5.2. SR 09-19-1994
I ~"'(
( II
!Ii( River
ITEM 5.2
MEMORANDUM
TO:
MAYOR & CITY COUNCIL
FROM:
PAT KLAERS, CITY ADMINISTRATOR
DATE:
SEPTEMBER 15, 1994
SUBJECT: CONSIDER REQUEST TO CHANGE
RESOLUTION 89-12 WHICH ADOPTED
CERTAIN POLICIES REGARDING
ENGINEERING SERVICES FOR
DEVELOPMENT PROJECTS
.
The City has received a request from John Oliver and Associates to change
our City policy on utility projects. Currently, on all projects, whether City
financed or developer financed, the City requires the plans and specifications
to be put together by the City Engineer. Also, the City Engineer is charged
with inspecting the projects to ensure that they are installed correctly and
that everything meets with the City's standards.
In the late 1980's, the City experienced some problems where firms hired by
developers to "engineer" their projects were cutting corners and not putting
in projects to City standards. The City would inspect these projects and
identifY problems, then changes would be required and increased costs would
be incurred, and, consequently, more complaints would be brought before the
Council. In order to eliminate duplication of services and to ensure that all
projects met City standards, the City initiated a new policy in 1989 whereby
all improvement projects, either privately or publicly financed, would have to
be prepared by the City Engineer. All cities deal with developers and public
improvements differently, but this policy of the City is not inconsistent with
how other cities handle this situation. In fact, since this policy was adopted
in Elk River, we have not experienced the same problems that we had in the
late 1980's with projects being put in that did not meet City standards.
Attached for your review are the minutes and resolution from 1989 when this
policy was approved by the City Council. Also attached for your review is a
request from John Oliver and Associates to change our City policy. The final
attachment for your review is some information from the City Engineer
regarding under what conditions would the changing of the City policy be
. acceptable and still ensure that the project meets City standards.
P.O. Box 490 · 13065 Orono Parkway. Elk River, MN 55330 · (612) 441-7420 · Fax: (612) 441-7425
.
From my understanding, if a registered Engineer signs off on the plans and
specifications, and, if the project is privately financed, and, if the developer
understands that the City still is obligated to review and approve the plans
and specifications and inspect the construction (which means City
engineering expenses in addition to their private engineering expenses), then
we have no problems with changing our City policy. The problems we had in
the late 1980's related to plans and specifications that were not completed by
registered engineers and to shortcuts in the designing of the project, and in
shortcuts in the installation of the project all being done in an effort to cut
development costs (and raise profits). The City's infrastructure cannot be
developed in this manner as the City is the one that is obligated to maintain
the system once it is installed.
The City has not experienced any problems since the policy adopted in 1989
has been in place. However, we are willing to look at a change under certain
conditions and believe that we can manage privately financed projects simply
through the review and inspection processes, and that we don't have to do the
plans and specifications as a City provided they are completed by a registered
engIneer.
.
The Council should note that it is under no obligation to change our existing
policy if everyone is comfortable with how things have been going and no
changes are desired. On the other hand, if the Council does want to loosen
up this City policy, staff has no problems with this provided that some
requirements, as outlined in the City Engineer's memo, are attached to the
loosening up of this policy. If the Council wants some policv chan~es. we
would recommend that thev direct staff to prepare a resolution amendin~
Resolution 89-12.
so\council\amnd8912 doc
.
City Council Minutes
February 6, 1989
Page 5
.
G City Engineer Policy for Urban Improvement Projects
The City Engineer submitted a proposal to the Council which would require
urban developers to use the City Engineer in lieu of their own engineer.
He stated that several problems arise by allowing developers to use their
own engineer, some of which are efficiency; coordination of projects;
compliance to City and State laws; less City Staff involvement; overall
scope; and interest conflict.
COUNCILMKMBER KROPUENSKE MOVED TO ADOPT RESOLUTION 89-12. A RESOLUTION
ADOPTING CERTAIN POLICIES REGARDING ENGINEERING SERVICES. COUNCILMEMBER
DOBEL SECONDED THE MOTION, THE MOTION CARRIED 4-0.
5.9. Central Business District Riverbank
Tbe City En ineer indicated that he has contac ed a number of agencies to
inquire abo t programs that help fund er sion control projects along
river banks. e indicated that the only pro am that could possibly help
fund an eros n control project is coor nated by the Sewer and Water
Conservation D trict. He further indica ed that applications for this
program are due April 1, 1989.
5.11 . "Dam" Bridge Update
MOVED TO AUTHO
OF RECEIVING MONEY
SECONDED THE MOTI
ZE THE CITY ENGINEER TO FOLLOW
OR RIVERBANK EROSION SOLUTIONS.
THE MOTION CARRIED 4-0.
.
10)
Terry Maurer. City En ineer, stat
possibility of future a ilab1e fun
over the Elk River at Wac
be some MSA funding for his br" ge.
Council that this bridge was neede .
that he has been checking
for the construction of
stated that there would
It was the consensus of
into the
a bridge
possibly
the City
COUNCILMEMBER DOBEL MOVED TO
COST OF CONSTRUCTING A BRID
COUNCILMEMBER SCHULDT SECONDED
CT THE CITY ENGINEER TO INVESTIGATE THE
AT WACO STREET OVER THE ELK RIVER.
MOTION. THE MOTION CARRIED 4-0.
The City Engineer that the Sherburne County
Historical Society has requ sted to ify the bridge at Main Street and
Orono Road ould, therefore, like the bridge
preserved. The City Eng neer stated at the bridge is in very poo~
condition and stated that it should be rebu t. He indicated he and Phil
Ha1s, Street Superinten nt, would be doing ome investigation into this
matter and would be ontacting the Histo ical Society with their
findings.
.
6.1. Call Special City Council Meeting
The City Administrator indicated that due to the agenda being completed
at this meeting. there was no need to call for a special Council meeting
to finish this agenda.
RESOLUTION 89- 12
.
A RESOLUTION OF THE CITY OF ELK RIVER
A RESOLUTION ADOPTING CERTAIN POLICIES REGARDING
ENGINEERING SERVICES
WHEREAS, the City of Elk River (the City) has adopted
subdivision regulations pursuant to Minnesota Statutes
462.358 setting forth subdivision regulations and
design criteria for public improvements; and,
WHEREAS, the City has adopted engineering standards to insure
and protect the public investment in and use of
streets, sanitary sewers, municipal water and storm
sewer systems; and,
WHEREAS, strict adherence to these standards in the design and
construction of public services are necessary to
protect the investment in the public interest and
welfare of the City; and,
WHEREAS, the City has experienced problems in uniform adherence
to the design and construction of public improvements
resulting in delays and unnecessary costs; and,
.
WHEREAS,
the City deems it in the public interest that the
design of final engineering plans and inspection of the.
installation of public improvements be conducted by the
City's designated City engineer.
NOW, THEREFORE, BE IT RESOLVED that the City of Elk River does
hereby adopt the policy that all engineering plans and
construction services be performed by the City Engineer
retained by contract or employment and that the costs
associated with these services be charged to the
developer or proponent of the improvements by project.
Passed and adopted by the City Council of the City of Elk River
this 6th day of February, 1989.
~4-~
James A. Tralle, Mayor
ATTEST:
$-~2) ~
... Patrick D. Klaers, City Administrator
e....1 Engineering
.Land SU""'J'lng
Land Planning
lohn Oliver & Associates, Inc.
S80/JodgeA....."", EIIr R/wr, MN SS330
(1HZ) 44J-Z07Z . Far. 44J-566S
September l5, 1994
Honorable Mayor and Council
City of Elk River
l3065 Orono Parkway
Elk River, Minnesota 55330
Re: Engineering Services Policy
Dear Mayor and Members of the Council:
We have had considerable discussion with City Staff and the City
Engineer regarding the current City policy of Engineering design
of utilities in private developments. The present Policy
mandates that the City Engineer designs all Sanitary Sewer and
Water facilities. We feel it is appropriate that this policy
should be reviewed and modified.
.
We formally request the policy be modified so that a land owner
or developer can privately engineer, construct, and finance the
improvements for a development.
We understand the City must maintain control of the design
standards used for the utilities to standardize the systems and
minimize the long term maintenance requirements.
We would therefore suggest that the following procedures be
followed:
The City Engineer should review and approve the plans
and specifications for compliance with City standards
and standard engineering practice.
The plans and specifications shall be signed by a
Professional Engineer licensed in the State of
Minnesota.
.
The Developers Engineer would be required to design and
inspect the improvements and certify to the city that
the facilities were constructed in accordance with the
plans and specifications. The City or City Engineer
would provide periodic inspections of the construction
when appropriate and be present when all system
acceptance tests are performed. The City Engineer
would acknowledge that the project is acceptable based
upon review of all normal acceptance tests and
recommend to the City they accept the improvements.
.
.
.
Page 2
September l5, 1994
Honorable Mayor and Council
The City Engineer would have authority to question the
construction operations during installation and
recommend modifications to the construction if
conformance with City standards is not being made.
The City Engineer would have authority to stop work if
non-conformance persists. This authority should be a
condition of the developers agreement.
We believe the design Engineer must have control of the
construction inspection to provide the necessary continuity from
the design through construction. The best of designs can become
failures if quality control is not maintained through
construction. Our experience has shown that when the design
Engineer does not have responsibility for the construction, the
project results are of less overall quality.
We believe our common goal should be the best quality system for
the taxpayers of the City of Elk River at the most economical
cost.
Thank you for consideration of the suggested policy change. We
feel the change is a positive step which will enhance the growth
potential of the City of Elk River by offering some additional
options to potential developers, not now available.
We will be present at the Council meeting to answer any
questions.
Sincerely,
John Oliver & Associates,
~9.
L n P. Caswell, L.S.
Pr sident
SEP-16-94 FRI 10:10 MSA ST PAUL
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1326 Enersy Pori. Drive
St. Poul,l.'N 55108
611-644.4389
Fox: 612'644.9A46
.800 Shelord Poi\;woy
Minneapolis, MN 55AAI
612,5<16-0431
Fox: 612,SA4.6398
September 16, 1994
File: 230-000-00
Mr. Pat Klaers
City Administrator
City of Elk River
13065 Orono Parkway
P.O. Box 490
Elk River, MN 55330
RE: PRIVATE IMPROVEMENT PROJECT
ENGINEERING SERVICES
Dear Mr. Klaers:
I understand that John Oliver and Associates has requested that the policy requiring all public
and private utility improvement projects be designed by City staff be open for discussion.
As you are aware, this policy was established by resolution of the City Council in February
1989. The policy was in response to numerous problems on private development projects
with engineering services provided by others. Some of the typical problems the City
encountered included plans not certified by a professional registered engineer, no
specifications provided, major components of the projects omitted during construction or
constructed incorrectly, and projects proceeding without the appropriate permits from the
regulatory agencies. Since the City Council adopted the current policy in 1989, there have
been no reoccurrences of these types of problems. Essentially the policy has served the City
very well. However, there has been one major change in that John Oliver and Associates
now has an engineering department This gives them the personnel and expertise to provide
the engineering function in a professional manner.
If the City Council wants to consider a change in this policy to allow privately financed
improvement projects to have engineering services provided by the engineer of the
developer's choice, I would recommend that it be conditioned upon the following items:
1.
Private engineering services could only be provided on privately financed
improvement projects. Improvement projects which are publicly financed would
follow 429 assessment law and would by definition have services provided by City
staff.
2.
All private engineering projects have a complete set of detailed plans and
specifications certified by a registered professional engineer in the State of
Minnesota.
.
.
.
s::a"d
Honorable Mayor and City Council
September 16, 1994
Page Two
3. City staff would still provide a detailed review and approval of the project plans and
specifications and provide construction inspection services. The developers need to
understand that there will be City expenses and time involved in the review of the
plans and specifications.
4. The developer would be responsible for applying for and receiving all necessary
pennits from the regulatory agencies. Proof of receipt of these permits would need
to be provided to the City prior to initiating any construction.
S. City staff would prepare a detailed listing of materials to be supplied on these
improvement projects and a listing of minimal design standards that are to be
followed on all projects. The project plans and specifications would then be reviewed
by City staff using these design standards and material listing as the basis for review.
I believe a change in policy with these recommended guidelines would certainly allow John
Oliver and Associates and several other firms to begin to do engineering work in the City of
Elk River. With the growth of City staff and the evolution of the public improvement
process within the City, I believe we are better equipped than we were several years ago to
review plans and specifications prepared by others and to ensure a quality product that meets
all the City's standards and expectations.
Please let me know how you would like to proceed with this issue. I am prepared to
immediately begin work on a listing of City standards to be used by private consulting firms
in the preparation of plans and specifications for work within the City of Elk River.
Sincerely,
MSA, CONSULTING ENGINEERS
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