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5.8. SR 02-13-2006 City of Elk River REQUEST FOR COUNCIL ACTION Agenda Section Meeting Date Worksession Februa 13,2006 Item Description Pa Plan Structure Review Pro osal Administrator Introduction The City Council directed the Personnel Committee to request proposals for consulting services to revise the city's pay plan structure to accommodate the city's new organizational structure. The Personnel Committee received proposals from the Stanton Group and Riley, Dettmann, and Kelsey. These two firms were chosen because the city currently has a consulting relationship with the Stanton Group and Riley, Dettmann, and Kelsey was selected because they are currently doing a similar study for Sherburne County and they have worked with many Minnesota cities on compensation studies similar to the one the city is undertaking. Discussion After reviewing the proposals, the Personnel Committee recommends that the City Council consider the proposal from Riley, Dettmann, and Kelsey. This proposal more accurately reflects what the Personnel Committee feels needs to be accomplished while the Stanton Group proposal only addresses the question of whether a study needs to be done, which the Personnel Committee feels it has already addressed. The recommended proposal includes reviewing the existing job descriptions and evaluating each using Riley, Dettmann, and Kelsey's (RDK) evaluation methodology. The Personnel Committee believes that this is an important part of the process because we have encountered numerous problems with the current point evaluation system. The current system was initially developed at the inception of the pay equity law over twenty years ago. It has been updated once since that time with minor adjustments made in the interim. However, it has not been changed to reflect the changes in the structure of jobs, particularly the computerization of the work environment, which affects the ratings on all information technology positions as well as administrative and management positions. The Personnel Committee has also encountered problems in evaluating environmental positions and some recreation positions. Again, this is because the factors for weighing these positions have not changed and the system is very task driven. The new evaluation system, as outlined on page seven of the proposal, includes weighing formal preparation and experience, decision making, thinking challenges and problem solving, interactions and communications, and work environment. Training for the Personnel Committee on how to evaluate positions using the RDK Evaluation Methodology is included. Currently, the system used by the Personnel Committee includes having employees fill out questionnaires, which are sent to the consulting firm for review and returned as a position prof1le that is reviewed further by the employee and department head, and sent back for review if changes are needed. This can be a time-consuming and somewhat overwhelming process for the employee. This new evaluation method would simplify this process. S:\Council\Lori\2006\Pay Plan Structure Review Proposal.doc The fInal step in the proposal is to review and modify the pay plan as needed to accommodate the new positions created in the past several years, particularly the division head and fIrst line supervisory positions. Financial Impact The cost for the proposal is between $10,575 and $11,515 depending upon the amount of consulting time needed. This item was not budgeted for 2006. Funding would need to come from the Council Contingency budget of $110,000. Attachments Consulting service proposals: . Riley, Dettmann, and Kelsey . Stanton Group Action Requested The City Council is asked to consider entering into a contract with Riley, Dettmann, and Kelsey for a classifIcation study resulting in a revised pay plan structure in an amount not to exceed $11,515. Council Action Motion by _ Second by _ Vote Follow Up S:\Council\Lori\2006\Pay Plan Structure Review Proposal.doc CONSULTING SERVICES PROPOSAL TO CONDUCT A CLASSIFICATION STUDY OF APPROXIMATELY 70 CITY CLASSIFICATIONS Submitted February 2006 Riley, Dettmann & Kelsey LLC 11900 Wayzata Boulevard - Suite 104 Minnetonka, MN 55305 Phone: (952) 542-9400 Fax: (952) 542-2212 E-Mail: rdkmn@earthlink.net Web Site: rdkcompsource.com RILEY, DETTMANN & KELSEY LLC _ Page SECTION 1 Background I Objectives I Scope .......................................................................... 1 SECTION 2 Methodology................................... ......................................................................... 2 SECTION 3 Qual ifications ..................................... ......... ............................................... ............. 4 SECTION 4 Project Staffing I Timing .......................................................... ............................... 5 SECTION 5 Profess ional Arrangements .... ............................................................................... 6 SECTION 6 Summary of the RDK Job Evaluation System Factors ........................................ 7 RILEY, DETTMANN & KELSEY LLC Backqround of the Proposed Study We understand that the City of Elk River intends to retain outside consulting expertise to plan, conduct, document, present and facilitate the implementation of a new job evaluation methodology. The existing job evaluation methodology was originally developed by Control Data Business Advisors (CDBA), then purchased by Personnel Decisions International and then sold to another vendor. The City Council, based on recommendation of the Personnel Committee, supports the adoption of a new job evaluation methodology. Finally, we understand that the City job descriptions covering classifications to be included in the study are current and accurate. Therefore, the Personnel Committee has indicated there is no requirement for the use of job description questionnaires. The primary reasons for conducting a classification study at this time are: ~ An in-depth classification study has not been done for a considerable period of time. ~ A classification study will recognize the job content and essential accountabilities currently assigned to each City classification. ~ The City wants to ensure that all classifications are appropriately classified for internal equity purposes and also so that the City will continue to remain in compliance with the State of Minnesota Local Government Pay Equity Act (LGPEA). Obiectives of the Proposed Study The City expects a proposal including work plan steps to: 1. Review existing job descriptions / classifications and evaluate each classification using our firm's job evaluation methodology. 2. Train the Personnel Committee, convened and coordinated by the Human Resources Representative, on how to evaluate positions using our firm's job evaluation methodology. 3. Provide ongoing support on an as-needed basis for the Personnel Committee and/or to provide an independent job evaluation rating for new positions. (The latter means independent, post-study job evaluations by the consultant). Scope of the Proposed Study The classification study will include the City's approximately 70 classifications. RILEY, DETTMANN & KELSEY LLC 1 Understanding the City Input from the City Administrator and Personnel Committee >- The consultant will meet with the City Administrator and Personnel Committee to: o Gain their perspectives and opinions on the proposed study and also to help ensure a uniform understanding of the project process steps and expected outcomes. o Establish the role of the Personnel Committee as an advisory panel that will review the consultant's findings and conclusions following the job evaluation process. The consultant will manage this activity to make the best use of each Committee member's time so that their ongoing City responsibilities are not unduly interrupted. Proposed Work Plan Step One - Collection of Existina Documentation and Data for the Study >- The consultant will meet with the Human Resources Representative to collect, discuss and thereafter thoroughly study all available job descriptions, organization charts, and any other job content-related materials deemed relevant to the study. >- The consultant and Human Resources Representative may make contacts with department heads, if required, to discuss questions on the job content of a particular position. Step Two - Job Evaluation on All District City to be Included in the Study >- The consultant will evaluate all positions included in the study using our job evaluation system. A summary of the five factors in our methodology is included in Section 6 of this proposal. >- Preliminary results of the job evaluation process will be presented to the Personnel Committee for review and comment. >- The consultant will thereafter further review the job evaluation results based on comments and/or concerns from the Committee. Step Three - Presentation of JE Results and Hierarchv to the Job Analvsis Committee >- The consultant will present a classification hierarchy to the Committee that includes any revisions prior to initiating the pay equity testing process. Step Four - Testina for Pay Equitv Compliance and Consideration of PEQ Results >- The consultant and Human Resources Representative will work together on pay equity testing that combines the job evaluation results with current and applicable pay maximums for each position. RILEY, DETTMANN & KELSEY LLC 2 Step Five - Presentation of Pay Equitv Testinq Results to the Personnel Committee ~ The consultant and Human Resources Representative will present an internal classification hierarchy that includes all positions included in the study and that continues the City's compliance with the State's pay equity law. Step Six - Preparation of Administrative Guidelines for the New Job Evaluation System ~ The consultant will prepare administrative guidelines to facilitate successful implementation and ongoing application of the new job evaluation system. Step Seven - Preparation and Presentation of a Final Report ~ The consultant will prepare a final report that contains all observations, findings, recommendations and exhibits related to the study. The final report will be reviewed with the City Administrator, Personnel Committee and any others as the Administrator may decide. Step Eiqht - Follow-Up and Onqoinq Support to the Personnel Committee ~ The consultant and Human Resources Representative will provide a follow-up training session on the new job evaluation methodology to help ensure the Personnel Committee fully understands and is able to use the methodology in a consistent manner. (This Step is included as part of the fees quoted in the Professional Arrangements section of the proposal) Step Nine - Job Evaluations Performed bv the Consultant if Requested bv the City ~ The consultant could review and provide a job evaluation point profile for a particular position if and when requested by the City. (This Step is listed separately in the Professional Arrangements section of this proposal) RILEY, DETTMANN & KELSEY LLC 3 Riley, Dettmann & Kelsey is a regional consulting practice specializing in classification/compensation strategies and related services. Principals in the firm have many years of experience with private and public sector organizations throughout the Upper Midwest. A representative list of Minnesota cities we have assisted with some combination of pay equity, classification or compensation issues includes the following: Client Contact Telephone Number City of Bemidji Mr. David Minke (218) 759-3565 City of Blaine Mr. Terry Dussault (763) 785-6154 City of Bloomington Mr. Kent Michaelson (952) 948-8710 City of Burnsville Ms. Jill Hansen (952) 895-4471 City of Eagan Ms. Lori Peterson (651) 675-5502 City of Fridley Ms. Deborah Dahl (763) 572-3507 City of Hastings Mr. David Osberg (651) 480-2383 City of Inver Grove Heights Ms. Jenelle Teppen (651) 450-2512 City of Lakeville Ms. Cindi Joosten (952) 985-4491 City of Maple Grove Ms. Ann Marie Shandley (763) 494-6016 City of Mound Ms. Kandis Hanson (952) 472-0609 City of New Brighton Ms. Jeanna Troha (651) 638-2046 City of Northfield Ms. Elizabeth Wheeler (507) 645-3012 City of Oakdale Mr. Craig Waldron (651) 730-2705 City of Princeton Mr. Steve Jackson (763) 633-2040 City of Rochester Ms. Linda Gilsrud (507) 281-7380 City of Savage Ms. Sandra King (952) 882-2649 City of S1. Cloud Ms. Dede Balcom Gaetz (320) 650-3140 City of S1. Louis Park Ms. Nancy Gohman (952) 924-2519 City of Shakopee Mr. Mark McNeill (952) 445-3650 City of Woodbury Ms. Jody Vogl-Eilertson (651) 714-3520 RILEY, DETTMANN & KELSEY LLC 4 Staffing Roderick M. Kelsey, a Principal and Vice President of the firm, assumes responsibility for a broad scope of consulting engagements in industry, education and government. Mr. Kelsey earned his Master's degree in educational psychology at the University of Minnesota following undergraduate studies in political science and sociology at Illinois Wesleyan University. He has served in multiple leadership roles for the Twin Cities Human Resources Association (TCHRA) and holds memberships in WorldatWork (formerly called the American Compensation Association [ACA]) and the Society for Human Resources Management (SHRM). His extensive experience with public sector classification and compensation consulting includes many pay equity-related assignments since inception of the State's Local Government Pay Equity Act (LGPEA) in 1985. Mr. Kelsey will assume direct accountability for all aspects of this assignment as outlined in this proposal. Timing of the Study Completion of the study, as outlined in this proposal, will require from four to six working weeks following the study start date. Any unforeseen circumstances beyond control of either the consultant and/or City will be immediately acknowledged to determine what, if any, such developments will likely have on the timing and/or profe~sional fees quoted for the study. RILEY, DETTMANN & KELSEY LLC 5 Based on the estimated scope of the study (70 classifications) and the work plan steps outlined in this proposal, our consulting fees will be in a range from $10,575 to $11,515. This range allows for an extra Ii day of consulting time due to unforeseen circumstances. The consulting fee estimate above does not include Step Nine (independent job evaluations by the consultant) that is listed separately below nor does the estimate include mileage related to the study. Mileage related to the study will be invoiced in addition to the above not-to-exceed estimate at the 2006 IRS rate of $.445 / mile. NOTE: Step Nine requests (independent post-study job evaluations by the consultant) would be invoiced on a case by case basis as determined and agreed upon with the Human Resources Representative based on a consulting fee rate of $235/hour. Typically, independent job evaluations require from 20 to 30 minutes ($78 - $117.50) if the documentation is clear and no phone calls are required. If phone calls to verify job content information are required, or there is a particular issue that requires more in-depth discussion and review, an evaluation could take from 45 to 60 minutes ($176.25 - $235). Experience suggests it's usually the former case, not the latter case, since clients usually provide complete, accurate and thorough job content information. This proposal remains in effect for 120 days from date of issue. After that time, we respectfully reserve the right to modify or withdraw the proposal. Thank you for requesting this consulting services proposal from Riley, Dettmann and Kelsey. RILEY, DETTMANN & KELSEY LLC 6 Summary of Job Evaluation Factors in the RDK Job Evaluation System Formal Preparation and Experience This job evaluation factor is applied to determine the most representative combination of formal preparation (schooling at whatever level) and relevant Gob-linked) experience typically required to qualify for the position being evaluated. It is important in this factor to verify the minimum acceptable qualifications for the position being evaluated. [There are two decisions made on this factor - one related to formal preparation and one made related to relevant experience.] Decision Makina (Impact) This job evaluation factor is applied to determine the regular and ongoing freedom to act; the extent of the organization affected by those actions; and the best characterization of decision- making typical of the position being evaluated. [There are three decisions made on this factor - one related to the degree of freedom to act; one related to the extent of such judgments; and one related to the nature of decision making.] Thinkina Challenaes and Problem Solvina This job evaluation factor is applied to determine the representative thinking challenges and problem solving required on an ongoing basis and thereafter the depth of intellectual response to those challenges and creativity involved in solving problems. [There are two decisions made on this factor - one related to the context and complexity of challenges/problems and one related to the depth of response required to address and resolve such challenges and problems.] Interactions and Communications This job evaluation factor is applied to determine the context of business-related interactions and communications that are an ongoing part of performing the position being evaluated. [There are two decisions made on this factor - one related to the type and context of business interactions and one related to the impact of the outcomes and effects on information content and flow throughout the organization.] Work Environment This job evaluation factor is applied to determine the potential for injury in performing the position being evaluated and also determine what recognized health hazards regularly exist in the typical work environment of the position being evaluated. [There are two decisions made on this factor - one related to potential for injury and one covering the recognized health hazards in the work environment.] RILEY, DETTMANN & KELSEY LLC - 7 I I I I i I I , III 3405 Annapolis Lane North Minneapolis. MN 55447 Phone: 763-278-4000 or 800-754-9867 www.stanton-group.com Proposal: Diagnostic Analysis presented to January 18, 2006 II STANTON I GROUP ~. Table of Contents Summary of Requested Services and Deliverables..........................................................1 Background and Understanding......................................................................................1 Deliverables................................................................................................................... ..1 Our Process........................................................................................................................ .2 Our Promise to you................................................................................................... ......2 Diagnostic Analysis............................................................................................................3 Additional Project Scenario................................................................................................4 Proposed Timeline and Fees..............................................................................................6 As Partners We Agree......................................................................................................... 7 Resources........................................................................................................................ ....8 Your Project Team............................................................................................................. 1 0 About Stanton Group........................................................................................................ 12 History........................................................................................................................ .. .12 Size.......................................................................................................................... .... .12 Locations..................................................................................................................... ..12 Services ........................................................................................................................ 12 Compensation Services Group........ ......... .............................. ..................... ............... ...13 Proposal Acceptance........................................................................................................ 14 City of Elk River January 18, 2006 . STANTON I GROUP Compensation Services Proposal Summary of Requested Services and Oeliverables Background and Understanding J The City of Elk River is one of the fastest growing communities in the Twin Cities metropolitan area. Located between several of the main traffic arteries entering the Cities from the north, Elk River's population grew by more than 20% from 2000 to 2004. The city currently employs approximately 96 employees. The City of Elk River would like a third party to (1) run a diagnostic assessment of their current salary structure and job evaluation system, in hopes of determining whether or not adjustments need to be made in order to remain competitive with the market, and (2) suggest a possible project scenario if it is determined that major adjustments will be needed. Oeliverables . Diagnostic Assessment · Benchmarking of a representative sample of Elk River's positions against the market · Comparison of bench marked positions against Elk River's current classification system · Summary report with recommendations on potential next steps . Possible project scenario if major adjustments will be needed City of Elk River January 18, 2006 . STANTON I GROUP Compensation Services Proposal J Our Process At Stanton Group, we approach each engagement with an eye toward customizing compensation solutions to the business needs of the client. Our basic process when working with clients is depicted by the following graphic: Business Mission, Vision and Strategies . Human Resource/Talent Management Strategies .l .. .. We use a phased approach to engagement management. And, we like to give clients the opportunity to choose the steps that best fit their immediate need and budget. Our Promise to You Stanton Group is committed to protecting the private information of the City of Elk River and their employees. Stanton Group maintains the confidentiality of all nonpublic client and personal information we receive through our relationships with our clients. City of Elk River January 18, 2006 . STANTON I GROUP IF Compensation Services Proposal J Diagnostic Analysis Step 1: Benchmark representative jobs against the market. Stanton Group will benchmark a representative sampling of Elk River's non- executives' base salary and short-term incentive levels against the appropriate market in order to (1) ensure market competitiveness, and (2) maximize cost effectiveness. · This step includes a check-in with the Project Team on all findings and one revision of data, if applicable. Additional revisions can be requested and will be charged at the standard hourly rate. · This step is currently priced at 10 positions. Step 2: Comparison of benchmarked positions against Elk River's current classification system. · Stanton Group will review the current evaluation system and how the points generated compare to the market data. Step 3: Comparison of market data and job evaluation points to the current structure. · Review current salary structure and placement of jobs within the structure to check for consistency, compression and inequities. Step 4: Summary report · All observations and recommendations will be presented to the City of Elk River in the form of a written report. City of Elk River January 18, 2006 . STANTON I GROUP Compensation Services Proposal J Additional Project Scenario Should the findings of the diagnostic analysis suggest that major adjustments are necessary, Stanton Group would recommend the following steps: Step 1: Benchmarking of All City of Elk River Positions · Provide benchmark data for the remaining 60 Elk River positions not previously benchmarked in the diagnostic analysis Step 2: Job Evaluation Tool & On-Site Training Session · Stanton Group will conduct a ~ day session on how to use the Stanton Group Job Evaluation tool. The session will include: o Description of the tool itself o Practice evaluations - depending on the size of the group this may be conducted in small groups o Question and answer session · All participants will receive a workbook containing all training materials · (Optional) Stanton Group can conduct an evaluation of all jobs and assign applicable points · (Optional) On-Going Support throughout the Implementation Process o Stanton Group will provide phone support to the City of Elk River throughout the implementation process. o NOTE: This service has been priced on a retainer basis for a two month time period, eight hours/month. If the City of Elk River needs support beyond two months, the price will need to be re- negotiated. Step 3: Creation of a salary structure. · Using the new benchmark data, Stanton Group will create a new salary structure. · This step includes a check-in with both Human Resources and/or top management to review for reasonableness. Step 4: Conduct a pay gap analysis and prepare a budget impact report. · Stanton Group will review the actual pay levels within the context of the recommended pay structure. · One costing of the budget impact of the new structure will be provided. This entails establishing the amount needed to bring those employees who are below the minimum for the new ranges up to the range minimums. Stanton Group will also identify how many employees are over the recommended maximums and make recommendations regarding these individuals. Any additional costings can be provided at the standard hourly rate. · NOTE: Pricing and the time estimate for this step are based on 96 incumbents. City of Elk River January 18, 2006 . STANTON I GROUP Compensation Services Proposal Additional Project Scenario, cont. J Step 5: Review current performance appraisal system. · Stanton Group will review the current performance appraisal system to ensure it facilitates the goal of making base pay increases more objective and linked to performance. · NOTE: The time needed to complete this step depends on the number of different appraisal forms there are and the length of each form. Step 6: Creation of the performance rating salary increase matrix. · There are two ways that Stanton Group could help with the creation of the performance rating salary increase matrix: o Stanton Group could provide consultation services to the City of Elk River to review and make recommendation regarding the salary increase matrix that Elk River designs o Stanton Group will design the performance rating salary increase matrix for the City of Elk River · NOTE: Stanton Group's review will require access to Elk River's payroll records, merit pool, as well as the newly created matrix in order to ensure that pieces are aligned and that the merit guidelines are effective. · (Optional) Implementation of system and supervisory training. o Stanton Group would develop and administer the training program necessary to ensure that Elk River supervisory personnel understand and know how to use the new performance management system. o Stanton Group will develop the appropriate training materials as well as lead the training sessions. Step 7: Prepare a Summary of Findings Report for the Elk River Project Team · Stanton Group will prepare a final report covering all findings and recommendations established throughout the course of the project. · (Optional) Stanton Group would also be available to present the report to the Elk River Project Team. Typically, these meetings last between 2 to 3 hours. City of Elk River January 18, 2006 . STANTON I GROUP Compensation Services Proposal J Proposed Timeline and Fees Estimated Estimated Step Activity Timeline Fees Notes DIAGNOSTIC ANALYSIS 1. Benchmark representative jobs against the market 2. Compare bench marked positions against current classification system 2 weeks $2,000 (1 ) 2 weeks $1,500 - $2,000 3. Compare market data and job evaluation points against current structure. 1 week $1,000 - $1,500 TOTAL 6 weeks $5,500 - $7,000 4. Summary report 1 week $1,000 - $1,500 1. Currently priced at 10 positions. Notes and Contingencies: Ensuring compliance with all state regulations regarding pay equity and comparable worth is outside the scope of this proposal and, therefore, all project findings and related materials provided to the City of Elk River by Stanton Group are only recommendations and professional opinions. Should the work transpire into significantly more hours, the fees would be adjusted. However, Stanton Group's policy is to provide a thorough bid at the onset to avoid increasing fees. Stanton Group will contact the client prior to assessing any additional charges. The proposal above does not include expenses for travel incurred by the project. Travel time will be invoiced at one-half standard hourly rates. All expenses are itemized for the client in the invoice. Stanton Group will invoice Elk River for hours worked at the end of each month. Completion of this project, on time, is contingent upon the client meeting project deadlines and/or requests for data. This proposal is valid for 60 days from date received. Stanton Group reserves the right to use the data in future consulting projects, articles and for reference. City of Elk River January 18, 2006 . STANTON I GROUP Compensation Services Proposal J As Partners We Agree... Stanton Group is committed to protecting the City of Elk River's private data. Stanton Group uses reasonable efforts to maintain the confidentiality of all non public client and personal information we receive through our relationships with our clients. The City of Elk River agrees to pay Stanton Group all consulting fees associated as outlined and accepted by Elk River upon receipt of invoice. Additionally, Elk River agrees to allow Stanton Group reasonable access to its staff in the conduct of this project. Once completed, the City of Elk River will own the original written material prepared for Elk River under this proposal by Stanton Group. Either party may terminate the project on thirty (30) days written notice. Should this event occur, Stanton Group will deliver a timely, final invoice for hours worked to the date of termination for payment by Elk River. City of Elk River January 18, 2006 . STANTON I GROUP Resources Compensation Services Proposal J Watson Wyatt · 2005/2006 Board of Directors . 2005/2006 Top Management . 2005/2006 Technician & Skilled Workers . 2005/2006 Non-Qualified Benefits & Perquisites Practices . 2005/2006 Sales & Marketing Personnel . 2005/2006 Employee Benefits Sta~ton Group . 2003 Church Compensation . 2005 Customer Service Compensation . 2003 Finance & Mortgage Industry . 2005 Healthcare Management & Supervisory Compensation . 2005 Healthcare Professional & Nonexempt . Compensation · 2005 Industrial Flight Compensation . 2005 Information Technology Compensation . 2005 Twin Cities Metropolitan Area Compensation & Benefits (Public-Sector) Mercer . 2005/2006 Professional Personnel . 2005/2006 Office Personnel . 2005/2006 Supervisory Management . 2005/2006 Retail Industry . 2005/2006 Middle Management . 2005 Pharmacy Compensation Survey . 2005 PSI Exempt Compensation . 2005 PSI Non-Exempt Compensation . 2005 Upper Midwest Compensation 2005 Upper Midwest Benefits . 2005 Wholesale/Retail Compensation . 2005 Wholesale/Retail Benefits · 2004 National Survey of Employer-Sponsored Health Plans · 2005 Geographic Salary Differentials SHRM . 2005 Benefits Survey . 2004 Healthcare Survey . 2005 Reward & Incentive Program Design Survey Conference Board . 2004 Top Executive Compensation Survey · 2004 Directors' Compensation & Board Practices City of Elk River January 18, 2006 . STANTON I GROUP Compensation Services Proposal J Resources, cont. Others . 2005/2006 WorldatWork Salary Budget Survey . 2004 Hay Benefits Report . 2005 QualComp Compensation Survey . 2004 NASPP Stock Plan Design & Administration Survey . 2005 ERI Salary Assessor . 2004 Clark Consulting Executive Benefits Survey . 2003/2004 Global Relocation Trends . 2005 Corporate Relocation Survey . 2005 NACD Director Compensation Report . 2004 Pearl Meyer Director Compensation Report City of Elk River January 18, 2006 . STANTON I GROUP .~ Compensation Services Proposal J Your Project Team MARK O. SULLIVAN, Practice Leader, Compensation Services Mark is the Compensation Services Practice leader for Stanton Group. His consulting experience includes a wide range of compensation projects for various industries. He is an experienced professional with over 20 years in compensation work at organizations ranging from mid-size to Fortune 100 companies as well as being the founder of two Twin Cities- based consulting firms. Although compensation work is a primary focus, his roles have also called for his involvement in succession planning, merger and acquisition activity, turnaround management, performance management and organizational design. His compensation work has included designing, developing, implementing and managing a variety of executive compensation tools (short- and long-term incentives, stock options, restricted stock, deferred compensation, etc.), job evaluation, compensation administration and development of corporate-wide compensation communications. Mark has a Bachelor's degree from Iowa State University in industrial administration with a concentration in industrial engineering. He also received a master's degree in industrial relations from the University of Minnesota. He is a member of the Society for Human Resource Management, WorldatWork (formerly the American Compensation Association), the Minnesota Human Resources Planning Society and the Turnaround Management Association. Mark can be reached at 763-278-4264 or bye-mail atmsullivan@stanton-group.com. CHRISTINE SOLIS-MENDOZA, Compensation Consultant, PHR Christine Solis-Mendoza is a Compensation Consultant with Stanton Group. She has over 5 years of human resources experience in various industries. While compensation work is her primary focus, she also has experience in training and development, employee relations, FlSA determination and documentation, job description development and recruiting. Her compensation work has included job analysis and evaluation, market analysis, designing and costing of base and incentive compensation programs for all levels of jobs including executive and Board of Directors' compensation. Since joining Stanton Group she has also been actively involved in the development, design, and administration of a number of regional and national compensation and benefits surveys. Christine holds a Bachelors of Business Administration degree from the University of Texas at San Antonio and a Masters of Arts Degree in Human Resources and Industrial Relations at the University of Minnesota. She is also an active member of the Society of Human Resource Management Association (SHRM) and the Twin Cities Compensation Network and certified as an ISO Auditor. City of Elk River January 18, 2006 . STANTON I GROUP Compensation Services Proposal J Your Project Team, cont. AMY J. STARK, Compensation Analyst Amy Stark is a Compensation Analyst with Stanton Group. She holds a Bachelors degree in Psychology from the University of Northern Iowa and a Masters of Arts degree in Human Resources and Industrial Relations from the University of Minnesota. Upon joining Stanton Group, Amy has been actively involved in the administration and production of a number of regional and national compensation and benefits surveys. She also has experience in recruiting, training, and job description development. Her compensation consulting work has included job analysis, market analysis, and costing of base and incentive compensation programs for all levels of jobs. Prior to working at Stanton Group, Amy worked as a Staffing Supervisor and Customer Service Representative for Kohl's Department Stores for over three years. ANGIE PERSCHNICK, Senior Compensation Analyst Angie Perschnick is a Senior Compensation Analyst with Stanton Group. She has over 4 years of human resources experience in various industries. While compensation work is her primary focus, she also has experience in FLSA determination and documentation, job description development, benefits administration, and merger and acquisition processes related to compensation and staffing. Her compensation work has included job analysis and evaluation, market analysis, review and design of base and incentive compensation programs for all levels of jobs, sales compensation, and international compensation. Angie holds both a Bachelors of Management and Psychology degree and a Masters of Arts Degree in Human Resources and Industrial Relations from the University of Minnesota. She is also an active member of the Twin Cities Compensation Network and WorldatWork (formerly American Compensation Association). Prior to joining Stanton Group, she held human resource positions with ADC Telecommunications, Land O'Lakes, Marquette Financial Companies, Syngenta Seeds, St. Paul Travelers, and Cenex Harvest States. City of Elk River January 18, 2006 . STANTON I GROUP Compensation Services Proposal J About Stanton Group History Since its inception in 1953, Stanton Group has evolved from a single service provider, offering deferred compensation administrative services, to a total solution provider with highly diversified product and service offerings. Stanton Group has grown over the years by acquiring organizations that specialize in various aspects of employee benefits and compensation. Our full-service, open architecture platform incorporates consulting and administrative services to meet employers' broad range of benefit and compensation needs. Our enthusiastic and creative team of experienced professionals currently serves over 1,400 clients and 300,000 employees nationwide. Size Approximately 185 employees Locations We currently have offices in Minneapolis, Minnesota and Dallas, Texas. Services '~' ,f' ~:: - " ~, Health & Welfare Consulting . Group Insurance Plans . Employee Communications . Health Cost Management . Pharmacy Benefit Consulting . Claims Analysis Tools . Flexible Spending Accounts . COBRA Administration ~~+ "" ~ "':' ~ - .,..,. " I' ~ 'J."}~" ~. - Retirement Services . Plan Design Consulting . Administration and Compliance Services for - Defined Contribution Plans - Defined Benefit Plans - Nonqualified Plans . Investment Consulting through Stanton Investment Services, Inc. Member NASD/SIPC . Trustee Services through Stanton Trust Company, N.A . Employee Education and Communication City of Elk River January 18, 2006 . STANTON I GROUP Compensation Services Proposal J About Stanton Group, cont. Services, cont. ~ . -... " '- ,~ Compensation Services . Annually Published Surveys . Custom Surveys . Compensation Consulting . Executive Compensation . Employee Communication Executive Benefits . Corporate Owned Executive Life Insurance Programs . Business Continuation and Business Succession Planning . Executive Disability Income Protection Programs . Nonqualified Deferred Compensation Plans . ESOPs: Employee Stock Ownership Plans Property and Casualty Insurance . Risk Management . Marketing . Account Management . Loss Runs . Experience Modification Reviews Compensation Service Group Our consultants and analysts average 20 years of compensation experience in both corporate and consulting positions. Our experience and know-how, backed by Stanton Group's proprietary research, allows us to efficiently find creative solutions that link pay strategies to business objectives. We also conduct over 20 annual compensation and benefit surveys that provide detailed, up-to-date, industry specific information for national, regional and local clients in the private and public sectors. City of Elk River January 18, 2006 . STANTON I GROUP Compensation Services Proposal J Proposal Acceptance Next Step We appreciate the opportunity to propose on this important project. If you would like to discuss any aspect of this proposal or the project, please call Mark Sullivan at 763-278-4264. If you accept our project and the costs as outlined, please sign and return a copy of this proposal to Mark as soon as possible; or if you choose, you may send it via facsimile to 763- 278-4265. Proposal Acceptance Indication Please indicate the accepted project(s): o Diagnostic Analysis: 6 weeks; $5,500. $7,000 The client's signature indicating acceptance of this proposal, including fees and timeline. Name: City of Elk River Representative Title: Date: City of Elk River January 18, 2006 . STANTON I GROUP