6.2. SR 10-01-2007J
Elk REQUEST FOR ACTION
River
To Item Number
Ci Council 6.2.
Agenda Section Meeting Date Prepared by
Administration October 1, 2007 Tim Simon, Finance Director
Item Description Reviewed by
YMCA Bond Pxe-sale Review Lori ohnson, Ci Administrator
Reviewed by
Action Requested
The Ciry Council is asked to review the attached pre-sale report fox the upcoming YMCA bond issue.
Background/Discussion
Bonds axe being issued to finance the 55,000 s.f. recreational facility to be leased to the YMCA. The
Economic Development Authority (EDA) will be issuing the bonds due to the legal authority necessary
to utilize bond proceeds fox a recreational facility leased to anon-profit. If the EDA issues over
$10,000,000 in a calendar year, the bonds will not be bank qualified which means they carry a higher
interest rate and will be taxable bonds. The spread in today's market between bank qualified and non-
bank qualified bonds is between .2% and .25%. As a result, the EDA will be issuing $10,000,000 in
calendar year 2007 and $2,000,000 in calendar year 2008, which will result in an estimated debt service
savings of approximately $280,000 in present value dollars. The EDA's $10,000,000 is viewed separate
from the City's amounts previously issued in 2007, but the EDA's amount counts towards the City's
$10,000,000 thus the reason the City issued non-bank qualified bonds earlier this year.
Nex_ tSteos
October 8, 2007 -EDA to review the pre-sale report
October 15, 2007 -Public Hearing and the City Council and EDA will issue the bonds
Financial Impact
$10,000,000 will be issued in 2007 and $2,000,000 will be issued early in 2008 fox a total bond issue of
$12,OOQ000.
Attachments
• Pre-sale report
Action Morton by Second by Vote
Follow Up
C:\llocuments and Settin~,re\jmiller\Local Settings\Temponry Internet Files\OLK3E\YWfCAbondpxesale.doc
ELK RNER ECONOMIC DEVELOPMENT AUTHORITY AND
CITY OF ELK RIPER, MINNESOTA
PRE~SALE REPORT
OCTOBER, 2007
Proposed Issue: $10,000,000 G.O. Bonds, Series 2007 to be issued by the Economic
Development Authority (EDA) and secured by the general obligation ofthe
taxpayers of the City of Elk River. The EDA is the issuer because of the
legal authority necessary to utilize bond proceeds for a recreational facility
leased to anon-profit.
Purpose: The Bonds will finance a 55,000 s.f. recreational facility to be leased to the
YMCA of Metropolitan Minneapolis pursuant to an election held on
September 12, 2006. The ballot language was:
"Shall the City of Elk River, Minnesota, be authorized to pledge its full faith,
credit and resources to bonds to be issued by the Economic Development
Authority of the City of Elk River in an amount not to exceed $12,000,000 to
defray the expense of the acquisition and betterment of a recreational facility
owned by the Authority and leased to the YMCA? The maximum amount of
increased lery as a percentage of market value is .052%. The maximum amount
that would be raised by the new referendum tax rate in first year if it were to be
levied is $902,982. NOTICE: BY VOTING "YES" ON THIS BALLOT
QUESTION, YOU ARE VOTING FOR A PROPERTY TAX INCREASE. The
Economic Development Authority of the City of Elk River anticipates entering
into a lease with The Young Men's Christian Association of Metropolitan
Minneapolis (the "YMCA") pursuant to which the YMCA will pay one-third of
the debt service of the bonds to be issued by the Economic Development Authority
of the City of Elk River."
Description: The Bonds are being issued pursuant to Minnesota Statues, Chapter 469 and
475. The Bonds are anticipated to be rated by Moody's at an "Al" level.
Bank Quali£cation: Because the federal government restricts banks from investing in "non-bank
qualified bonds", we are recommending that the first bond issue for the
referendum be limited to $10,000,000. The reduction in the size of the
issue should result in .2% to .25% savings in the interest rate which equates
to a reduction in debt service costs of approximately $280,000 in present
value dollazs. In early 2008, the EDA can issue the final $2,000,000.
Term/Call Feature: The Bonds are being issued fora 25-year period. Principal on the Bonds
will be due on February 1 in the years 2016 through 2033. Bonds maturing
February 1, 2018, and thereafter will be subject to prepayment at the
discretion of the City on February 1, 2017. The remaining $2,000,000 of
debt will be amortized from February 1, 2009 to 2015, thereby allowing the
City and EDA to lock in the lower, longer term rates now.
Funding Sources: The Bonds are general obligations of the EDA/City and as such are secured
by a pledge of the EDA/City's full faith, credit and taxing powers, with or
without payments from the YMCA. It is the intent of the EDA to levy
property taxes to support the two-thirds of the debt service beginning with
taxes payable in 2008 for the interest payment due August 1, 2008. The
bond resolution will show the EDA levying 100% of the debt service,
which can be written down an annual basis. Currently, the estimated
interest rates would result in an annual debt service that would be $20,000
less than shown in the ballot question. Bond proceeds of $11,790,000 are
higher than expected as well because the capitalized interest for the Bonds
was able to be eliminated.
Discussion Issues: The Bonds will be deemed 501(c)(3) bonds due to the involvement of a
non-profit (the YMCA) in payment of the debt. The non-profit designation
requires a public hearing, limits costs of issuance to 2% paid from bond
proceeds, and changes restrictions on earning interest on the Bonds
(arbitrage).
Arbitrage: With increasing short-term investment rates, IRS rules regazding the
amount of interest that the City may earn on bond proceeds is more of a
concern. If the City spends the bond proceeds within 24 months according
to specific measurements each six months, interest earned on the proceeds
above the bond interest rate does not need to be rebated or repaid interest
(the excess interest earnings are known as arbitrage). The City will also
need to keep its debt service funds within IRS parameters to avoid penalties
on carrying too high of a balance during the life of the issue.
Schedule:
Pre-Sale Review by Council:
Pre-Sale Review by EDA:
October 1, 2007
October 8, 2007
Distribute Official Statement:
Conference with Rating Agency:
October 5, 2007
Week of October 8, 2007
Bond Sale (EDA and City Council
meeting to award): October 15, 2007
Estimated Closing Date: Week of November 5, 2007
Attachments: Sources and Uses and Debt Service Estimates
Ehlers Contacts:
Financial Advisors: Mark Ruff (651) 697-8505
Sid Inman (651) 697-8507
Bond Analysts: Diana Lockard (651) 697-8534
Debbie Holmes (651) 697-8536
Bond Sale Connie Kuck (651) 697-8527
Coordinator:
The Official Statement for this fnancing will be mailed to the Council Members at their home
address for review prior to the sale date.
City of Elk RivedElk River EDA
$12,000,000 G.O. Bonds, Series 2007 and 2008
(YMCA Project - 2 Issues)
Table of Contents
Report
ISSUE SUMMARY
Total Issue Sources And Uses ~
Debt Service Schedule 2
10 M Issued in Oct. 2007
Debt Service Schedule 4
2 M Issued in early 2008
Debt Service Schedule 6
Ser OJ ymca no inl eernb Issue Summary 9/18!200] 11:05 PM
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-.~• ~
City of Elk River/Elk River EDA
$12,000,000 G.O. Bonds, Series 2007 and 2008
(YMCA Project - 2 Issues)
Total Issue Sources And Uses
2 M in early
10 M in 2007 2008 Issue Summary
Sources Of Funds
Par Amount of Bonds $iD,DD0,000.00 $2,OOD,D00.00 $12,ODO,ODO.DO
Total Sources $70,000,000.00 $2,000,000.00 $12,000,000.00
Uses Of Funds
Total Undenvritefs Discount (1.000°6) 100,000.00 20,000.00 120,000.00
Costs of Issuance 65,000.00 25,000.00 90,000.00
Deposit to Project Construction Fund 9,835,000.00 1,955,000.00 11,790,000.00
Total Uses $10,000,000.00 $2,000,000.00 $12,000,000.00
Ser OJ ymca no im earnb I issue Summary 19~1b2W) 111:05 PM
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City of Elk River/Elk River EDA
$12,000,000 G.O. Bonds, Series 2007 and 2008
(YMCA Project - 2 Issues)
Debt Service Schedule Pan 1 of 2
Date Principal Coupon Interest Total P+I Fiscal Total
lvouzoo7 - - - -
08/01l2008 - - 376,857. 50 376,857.50 -
02/0112009 155,000. 00 4.000% 264,735. 00 419,735.00 796,592. 50
08/01!2009 - - 261,635. 00 261,635.00 -
02101/2010 275,000. 00 4.000% 261,635. 00 536,635.00 798,270. 00
08!01/2010 - - 256,135. 00 256,135.00 -
02/0 V2011 290,000 00 4.000 % 256,135. 00 546,135.00 802,270. 00
08/01/2011 - - 250,335. 00 250,335.00 -
02l01/2012 300,000. 00 4.000% 250,335. 00 550,335.00 800,670. 00
08101!2012 - - 244,335. 00 244,335.00 -
02f01/2013 315,000. 00 4.100% 244,335. 00 559,335.00 803,670. 00
08!0112013 - - 237,877. 50 237,877.50 -
02101/2014 325,000. 00 4.100% ~ 237,872 50 562,877.50 800,755. 00
0810112014 - - 231,215. 00 231,215.00 -
02l0112015 340,000. 00 4.100% 231,215. 00 571,215.00 802,430. 00
oerouzols - - zza,zas. oo zza,zas.oo -
azfo11zo1s 3ao,DDD. DD a.1oo% zza,zas. DO soa,zas.oo aza,asD. aa
08/0112016 - - 216,455. 00 216,455.00
_.. -
.. _.
02/01/2017 395,000. 00 4.100% 216,455. 00 611,455.00 827,910. 00
08/01/2017 - - 208,357. 50 208,357.50 -
02/01/2018 410,000. 00 4.100% 208,357. 50 618,357.50 826,715. 00
08/01/2018 - - 199,952. 50 199,952.50 -
02/01/2019 430,000. 00 4.100% 199,952. 50 629,952.50 829,905. 00
08/01/2019 - - 191,137. 50 191,137.50 -
02/01/2020 445,000. 00 4.150% 191,137. 50 636,137.50 827,275. 00
08/01/2020 - - 181,903. 75 181,903.75 -
02101/2021 485,000. 00 4.200% 181,903. 75 646,903.75 828,807. 50
08101/2021 - 172,138. 75 172,138.75 -
02/D1/2022 485,000. 00 4.250% 172,138. 75 657,138.75 829,277. 50
05101/2022 - - 161,832. 50 161,832.50
_. __. -
_..
02101/2023 505,000. 00 4.300% 161,832. 50 666,832.50 828,665. 00
08/01/2023 - - 150,975. 00 150,975.00 -
02/01/2024 525,000 .00 4.350% 150,975 .00 675,975.00 826,950. 00
08/01!2024 - - 139,556 .25 139,556.25 -
02/01l2025 550,000 .00 4.450% 139,556 .25 689,556.25 829,112. 50
08!0112025 - - 127,318 .75 127 318.75 ._, -
02l01/2026 575,000 .00 4.500% 127,318 .75 702,318.75 829,637. 50
08/01!2026 - - 114,381 .25 114,381.25 -
02/01/2027 600,000 .00 4.600% 114,381 .25 714,381.25 828,762. 50
08/01/2027 - - 100,581 .25 100,581.25 -
02/01/2028 625,000 .00 4.750% 100,581 .25 725,581.25 826,162. 50
08!01/2028 - - 85,737
___ .50
_._ 85,737.50 -
02lDV2029 _.. _._
655,000
.00
4.750%
85,737
.50
740,737.50
826,475.
00
08101/2029 - 70,181 .25 70,181.25 -
Ser 0]ymca no int earnb Issue Summary 9~1&200] 11:05 PM
City of Elk River/Elk River EDA
$12,000,000 G.O. Bonds, Series 2007 and 2008
(YMCA Project - 2 Issues)
Debt Service Schedule Part 2 of 2
Date Principal Coupon Interest Total P+I Fiscal Total
02/0112030 690,000.00 4.750% 70,101.25 760,181.25 830,362.50
08!01!2030 - - 53,793.75 53,793.75 -
02l0112031 72D,ODD.OD 4.750% 53,793.75 773,793.75 827,587.50
08!0112031 - - 36,693.75 36,693.75 -
02l01/2032 755,D00.00 4.750% 36,693.75 791,693.75 828,387.50
08!0112032 - - 18,762.50 18,762.50 -
02/0112033 790,000.00 4.750% 18,762.50 808,762.50 827,525.00
Total $12,000,000.00 $8,512,665.00 $20,512,665.00 -
Yield Statistics
Bond Year Dollars $188,553.33.
Average Life 15.713 Years
Average Coupon 4.5147253 %
Net Interest Cost (NIC) 4.5783677 %
True Interest Cost (TIC) 4.6008446%
Bond Yield for Arbitrage Purposes 4.5062982 %
All Inclusive Cost (AIC) 4.6726779
IRS Form 8038
Net Interest Cost 4.5147253
Weighted Average Maturity 15.713 Years
Ser o] ymca no IM earn ~ Issue Summary 9119!200] 11:05 PM
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City of Elk River/Elk River EDA
$10,000,000 G.O. Bonds, Series 2007
(YMCA Project)
Debt Service Schedule
Part 1 of 2
Date Principal Coupon Interest Total P+I Fiscal Total
11/01/2007 - - - -
08l01/2008 - - 336,367.50 336,367.50 -
02/01/2009 - - 224,245.00 224,245.00 560,612. 50
08/01!2009 - - 224,245.00 224,245.00 -
02l01/2010 - - 224,245.00 224,245.00 448,490. 00
08/01/2010 - - 224,245.00 224,245.00 _.. -
02101l2011 224,245.00 224,245.00 448,490. 00
08/01/2011 - - 224,245.00 224,245.00 -
o21o1rzolz - - zza,zas.oo zza,zas.oo aaa,aso. DD
ofilov2o12 - zza,2as.DD zza,zas.oD -
02l01/2013 - 224,245.00 224,245.00 448,490. 00
08!0112013 - - 224,245.00
__ 224,245.00 -
02!0112014 - - _. _.
224,245.00 224,245.00 448,490. 00
08/0112014 - 224,245.00 224,245.00 -
02/01/2015 - - 224,245.00 224,245.00 448,490. 00
08!01!2015 - 224,245.00 224,245.00 -
02/01/2016 380,000. 00 4.100% 224,245.00 604,245.00 828,490. 00
08!01!2016 - - 216,455.00 216,455.00 _ -
02l01l2017 ~ 395,000. 00 4.100% 216,455.00 611,455.00 827,910. 00
08!0112017 - 208,357.50 208,357.50 -
D2J01/2018 410,000. 00 4.100% 208,357.50 618,357.50 826,715. 00
08/01/2018 - - 199,952.50 199,952.50 -
02lD1/2019 430,000. 00 4.100% 199,952.50 629,952.50 829,905. 00
08/01/2019 - 191,137.50 191,137.50 _ .__ -
o2f01l2020 445,000. 00 4.150% 191,137.50 636,137.50 827,275. 00
08/0112020 - - 181,903.75 181,903.75 -
02l0112021 465,000. 00 4.200% 181,903.75 646,903.75 828,807. 50
08/01!2021 - - 172,138.75 172,138.75 -
02/01f2022 485,000. 00 4.250% 172,138.75 657,138.75 829,277. 50
08!01!2022 - - 161,832.50 161 832.50 _ _ -
02101l2023 505,000. 00 4.300 % 161,832.50 686,832.50 828,665. 00
08/01/2023 - - 150,975.00 150,975.00 -
02/01/2024 525,000. 00 4.350 % 150,975.00 675,975.00 826,950 .00
08101!2024 - - 139,556.25 139,556.25 -
02f01l2025 550,000. 00 4.450% 139,556.25 689,556.25 829,112 .50
08!01!2025 - - 127,318.75 __., 127,318.75 __ -
02101l2D26 575,000. 00 4.500% 127,318.75 702,318.75 829,637 .50
08/01/2026 - 114,381.25 114,381.25 -
02l01/2027 600,000. 00 4.600% 114,381.25 714,381.25 828,762 .50
08!01!2027 - - 100,581.25 100,581.25 -
02l01l2028 625,000. 00 4.750% 100,581.25 725,581.25 826,162 .50
08/01!2028 - - 85,737.50 85 737.50 -
02l01/2029 655,000. 00 4.750% 85,737.50 740,737.50 826,475 .00
08!01/2029 - - 70,181.25 70,181.25 -
Ser 0] ymca no im earn 0 110 M 9110200] 11:05 PM
City of Elk River/Elk River EDA
$10,OD0,000 G.O. Bonds, Series 2007
(YMCA Project)
Debt Service Schedule Pan 2 of 2
Date Principal Coupon Interest Total P+I Fiscal Total
02/01/2030 690,DDD.DD 4.750% 7D,181.25 760,181.25 830,362.50
08/01!2030 - - 53.793.75 53,793.75 -
02l01l2031 720,OOO.DD 4.750°/ 53,793.75 773,793.75 827,587.50
08!01!2031 - - 36,693.75 36,693.75 _ -
02l01l2032 755,000.00 4.750% 36,693.75 791,693.75
08!01!2032 - - 18,762.50 18,762.50 -
02/01/2033 790,000.00 4.750% 18,762.50 808,762.50 827,525.00
Total $10,000,000.00 - $8,159,560.00 $76,159,560.00 -
Yield Statistics
Bond Year Dollars $179,040.00
Average Life 17.904 Years
Average Coupon 4.5573950%
Net Interest Cost (NIC) 4.6132484%
True Interest Cost (TIC) 4.6183295%
Bond Yield for Arbitrage Purposes 4.5062982%
All Inclusive Cost (AIC) 4.6822408
IRS Form 8038
Net Interest Cost 4.5573950
Weighted Average Matudty _ 17.904 Years
Ser O~ ymca no int eam b tO M 9118800] 11115 PM
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City of Elk River/Elk River EDA
$2,000,000 G.O. Bonds, Series 2008
(YMCA Project)
Debt Service Schedule
Date Principal Coupon Interest Total P+I Fiscal Total
02/0112008 - - - -
08l01/2008 - - 40,490.00 40,490. 00 -
02l01/2009 155,000. 00 4.000% 40,490.00 195,490. 00 235,980. Oo
08/0112009 - - 37,390.00 37,390. 00 -
02/01l2010 275,000. 00 4.000% 37,390.00 312,390 .00 349,780. 00
08/01!2010 - 31,890.00 31,890 .00 -
02/01/2011 290,000 .00 4.000% 31,890.00 321,890 .00 353,780. 00
08/01/2011 - - 26,090.00 26,090 .00 -
02/01l2012 300,000 .00 4.000% 26,090.00 326,090 .00 352,180 .00
08101!2012 - - 20,090.00 20,090 .00 -
021D1/2013 315,000 .00 4.100% 20,090.00 335,090 .00 355,180 .00
08/0112013 - - 13,632.50 13632 .50 _ -
02/0V2D14 325,000 .00 4.100% 13,632.50 338,632 .50 352,265 .00
08/01!2014 - - 6,970.00 6,970 .00 -
02/01/2015 340,000 .00 4.100% 6,970.00 346,970 .00 353,940 .00
Total $2,000,000 .00 - $353,105.00 $2,353,105 .00 -
Yield Statistics
Bond Year Dollars °°~°°"~""
Average Life 4.340 Years
Average Coupon 4.0680300%
4.2984447
Net Interest Cost (NIC)
True Interest Cost ITICI 4.3260832
All
IRS Form 8038
Net Interest Cost 4.0660300 %
Weighted Average Maturity 4.340 Years
Ser W ymw no int eam b 2 M 9!18!200] 1105 PM