5.1. SR 02-05-2007
City of Elk River
REQUEST FOR COUNCIL ACTION
Agenda Section Meeting Date
Community Development February 5, 2007
Item Number
5.1.
Prepared by
Scott Clark, Community Development
Director
Reviewed by
Item Description
Dominium Corporation Request for Housing Revenue Bond for
Birchwood Court A artments 1227 School Street
Introduction
The Dominium Corporation, under the ownership of Elk River Leased Housing Associates II, LP (Elk
River Housing), is seeking authorization for the City of Elk River to issue a 30-year tax exempt housing
revenue bond in an amount up to $2.5 million. These funds will be used as proceeds for the purchase of
the 51-unit Birchwood Court Apartments (formerly Park Pointe) located at the southwest corner of
School Street and Proctor Avenue. The City's issuance of these housing revenue bond will also enable the
new owner to receive housing tax credits which will be converted to project equity. The bond and credits
place a cap on income and rent for the project which is illustrated on page 2 of the attached Dominium
letter dated January 16, 2007. It should be noted that this apartment complex was originally financed with
tax credits, and as such, had similar limitations.
The applicant is requesting that the Council consider an inducement resolution which indicates a
preliminary intention to start the process (and allows the applicant to start the tax credit process). In
addition, the resolution establishes March 5, 2007 as the date for a statutorily required public hearing.
Also included for Council consideration is a "Program for Financing a Multifamily Rental Housing
Development", which essentially is a summary of how proceeds will be used, rent standards, and where
authorization of the bonds are derived from.
Discussion
Staff is recommending this issuance base on the following:
Elk River Housing will infuse a minimum of $671,000 into rehabilitation efforts including boilers, interior
and common area improvements. This is in addition to approximately $300,000 of recent improvements
for steel siding, roof and new decks. The combined total of $971,000 equates to almost $16,000 per unit
of rehabilitation, which is substantial for a complex of this age (built in approximately 1990).
Rent "restrictions" on this property is not a concern as the maximum allowable rent is substantially higher
than Elk River's normal rental market value. Page 2 of the previously cited letter illustrates that current
rents will be increased, depending on the type of unit, and more important to the point of rental rates,
proposed rents will be $250 to $300 under the maximum allowed by the restrictions placed on the
property because of the bond sale.
S:\Community Development \Scott Clark \Dominium Project \Request Council Action dominium.doc
The City's Fire Department, which conducts apartment inspections, has stated that the Dominium
COlporation, v:hich ~wns the Dove Tree Apartments in the City, has been excellent to work with from a
management Vlewpomt.
Financial Impact
There will be no impact to the City since this request is for a revenue bond (conduit financing) with the
City not having to pledge any considerations towards debt payment. In addition, Dominium has paid an
initial $5,000 application fee, the City will require a 1% of issuance fee and all out of pocket expenses for
legal fees to underwrite the bond will be paid for by the applicant.
Attachments
. Dominium letter dated January 16, 2007
. Elk River Conduit Bonding Application
. Program for Financing a Multifamily Rental Housing Development
. Resolution No. 07-
-'
Action Requested
Staff recommends approval of the following:
1. Resolution No. 07-_, A Resolution Reciting a Proposal for a Multifamily Housing
Development Project, Indicating Preliminary Intent, Subject to Certain Conditions, to Assist
the Financing of the Project Pursuant to Minnesota Statutes, Chapter 462C (Birchwood
Court Apartments Project) in an amount up to $2.5 million; and
2. The Program for Financing a Multifamily Rental Housing Development
These recommendations are based on:
. Approximately $671,000 of rehabilitation funds be dedicated to the project
. Issuance and other fees to be paid for by the applicant
Council Action
Motion by _
Second by _
Vote
Follow Up
S:\Community Development\Scott Oark\Dominium Project\Request Council Action dominium.doc
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DOMINIUM
Development & Acquisition, LLC
January 16, 2007
Mr. Scott M. Clark
Community Development Director
City of Elk River
13065 Orono Parkway
Elk River, MN 55330
Minneapolis, MN 55402-4115
Re: Birchwood Court Apartments
1227 School Street
Elk River, MN
Dear Mr. Clark:
By this letter, Elk River Leased Housing Associates II, LP is formally requesting that the
City of Elk River City Council pass a resolution authorizing issuance of tax-exempt
bonds in an amount not to exceed $2,350,000 to aid funding the acquisition/rehabilitation
ofthe Birchwood Court apartments located at 1227 School Street NW in Elk River. We
are requesting a 30-year bond term.
The Buyer is proposing to: 1) preserve the existing affordable housing by executing a 30-
year affordable housing deed restriction; 2) substantially rehabilitate the property; and 3)
provide a high-quality, crime-free environment for our residents.
The general partner is comprised of four members who are the four principals of
Dominium Development & Acquisition, LLC based in Plymouth, MN. The four
members of the general partner own another apartment project in Elk River, i.e. Dove
Tree Apartments located at 1105 Lions Park Drive. We strongly support the Elk River
Coalition for Crime-Free and Drug-Free Housing as demonstrated by our involvement
with this program at Dove Tree Apartments. It is our intention to strongly enforce the
same tenant selection criteria at Birchwood Court Apartments that we have successfully
implemented at Dove Tree Apartments. As Minnesota's largest privately-held owner of
apartments, we have consistently found that providing safe, crime-free housing units to
good tenants is a win-win scenario for the owners, our tenants and the City.
2355 Polaris Lane North Suite 100 MinneapoliS, MN 55447 Phone 763/354-5500 Fax 763/354-5650
Acquisition. Development. Construction. Management
Mr. Clark
January 16, 2007
Page ii
The current owner recently replaced the siding and roofing shingles. The Buyer's scope
of rehabilitation includes:
1) converting one unit into a leasing office / clubroom resulting in 51 rental units;
2) new kitchen cabinets and countertops;
3) new bathroom vanities and cultured marble vanity tops;
4) replacing the boilers;
5) replacing appliances over 7 years old; and
6) updating the common areas with new carpet, paint and light fixtures.
We anticipate that the rehabilitation budget will be between $10,000 and $12,000 per unit
plus a 10% contingency. In addition to tax-exempt bonds, the Buyer is applying for
$900,000 in HOME funds from Central Minnesota Housing Partnership. Also, the Buyer
expects to raise $1,025,000 in tax credit equity.
The property is currently encumbered by a Land Use Restrictive Agreement (LURA) that
was executed December 24, 1990. The LURA specifies 100% of the units are rent and
income restricted at or below 60% of Area Median Income (AMI). The Buyer is
proposing to preserve 100% of this affordable housing under the same rent and income
restrictions, i.e. at or below 60% AMI.
The 60% AMI income restrictions are as follows:
2006 LmTC INCOME LIMITS (60% of AREA MEDIAN INCOME)
1 Person I 2 Persons 3 Persons 4 Persons I 5 Persons I 6 Persons
$33,000 $37,680 $42,420 $47,100 I $50,880 I $54,660
The following table outlines current rents, proposed rents after rehabilitation and
maximum allowable rents per the Section 42 guidelines for the metro area:
2006 LIHTC RENT LIMITS 160% of AREA MEDIAN INCOME)
Unit Type # of Size Current Rent Proposed Max. LIHTC
Units (SF) Rent Rent
One Bedroom 3 683 $555 $625 $883
Two Bedroom 22 871 $665 $715 $1,060
2BR/TwoBath 2 1,113 $675 $750 $1,060
3 BR / One Bath* 12 995 $725 $735 $1,060
3 BR / Two Bath 12 1,066 $775 $850 $1,224
* We are considering converting the twelve three bedroom / one bath units into two
bedroom / one bath units.
2355 Polaris Lane North Suite 100 Minneapolis, MN 55447 Phone 763/354-5500 Fax 763/354-5650
Acquisition' Development. Construction' Management
Mr. Clark
January 16, 2007
Pageiii
Please call with any more questions or comments. My direct phone number is 763/354-
5609.
DOMINIUM DEVELOPMENT & ACQUISITION, LLC
.~
Paul Sween
2355 Polaris Lane North Suite 100 Minneapolis, MN 55447 Phone 763/354-5500 Fax 763/354-5650
Acquisition. Development. Construction. Management
CITY OF ELK RIVER
~OJfPt
Conduit Bonding Application
I. CONTACT INFORMATION
Company:
Elk River Leased Housing Associates II, LP
Address:
2355 Polaris Lane North, Ste. 100
City / State / Zip
Plymouth, MN 55447
Contact Person(s)
David Dye
Business Phone
763/354-5609
Fax 763/354-5626
Email
ddve@daniniuminc.com
Federal ill #
State ill #
Proposed Bond Council
Proposed Underwriters CGuncil
II. PROJECT INFORMATION
x
Industrial Development/Expansion
Medical Facility
Multi-Family Residential Housing
Mixed Use Redevelopment
Other
What type of project is proposed?
What will funds be used for?
x
X
Land Acquisition
Construction/Renovation
Capital Equipment
Other
Bond Amount Requested: $ not to exceed $2,300,000
Total Project Cost: $ 4,253,783
.
Please provide a summary of the proposed project:
Please see attached letter requesting bond resolution
Has the applicant ever defaulted on a bond or mortgage commitment or ever declared
bankruptcy? If so, please explain.
No
Please list the communities where the applicant has applied for conduit bonding within the past
five years.
City of Minneapolis
St. Paul
Champlin
Eden Prairie
New Brighton
2
~
August 2001
III. FINANCING
Sources of Funds
SOURCE
Bank Loan
Bank Loan
NAME
Other Private Funds CharterMac
Other Private Funds
Applicant Contribution
Fed Grant/Loan Ham
State Grant/Loan
City Financing
Conduit Bonding
Total Financing
Uses of Funds
Land
ConstructionlRenovation (attach plans & costs)
Capital Equipment
Other Professional Services
Legal
Financing COsts
T ota! Costs
Comments:
3
..
TERMS AMOUNT
$
$
Equity $1,025,512
$
$ 195,272
0%; 30 yrs $ 764,000
$
$
$ 2,269,000
$ 4,253,783
$ 2,346,000
$ 673,200 (plans not available)
$
$ 1,234,583
$ 4,253,783
August 2001
IV. PROJECT GOALS
Directions
. IndustrialIMedical Facilities Applicants to complete Section 1 only.
. Housing applicants to complete Section 2 only.
. Mixed use applicant to complete both Sections 1 & 2
SECTION I: Industrial/Medical Facilities
Present # of Employees Total Payroll \
Job Creation
Average Are the Jobs Expected
Number Hourly Annual Permanent or Hiring
Job Title ofJobs Wage Salary Temporary? . Date
-
Current Market Value of Property $
Estimated Market Value upon Completion $
SECTION 2: Housing Developments
Housing Unit Data
Type of Unit Number of Units Rent Range Percent Available to
lMI
-L 1 bedroom $625- 100% @ 60% AM
.jt) 2 bedroom $715 - $750 100%@ 60% AMI
~ 3 bedroom $850 100% @ 60% AMI
- 1 bedroom 100%
2 bedroom
3 bedroom
1 bedroom
2 bedroom
3 bedroom
4 August 2001
.
IV. PROJECT CONTACTS
Attorney
Name Erin Jones / Winthrop & Weinstine
Address 225 South Sixth Street, Ste. 3500, Minneapolis MN 55402
Phone 612 / 604-6730
Email eJones@Wrnthrop.com
Accou ntant
Name Alex Hunt / Hesley Hunt & Associates, Ltd.,
Address 2607 White Bear Avenue, Maplewood MN 55109
Phone 651/770-8505
Email ahunt@hesleyhunt.com
Developer/Builder
Name Elk RiyerLeased Housing Associates II. LP
Address 2355 Polaris Lane North, Ste. 100 ' Plymouth, MN 55447
Phone 763 I 354-5609
Email ddye@daniniumino.com
Financing Sources (lenders. partners. etc... )
Name Trmg,'hpr+y.& C"nmp:my / D;:",,; n.T"r;:m
Address 90 South Street, Ste. 4400 Minneapolis MN SS40?
Phone 612 / 376-4075
Name
Address
Phone
Deanna Herrmesch /Central Minnesota Housing Partnership
R10 West St. C,f>YTYl<'lin S+rppr, Ste. 101 Sr. c:lnnn MN Shinl
320 / 259-0393
Name
Address
Phone
Eric Trucksess / Charter Mac Capital
625 Mad:i son Avenue. New York NY 100??
212 / 521-6392
Name
Address
Phone
Parent Company
Name DorniniumDevelop:nent & Acquisition, LLC
Address 2355 Polaris Lane North. Ste. 100 Plymcmt:h. MN SS447
5 August 2001
"
V. ATTACHMENTS CHECK LIST
Please attach the following:
X A) Non-Refundable Deposit of $5,000
The City is to be reimbursed and held harmless for any out-of-pocket
expenses related to the conduit bonding including, but not limited to the
City's issuer counsel and other legal fees, financial analyst fees, bond counsel
fees, and the City's administrative expenses in connection with the
application. The applicant must execute a letter to the City undertaking to
pay all such expenses even if they exceed the $5,000 deposit.
B) Administrative Fee of one percent (1 %) of the bond request. (fo be paid at
time of bond closing)
VI. AGREEMENT
I / We certify that all information provided in this application is true and correct to the best of
my/our knowledge. I / We authorize the City of Elk River to check credit references and verify
fInancial and other information. I / We agree to provide any additional information as may be
requested by the City.
DAIlE 1 / 22 / 07
6
August 2001
..
PROGRAM FOR FINANCING
A MULTIFAMILY RENTAL HOUSING DEVELOPMENT
Proposal Authority, Pursuant to Minnesota Statutes, Chapter 462C (the "Act") the City
of Elk River (the "City") is authorized to develop and administer programs of multifamily
housing developments under the circumstances and within the limitations set forth in the Act.
Minnesota Statutes, Section 462C.07 provides that such programs for Minnesota family housing
developments may be financed by revenue bonds issued by the City. This housing finance
program (this "Program") is undertaken by the City to finance a Project (as hereafter described)
to be developed and owned by Elk River Leased Housing Associates II, LP, a Minnesota limited
partnership (the "Company"). The City expects to issue multifamily housing development
revenue bonds (the "Bonds") pursuant to Minnesota Statutes, Chapter 462C, to assist in
financing the Project.
General Description of the Program and Location. The City anticipates loaning the
proceeds of the Bonds to the Company to finance the acquisition and renovation of an
approximately 51 unit multifamily rental housing facility located in the City at 1227 School
Street NW (the "Project"). When the renovation is completed there will be the following units at
the following estimated rents: 12 three-bedroom, 1,066 square foot units ($850); 36 two-
bedroom, 871-1,113 square foot units ($715-750); and 3 one-bedroom, 683 square foot units
($625).
Operation of Proiect. The Project will be operated in accordance with applicable
development restrictions, and all rehabilitation will be subject to applicable state and local
building codes. The affordability standards and set-aside requirements of Section 462C.05,
Subdivision 2 of the Act, and the requirements of Minnesota Statutes 474A and Section 142(d)
of the Internal Revenue Code of 1986, as amended (the "Code"), will be met. The Company will
be required to operate the Project in accordance with state and local anti-discrimination laws and
ordinances.
Revenue Bonds. The Company has indicated that the amount of Bonds required to
finance the Project is approximately $2,500,000 which will mature in approximately 35 years.
The proceeds will finance the acquisition and renovation of the Project and pay certain costs of
issuing the Bonds, and may be used to establish a reserve. Tax credit equity is also expected to
provide financing for the Project.
1 990325v 1
Issuance Authority. The Bonds will be issued pursuant to Section 462C.07 Subdivision 1
of the Act and shall be payable primarily from revenues of the Program. Issuance of the Bonds
is anticipated to be in early 2007. Up to $2,500,000 of the state volume cap for private activity
bonds, pursuant to Section 146 of the Code and Chapter 474A of Minnesota Statutes, will be
allocated to the Bonds.
Monitoring. The Company expects to enter into suitable agreements with necessary
parties to ensure consistent compliance with the objectives of this Program, as well as with the
requirements of applicable law.
Use of Bond Proceeds. The proceeds of the Bonds will be loaned to the Company
pursuant to a revenue agreement (the "Loan Agreement") by and between the City and the
Company. The Company will be required, pursuant to the Loan Agreement, to make payments
sufficient to pay when due the principal of, premium, if any, and interest on the Bonds.
1990325vl
2
RESOLUTION 07-
A RESOLUTION OF THE CITY OF ELK RIVER
RECITING A PROPOSAL FOR A MULTIFAMILY HOUSING DEVELOPMENT
PROJECT, INDICATING PRELIMINARY INTENT, SUBJECT TO CERTAIN
CONDITIONS, TO ASSIST THE FINANCING OF THE PROJECT PURSUANT TO
MINNESOTA STA TOTES, CHAPTER 462C
(BIRCHWOOD COURT APARTMENTS PROJECT)
WHEREAS,
(a) The City is authorized pursuant to Minnesota Statutes, Chapter 462C, as amended
(the "Act") to finance the making or purchasing of loans with respect to multifamily housing
developments within the boundaries of the City of Elk River (the "City") through the issuance of
revenue bonds;
(b) Pursuant to the Act, the full faith and credit of the City will not be pledged to the
payment of the principal of, premium, if any, and interest on the revenue bonds;
(c) The City has received a proposal from Elk River Leased Housing Associates II, LP, a
Minnesota limited partnership (the "Company"), that the City assist in financing a Project hereinafter
described, through the issuance of revenue bonds in the maximum aggregate principal amount of
approximately $2,500,000 (the "Revenue Bonds") pursuant to the Act and in accordance with a
housing finance program prepared with respect to the Project;
(d) The undertaking of the proposed Project and the issuance of the Revenue Bonds to
finance the cost thereof will further promote the public purposes and legislative objectives of the
Act by expanding and assisting the multifamily housing facilities available in the City;
(e) The Project to be financed by the Revenue Bonds is the acquisition and renovation
of an existing 51-unit multifamily rental housing facility at 1227 School Street NW in the City
currently known as Birchwood Courts Apartments (the "Project"). The Project will be owned and
operated by the Company;
(f) The City has been advised by representatives of the Company that conventional,
commercial financing to pay the capital cost of the Project is available only on a limited basis and at
such high costs of borrowing that the economic feasibility of operating the Project would be
significantly reduced;
(g) No public official of the City has either a direct or indirect financial interest in the
Project nor will any public official either directly or indirectly benefit financially from the Project.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of Elk River,
Minnesota, as follows:
1. The Council hereby indicates its preliminary intent to undertake the Project pursuant
to the Act and to issue the Revenue Bonds in the maximum aggregate principal amount of
$2,500,000 pursuant to the Act to finance the Project.
2. On the basis of information available to the City it appears, and the City hereby
finds, that the Project constitutes a multifamily housing development within the meaning of Section
462C.05 of the Act; that the availability of financing under the Act and the willingness of the City to
furnish such financing will be a substantial inducement to the Company to undertake the Project,
and that the effect of the Project, if undertaken, will be to encourage the provision of multifamily
rental housing opportunities to residents of the City at a reasonable cost.
3. The City staff is authorized to publish notice of a public hearing with respect to the
Project and issuance of the Revenue Bonds on March 5, 2007.
4. The issuance of the Revenue Bonds by the City is subject to, among other things, (a)
holding a public hearing with and consideration of any public comments at such hearing, (b) receipt
of federal bond allocation for the Revenue Bonds and (c) final approval by this Council, the
Company and the purchaser of the Revenue Bonds as to the ultimate details of the financing of the
Project.
5. The Company has agreed and it is hereby determined that any and all costs incurred
by the City in connection with the financing of the Project whether or not the Project is carried to
completion and whether or not approved by the City will be paid by Company.
6. Nothing in this resolution or in the documents prepared pursuant hereto shall
authorize the expenditure of any municipal funds on the Project other than the revenues derived
from the Project or otherwise granted to the City for this purpose. The Revenue Bonds shall not
constitute a charge, lien or encumbrance, legal or equitable, upon any property or funds of the City
except the revenue and proceeds pledged to the payment thereof, nor shall the City be subject to any
liability thereon. The holder of the Revenue Bonds shall never have the right to compel any exercise
of the taxing power of the City to pay the outstanding principal on the Revenue Bonds or the
interest thereon, or to enforce payment thereof against any property of the City. The Revenue
Bonds shall recite in substance that the Revenue Bonds, including interest thereon, is payable solely
from the revenue and proceeds pledged to the payment thereof. The Revenue Bonds shall not
constitute a debt of the City within the meaning of any constitutional or statutory limitation.
7. It is the purpose of this resolution to evidence the commitment of the parties and
their intentions with respect to the proposed Project in order that the Company may proceed
without delay with the commencement of the acquisition and renovation of the Project with the
assurance that there has been sufficient "official intent" within the meaning of Treasury Regulations
Section 1.150-2(d) to permit Project costs incurred within sixty (60) days prior to the date of
adoption of this Resolution to be financed by the issuance of multifamily revenue bonds to finance
the entire cost of the Project upon agreement being reached as to the ultimate details of the Project
and its financing.
S:\Community Development-Scott Clark\Dominium Project\Resolution.doc
2
Adopted by the City Council of the City of Elk River, Minnesota, this 5th day of February,
2007.
Stephanie Klinzing, Mayor
ATTEST:
Tina Allard, City Clerk
STATE OF MINNESOTA
COUNTY OF SHERBURNE
CITY OF ELK RIVER
I, the undersigned, being the duly qualified and acting City Clerk of the City of
Elk River, Minnesota, DO HEREBY CERTIFY that I have compared the attached and
foregoing extract of minutes with the original thereof on file in my office, and that the
same is a full, true and complete transcript of the minutes of a meeting of the City
Council of said City duly called and held on the date therein indicated, insofar as such
minutes relate to giving preliminary approval on the City's Birchwood Court Apartments
Project.
WITNESS my hand and the seal of said City this _ day of
,2007.
City Clerk
(SEAL)