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4.2 ERMUSR 08-08-2023______________________________________________________________________________ Page 1 of 1 UTILITIES COMMISSION MEETING TO: ERMU Commission FROM: Tony Mauren – Governance & Communications Manager MEETING DATE: August 8, 2023 AGENDA ITEM NUMBER: 4.2 SUBJECT: Electronic Signature Policy ACTION REQUESTED: Approve ERMU Commission Policy G.2i Electronic Signatures BACKGROUND: As an organization, ERMU continuously works to increase efficiencies and further sustainability measures. Part of these efforts include, whenever possible, implementing paperless processes that reduce material costs and administration time. For example, ERMU’s accounting department has been utilizing paperless processing through National Information Solutions Cooperative since 2020. Currently, the service agreements available to customers on ERMU’s website require applicants to print the form and sign it by hand in order to submit it. This has been the procedure since the forms were first made available on the website and was intended to aid in identity verification. Feedback from customers has been that this process is inconvenient and uncommon among other utilities they work with. The State of Minnesota authorizes and encourages the use of electronic signatures by governmental agencies, including municipalities commissions, and instrumentalities of municipalities, as an efficient and cost-effective method of operation. The state also requires that government agencies determine the extent to which it will use and accept electronic signatures. DISCUSSION: Accordingly, this policy establishes the use and acceptability of electronic signatures for ERMU. Its approval will allow staff to create new agreement documents with a built-in signature function that also immediately emails a copy of the form to the appropriate department for processing and data retention. ATTACHMENTS: • ERMU Policy - G.2i - Electronic Signature 49 ______________________________________________________________________________ Page 1 of 3 COMMISSION POLICY Section: Category: Governance Governance Policies Policy Reference: Policy Title: G.2i Electronic Signature PURPOSE: Elk River Municipal Utilities (“ERMU”) continuously works to increase efficiencies and further sustainability measures. ERMU’s efforts include the reduction of printing and paper use, and the increase in paperless forms of communication and approval processes. The purpose of this policy is to establish procedures to allow the use of electronic or digital signatures in place of handwritten (or “wet”) signatures pursuant to Minnesota’s Uniform Electronic Transactions Act (Minn. Stat., Ch. 325L) (“the Act”). The State of Minnesota authorizes and encourages the use of electronic signatures by governmental agencies, including municipalities commissions, and instrumentalities of municipalities, as an efficient and cost-effective method of operations. Specifically, the State requires government agencies to determine whether and to what extent they will use and accept electronic signatures (Minn. Stat. § 325L.18). As more governmental services and forms are offered online, agencies and municipalities need the ability and authority to review, comment upon, approve, sign, and otherwise process these forms and information in a digital and paperless medium. The Minnesota Legislature codified this encouragement with the passage of the Act. The Act provides the basis for electronic or digital signatures to be given the same legal recognition, function, and weight as handwritten signatures in all circumstances outlined in the Act. The Act applies to any electronic record or electronic signature created, generated, communicated, received, or stored after August 1, 2000. Under the Act, “electronic signature” means an electronic sound, symbol, or process attached to or logically associated with a record and executed or adopted by a person with the intent to sign the record. A record or signature may not be denied enforceability solely because it is in an electronic form (Minn. Stat. § 325L.07 (a)). Further, if a law requires a record to be in writing, an electronic record satisfies the law (Minn. Stat. § 325L.07(c)). If a law requires a signature, an electronic signature satisfies the law (Minn. Stat. § 325L.07(d)). 50 ERMU Commission Policy – G.2i Electronic Signature ______________________________________________________________________________ ______________________________________________________________________________ Page 2 of 3 To recognize these efficiencies in ERMU operations, the Elk River Public Utilities Commission (“Commission”) authorizes the use of electronic and/or digital signatures as a valid signature to issue checks and other orders of public funds; and execute documents and agreements. POLICY: To the fullest extent permitted by law, ERMU may utilize electronic digital signatures as legally binding and equivalent to handwritten signatures whenever feasible, prudent, and efficient. This policy hereby adopts the Definitions of the Act (Minn. Stat. § 325L.02). This policy does not apply to certain documents and transactions governed by the Uniform Commercial Code. A legible and acceptable electronic signature should have the following components: A. The name of the signer and is applied in a manner to execute or validate the document; B. The typed or printed name of the signer below or adjacent to the signature when the signature uses a digitized or scanned version of the signer’s hand scribed signature or the name is in a cursive font; C. The signer’s corporate, managerial, or partnership title as part of or adjacent to the digital signature when the signer is signing on behalf of an organization or legal entity; D. When required or capable, evidence of authentication of the signer’s identity such as the text “digitally signed by” along with the software provider’s seal/watermark, date and time of execution; or, have an authentication code or key identifying the software provider; and, E. A font, size and color density that is clearly legible and reproducible when reviewed, copied and scanned into a black on white format. PROCEDURES: All legally binding electronic documents and agreements shall be executed in accordance with the Uniform Electronic Transactions Act (UETA) and the Minnesota Act. A. ERMU staff and appointed officials are authorized to accept and use electronic signatures in all situations where requirement of a signature or approval is stated or implied. This policy does not supersede situations where laws specifically require a written signature, nor the specific signature policies of other government agencies. B. ERMU staff and appointed officials are authorized to use electronic signatures for documents, such as ERMU service agreements, purchase orders, expense reports, checks, and other customary and routine documents that are electronically generated. Other documents may be deemed appropriate by the General Manager or Commission Attorney. 51 ERMU Commission Policy – G.2i Electronic Signature ______________________________________________________________________________ ______________________________________________________________________________ Page 3 of 3 C. ERMU staff and appointed officials may utilize third party certification methods to authenticate electronic or digital signatures with vendors, contractors, or other government departments and agencies whenever prudent or at the direction of the General Manager or Commission Attorney. D. ERMU staff are authorized to use the signature field in Adobe or other similar electronic signature tool as a means of signing the document electronically. E. Electronic signatures must apply to individuals only, and not for roles, positions, or titles. F. ERMU reserves the right to refuse to use or accept an electronic or digital signature that does not comply with the Act or other applicable Minnesota Statutes. G. ERMU will retain an electronic copy of all electronically signed documents and agreements in accordance with the State Record Retention Policy. RESPONSIBILITY AND AUTHORITY: Administrative implementation of policy as permitted by the Act, the Minnesota Electronic Authentication Act (Minn. Stat., Ch. 325K), and Minnesota Statutes §§ 47.41 and 47.42. POLICY HISTORY: Adopted August 8, 2023 52