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4.5 ERMUSR 05-14-2024Elk River Municipal Utilities UTILITIES COMMISSION MEETING TO: FROM: ERMU Commission Tony Mauren — Governance & Communications Manager MEETING DATE: AGENDA ITEM NUMBER: May 14, 2024 4.5 SUBJECT: Commission Policy Review — G.2e — Commission Member Conduct ACTION REQUESTED: Approve recommended updates BACKGROUND/DISCUSSION: This month commissioners are reviewing policy G.2e — Commission Member Conduct to make comments, ask questions, or recommend updates. This policy establishes the expectations for ethical conduct and performance by ERMU Commissioners. Staff is recommending an update to the attendance portion of the policy, requiring commissioners to remain in compliance with the City's commission attendance policy. The new proposed language states, "Commission members are expected to be in compliance with the City's commission attendance policy, participating in regular, special, and committee meetings, either in person or electronically." ATTACHMENTS: • ERMU Policy— G.2e —Commission Member Conduct - Redlines Page 1 of 1 146 Elk River Municipal Utilities COMMISSION POLICY Section: Governance Category: Governance Policies Policy Reference: Policy Title: G.2e Commission Member Conduct PURPOSE: With this policy, the Commission establishes its expectations for the ethical conduct and performance of ERMU Commission members. POLICY: The ERMU Commission commits itself to ethical, diligent, businesslike, and lawful conduct, including proper use of authority, performance of responsibilities, and appropriate good behavior. Consistent with this general statement: 1. Commission members are expected to be in compliance with the City's commission attendance policy, participating in be pfesent, in per -son or- eleetroniea'� xra'�regulari-ate speciallyealled, and meefings of the Commission, and any Commiss committees meetings to whieh *h oa, either in person or electronically. 2. Commission members will properly prepare themselves to perform their assigned duties as Commission officers and members, and for effective Commission deliberation, decision - making, and representation in advance of all assigned meetings and other Commission - approved and Commission -related activities. 3. Commission members must, at all times, represent the interests of ERMU and its stakeholders. This accountability supersedes any conflicting loyalty such as advocacy to a personal cause or interest groups, and membership on other Commissions or employment in other organizations. 4. Commission members may not attempt to exercise individual authority over the organization except as explicitly set forth in Commission policies. Pagel of 3 147 ERMU Commission Policy — G.2e Commission Member Conduct a. A Commission member's interactions with the General Manager or with staff must reflect that there is no authority vested in individual Commission members except when explicitly authorized by the Commission. b. A Commission member's interactions with public, media or other entities must reflect the preceding limitation and the inability of any Commission member to speak for the Commission except to repeat explicitly stated Commission decisions or actions already taken. c. Commission members will not make individual judgments of the General Manager or staff performance, except through the process established by the Commission's policy on Annual Evaluation of the General Manager. 5. Individual Commission members will never lead the public, media or staff to have the belief that the General Manager or any staff member is out of compliance with Delegation to Management Policies unless the Commission has made a formal determination of non- compliance. 6. Commission members will respect the confidentiality that is appropriate to issues and information of a sensitive nature. 7. Commission members are bound by, and will comply with, all State Statutes regarding conflicts of interest and Elk River City Code Sections 2-131 to 2-135. 8. In addition, Commission members will avoid any situation in which they stand to benefit individually through financial gain or influence. If such situations cannot be avoided, Commission members will disclose any known or potential conflicts, excuse themselves from any meeting during those times when the matter causing the conflict or potential conflict is under consideration, and abstain from any voting on the matter. 9. Depending on the circumstances, a Commission member may disclose any known or potential conflict to the Commission Chair, the General Manager, or ERMU's Legal Counsel. Legal Counsel will be available to advise the Commission, individually or collectively, about potential conflicts. Generally, an individual Commission member will first approach the Commission Chair or the General Manager about a potential conflict. Legal Counsel is also available to advise individual Commissioners in confidence about potential conflicts. 10. In support of ERMU's standards of high ethical conduct, Commission members WILL NOT: a. Deceive, defraud, or mislead other ERMU Commission members, management, or staff members or those with whom ERMU has business or other relationships. b. Misrepresent ERMU in any negotiations, dealings, contracts, or agreements. Page 2 of 3 148 ERMU Commission Policy — G.2e Commission Member Conduct c. Divulge or release any information of a confidential or proprietary nature relating to ERMU's purpose, mission, plans, business strategies, or operational databases d. Use ERMU property, financial resources, or services of ERMU personnel for personal benefit. e. Obtain a personal advantage or benefit through the use of ERMU's name, either directly or through relationships established by the General Manager, another Commission member, or any staff member. f. Accept individual gifts of any kind in connection with the Commission member's relationship with ERMU. g. Withhold their best efforts to perform their duties to acceptable standards. h. Engage in unethical business practices of any type. i. Violate any applicable laws or ordinances. POLICY HISTORY: Adopted May 9, 2017 Page 3 of 3 149