4.5. SR 12-16-2002MEMORANDUM
TO:
FROM:
DATE:
Mayor and City Council
Lori Johnson, Finance Director
December 16, 2002
SUBJECT: Consider Capital Asset Guide
Item 4.5.
In preparation for implementing Governmental Accounting Standards Board (GASB)
Statement No. 34, Basic Einandal Statements - and Management's Discussion and Anal~sis -for State
andLocal Governments, a capital asset guide has been developed to address the capital asset
information that will be included in the city's comprehensive annual financial report. One of
the new reporting elements of GASB 34 is the requirement that governments report general
infrastructure assets and depreciate general capital assets.
The Capital Asset Guide sets capitalization thresholds for the various capital asset categories,
defines which assets should be capitalized, and sets an estimated useful life for each type of
capital asset. The attached Capital Asset Guide meets the requirements of GASB 34 and has
been approved by Steve MacDonald, Abdo, Eick & Meyers.
Action Requested
The City Council is asked to adopt the City of Elk River's Capital Asset Guide as attached.
s:~council\lori\gasb34.doc
CAPITAL ASSET GUIDE
Introduction
For fiscal year ending December 31, 2003, the City of Elk River will be required to
implement Governmental Accounting Standards Board (GASB) Statement No. 34,
Basic Financial Statements - and Management's Discussion and Analysis - for
State and Local Governments. Statement No. 34 establishes new financial
reporting requirements for state and local governments throughout the United
States. When implemented, it will create new information and will restructure
much of the information that governments have presented in their annual reports in
the past. The intent of these new requirements is to make annual reports more
comprehensive and easier to understand and use.
Two key implementation challenges the new reporting model presents are
infrastructure reporting and depreciation accounting. Statement No. 34 requires
governments to report general infrastructure assets and depreciate general
governmental capital assets over their estimated useful lives.
While this document is not all encompassing, it has been prepared to provide
general guidance on implementing the new reporting requirements in regards to
capital assets for financial reporting purposes only. The primary objectives of
financial reporting generally pertain to valuation, allocation, presentation and
disclosure; therefore, this policy should not be used for property control purposes.
This policy will take effect January 1, 2003.
Reportin_q Capital Assets
Capital assets should be recorded and reported at their historical costs, which
include the vendor's invoice (plus the value of any trade-in or allowance, if
reflected on the invoice), plus sales tax, initial installation cost (excluding in-house
labor) modifications, attachments, accessories or apparatus necessary to make the
asset usable and render it into service. Historical costs also include ancillary
charges such as freight and transportation charges, site preparation costs, and
professional fees.
When the historical cost of a capital asset is not practicably determinable, the
estimated historical cost of the asset should be determined by appropriate
methods and recorded. Estimated historical cost should be so identified in the
record and the basis of determination established in the responsible entity's public
records. The basis of valuation for capital assets constructed by entity personnel
should be the costs of material, direct labor, and overhead costs identifiable to the
project. An entity that owns capital assets is responsible for correctly reporting
these assets at the date of acquisition.
Donated capital assets should be reported at fair value~ at the time of acquisition
plus ancillary charges, if any. Donations are defined as voluntary contributions of
resources to a governmental entity by a nongovernmental entity.2
Depreciating Capital Assets
New to general governmental capital assets is the requirement to depreciate those
assets over their estimated useful lives. Depreciation is the process of allocating
the cost of an asset over the periods that asset is used for its intended purpose.
Capital assets should be depreciated over their estimated useful lives unless they
are:
· Inexhaustible (i.e., land and land improvements, certain works of art and
historical treasures),
· Infrastructure assets reported using the modified approach, or
· Construction work in progress
Fair value is the amount at which an asset could be exchanged in a current transaction between willing
parties.
A voluntary contribution of resources between governmental entities is not a donation.
Land and land improvements are inexhaustible assets and do not depreciate over
time
Examples of items to be capitalized as land and land improvements are: · Purchase price or fair market value at time of gift
· Commissions
· Professional fees (title searches, architect, legal, engineering, appraisal,
surveying, environmental assessments, etc.)
· Land excavation, fill, grading, drainage
· Demolition of existing buildings and improvements (less salvage)
· Removal, relocation, or reconstruction of property of others (railroad,
telephone and power lines)
· Interest on mortgages accrued at date of purchase
· Accrued and unpaid taxes at date of purchase
· Other costs incurred in acquiring the land
· Water wells (includes initial cost for drilling, the pump and its casing)
· Right-of-way (permanent)
Other Improvements
Assets built, installed or established to enhance the quality or facilitate the use of
land for a particular purpose.
Examples of items to be capitalized as other improvements are:
· Fencing and gates
· Landscaping
· Parking lots/driveways/parking barriers
· Outside sprinkler systems
· Recreation areas and athletic fields (including bleachers)
· Golf courses
· Paths and trails
· Septic systems
· Stadiums
· Swimming pools, tennis courts, basketball courts
· Fountains
· Plazas and pavilions
· Retaining walls
Buildings/building improvements
A building is a structure that is permanently attached to the land, has a roof, is
partially or completely enclosed by walls, and is not intended to be transportable or
moveable. A building is generally used to house persons, property, and fixtures
attached to and forming a permanent part of such a structure. Certain buildings or
· Installation or upgrade of window or door frame, upgrading of windows
or doors, built-in closet and cabinets
· Interior renovation associated with casings, baseboards, light fixtures,
ceiling trim, etc.
· Exterior renovation such as installation or replacement of siding, roofing,
masonry, etc.
· Installation or upgrade of plumbing and electrical wiring
· Installation or upgrade of phone or closed circuit television systems,
networks, fiber optic cable, or wiring required in the installation of
equipment (that will remain in the building)
· Other costs associated with the above improvements
Examples of items to be considered maintenance and repairs and not capitalized
as buildings are:
· Adding, removing and/or moving of walls relating to renovation projects
that are not considered major rehabilitation projects and do not increase
the value of the building
· Improvement projects of minimal or no added life expectancy and/or value
to the building
· Plumbing or electrical repairs
· Cleaning, pest extermination, or other periodic maintenance
· Interior decoration, such as draperies, blinds, curtain rods, wallpaper
· Exterior decoration, such as detachable awnings, uncovered porches,
decorative fences, etc.
· Maintenance-type interior renovation, such as repainting, touch-up
plastering, replacement of carpet, tile, or panel sections; sink and fixture
refinishing, etc.
· Maintenance-type exterior renovation such as repainting, replacement of
deteriorated siding, roof, or masonry sections
· Replacement of a part or component of a building with a new part of the
same type and performance capabilities, such a replacement of an old
boiler with a new one of the same type and performance capabilities
· Any other maintenance-related expenditure which does not increase the
value of the building
Equipment, Machinery, and Vehicles
Fixed or movable tangible assets to be used for operations, the benefits of which
extend beyond one year from date of receipt and rendered into service. Personal
property paid for jointly by the city and other governmental entities should be
capitalized by the entity responsible for future maintenance.
Examples of expenditures to be capitalized as equipment, machinery, and vehicles: · Original contract or invoice price
· Freight charges
7
· Travel costs incurred by employees in their duties directly associated with
development
· Payroll and payroll-related costs of employees directly associated with or
devoting time in coding, installing, or testing
· Costs to develop or obtain software that allows for access or conversion of
old data by new information systems
Note: Upgrades and enhancements should be capitalized only to the extent that
they increase the functionality of the product.
Leased Equipment
Equipment should be capitalized if the lease agreement meets any one of the
following criteria:
· The lease transfers ownership of the property to the lessee by the end of
the lease term.
· The lease contains a bargain purchase option.
· The lease term is equal to 75% or more of the estimated economic life of
the leased property.
· The present value of the minimum lease payments at the inception of the
lease, excluding executory costs, equals at least 90% of the fair value of
the leased asset.
Leases that do not meet any of the above requirements should be recorded as an
operating lease and reported in the notes of the financial statements.
Outdoor equipment - playgrounds, scoreboards
Custodial equipment
Photocopiers
Motor Vehicles:
Cars, light trucks and vans (less than 13,000 lbs)
Heavy trucks (13,000 lbs and greater)
Firefig hting trucks
Heavy equipment - front loaders, graders, etc
15 yrs
10 yrs
5 yrs
3-8 yrs
8-10 yrs
15 yrs
10-20 yrs
Infrastructure
Roads and highways (including curbs & gutters):
Paved
Unpaved
Parking lots - public
Sidewalks
Sewer disposal system (sanitary, storm)
Bridges:
Pedestrian
Dams
20 yrs
15 yrs
15 yrs
20 yrs
40 yrs
30 yrs
50 yrs