3.0. PCSR 03-08-2005
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LAND USE and ZONING - LEGAL REVIEW
Planning Commission Meeting
March 8, 2005
v.
Adoption and Amendment of Land Use Controls
A. Comprehensive Plans
1. Statutory Authority
a) Municipal Land Planning Act, Minn. Stat. 9462.351 to
462.365,9462.353, subd.l
b) Metropolitan Land Planning Act, Minn. Stat. 9473.851 to
473.871; 9473.858
c)
County Planning Act, Minn. Stat. Chapter 394.
2. Purpose and Scope
a) The comprehensive plan is a general plan to control and
direct the use and development of land in a city or county.
The purpose of a comprehensive plan is to analyze existing
economic, social and environmental conditions, layout the
goals and policies that will guide future development, and
provide the legal basis for land use controls.
Comprehensive plans have been described as a strategic
map to reach the community's vision of its future.
. b) Municipalities within the Twin Cities metropolitan area are
required by the Metropolitan Land Planning Act to prepare
a comprehensive plan for Metropolitan Council review and
approval. Minn. Stat. 9473.858. Local Governments within
the Metropolitan Area are required to conform their
comprehensive plans to the Metropolitan Council's
regional plans, and can be required to modify their
comprehensive plans to do so. City of Lake Elmo v.
Metropolitan Council. 674 N.W.2d191 (Minn. App., 2003),
2004 W. L. 1748935 (Minn., 2004). Outside of the Twin
Cities metropolitan area, comprehensive plans and formal
. planning activities are not required. However, State law
specifically encourages each county (Minn. Stat. 9394.232,
subd. 1) and each municipality (Minn. Stat. 9462.3535,
subd. 1) to prepare and implement a community-based
comprehensive plan. A comprehensive plan should be
adopted if a community intends to adopt and enforce a
zoning ordinance.
c) Minn. Stat. 9 394.232, sub. 4 and 9462.3535, subd 2
authorizes the preparation of regional comprehensive plans
through the joint planning activities of contiguous counties,
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cities and/or towns; and mandates coordination with
neighboring jurisdictions in the preparation of a plan.
3. Procedural Requirements. Minn. Stat. 9462.355 and 9 394.232 set
forth detailed procedural requirements for the preparation,
adoption and amendment of comprehensive plans. In addition to
these statutory requirements, it is recommended that cities and
counties strive to achieve the greatest community involvement
possible in the development of a comprehensive plan.
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Initiation. The adoption or amendment of a comprehensive
plan may be initiated by resolution of the governing body
of the municipality or county, which is submitted to the city
or county planning commission; or may be initiated by the
planning commission itself by recommendation to the
governing body. Affected property owners may also
initiate a proposed comprehensive plan amendment.
b) Elements ofa comprehensive plan. Minn. Stat. 9473.859
a)
sets forth in detail the elements of a comprehensive plan for
metropolitan area communities. Minn. Stat. 9462.357,
subd 2( c) provides that in all other municipal
comprehensive plans:
( c) the land use plan must provide guidelines
for the timing and sequence of the adoption
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of official controls to ensure planned,
orderly and staged development and
redevelopment consistent with the land use
plan.
c) Hearing. The planning commission is required to hold at
least one public hearing on a proposed comprehensive plan
or amendment thereto prior to adoption by the governing
body of any such plan or amendment thereto. Notice of the
time, place and purpose of the hearing must be published
once in the official newspaper of the jurisdiction at least ten
days before the day of the hearing. Notice of a proposed
county or regional plan must be provided to a number of
state agencies, and coordination with surrounding counties
and municipalities within the county is required. Minn.
Stat. ~894.232.
d) Planning Commission Recommendation. The governing
body of a city cannot adopt or amend a comprehensive plan
until it has received the recommendation of the planning
commission on the proposed plan or amendment thereto, or
until sixty days have elapsed from the date the governing
body proposed a plan or amendment to the planning
commission.
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. e) V oting Requirements. Adoption and amendment of a
comprehensive plan by a municipality requires a favorable
vote by two-thirds of all of the members of the governing
body.
f) Referendum. The Minnesota Court of Appeals has held the
Legislature, through the Municipal Planning Act and the
Metropolitan Land Planning Act, has evinced its intent to
occupy the field of the process by which municipal land use
and development laws are finally approved or disapproved.
Therefore, Municipal Charter referendum authority is pre-
empted by these state laws. Nordmarken v Richfield 641
. N.W.2d343 (Minn. App., 2002).
g) State and Regional Approval. Municipalities located in the
Twin Cities metropolitan area must submit all
comprehensive plans and proposed amendments thereto to
the Metropolitan Council for review and approval. Minn.
Stat. 9473.175 subd. 1. Municipalities can be required to
modify their comprehensive plan to conform to
Metropolitan Council regional plans. City of Lake Elmo v.
Metropolitan Council 674 N.W.2d191 (Minn. App., 2003),
affirmed, 2004 W. L. 1748935 (Minn., 2004). Counties
must submit proposed county and regional plans to the
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4.
State Office of Strategic and Long Range Planning for
review and approval. Minn. Stat. ~394.232, Subd. 5.
Plan Updates. County plans outside the metropolitan area
are required to be updated at least every 10 years. Minn.
Stat. ~394.232, subd. 6. The comprehensive plans of all
jurisdictions within the metropolitan area are also required
to be reviewed and updated every 10 years. Minn. Stat.
~473.864, subd 2.
Legal Impacts from the Adoption of a Comprehensive Plan.
a) Consistency of Zoning Ordinance and Other Official
Controls. Pursuant to Minn. Stat. ~473.858, subd. 1, within
h)
the Twin Cities metropolitan area, if an adopted
comprehensive plan is in conflict with an existing zoning
ordinance, the zoning ordinance must be brought into
conformance with the comprehensive plan. This section
also prohibits local government from adopting any fiscal
device or other official control which is in conflict with its
comprehensive plan.
Minnesota Statutes do not specifically mandate
comprehensive plan and zoning ordinance consistency
outside of the metropolitan area, and there are no cases
holding that a zoning ordinance in a city outside the
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metropolitan area must be in conformance with an adopted
comprehensive plan. However, comprehensive plan
consistency, or the lack thereof, is a legitimate issue with
respect to any land use approval. A community which has
brought its zoning ordinance and other official controls into
conformance with its comprehensive plan will have the
strongest case for supporting its land use decisions in the
courts.
A number of judicial decisions have found inconsistency
with a comprehensive plan to be a legally sufficient reason
for denial of a proposed rezoning. See City of
Moundsview v. Johnson 377 N.W.2d476, 478 (Minn. App.,
1985); Campion v. County of Wright 347 N.W.2d289
(Minn. App., 1984). Conversely, refusal to zone according
to the comprehensive plan "is evidence that the City is
acting in an arbitrary manner". Arncon Corp. v. City of
Eagan, 348 N.W.2d66 (Minn., 1984). In the Arncon case
the Minnesota Supreme Court found that the City's failure
to advance any rationale or have any justification for
refusing to follow the comprehensive plan was arbitrary
and capricious and ordered a rezoning consistent with the
comprehensive plan.
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In addition, once a comprehensive plan has been adopted,
all acquisitions and disposition of real estate and any
capital improvements proposed within a city must be
reviewed by the planning commission to consider the
consistency of the proposed action with the comprehensive
plan. The planning commission has 45 days in which to
make such determination or the proposed acquisition,
disposition or capital expense will be deemed approved.
Minn. Stat. 9462.356.
Standard for Judicial Review. Municipalities and counties
act in their legislative capacity when adopting and
amending comprehensive plans, and have the broadest
discretion in doing so. Provided that the procedural
requirements of the relevant statutes are met, courts will not
interfere in decisions related to comprehensive plans unless
they are shown to be arbitrary, confiscatory or
discriminatory. Amcon Corp. v. City of Eagan, 348
N.W.2d 66 (Minn., 1984).
B. Zoning Ordinances
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b)
c)
1. Statutory Authority.
a) Minn. Stat. 9462.357, subd. 1 (cities).
b) Minn. Stat. 9394.25 (counties).
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Minn. Stat. 9394.33 authorizes towns to plan and zone,
provided that no zoning ordinance or other official control
may be inconsistent with or less restrictive than the
applicable county controls. Town controls may, however,
be more restrictive than county controls. Haverhill
Township v. County of Olmsted, 674 N.W.2d781 (Minn.
App., 2004); Ryan v. Township of Waco uta, 2002 W.L.
31749125 (Minn. App., 2002).
Purpose and Scope. Minnesota law authorizes the adoption of
zoning ordinances for the general purpose of preserving and
protecting the public health, safety, morals and general welfare.
Zoning ordinances regulate the uses of property, the height, width
and size of buildings and the amount of vacant space on lots in
each zoning district. Zoning regulations are required to be uniform
within each district, but may vary across different districts. The
c)
authority to adopt and amend a zoning ordinance includes the
authority to adopt and amend both the text of the ordinance and the
zomng map.
3. Procedure. The procedure for adopting municipal zoning
ordinances is set forth in detail in Minn. Stat. 9462.357, and is
summarized below. Minn. Stat. Chapter 394 sets forth similar
requirements for the adoption of county zoning ordinances.
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Initiation. Any time after the adoption of a land use plan
the planning commission of municipality, for the purpose
of carrying out the policies and goals of the land use plan,
may prepare a proposed zoning ordinance and submit it to
the governing body with its recommendations for adoption.
Minn. Stat. ~462.357, Subd 2. Amendments to the zoning
ordinance may be initiated by the governing body of the
municipality, the planning commission, or by petition of
affected property owners as defined in the zoning
ordinance. An amendment not initiated by the plamiing
commission must be referred to the planning commission
for study and report, and may not be acted on by the
governing body until it has received the recommendation of
the planning commission or until 60 days have elapsed
from the date of reference to the planning commission.
Minn. Stat. ~642.357, subd. 4.
b) Hearing. After a new ordinance or amendment has been
a)
proposed, the planning commission must hold at least one
public hearing. Notice of the time, place and purpose of
the hearing must be published in the official newspaper of
the municipality at least ten days prior to the date of the
hearing. When an amendment involves changes in district
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boundaries affecting an area of five acres or less, a similar
notice must be mailed at least ten days before the date of
the hearing to each owner of the affected property and all
property situated wholly or partly within 350 feet of the
property to which the amendment relates. However, failure
to give mailed notice to individual property owners, or
defects in the notice, will not invalidate the proceedings,
provided a bona fide attempt to comply with the law is
made. Minn. Stat. S462.357, subd. 3. But see Glen Paul
Court Neighborhood Association v. Paster, 437 N.W.2d52
(Minn., 1989).
Planning Commission Recommendation. Following the
public hearing before the planning commission, the
commission reviews the information received at the public
hearing and presents its recommendations to the governing
body. The governing body is not required to hold a public
hearing on the proposed zoning ordinance amendment, but
is not prohibited from doing so.
d) Voting Requirements. Minn. Stat. S462.357, subd. 2(b),
adopted in 2001, provides that the governing body may
adopt and amend a zoning ordinance by a majority vote of
all its members. The adoption or amendment of any
c)
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ordinance which changes all or part of the existing
classification of a zoning district from residential to either
commercial or industrial requires a two-thirds majority vote
of all members of the governing body. The opinion of the
Attorney General is that the voting requirement language
adopted in 2001 is mandatory, and that this voting
requirement may not be superceded by inconsistent charter
provisions or ordinance requirements. A.G. Op. 59a-32.
(Jan. 25, 2002).
e) Publication. Following adoption, zoning ordinances and
amendments thereto, including rezonings, become effective
upon publication in the official newspaper of the city or
county.
Limitations. Although a municipality or county has broad
discretion in the adoption and amendment of zoning ordinances
and maps, there are limitations. A municipality has no inherent
power to enact zoning regulations. It receives its power to zone
only by legislative grant of that authority by the State. Therefore,
the municipality must strictly comply with the procedural
requirements attached to the authority delegated to it by the State,
and may not exceed the limitations imposed upon it by its enabling
legislation.
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a)
Compliance with Procedural Requirements. The courts
have generally required strict compliance with procedural
requirements, such as requirements for notice to and/or
consent of adjoining landowners. See Olsen v. City of
Hopkins, 276 Minn. 163, 149 N.W.2d 394 (1967); Glen
Paul Court Neighborhood Association v. Paster, 437
N.W.2d 52 (Minn., 1989); Pilgrim v. City of Winona, 256
N.W.2d 266 (Minn., 1977); 2600 University Inn. LLC v.
City of Minneapolis, 556 N.W.2d 218 (Minn. App., 1996).
Strict compliance with the statutory voting requirements is
also required. See A.G. Op. 59a-32. (Jan. 25, 2002).
Statutory Limitations. Minnesota law contains a number of
limitations on the exercise of the zoning power, including
limitations with respect to manufactured housing, group
homes (see Costley v. Caromin House. Inc. 313 N.W.2d 21
(Minn., 1981), nonconforming uses and amortization (see
below), and others. With respect to some uses, federal law
imposes limitations on local zoning ordinances. Examples
include the Federal Fair Housing Act and the Religious
Land Use and Institutionalized Persons Act of 2000
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("RLUIP A").
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The Federal Fair Housing Act provides that it is unlawful to
discriminate in the availability of housing and provision of
services and facilities in connection with such housing
because of the handicap of the person residing therein.
Unlawful discrimination includes a refusal to make
reasonable accommodations in rules, policies, practices or
services when such accommodation may be necessary to
afford such person equal opportunity to use and enjoy a
dwelling. The Federal Fair Housing Act has been
interpreted to mandate the granting of a spacing waiver,
approval of a conditional use permit and the approval of a
vanance to allow a group home for persons disabled
because of mental illness, chemical dependency, or
HIV/Aids. (See Citizens for a Balanced City v. Plymouth
Congregational Church, 672 N.W. 2d13 (Minn. App.,
2003); and Ventura Village, Inc. v. City of Minneapolis
318 F Supp., 2d 872 (D. Minn., 2004).
RLUIP A provides that no government may impose or
implement a land use regulation in a manner that imposes a
substantial burden on the religious exercise of a person,
unless the government can show the burden is in
furtherance of a compelling government interest and is the
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least restrictive of furthering that interest. RLUIP A was
signed into law on September 22, 2000, and the
constitutionality of its land use provisions has been the
subject of extensive litigation over the past four years.
There are no Federal Circuit Court opinions addressing the
constitutionality of the land use sections of RL UIP A. A
minority of federal district courts have found these
provisions unconstitutional. See Elsinore Christian Center
v. City of Lake Elsinore, 291 F.Supp.2d 1083 (C. D. Cal.
2003). The majority of district courts have found RLUIP A
constitutional. See Westchester Day School v. Village of
Mamaroneck, 280 F.Supp.2d 230 (S.D.N.Y. 2003);
Murphy v. Zoning Commission of the Town of New
Milford, 289 F.Supp.2d 87 (D. Conn. 2003); Hale O. Kaula
Church v. The Maui Planning Commission, 229 F.Supp.2d
1056, (D. Haw., 2002); United States v. Maui County, 298
F.Supp.2d 1010, (D. Haw. 2003); Fortress Bible Church v.
Feiner, 2004 W.L. 1179307 (S.D.N.Y.); Congregation Kol
Ami v. Abington Township, 2004 W.L.1837037 (E.D. Pa.).
c) Constitutional Limitations. Zoning ordinances also may
not violate the State or Federal Constitutions.
Constitutional challenges typically involve the due process
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and takings clauses of the Constitution. (See discussion
elsewhere in this manual.)
Limitations on Referendum. The Minnesota Court of
Appeals has held that the Municipal Planning Act and the
Metropolitan Planning Act evince the Legislature's intent
to occupy the field of the process by which municipal land
use and development laws are finally approved or
disapproved, and therefore pre-empt the right to petition
under local charter for a referendum to overturn a zoning
decision. Nordmarken v. City of Richfield, 641 N.W.2d
343 (Minn. App., 2002).
e)
Interpretation of Zoning Ordinances. Because zoning
ordinances restrict landowners in the exercise of their
common law right to lawfully use their property, zoning
ordinances are strictly construed by the courts. Where
doubt exists as to the intent ofthe enacting body, courts
will interpret zoning ordinances to favor the landowner and
disfavor any implied restriction on his property rights.
Zoning ordinances are construed according to the plain and
ordinary meaning of their terms; in favor of the property
owner; and in light of the ordinances' underlying goals.
See Olsen v. City of Hopkins, 276 Minn. 163, 149 N.W.2d
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394 (1967); Frank's Nursery Sales, Inc. v. City of
Roseville, 295 N.W.2d 604 (Minn., 1980). Therefore, it is
important that zoning ordinances be clear and be adopted in
strict compliance with the statutory requirements.
5. Standards for Judicial Review.
a) Notwithstanding the limitations set forth above, local
government has very broad discretion with respect to the
adoption and amendment of zoning ordinances. The
adoption of a zoning ordinance is a legislative act of local
government. Courts will generally not interfere with the
legislative discretion and policy decisions of a local
governing body. Denny v. City of Duluth, 295 Minn. 22,
202 N.W.2d 892 (1972); Sun Oil Co. v. Village of New
Hope, 300 Minn. 326, 220 N.W.2d 256 (1974). In
determining the constitutionality of a zoning ordinance, the
courts will presume that the governing body investigated
and found conditions necessary for enactment of the
proposed legislation, will presume that the legislation is
constitutional, and will shift the burden of proving an
ordinance unconstitutional to the party attacking its
validity. If a zoning ordinance is not clearly unreasonable
and arbitrary, is supported by a rational basis, and operates
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uniformly on all persons similarly situated, it will be
upheld. Kiges v. City of St. Paul, 240 Minn. 522, 62
N.W.2d 363 (1953); Connor v. Chanhassen Tp., 249 Minn.
205,81 N.W.2d 789 (1957); Honn v. City of Coon Rapids,
313 N.W.2d409 (Minn., 1981).
C. Rezoning. The authorization and procedures for acting on rezonings are
identical to those set forth above for zoning ordinance adoption and
amendments. Rezonings are also considered by the Minnesota courts to
be a legislative act of the governing body, and therefore entitled to great
deference from the courts.
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Requests for Rezoning. The original classification of a property is
presumed to be well planned and intended to be more or less
permanent. The burden is therefore on the property owner seeking
a rezoning to show either some mistake in the original zoning, or
that the character of the neighborhood has changed to such an
extent that no reasonable use can be made of the property in its
current zoning classification. Honn v. City of Coon Rapids, 313
N.W.2d 409 (Minn., 1981). Even though there may be a significant
change in the character of the neighborhood, such change in itself
will not compel a rezoning absent probative evidence that no
reasonable use can be made of the property in its current zoning
classification. Sun Oil Co. v. Village of New Hope, 300 Minn.
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326,220 N.W.2d 256 (1974). The courts have held that the denial
of a request for rezoning is a legislative act which must be upheld
unless the existing classification is not supported by any rational
basis related to the public health, safety or welfare. Kern v. City of
Roseville, 426 N.W.2d 233 (Minn. App., 1988); Freundshuh v.
City of Blaine, 385 N.W.2d 6 (Minn., App. 1986). Generally,
denial of a rezoning request will not be found arbitrary when at
least one of the reasons given for the denial satisfies the rational
basis test, S1. Croix Development, Inc. v. City of Apple Valley,
446 N.W.2d 392 (Minn. App., 1989). Although the burden on the
landowner is high, in some circumstances the courts have found
that there was no rational basis to support the denial of a proposed
rezoning, and have ordered the rezoning approved.
Communications Properties Inc. v. County of Steele, 506 N.W.2d
670 (Minn. App,. 1993).
2. Challenges to Rezoning Actions. On the other hand, a decision to
rezone will be upheld unless opponents prove that the new
classification is unsupported by any rational basis related to
promoting public health, safety, morals or general welfare. Where
a rational basis for the rezoning can be found in the record, the
rezoning will be upheld. Krmpotich v. City of Duluth, 474
N.W.2d 392 (Minn. App., 1991); Reversed on other grounds, 483
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N.W.2d 55 (Minn., 1991). The usual presumption ofthe validity
attached to zoning amendments as legislative acts applies. State.
by Rochester Ass'n. of Neighborhoods v. City of Rochester, 268
N.W.2d 885 (Minn., 1978).
3. Spot Zoning. The term "Spot Zoning" is applied to rezonings,
typically of small parcels of land, which establish a use
classification inconsistent with surrounding uses, which create an
island of non-conforming use within a larger zoned district, and
which dramatically reduce the value of either the rezoned lot or the
abutting property. State. by Rochester Ass'n. of Neighborhoods v.
City of Rochester, 268 N.W.2d 885 (Minn., 1978). Although the
Minnesota Courts have found that spot zoning is preferential
treatment, piecemeal zoning, and the antithesis of planned zoning
(Amcon Corp. v. City of Eagan, 348 N.W.2d 66 (Minn., 1984));
they have been very slow to invalidate a rezoning as a spot zoning,
unless there is a total destruction or substantial diminution of the
value of the property. Alexander v. City of Minneapolis, 267
Minn. 155, 125 N.W.2d 583. (1963).
D. Public Hearing Procedure. The following suggestions for the conduct of
public hearings in rezoning and other land use approvals are directed at
those in the audience who are responsible for conducting public hearings
on zoning issues. Although recommended for hearings on all types of
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zoning approvals, including the adoption and amendment of
comprehensive plans and zoning ordinances, these considerations are
particularly relevant to hearings on rezonings, and to hearings on
conditional use permits, variances and other quasi-judicial and
administrative actions.
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Notice. Be sure that all statutory requirements for notice are met.
Keep a record. The governing body should assure that a complete
transcript of the public hearing can be prepared, if needed, for
court review. Video tapes, if available, should be preserved for
contested land use applications at least until it is clear that there
will be no judicial proceedings If video tapes are not available,
consideration should be given to having a court reporter transcribe
the proceedings on contested land use applications. All documents
relied on during the hearing should be kept by the municipality
until final a decision is made and the time for appeal has run.
Testimony. All persons desiring to testify at the hearing should be
allowed to do so, after providing their names and addresses for the
record. Although there is no requirement that witnesses be sworn
under oath or subject to formal cross examination, and this is not
the practice in any community the speaker is aware of, the
Minnesota Supreme Court has indicated there may be times when
such a procedure may be preferred, if not required, as a matter of
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fairness. See Kletschka v. LeSueur County Bd .0fComm'rs., 277
N.W.2d 404 (Minn., 1979).
4. Rebuttal. Even if witnesses are not sworn or cross-examined,
governing bodies should allow for informal questioning of
witnesses. It is also important to allow the applicant sufficient
time to respond to concerns and objections raised at the hearing.
This may occur during the hearing or, if the applicant requests or
agrees to extend the municipality's time for decision (see below),
at a subsequent meeting.
Findings of Fact and Statement ofthe Reasons for Denial.
Findings of fact should be prepared with respect to any contested
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land use matter, including legislative decisions such as requests for
comprehensive plan or zoning ordinance amendments and
rezonings. Findings of fact should be based on the evidence
presented at the hearing, and should be keyed to the statutory and
ordinance requirements for the proposed land use approval.
Findings may be prepared in advance of the hearing, but should be
supplemented by specific action of the governing body as
necessary to make them consistent with the testimony received at
the hearing.
The 2003 amendments to Minn. Stat. S15.99 (the 60 day rule), in
Subd. 2( c), require that an applicant be provided with a written
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statement of the reasons for denial at the time of the denial.
Alternatively, the written statement of the reasons for denial may
be adopted and provided to the applicant at the next meeting
following the denial, which must be before the 60 day approval
period, or any extension thereof, expires.
6. Publication. Zoning ordinance text amendments and rezonings are
effective upon publication.
E. 60 Day Rule
1. Minn. Stat. 915.99, commonly referred to as the "60 day Rule,"
provides, in subdivision 2, as follows:
Except as otherwise provided in this section, section
462.358, Subd. 3b, or Chapter 505, and
notwithstanding any other law to the contrary, an
agency must approve or deny within 60 days a
written request relating to zoning. . . failure of an
agency to deny a request within 60 days is approval
of the request. If an agency denies the request, it
must state in writing the reasons for the denial at the
time that it denies the request.
2. Section 15.99 goes on to set forth detailed requirements for
compliance with the 60 day rule, and the courts have required strict
adherence to these requirements.
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Applicability. The 60 day rule applies to written requests related
to zoning, septic systems, or the expansion of the metropolitan
urban service area, for a permit, license, or other governmental
approval of an action. Minn. Stat. S15.99 Subd. 1 (c). The 60 day
rule does not apply to requests for building permits. Advantage
Capital Management v. City of North field. 664 N.W.2d421
(Minn.App., 2003).
Application. The 60 day time period does not begin until an
application is complete and the applicable fee paid. However, a
determination that an application is incomplete must be made
within 15 days of its submission, or the 60 day time period will
begin regardless of the application's completeness. The applicant
must be notified in writing within the 15 day period that the
application is incomplete and what information is missing.
5. Amended Application. The 60 day time deadline will start over if
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the applicant amends its application and makes a new request.
Tollefson Development. Inc. v. City of Elk River. 665 N.W.2d554
(Minn. App., 2003).
6. Extension. The 60 day period may be extended for an additional
60 days, but only if written notice of the extension is provided to
the applicant during the initial 60 days stating the reasons for the
extension and its anticipated length. Strict compliance with the
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requirements of this section of the statute is necessary. Additional
extensions are not available except upon the written request of the
applicant. ~15.99 Subd. 3(g). It is recommended that such a
request not be accepted unless a specific date or time period for the
extension is agreed to by the applicant. See Northern States Power
Co. v. City of Mendota Heights, 646 N.W.2d 919 (Minn. App.,
2002).
The 60 day period is not extended due to internal municipal appeal
processes. For instance, where an ordinance provides for approval
of a zoning request by the City Planning Commission and provides
for right of appeal to the City Council, the 60 day period does not
begin again following Planning Commission action. Moreno v.
City of Minneapolis. 676 N.W.2d1 (Minn. App., 2004).
7. Other approvals. The 60 day time period is extended if state law
requires a separate process to occur before the municipality may
act on the application. For example, the 60 day period for a project
that requires environmental review under the Minnesota
Environmental Quality Board's environmental review program is
extended until 60 days after the completion of the environmental
review process. Kramer v. Otter Tail County Board of
Commissioners. 647 N.W.2d23 (Minn. App., 2002). James C.
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O'Neill v. City of Bloomington, Hennepin County District Court
File No. MC02-17684, August 12,2003.
8. The statute provides that failure to deny a request within 60 days is
approval ofthe request. Prior to 2003, failure of a motion to
approve an application had been found by the courts not to be a
denial. Therefore, if another motion was not made and adopted to
deny the application, the 'application was deemed approved by the
statute. Manco of Fairmont, Inc. v. Town Bd. of Rock Dell Tp.,
583 N.W.2d 293 (Minn. App., 1998); Demolition Landfill
Services, LLC v. City of Duluth, 609 N.W.2d 278 (Minn. App.,
2000). The 2003 Legislature changed this result by adding 915.99,
Subd. 2(b), which provides that failure of a motion to approve a
request constitutes a denial, provided that those voting against state
their reasons.
9. The 60 day rule supercedes all other time limits in local zoning
ordinances and in the Land Planning Acts. Therefore, local
ordinances and procedures should be revised as necessary to insure
that the 60 day rule is complied with. For example:
. Periods for staff review, notice and hearing as well as for any
internal city appeals, should be shortened so that final review
can occur within the 60 days mandated by statute.
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. . If the City's normal review procedure will not allow for
completion of the process within 60 days, form letters should
be sent to every applicant extending the 60 day period for up to
an additional 60 days so that the city review process can be
completed. It is not acceptable to require an applicant to
consent to a 60 day extension as a condition of applying for the
approval. American Tower. L.P. v. City of Grant, 636 N.W.2d
309 (Minn., 2001). However, a letter notifying the applicant of
an extension and setting forth the reasons therefore may be sent
at any time following receipt of the application and prior to the
expiration of the initial 60 day review period.
. . When denial is recommended, proposed findings of fact and a
written statement of the reasons for denial should be set forth
in staff reports and in a separate proposed resolution for
adoption by the decision maker, so that the reasons for denial
are set forth at the time a request is denied.
. If there are no specific findings for denial set forth in the
record, the review time should be extended so that formal
findings of fact can be made and brought back for adoption at
the next meeting, which must be prior to the expiration of the
60 day period or any extension thereof.
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VII. Special Issues
A. Vested Rights.
1. Vested Right to Zoning. The Minnesota courts have consistently
held that there can be no right, or vested right, to a specific zoning
status. Olsen v. City of Hopkins, 288 Minn. 25, 178 N.W.2d 719
(1970). Therefore, a zoning regulation may generally be applied
retroactively to deny a building permit or site plan, even though the
application for the building permit or site plan was made prior to
the effective date of the new or amended regulation. Rose Cliff
Landscape Nursery Inc. v. City of Rosemount, 467 N.W. 2d 641
(Minn. App., 1991); Property Research and Development Co. v.
City of Eagan, 289 N.W.2d 157 (Minn., 1980).
Vested Right to Use. The point at which a developer or property
owner has an absolute right to proceed with the development of
property for a specific use has been the subject of considerable
litigation throughout the country and within the State of
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Minnesota. In most cases, the Minnesota courts have found no
right to a use that has not been fully established. For example, in
Kiges v. City ofSt. Paul, 240 Minn. 522,62 N.W.2d 363 (1953),
the Supreme Court found that obtaining a building permit,
incurring obligations and expenses preliminary to actual
construction, and the completion of surface preparation and
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excavation did not create a vested right which precluded the
application of new zoning regulations prohibiting the proposed
building. The court held that there would be no right to proceed
unless the work done prior to enactment of the regulation was
sufficient to constitute an actual existing structure above ground.
This rule has been followed in most of the subsequent cases,
including Wermager v. Cormorant To. Bd., 716 F.2d 1211 (8th
Cir.,1983), which held that a landowner does not have a vested
right to develop property in accordance with the laws that existed
prior to a change in the zoning regulation if the landowner has not
progressed sufficiently with construction. In that case, the
landowner had constructed a large, common sewer system to
accommodate development of a ninety acre parcel. The system
was installed with the cooperation with the local watershed district
and partially funded with State and Federal grants. Then, before
the lots that the system was designed and built for could be platted,
the Town adopted a five acre minimum lot size. In spite of the fact
that most of the investment in the common septic system would be
wasted, and the value of the land cut by several hundred thousand
dollars, the Court found no vested right to proceed with platting the
smaller lots for which the common sewer system was designed and
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constructed. See also, Ridgewood Development Co. v. State, 294
N.W.2d 288 (Minn., 1980).
The courts have not fixed a definite percentage of the total cost
which establishes a vested right to complete and establish a use,
but have held that it depends on the type of project, its location,
ultimate costs, and the extent to which the use is in conformity
with the zoning regulations. Jasaka Co. v. City of S1. Paul, 309
N.W.2d 40 (Minn., 1981). See also Stotts v. Wright County, 478
N.W.2d 802 (Minn. App., 1991). However, most of the cases do
recognize that there is a point at which, if the property owner or
developer has proceeded in reliance on the existing zoning, they
are entitled to complete the development and establish the use. See
Olsen v. City of Minneapolis, 263 Minn. 1, 115 N.W.2d 734
(1962); Jasaka Co.V. City ofS1. Paul, 309 N.W.2d 40 (Minn.,
1981); City ofS1. Paul v. Rein Recreation Inc. ,298 N.W.2d 46
(Minn., 1980). More recently, the Supreme Court has warned
zoning authorities that they do not have "carte blanche" to
arbitrarily block otherwise lawful development by the passage of
new zoning law. Interstate Power Co., Inc. v. Nobles County Bd.
ofComm'rs., 617 N.W.2d 566 (Minn., 2000). In that case the
court noted that application of the new zoning requirement would
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3.
result in a "manifest injustice" that warrants deviation from the
usual rule of applying the law as amended.
Estoppel. Related to the concept of vested rights is the theory that
government can be estopped from enforcing its building and
zoning ordinances in certain circumstances. The central concept to
the doctrine of equitable estoppel is inducement. The claim in
these cases is that the zoning authority should be estopped from
preventing a developer or landowner from proceeding with an
activity that the zoning authority induced, for instance, by issuing a
building permit. The general rule is that issuance of a building
permit under a zoning ordinance falls within the governmental
rather than the proprietary functions of a municipality, and that
estoppel will not lay against a municipality for its actions
performed in a governmental capacity. Kiges v. City of St. Paul,
240 Minn. 522, 62N.W.2d 363 (1953); Frank's Nursery Sales, Inc.
v. City of Roseville, 295 N.W.2d 604 (Minn., 1980); Ridgewood
Development Co. v. State, 294 N.W.2d 288 (Minn., 1980); Dege v.
City of Maplewood, 416 N.W.2d 854 (Minn. App., 1987).
However, in certain circumstances a vested right may be
established under an invalid building permit. A recovery under
this theory requires that the plaintiff first show wrongful conduct
by the City and demonstrate that expenditures made are unique to
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the proposed project and not otherwise usable. If these elements
are proven, then the equities will be examined to determine
whether a vested right to proceed exists. See City of Eden Prairie
v. Liepke, 403 N.W.2d252 (Minn. App., 1987); Rosecliff
Landscape Nursery v. City of Rosemount, 467 N.W.2d641 (Minn.
App., 1991). See also Snyder v. City of Minneapolis, 441 N.W.2d
781 (Minn., 1989). However, the fact that a city has previously
granted other permits in conflict with the terms of its zoning
ordinances will also generally not estop the city in subsequent
cases from denying similar permits. Arcadia Development Corp. v.
City of Bloomington, 267 Minn. 221, 125 N.W.2d 846 (1964).
4.
Nonconforming uses. Nonconforming uses are uses that were
legally in effect prior to the adoption or amendment of a zoning
ordinance and, in recognition of the landowner's property rights,
are allowed to continue even though such uses are subsequently
prohibited. The reason for identifying nonconforming uses in a
zoning ordinance is to secure the gradual or eventual elimination of
nonconforming uses. Besides being allowed to remain in effect,
nonconforming uses also escape requirements subsequently
enacted, such as setback requirements. Although these uses must
be allowed to continue, zoning ordinances often prohibited them
from being expanded or rebuilt, which placed restrictions and
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limitations on their ability to exist over time and made their
eventual elimination more likely.
However, the 2001 and 2004 Legislatures have changed all that.
The 2001 Legislature adopted Minn. Stat. ~463.357, Subd. l(e),
which specifically governs non-conforming uses and preempts
local zoning ordinances with respect thereto. The 2004 Legislature
further amended this section to require municipalities to allow the
replacement and improvement of non-conforming uses. The
statute now provides as follows:
Any non-conformity, including the lawful use or
occupation of land or premises existing at the time
of the adoption of an additional control under this
chapter, may be continued, including through
repair, replacement, restoration, maintenance or
improvement, but not including expansion, unless:
1) the non-conformity or occupancy is discontinued
for a period of more than one year; or 2) any non-
conforming use is destroyed by fire or other peril to
the extent of greater than 50% of its market value,
and no building permit has been applied for within
one hundred eighty days of when the property is
damaged. In this case, a municipality may impose
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reasonable conditions upon a building permit in
order to mitigate any newly created impact on
adjacent property.
Any subsequent use or occupancy of the land or
premises shall be a conforming use or occupancy. A
municipality may by ordinance, permit an
expansion or impose upon non-conformities
reasonable regulations to prevent and abate
nuisances and to protect the public health, welfare,
or safety. This subdivision does not prohibit a
municipality from enforcing an ordinance that
applies to adults-only bookstores, adults-only
theaters, or similar adults-only businesses as
defined by ordinance.
This statute, which allows the reestablishment of most
nonconforming uses, supercedes local zoning ordinances which
are inconsistent therewith, which will be most ordinances.
Therefore, it is recommended that local ordinances be amended to
comply with this legislation.
The Court of Appeals has held that in determining whether a non-
conformed building or structure has been destroyed to an extent of
50% or more of its market value, a reviewing authority must
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consider the market value of the entire non-conforming use. Buss
v. Johnson, 624 N.W.2d 781 (Minn. App., 2001).
5. Amortization. Prior to 2001, zoning ordinances often established
an amortization period for pre-existing, non-conforming uses.
These ordinances typically provided that at the expiration of the
amortization period the use must cease. Courts typically upheld
such amortization periods, holding that the adoption of an
ordinance establishing an amortization period is a legislative act to
which the courts should afford great deference, even when the
amortization period was as short as two years. See A VR Inc. v.
City ofSt. Louis Park, 585 N.W.2d 411 (Minn. App., 1998).
However, the 2001 Legislature also addressed the issue of
amortization, enacting Minn. Stat. S462.357, Subd. l(c), which
provides as follows:
Except as otherwise provided in this subdivision, a
municipality must not enact, amend or enforce an
ordinance providing for the elimination or
termination of a use by amortization which use was
lawful at the time of its inception. This subdivision
does not apply to adults-only bookstores, adults-
only theaters, or similar adults-only businesses, as
defined by ordinance.
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This statute also supercedes local zoning ordinances, and prohibits
local government from amortizing out non-conforming uses,
except those uses specified in the last sentence of the ordinance.
B. Moratoria.
.
1. Authorization. Minn. Stat. S462.355 Subd. 4. Specifically
authorizes the adoption of Moratoria. However, the 2004
Legislature also imposed substantial limitations on the
power to adopt Moratoria. These limitations include
reducing the maximum period of Moratoria from two and
one-half years to one year, except in limited circumstances
where: a) approval or review by federal, state or
metropolitan agencies is required by law and has not been
received at least thirty days before the expiration of the
interim ordinance; or b) the completion of any other
process required by state statute, federal law or court order
has not been completed at least thirty days before
expiration of the interim ordinance; or c) if the municipality
has not adopted a comprehensive plan at the time the
interim ordinance is enacted. In all other instances (except
a limited exception related to municipal airports), moratoria
may not exceed one year.
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Just as important, the 2004 Legislation provides that no
interim ordinance may extend the time deadline for agency
action set forth in Minn. Stat. S15.99 (the 60 day law) with
respect to any application filed prior to the effective date of
the Moratorium. This Section will eliminate a strategy
used frequently in municipalities.
2. Adoption. Although the statute talks about an "interim ordinance",
the Minnesota courts have allowed moratoria to be adopted by less
formal approaches, including resolutions and even internal
municipal communications. Wedemeyer v. City of Minneapolis,
540 N.W.2d 539 (Minn. App. 1995). Even when characterized by
the governing body as a "moratorium ordinance", the courts have
not required that the requirements for adoption of a zoning
ordinance be followed for the adoption of a moratorium.
Duncanson v. Board of Supervisors ofDanville Tp., 551 N.W.2d
248 (Minn. App., 1996).
3. Validity. The Minnesota courts have allowed local government
broad discretion in the adoption of moratoria. Both the Minnesota
courts and the Federal courts have found that ordinances which do
not allow for any use of a property for the moratorium period are
not constitutionally compensable takings. Woodbury Place
Partners v. City of Woodbury, 492 N.W.2d 258 (Minn. App.,
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1992); Tahoe-Sierra Preservation Council, Inc. v. Tahoe Regional
Planning Agency, 122 S.Ct. 1465, 152 L.Ed.2d 517 (2002).
Although Minnesota municipalities have broad authority to enact
moratoria, that authority is not unlimited. The municipality must
exercise its authority for the purpose of protecting the planning
process and may not arbitrarily enact an interim moratorium
ordinance to delay or prevent a single project. Medical Services,
Inc. v. City of Savage, 487 N.W.2d 263 (Minn. App., 1992); City
of Crystal v. Fantasy House, Inc., 569 N.W.2d 225 (Minn. App.,
1997). Also, as noted above, a municipality may no longer adopt a
Moratorium applicable to a project for which an application has
already been filed, pursuant to the 2004 amendment to ~462.355
Subd. 4.
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C. Exclusionary Zoning.
1. "Exclusionary Zoning" refers to the array of local zoning practices
which, singly or in combination, results in the exclusion of housing
for low and moderate income groups from the suburban
communities where most of the growth in employment
opportunities has occurred in the past several decades.
Exclusionary zoning practices and devices include such things as:
exclusion of multiple family dwellings; restrictions on the number
of bedrooms in multiple family dwellings; exclusion of mobile
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homes; and minimum building and lot size requirements. Large lot
zoning, in particular, has been found to have an impact on housing
costs.
There has been considerable debate in the last three decades over
the definition and existence of exclusionary zoning; the wisdom of
pursuing the social goal of opening up suburbs for lower income
housing through zoning policy; and the role of the courts in this
debate. In 1975, the New Jersey Supreme Court decided the case
of Southern Burlington County N.A.A.C.P. v. Mount Laurel To.,
67 N.J.151, 336 A.2d 713, (1975). In this case, the court held that
the township of Mount Laurel must, by its land use regulations,
make realistically possible the opportunity for an appropriate
variety of choice and housing for all categories of people who may
desire to live there, including those of low and moderate income.
The court required the township to permit multi-family housing,
without bedroom or similar restrictions, as well as small dwellings
on very small lots and other types of high density housing without
artificial or unjustifiable minimum requirements as to lot size,
building size and the like.
In spite of rapidly rising housing costs in the Twin Cities
Metropolitan Area, the Minnesota courts have not been called upon
to specifically address an alleged exclusionary zoning situation.
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The closest case is Alliance for Metropolitan Stability v.
Metropolitan Council. 671 N.W.2d905 (Minn. App., 2003), which
upheld the Metropolitan Council's approach for negotiating
affordable housing goals to meet the goals of the Livable
Communities Act. However, the Minnesota legislature has enacted
a number of initiatives to address the issues raised by courts in
other jurisdictions in exclusionary zoning cases, including efforts
to promote affordable housing through the Minnesota Livable
Communities Act and through various amendments to the Land
Planning Acts intended to make it easier to obtain approval for
affordable housing, such as the removal of the super majority
voting requirement for zoning decisions.
Contract Zoning and Conditional Zoning
1. Generally. "Contract Zoning" is generally described as an
agreement between a municipality and a landowner which includes
a promise by the city to rezone land in accordance with the terms
of the contract and a promise by the owner or developer to observe
restrictions on the use of the land in consideration of the rezoning.
Historically, such agreements have been found to be an illegal
delegation or abrogation of the police power and invalid.
However, in more recent years, courts have been more open to
such agreements, particularly in the planned unit development
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context. "Conditional Zoning", on the other hand, has found more
favor with the courts. Conditional zoning is where land is zoned, or
rezoned, on condition that the landowner or developer comply with
certain conditions, such as the completion of specified work on the
land to be rezoned, payment of fees, etc.
The concepts of contract zoning and conditional zoning have
received very little mention in Minnesota judicial decisions. Where
the issue has arisen at all, the courts have seemed to implicitly
validate the potential contract or conditional zoning. See City of
Mahtomedi v. Spychalla, 243 N.W.2d 31 (Minn., 1976); Housing
and Redevelopment Authority for Lincoln County v. Jorgenson,
328 N.W.2d 740 (Minn., 1983). The Minnesota courts have not
reversed or invalidated a local government zoning action by
finding it an illegal contract or conditional zoning. Furthermore,
the Attorney General has issued an opinion concluding that the
amendment of a zoning ordinance conditioned upon the successful
annexation ofland lying outside the corporate limits ofthe city is
valid. (Op., A.G. 59-a-32, October 8, 1970).
2. Planned Unit Developments. Although Minnesota law does not
expressly authorize Planned Unit Development ("PUD")
Agreements, Minn. Stat. ~462.3593 does authorize the approval of
PUDs as conditional uses, and Minn. Stat. ~ 462.358, subd. 2(a)
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and 3 (c) authorize municipalities to enter into development
agreements, including agreements which provide for "planned and
staged development". The courts have also acknowledged the
validity of PUDs as conditional uses or overlay zones, and there is
little doubt PUDs are a valid planning tool in Minnesota. Amcon
Corp. v. City of Eagan, 348 N.W.2d 66, (Minn., 1984).
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