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4.1 ERMUSR 10-11-2022UTILITIES COMMISSION MEETING TO:FROM: ERMU Commission Theresa Slominski - GeneralManager MEETING DATE: AGENDA ITEM NUMBER: October 11, 20224.1 SUBJECT: Margins Policy ACTION REQUESTED: Approve proposed ERMU Commission Policy G.5aMargins. BACKGROUND: In 2017, with the increase to a five-member Commission from a three-member Commission, it was determined to be beneficial to develop and update core governance policy to serve as a guide for the expanded Commission. This process was started in 2016. Previously the policy manual was a combination of management and governance policies, as well as procedures, forms, and specifications. One of the goals of this project was to update the policy documents the Commission is ultimately responsible for and separate out the procedure, forms, and specifications that should fall under the responsibility of management. A consultant, Collaboration Unlimited, was utilized for Phase 1 of this project, to develop the core governance policies. In February 2017, the core governance policies were developed as G.1 – G.3 items. In 2017-2019, additional work was done to identify and delegate the appropriate items to management as policy, as G.4 items. The Table of Contents of these policies is in your Commission Policy Manual and is attached for reference. DISCUSSION: Section 5 of the Commission Policies is Goals and Results, G.5, and has two intended policies to be developed. Those two policies are G.5a Margins and G.5b Competitive Rates. The purpose of these two policies is to provide commission and staff parameters for determining appropriate margins and rates that are reasonable and justifiable to our customers, can take the emotion out of decision making, and provide consistency year to year. The first of these policies, G.5a Margins, is presented this month. Our Electric Revenue Bond covenants determine a certain margin for the organization at 110% to 125% of bond convenance. Staff proposes that we use the conservative margin of 125% of bond convenance for electric. If bond convenance is not required, then a 1.5% revenue minimum to a 2.5% revenue maximum calculation be used to determine the margin. ______________________________________________________________________________ Page 1 of 2 39 Our Water General Obligation Bond covenants determine a margin by statute at 105% of bond convenance. Staff proposes that we use the margin of 105% of bond convenance for water. If bond convenanceis not required, then a 1.5% revenue minimum toa 2.5% revenue maximum calculation be used to determine the margin. The full policy is attached for reference. ATTACHMENTS: ERMU Commission Policy Manual Index – Revised 8.11.2021 Proposed ERMU Policy - G.5a Margins ______________________________________________________________________________ Page 2 of 2 40