBER TVEITE TO APPROVE ENTERING INTO AN AGREEMENT WITH HOWARD R. GREEN TO RETAIN TERRY MAUER'S SERVICES AS CITY ENGINEER AS PROPOSED. MOTION CARRIED 5-0. 5.2.b. Review Results of Council/Staff Governance \Xlorksession Mr. Klaers stated tlut a Board and Commission Guidebook is in the process of being prepared by the City Clerk and will be presented to the Council next month. 5.3. Schedule for Utilities Building Removal and Parking Lot Expansion < City Administrator Pat Klaers indicated tl1at the overall plan for downtown is to remove the utilities building, close King Avenue, and to work with First National Bank and tl1e school ~oward R. Green Company May 10, 2004 File: 230000M-D325 Mr. Pat Klaers City Administrator City of Elk River 13065 Orono Parkway Elk River, MN 55330 RE: FULL-TIME CITY ENGINEERING REPRESENTATION Dear Mr. Klaers: Howard R. Green Company (HRG) is pleased to provide you with this letter of understanding relative to having Terry Maurer work out of the Elk River City Hall as a full-time consulting City Engineer. We have reviewed the past three years of history relative to Terry's annual billings to City of Elk River projects. We have also reviewed Terry's total time annually relative to the amount of time spent on Elk River issues. On average, Terry has been approximately 50 percent billable to Elk River projects over the last three years. Based on this history, we would propose an arrangement whereby the City of Elk River would pay an $8,000 monthly retainer. In addition, Terry would bill his time on a normal basis for work on development reviews that are passed through directly to the developer. From HRG's perspective, this will provide approximately the same income from Elk River for Terry's time as has been in the past three years. From the City's perspective, for this payment they will receive 40 to 50 percent more of Terry's time. Terry would be able to track retainer time either on HRG's accounting system or some way acceptable to the City so that the monthly retainer amount could be accurately charged back to the major projects Terry spends his time on. There would be no other proposed changes in the current method HRG bills the City of Elk River for consulting engineering services. We would suggest that both parties, the City of Elk River and HRG, agree to a gO-day notice if either side would like to end the retainer relationship. This should allow either side time to make provisions for continuing without this retainer service. HRG would request an annual adjustment of three percent in the monthly retainer amount as this arrangement continues from calendar year to calendar year. We are prepared to begin this arrangement as early as June 1, 2004. Please review this letter of understanding and let us know if you have any questions. Sincerely, Howard R. Green Company ~~~ Te~rer, P.E. T JM:sw Cc: Ralph Russell, President - HRG Ltr -031704-Klaers.doc 2550 University Avenue West. Suite 400N . St. Paul, MN 55114 . 651/644-4389 fax 651/644-9446 toll free 888/368-4389 c ;":" MAYOR & CITY COUNCIL BOARDS AND COMMISSIONS f------ EDA HPC HRA ICE ARENA LIBRARY BOARD PARK & RECREATION PLANNING COMMISSION CONSULTING CITY ATTORNEY CITY - ADMINISTRATOR ASSISTANT CITY ADMIN. - - PROSECUTING ATTORNEY I I I I I I PARKS & COMMUNITY PUBLIC POLICE FIRE ADMIN. RECREATION DEVELOPMENT WORKS DEPT DEPT SERVICES I I I I RECREA nON BUILDING/ ENGINEERING & FINANCE ENVIRONMENTAL MAPPING \ PARK PLANNING/ WWTP LIQUOR MAINTENANCE CODE ENFORCE STORE ICE ECONOMIC STREETS/ HUMAN ARENA DEVELOPMENT BLDG. MAINT.I RESOURCE EQUIP. MAINT. SENIOR INFORMA nON CENTER TECHNOLOGY CITY CLERK (& CABLE)