4.2 ERMUSR 07-12-2022��i
Elk River �
Municipal Utilities UTILITIES COMMISSION MEETING
TO: FROM:
ERMU Commission Theresa Slominski — General Manager
MEETING DATE: AGENDA ITEM NUMBER:
July 12, 2022 4.2
SUBJECT:
Annual Strategic Plan Review
ACTION REQUESTED:
Consensus on high level strategic themes and annual business plan budgeting/rates direction.
BACKGROUND
In August 2017, the Commission adopted a comprehensive manual of governance policies
based on the Carver Model of governance. Included in those governance policies is Governance
Policy G.2c Agenda Planning. This policy notes that in the first quarter "The Commission and
Management will review ERMU's current Strategic Plan along with the results of the Annual
Business Plan for the preceding fiscal year." This annual review was confirmed and scheduled
through the Commission's adoption of the 2022 Governance Agenda, which is included in the
monthly commission meeting materials, and is available to the public. This annual review was
conducted during the February commission meeting. Feedback from the Commission was
noted by staff.
Per the Governance Policy G4.c Strategic and Business Planning and consistent with Policy G.2c
Agenda Planning, and with the 2022 Governance Agenda adopted by the Commission in
December 2021, the Commission and management begin their annual update of the strategic
plan and financial plan for the succeeding five-year period during the July regular commission
meeting.
Per the policy, the strategic plan shall provide "strategic direction for a period of not less than
five (5) future fiscal years in terms of high-level elements such as vision, core purpose, core
values, mission, key result areas and broadly stated strategic objectives that are intended to
achieve the organizational outcomes contained in the Commission's Authority and Purpose
Policies." Included in the Commission's Authority and Purpose Policies are the bylaws,
organizational core purpose, mission, vision, values, fundamentals, and planning themes. These
policies are summarized on the attached mission, vision, fundamentals, values, and planning
themes document.
DISCUSSION:
The purpose for the Strategic Plan is to establish long term direction and goals for the
organization and develop the plan to get there. A good strategic planning process incorporates
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assessing risks and developing contingency plans based on risk mitigation in the journey toward
the long-term direction and goals.
The leadership team underwent a different strategic process this year, focusing on outcomes to
identify the direction of our organization. The outcome of "What do we want ERMU to look like
and be in the future?" was discussed and then four specific focus areas for our organization
were identified: 1) Employees, 2) Technology, 3) Reliability, Rates and Environmental
Stewardship, and 4) Safety. We created statements of focus from these four areas, and they are
as follows:
• We will promote a culture of continuous improvement that employees feel valued and
have growth opportunities and are engaged in and feel a part of ERMU's success and
remain with us.
• We will capitalize on existing and future technologies to achieve timely and useful
information to enhance employee's and customer's experiences.
• We will provide the best value to our community with service rates, reliability, and
environmental stewardship.
• We will continuously improve our safety culture to make sure everyone can work with
pride and goes home safe.
From there a roadmap and prioritization of initiatives will be developed for consideration in the
annual business plan/budgeting process. A high-level roadmap was started that identifies the
desire to provide employee development opportunities, continue Advanced Metering
Infrastructure (AMI) deployment and mapping efforts, evaluate rates and reliability levels, and
promote a culture of safety. Some of these involve minimal or no budgetary impact, and some
will have significant budgetary impact (like AMI). A three-year plan was started and from there
we need to develop the initiatives that are on the dashboard you are so used to seeing. A
complete new list of 2023 initiatives and dashboard will follow at a future commission meeting.
All policies, decisions, initiatives, and tasks by ERMU on behalf of our consumer owners should
be in direct line with the ERMU mission, vision, and values. All planning is conducted through a
process which categorizes initiatives under commission-adopted planning themes aligned with
our mission, vision, fundamentals, and values. This framework clearly defines how ERMU is
expected to operate. This process is intentionally transparent to our consumer owners.
The following includes highlights from the 2021-2022 initiatives that were completed. They
were under Theme 4: Technology, and Theme 5: Growth. Staff is looking for the Commission to
discuss high-level strategic themes and initiatives as discussed above with the focus statements.
Staff is looking for the Commission to have consensus on these themes leading into the
budgeting process. Staff is looking for commission discussion on the focus areas and how these
priorities align with the Commission's intended strategic direction for the organization.
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Review of the Strate�ic Plan
Theme 1: Communication — Improve the effectiveness of our communications inside the
organization, with our customers, and with the community.
Theme 2: Personnel and Governance — Develop our most valuable and vulnerable assets...our
commissioners, employees, leaders, and future leaders.
Theme 3: Strate�ic Thinkin� — Create a culture of strategic thinking and ensure line of sight from
mission to vision.
Theme 4: Technolo�y — Implement the prudent use of technology to improve efficiency and
increase customer choice, communication, and value.
• Outage Management and Communications—This initiative is a collaboration of field
staff and office staff to work together to provide timely and accurate information to our
customers in outage situations. Guidelines were established for communication from
the field to the office and then out to customers via the website and social media as
timely as practicable.
Vault Retention — This new initiative was established to efficiently utilize the "Document
Vault" storage functionality in NISC. A retention schedule and policies were created for
the financial documents and then properly set up in Document Vault for timely
retention and removal of data. This process will be replicated in other modules within
NISC now.
• Cyber & Physical Security—This is a carryover initiative, in conjunction with the City IT
staff and the joint committee created to evaluate cyber and physical security for ERMU
and the City. The policies have been created and now need to be reviewed and updated
annually.
Theme 5: Growth —Assess the growth curve to make decisions regarding organizational change.
Highway 10 Rebuild — This initiative was to coordinate electric and water infrastructure
changes to accommodate the improvements of the Highway 10 rebuild. Trail lights were
installed along Highway 10, and water main placement at Upland Avenue and Proctor
Road was completed.
• Backflow Prevention Program —This is a carryover initiative for protection of our water
resources and systems essential to the health of our customers. The initiative was to
develop a policy and implement plans for tracking and testing of backflow prevention
devices (RPZs and PVBs). Key to this is the testing of all devices attached to our
distribution system to ensure contamination does not occur. Policies were updated, we
have been working with HydroCorp for tracking tests and sending notices to residents,
and staff has been testing devices.
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Theme 6: Process, Measurement, and Financial Health — Improve processes and measurement
to better determine and report efficiency and effectiveness of organization and to ensure
financial and organizational health.
Summary
Staff is looking for Commission discussion on the strategic plan and direction. In February 2022
when the Commission reviewed the results of the 2021 annual business plan and the strategic
plan, the Commission had no requested changes or additions.
Are there other changes in strategy or direction that should be discussed?
ATTAC H M E NTS:
• ERMU Mission/Vision/Fundamentals/Values/Themes
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OUR
MISSION
To provide our customers vciith safe, reliable,
cost-effective and quality long-term electric
and vciater utility services. To communicate
and educate our customers in the use of
utility services, programs, policies and
future plans. These products and services
vciill be provided in an environmentally and
financially responsible manner.
OUR
VISION
Provide exceptional services and
value to those We serve.
OUR
FUNDAMENTALS
Safety, Reliability and Quality of Utility Services.
Customer Service and Employee Development.
Competitive Rates, and Financial and
Organizational Health.
OUR
VALUES
�
�
u
Q
�
r�
INTEGRITY
Honest, accountable and
united in all that vcie do.
QUALITY
Services that reflect excellence,
dependability and expertise.
COMMUNICATION
Respectful and engaged interactions
that are timely and clear.
SAFETY
A culture that protects our
customers, employees, and assets.
COMPETITIVE
Provide the best value for the
services vcie deliver.
OUR
PLANNING THEMES
THEME 1 I COMMUNICATION
Improve the effectiveness of our communications inside the organization, vciith our customers
and with the community.
THEME2 I PERSONNELANDGOVERNANCE
Develop our most valuable and vulnerable assets - our commissioners, employees, leaders,
and future leaders.
THEME 3 I STRATEGIC THINKING
Create a culture of strategic thinking and ensure line of sight from mission to vision.
THEME 4 I TECHNOLOGY
Implement the prudent use of technology to improve efficiency and increase customer choice,
communication and value.
THEME 5 I GROWTH
Assess the grovcith curve to make decisions regarding organizational change.
THEME 6 � PROCE55, MEASUREMENTAND FINANCIAL HEALTH
Improve processes and measurement to better determine and report efficiency and effectiveness
of organization and to ensure financial and organizational health.