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5.2 ERMUSR 12-12-2017 Elk River Municipal Utilities UTILITIES COMMISSION MEETING TO: FROM: ERMU Commission Wage & Benefits Committee MEETING DATE: AGENDA ITEM NUMBER: December 12, 2017 5.2 SUBJECT: Wage & Benefits Committee Update ACTION REQUESTED: Per the recommendation of the Wage & Benefits Committee, approve the following: • Eliminate the percent criteria of the employer contribution for the 457 deferred compensation benefit and increase the match cap from $2,000 to $2,500 for all pay groups • 2018 cost of living adjustment of 2.5% for all pay plan groups • Additional 0.5%market adjustment for the Lineworkers Pay Group • Additional 2.0%market adjustment for the Customer Service Representative position • Adjustment to the 457 deferred compensation benefit employer contribution for the Management Pay Group will be a verbal recommendation at meeting • Unused vacation time to be deposited into Health Care Saving Plan upon retirement in lieu of being paid out . • Reclassify of the Lead Bore Rig Operator position from Field Group Pay Grade 8 to Field Pay Grade 9 DISCUSSION: On October 10, the W&BC held an open meeting for employees to submit wage and benefit suggestions for consideration by the Committee. The Committee met on November 3 and 27 to review and research topics from the open meeting. In addition, the Committee had been tasked to benchmark the General Manager Position salary and the four pay plan groups. The Committee also performed market analysis in preparation for making a cost of living adjustment recommendation to the Commission. The Committee also followed up on other miscellaneous outstanding issues. The Committee submits the following for Commission consideration: Employee Open Wage & Benefits Committee Meeting A number of requests were submitted to the Committee by employees. These requests included but were not limited to the following topics: "metro average"benchmarking for lineworkers, "metro average"benchmarking for electric technicians, 457 deferred compensation benefit changes, and on-call stipend changes. The Committee discussed and researched these various requests. Of these requests,the Committee has consensus to propose a change to the 457 deferred compensation benefit. There was not consensus to propose action on any of the other requests at this time. Page 1 of 3 95 The 457 deferred compensation benefit is currently offered with an employer matching contribution of 3%with a cap of$2,000. The request was to eliminate the percentage criteria of the program and to increase the cap of the employer match. After staff research and Committee discussion,the consensus is to eliminate the percent criteria of the employer match. This would allow all employees, regardless of pay grade,to reach the employer contribution cap. The Committee also supports increasing the cap from $2,000 to $2,500. Benchmarking The Commission had given direction to the Committee to perform benchmarking on the General Manager position as an action item from the 2017 performance evaluation. In conjunction this benchmarking, the Committee also conducted benchmarking for the four pay plan groups: managers, lineworkers, field, and office. The benchmarking was conducted using both national and state association data. The comparison pool for the state benchmarking was limited to eight other comparable municipal utilities, four of them larger and four of them smaller. The benchmarking was extensive and produced results consistent with expectations. The results are as follows: General Manager Salary: 14%below MN municipal market average(utility size) 14%below national municipal market average (utility size) 13%below MN municipal market average(years of experience) Management Pay Group: 2%below MN municipal market average (including the GM) 2%below national municipal market average(including the GM) 1%above MN municipal market average (excluding the GM) 3%above national municipal market average (excluding the GM) Lineworker Pay Group: 11%above MN municipal market average At MN"metro average" Field Pay Group: At MN municipal market average Office Pay Group: At MN municipal market average Related,the second half of the Performance Evaluation of Troy Adams, General Manager,will be held during a closed meeting. Cost of Living Adjustments and Market Adjustments With consideration to the benchmarking study and the consumer price index for the Minneapolis region,the Committee recommends a cost of living adjustment(COLA)for all pay groups of 2.5%effective January 1, 2018. Additionally and based on the details of the benchmarking, the Committee recommends the following market adjustments in addition to the COLA: 0.5%market adjustment for the lineworker group; and a 2%market adjustment for the Customer Service Representative position. These two market adjustments are proposed to be effective January 1, 2018. Page 2 of 3 96 The Committee also discussed adjusting the 457 deferred compensation benefit employer contributions for the management pay group. This was considered as a correction to salary compression issues. The Committee is still discussing and will make a verbal recommendation at the commission meeting. Unused Vacation Time at the Time of Retirement In light of recent retirements of longtime employees, the request was made to look into the distribution of unused vacation time paid out upon termination (including retirement), to instead be deposited into the Health Care Savings Plan(HCSP) upon retirement and paid out upon termination. The request was made out of consideration of the additional taxes that are withheld with the current payout distribution upon retirement. Since any changes to the plan have to be approved by the state, Theresa contacted the MN State Retirement System (MSRS)to verify this change, and inquired on the appropriate language to use. We were told this change would be allowed and were provided the appropriate language. This was discussed with the Committee and agreed upon. The final step is to pass a policy change at our Commission meeting and forward that onto the MSRS for filing. The policy change requested is attached and identifies two different areas in our personnel policy that need to be changed: one under Section 36 Vacation, and one under Section 40 Health Care Savings Plan. The changes are highlighted in red. Lead Bore Rig Operator Position In 2014 ERMU created a Bore Rig Operator position. In 2015 a Lead Bore Rig Operator Position was created and filled through an internal promotion. In 2015, ERMU hired to fill the Bore Rig Operator position. The creation of the Lead Bore Rig Operator was done to establish a crew lead allowing for some independent project management. However, it has become evident to staff that in reality the Lead Bore Rig Operator position is expected to perform project management in the field beyond the original expectation and this position's pay grade points. In reality, this position has similar project and crew management responsibilities of a lead lineworker yet the position pay grade points do not reflect that. This issue was reviewed by the Wage &Benefits Committee (W&BC) on November 27. The committee reviewed the difference in responsibilities from the origin of this position to current actual practice. This difference has an impact to the pay grade points in one of the multiple categories that go into the calculation of the position's pay grade points. And upon review, the Committee had consensus with the need to change the positon pay grade points and gave staff direction to submit a change in position pay grade points for Commission approval. The proposed adjustment to job position's points would now reflect the in-field skills requirement needed to oversee a crew and plan work for a project. This change would reclassify this position from Field Pay Group 8 to Field Pay Group 9. ATTACHMENTS: • Proposed ERMU Policy Change for Health Care Savings Plan Vacation Contribution Page 3 of 3 97 36. VACATION All regular full-time employees shall accrue vacation according to the following schedule: Years of Service to Accrual Rate Accrued Per Utilities Since Most Per Year Pay Period Recent Date of Hire 0—3 years 10 days 3.08 hours per pay period 4 years 12 days 3.69 hours per pay period 5 years 13 days 4.0 hours per pay period 6-9 years 15 days 4.62 hours per pay period 10 years 16 days 4.92 hours per pay period 11 years 17 days 5.23 hours per pay period 12 years 18 days 5.54 hours per pay period 13 years 19 days 5.85 hours per pay period 14-18 years 20 days 6.15 hours per pay period 19 +years 25 days 7.69 hours per pay period Regular part-time employees accrue paid vacation under this schedule on a pro rata basis. Temporary and seasonal employees are not eligible for paid vacation. Employees must request time off for vacation as far in advance as feasible. When possible, employees will be granted vacation time of their choice. However this time is subject to the operating needs of the Utilities. PR Vacation days accrue each pay period as shown in the table above. Paid vacation may be taken as soon as it is accrued. Accrual rates change, as applicable, on an employee's anniversary date. Example: If an employee's start date was July 1, 2016, the new accrual rate would start July 1, 2019. Unused vacation days may be carried over from year-to-year, but only to a limited extent, as follows. Unused vacation carryover will be limited to the number of hours accrued during the previous year. Accrued vacation days beyond the carryover limit are lost. For example, if an employee with 2 years of service has accrued but not used 15 vacation days by the end of the pay period containing his or her anniversary date, he or she will only be permitted to carryover 10 days to the next year. Paid vacation may not be used for the purpose of extending an employee's active employment with the Utilities or for retaining a full-time equivalency percentage that is not based on an employee's actual planned and scheduled working time. Employees who voluntarily end their employment and who give the Utilities proper (generally at least two-weeks) notice shall be paid out for earned but unused vacation time as of the date of separation, provided they sign and do not rescind an agreement releasing claims arising out of their employment, in a form prescribed by the Utilities. Employees involuntarily terminated by the Utilities for any reason other than lack of work shall not be paid out any unused vacation time. Employees who retire (immediately eligible to claim their pension) and who give the Utilities proper (generally at least two-weeks) notice shall have 100% of unused vacation time converted into cash and deposited into their Post Employment Health Care Savings account, provided they sign and do not rescind an agreement releasing claims arising out of their employment, in a form prescribed by the Utilities. The Electric Superintendent and Assistant Electric Superintendent accrue paid vacation at the rate set forth above and are generally subject to this Vacation policy; but they each shall also receive an additional 40 hours of paid vacation per year, the balance of which will be paid out at their respective then-current base rates of pay if not used by the end of the year. No such balance may be carried over from year to year. 37. PAID SICK LEAVE Regular full-time employees accrue sick leave at the rate of 3.69 hours per pay period (approximately 8 hours per month). Regular part-time employees accrue sick leave pro rata based on the full-time accrual rate. Temporary and seasonal employees are not eligible for sick leave. Sick leave may be used for illness and for visits to a heath care provider (including any visit that would qualify for reimbursement under IRS Flexible Health Care Spending Accounts guidelines, which include, for example, medical doctors, dentists and optometrists). Sick leave may be used to cover illness or visits of the employee or the employee's child or another"covered relative" as AA defined below, or for purposes of parenting leave in accordance with Minnesota law. To be a "covered relative" under this policy an individual must have same residence address as the employee and must receive substantially all of his or her financial support from the employee. Documentation from a health care provider may be requested by the Utilities in its sole discretion. Sick leave is a privilege, and misuse may result in disciplinary action. In addition, an employee's sick time can also be used for a "safety leave" for covered relatives for the purpose of providing or receiving assistance due to sexual assault, domestic abuse or stalking. See also Minnesota Sick Family Member or Safety Leave,No 48, below. Sick leave may not be used for the purpose of extending an employee's active employment with the Utilities or for retaining a full-time equivalency percentage that is not based on an employee's actual planned and scheduled working time. Employees are required to notify their immediate supervisor at least thirty (30) minutes prior to the start of their regular working hours if they intend to be absent from work. If an emergency prevents the employee from notifying his/her supervisor at such time, the employee is expected to call as soon as possible during the work day. Employees are also required to keep their supervisors informed of their condition and anticipated return to work. An employee attempting to use sick time for reasons other than those explicitly permitted in this policy will be subject to disciplinary action up to and including termination. A doctor's certification of the need for sick leave in accordance with this policy shall be required if an employee is absent more than four (4) days or if abuse of sick leave is suspected by the employee's immediate supervisor, a Utilities manager, or the Human Resources Representative. In some circumstances, an employee may be requested to submit to a medical examination by an appropriate health care provider to confirm whether the employee is fit for duty. In such a circumstance, the Utilities may select the health care provider to conduct the examination. Unused sick leave will not be paid out in wages upon termination of employment, but in some circumstances is subject to limited conversion under the Health Care Savings Plan policy found elsewhere in this Handbook. 40. HEALTH CARE SAVINGS PLAN Utilities' employees participate in the Minnesota Post Employment Health Care Savings Plan (HCSP) established under Minn. Stat. § 352.98 and as outlined in the Minnesota State Retirement System's Trust and Plan Documents. All funds collected by the employer on the behalf of the employee will be deposited into the employee's Post Employment Health Care Savings Plan account. General participation rules are outlined below, for a complete guide regarding benefits, use, and eligibility see the plan's documents. 1. Employees are required to contribute to the Post Employment Health Care Savings Plan. These funds will be deposited after each pay period. The contribution shall be based on the following structure: 101) There will be four groups, concurrent with the pay plan. The four groups are Office, Field Workers, Line Workers, and Management. All groups shall participate in contributions as follows: a. Employees with fewer than 10 years of service are required to contribute 1% of their gross wages. b. Employees with fewer than 20 years of service and at least 10 years of service are required to contribute 2% of their gross wages. c. Employees with at least 20 years of service are required to contribute 3% of their gross wages. 2. Employees who have accrued over 960 hours of sick time will have 50% of those hours converted to cash and deposited in their Post Employment Health Care Savings account. The conversion will take place once a year at the end of December. 3. Employees who voluntarily end their employment and who give the Utilities proper (generally at least two-weeks) notice, and employees whose employment ends involuntarily because of lack of work, will have 50% of unused sick leave, up to a maximum of 120 days, converted into cash and deposited into their Post Employment Health Care Savings account provided they sign and do not rescind an agreement releasing claims arising out of their employment, in a form prescribed by the Utilities. Employees involuntarily terminated by the Utilities for any reason other than lack of work shall not be eligible to receive such conversion. No contributions will be accepted by the Plan on behalf of an employee after the death of the employee. 4. Employees who retire (immediately eligible to claim their pension) and who give the Utilities proper (generally at least two-weeks) notice, will have 100%of unused vacation leave, converted into cash and deposited into their Post Employment Health Care Savings account provided they sign and do not rescind an agreement releasing claims arising out of their employment, in a form prescribed by the Utilities. I ' 101