5.10. SR 01-16-1996ty of
ITEM 5.10.
MEMORANDUM
iver Mayor & City Coun~
FROM: Pat Klaers, City A~t/Jator
DATE: January 16, 1996
SUBJECT: 1994 Policy Change
In late fall of 1994, the City Council was requested to "loosen up" our city
engineering policy. The request was to allow private engineers to do public
improvement planning work for private development projects that were
financed by the developer. Please see the attached material on this fall,
1994, request.
The pre-October 17, 1994, city engineering policy stated that any plans that
had to do with a city street and a public improvement project was required to
be completed by the city engineer. The City Council approved a change in
this policy on October 17, 1994, in Resolution 94-105, which allowed
developers to use another engineer other than the city engineer for certain
types of public improvement planning work.
The motion which approved this change in the city policy also requested a
review in a year on how things have worked out. Some developers, especially
developers in the western part of the city, have taken advantage of this
change in policy and, as a result, private engineering firms such as John
Oliver and Associates are now doing work for private developers that
formerly could only be completed by the city engineer. Not everything has
gone perfectly with this change in policy, but there has not been enough
problems to request a change back to the pre-October 17, 1994, policy.
Overall, things are working okay and there is no reason to change Resolution
94-105.
City Engineer Terry Maurer will provide a verbal update on how this October
17, 1994, city policy change worked out in 1995.
13065 Orono Parkway · P.O. Box 490 · Elk River, MN 55330 · (612) 441-7420 · Fax: (612) 441-7425
.y of
iver
ITEM 5.2
MEMORANDUM
TO:
FROM:
DATE:
SUBJECT:
MAYOR & CITY CO'UNCIL
PAT KLAERS, CITY ~?I~ATOR
RESOLUTION 89-12 WHICH ADOPTED
CERTAIN POLICIES REGARDING
ENGINEERING SERVICES FOR
DEVELOPMENT PROJECTS
The City has received a request from John Oliver and Associates to change
our City policy on utility projects. Currently, on all projects, whether City
financed or developer financed, the City requires the plans and specifications
to be put together by the City Engineer. Also, the City Engineer is charged
with inspecting the projects to ensure that they are installed correctly and
that everything meets with the City's standards.
In the late 1980's, the City experienced some problems where firms hired by
developers to "engineer" their projects were cutting corners and not putting
in projects to City standards. The City would inspect ~these projects and
identify problems, then changes would be required and increased costs would
be incurred, and, consequently, more complaints would be brought before the
Council. In order to eliminate duplication of services and to ensure that all
projects met City standards, the City initiated a new policy in 1989 whereby
all improvement projects, either privately or publicly financed, would have to
be prepared by the City Engineer. All cities deal with developers and public
improvements differently, but this policy of the City is ~t ~consistent with
how other cities handle this situation. In fact, since this policy was adopted
in Elk River, we have not experienced the same problems that we had in the
late 1980's with projects being put in that did not meet City standards.
Attached for your review are the minutes and resolution from 1989 when this
policy was approved by the City Council. Also attached for your review is a
request from John Oliver and Associates to change our City policy. The final
attachment for your review is some information from the City Engineer
regarding under what conditions would the changing of the City policy be
acceptable and still ensure that the project meets City standards.
P.O. Box 490 * 13065 Orono Parkway * Elk River, MN 55330 · (612) 441-7420 * Fax: (612) 441-7425
From my understanding, ff a registered Engineer signs off on the plans and
specifications, and, if the project is privately financed, and, if the developer
understands that the City still is obligated to review and approve the plans
and specifications and inspect the construction (which means City
engineering expenses in addition to their private engineering expenses), then
we have no problems with changing our City policy. The problems we had in
the late 1980's related to plans and specifications that were not completed by
registered engineers and to shortcuts in the designing of the project, and in
shortcuts in the installation of the project all being done in an effort to cut
development costs (and raise profits). The City's infrastructure cannot be
developed in this manner as the City is the one that is obligated to maintain
the system once it is installed.
The City has not experienced any problems since the policy adopted in 1989
has been in place. However, we are willing to look at a change under certain
conditions and believe that we can manage privately financed projects simply
through the review and inspection processes, and that we don't have to do the
plans and specifications as a City provided they are completed by a registered
engineer.
The Council should note that it is under no obligation to change our existing
policy if everyone is comfortable with how things have been going and no
changes are desired. On the other hand, if the Council does want to loosen
up this City policy, staff has no problems with this provided that some
requirements, as outlined in the City Engineer's memo, are attached to the
loosening up of this policy. If the Council wants some policy changes, we
would recommend that they direct staff to prepare a resolution amending
Resolution 89-12. ' ~
s:\council\amnd8912.doc
RESOLUTION 89- 12
A RESOLUTION OF THE CITY OF ELK RIVER
A RESOLUTION ADOPTING CERTAIN POLICIES REGARDING
ENGINEERING SERVICES
WHEREAS,
the City of Elk River (the City) has adopted
subdivision regulations pursuant to Minnesota Statutes
462.358 setting forth subdivision regulations and
design criteria for public improvements; and,
WHEREAS,
the City has adopted engineering standards to insure
and protect the public investment in and use of
streets, sanitary sewers, municipal water and storm
sewer systems; and,
WHEREAS,
strict adherence to these standards in the design and
construction of public services are necessary to
protect the investment in the public interest and
welfare of the City; and,
WHEREAS,
the City has experienced problems in uniform adherence
to the design and construction of public improvement~
resulting in delays and unnecessary costs; and,
WHEREAS,
the City deems it in the public interest that the
design of final engineering plans and inspection of'the
installation of public improvements be conducted by the
City's designated City engineer.
NOW, THEREFORE, BE IT RESOLVED that the City of Elk River does
hereby adopt the policy that a~~g ~
c~ction ser_v_J_ce~_b_e_p_~_~--~o~d by th_~_~~_i~le_e~
re_~_~a~nl _ea Dy ~0~tr.a__c_ct__or empAo~ent and that the costs
~ s s 6 c i-a~i~.~_~ e s e-s e-r v-i~~ g e~t h e
eveloper or proponent of the improvements by project.
Passed and adopte~by the City Council of the City of Elk River
this 6th day of February, 1989.
James A. Tra!le, Mayor
ATTEST:
Patrick D. Klaers, City Administrator
.~FC_ei=Y Council Mi~
bruary 6, 1989 __/_ '
Page 5
5~.8. City Engineer Policy for Urban Improvement Projects
The City Engineer submitted a proposal to the Council which would require
urban developers to use the City Engineer in lieu of their own engineer.
He stated that several problems arise by allowing developers to use their
own engineer, some of which are efficiency; coordination of projects;
compliance to City and State laws; less City Staff involvement; overall
scope; and interest conflict.
COUNCILMEMBER KROPUENSKE MOVED TO ADO.Of. RESOLUTION 89-12, A RESOLUTION
ADOPTING CERTAIN POLICIES REGARDING ENGINEERING SERVICES. COUNCILMZM~ER
DOBEL SECONDED TF.E MOTION. THE MOTION CA~F_D 4-0.
5.9. Central Business District P~verbank Erosion Update
The City Engineer__ indicated that he has,contac a number of
agencies
to
inquire abo~t programs that help fund erosion control projects along
river banks. ~e indicated that the only pro, am that could possibly help
fund an er0sm~n control project is coordinated by the Sewer and Water
Conservation' D~trict. He further indica ed that applications for this
program are due_~Apri!~ 1, 1989.
CO Cz
UN .LP[EP[BER _KRO~UENSKE MOVED TO AU%~HO E %"HE CITY ENGIA~ER TO FOLLOW
UP ON THE PO~SIB_iLI~ OF RECEIVING MONEY RIVERBAk~< EROSION SOLUTIONS.
COUNCILMEMBER SCHULDT SECONDED THE MOTIf THE MOTION CA~ED 4-0.
5.10.Waco Street Bridge
Terry Maurer, City ineer,
possibility of future ~iiable fun
over the Elk River at Street.
be some MSA funding for :his hr:
Council that this bridge
~ussion (North ol 10)
that he has been checking into the
for the construction of a bridge
He stated that there would possibly
e. It was the consensus of the City
COUNCIL~ER DOB~N. MOVED TO
COST OF CONSTRUCTING A BP. II
COUNC!LMF-U~ER SCHD%DT SECONDED
THE CITY ENGINEER TO 'INqrESTIGATE THE
AT WACO STREET OVER THE ELK RIVER.
MOTION. THE MOTION CARP~IED 4-0.
5.11."Dam" Brid~e Uodate
The City Engineer informe the C~nci! that the Sherburne County
P~storica! Society hal requ~ d ~o qualify the bridge at Main Street and
0rono Road as a His~oric~ bridge and ~u!d, therefore, like the bridge
preserved. The City Engineer stated ~az the bridge is in very poor
condition and stated tha]/i~ should be jesuit. He indicated he and Phil
Hals, Street Suoerinten~nt, would b~ doing~ome investigation into this
matter and would be ~ontacting the Histo~ica! Society with their
findings. / ~
6.1. Call Special City Council Meetin~
~ae Ci[y Administrator indicated that due to the agenda being completed
at this meeting, there was no need to call for a special Council meening
to finish this agenda.
Civil Engineering
Land Surveying
Land Planning
John Oliver & Associates, Inc.
580 Dodge A~,enue: Elk River, MN 55330
(612) 441-2072 · Fa~: 441-5665
September 15, 1994
Honorable Mayor and Council
City of Elk River
13065 Orono Parkway
Elk River, Minnesota 55330
Re: Engineering Services Policy
Dear Mayor and Members of the Council:
We have had considerable discussion with Cit~ Staff and the City
Engineer regarding.the current City policy of Engineering design
of utilities in private developments. The present Policy
mandates that the City Engineer designs all Sanitary Sewer and
Water facilities. We feel it is appropriate that this policy
should be reviewed and modified.
We formally request the policy be modified so that a land owner
or developer can privately engineer, construct, and finance the
improvements for a development.
We understand the City must maintain control of the design
standards used for the utilities to standardize the systems and
minimize the long term maintenance requirements.
We would therefore suggest that the following procedures be
followed:
The City Engineer'should review and approve the plans
and specifications for compliance with City standards
and standard engineering practice.
The plans and specifications shall be signed by a
Professional Engineer licensed in the State of
Minnesota.
The Developers Engineer would be required to design and
inspect the improvements and certify to the city that
the facilities were constructed in accordance with the
plans and specifications. The City or City Engineer
would provide periodic inspections of the construction
when appropriate and be present when all system
acceptance tests are performed. The City Engineer
would acknowledge that the project is acceptable based
upon review of all normal acceptance tests and
recommend to the City they accept the improvements.
Page 2
September 15, 1994
Honorable Mayor and Council
The City Engineer would have authority to question the
construction operations during installation and
recommend modifications to the construction if
conformance with City standards is not being made.
The City Engineer would have authority to stop work if
non-conformance persists. This authority should be a
condition of the developers agreement.
We believe the design Engineer must have control of the
construction inspection to provide the necessary continuity from
the design through construction. The best of designs can become
failures if quality control is not maintained through
construction. Our experience has shown that when the design
Engineer does not have responsibility for the construction, the
project results are of less overall quality.
We believe our common goal should be the best quality system for
the taxpayers of the City of Elk River at the most economical
cost.
Thank you for consideration Of the suggested policy change. We
feel the change is a positive step which will enhance the growth
potential of the City of Elk River by offering some additional
options to potential developers, not now available.
We will be present at the Council meeting to answer any
questions.
Sincerely,
John Oliver & Associates, Inc.
~a~s~e~
SEP-- 16--94 FR I 18 : 18 MSA ST PAUL P. 04
'~1 T ~T' ~'
CIII,~It,TI.~I~ IL%l~iffi'.~
September 16, 1994
File: 230-000-00
~, NVIP. ONM~N[~i
MUNICI?AI
PLANNING
W,~ t J'5?C;~ .fA
1326 Energ¥?orkDr~
St. PouI, MN55108
612-644-4389
Far 612-644-9446
Mr. Pat Klaers
City Administrator
City of Elk River
13065 Orono Parkway
P.O. Box 490
Elk River, MN 55330
PRIVATE IMPROVEMENT PROJECT
ENGINEERING SERVICES
Dear Mr. Klacrs:
I understand that John Oliver and Associates has requested that thc policy requiring all public
and private utility improvement projects be designed by City staff be open for discussion.
As you are aware, this policy was established by resolution of the City Council in February
1989. The policy was in response to numerous problems on private development projects
with engineering services provided by others. Some of the typical problems the City
encountered included plans not certified by a professional registered engineer, no
specifications provided, major components of the projects-Omitted during construction or
constructed incorrectly, and projects proceeding without the appropriate permits from the
regulatory agencies. Since the City Council adopted the current policy in 1989, there have
been no reoccurrences of these types of problems. Essentially the policy has served the City
very well. However, there has been one major change in that John Oliver and Associates
now has an engineering department. This gives them the personnel and expertise to provide
the engineering function in a professional manner.
If the City Council wants to consider a change in this policy to allow privately financed
improvement projects to have engineering services provided by the engineer of the
developer's choice, I would recommend that it be conditioned upon the following items:
Private engineering services could only be provided on privately financed
improvement projects. Improvement projects which arc publicly financed would
follow 429 assessment law and would by definition have services provided by City
staff.
9800 Shelard Parkway
Minneapolis, MN 55441
612'546-0432
Fax: 612'544'6398
All private engineering projects have a complete set of detailed plans and
specifications certified by a registered professional engineer in the State of
Minnesota.
Honorable Mayor and City Council
September 16, 1994
Page Two
City staff would still provide a detailed review and approval of the project plans and
specifications and provide construction inspection services. The developers need to
understand that there will be City expenses and time involved in the review of the
plans and specifications.
The developer would be responsible for applying for and receiving all necessary
permits from the regulatory agencies. Proof of receipt of these permits would need
to be provided to the City prior to initiating any construction.
o
City staff would prepare a detailed listing of materials to be supplied on these
improvement projects and a listing of minimal design standards that are to be
followed on all projects. The project plans and specifications would then be reviewed
by City staff using these design standards and material listing as the basis for review.
I believe a change in policy with these recommended guidelines would certainly allow John
Oliver and Associates and several other firms to begin to do engineering work in the City of
Elk River. With the growth of City staff and the evolution of the public improvement
process within the City, I believe we are better equipped than we were several years ago to
review plans and specifications prepared by others and to ensure a quality product that meets
all the City's standards and expectations.
Please let me know how you would like to proceed with this issue. I am prepared to
immediately begin work on a listing of City standards to be used by private consulting firms
in the preparation of plans and specifications for work wi~in the City of Elk River.
Sincerely,
MSA, CONSULTING ENGINEERS
aurer, P.E.
TJM: tw
O00-1604.s~p
City Council Minutes
September 19, 1994
Page 3
5.2.
Consider request to chan.ae Resolution 89-12 which adopted certain policies
reqardincl en.qineerinq services for development projects
The City Administrator indicated that the City has received a request to change
its policy regarding engineering services for development pr0]ects. He explained
that the current policy requires the City Engineer to provide the engineering
service for all public improvement projects in the City of Elk River.
Terry Maurer, City Engineer, indicated that the firm of John Oliver and Associates
is requesting the City to change its policy to allow a landowner or developer to
hire their own engineer to design, inspect, and bid the improvements for a
development. Terry Maurer stated that if the Council considers this type of
change, private engineering services should be provided only on privately
financed improvement projects. He further suggested that the project plans and
specifications should be reviewed by the City Engineer for all projects and the
City should inspect the installation of the improvements.
Lynn Caswell from John Oliver's Office stated that developers would like the
flexibility of choosing their own engineer.
Councilmember Scheel stated that she liked the idea of a developer being able
to choose their own engineering service. Mayor Duitsman stated that he would
still want the City to inspect the projects. Councilmember Farber questioned
whether a change in the policy would slow down the process and whether the
City would be stuck with more expenses. Councilmember Holmgren indicated
that this is a significant change to a policy that has been working well. He
indicated that he would like more time to review the request and existing policy
prior to making a decision.
COUNClLMEMBER SCHEEL MOVED TO CONTINUE THIS ITEM TO THE OCTOBER 17,
1994, CITY COUNCIL MEETING. COUNCILMEMBER HOLMGREN SECONDED THE
MOTION. THE MOTION CARRIED 5-0.
5.3.
Update on street projects: 221st Avenue; Concord Street; Edison Street; Gates
Avenue/3rd Street Intersection
221st Avenu~e .x~ /
Steve Rohlf, Building and Zo~i~ng Administrator,/6pdated the Council on the 221st
Avenue road alignment pro]e~xt. He indicat,~:l_ t_h~a,t the project is anticipated to
be complete this year if the wetl~procT~s not appealed.
Concord Sfreef X~ . _
City Engineer, Terry Maurer, indicate~ t~t the Cih/ has received 6 out of 15
easements for the Concord Street i~pr.ove..~nt project. He indicated that all
easements are necessary prior to bTinn,ng reelect.
Councilmember Dietz ~ ye City Engineer't~c. ontact all of the property
owners along ConcorcfS~c~ Cee where ~ach own'~r stands on the issue. He
requested the City Engineer to report back to the Council with this information.
City Council Minutes
October 17, 1994
Page 3
5.4.
Consider Personne! Request forW,~ ~
City Administrator Pat Klaers/rndicat~d that the WWTS Superintendent is
requesting permission to adverse for a ~11 time employee, with a start date of
1/2/95 to replace Ken Nelso/~'who resigne~:J June 6, 1994. He indicated that the
Superintendent is requestir)g to upgrade tl~,e position to an electro-mechanical
technical/W.W.T.S. OpTor. ~,
There was council consensus to delay action on this item until the WWTS
Superintendent ardved.
5.5.
Consider Request to Chanqe Resolution 89-12 Which adopted certain policies
reqardin.q en.qineerinc~ services for development projects
The City Administrator indicated that a request has been made for the council to
consider changing the City's engineering policy. He indicated that this issue was
discussed at the September 19, 1994, City Council meeting at which time it was
continued for further review.
The Council discussed what recourse the City would have if work by a private
engineer was done unsatisfactorily. It was indicated that the City is ultimately
responsible for the project, Lynn Caswell of John Oliver and Associates indicated
that the plans and specifications would be inspected by the City's engineer. He
indicated that a change in the policy would not put the City at risk.
Councilmember Holmgren indicated that the City should try the policy for a year
as outlined by the attached resolution.
Councilmember Dietz indicated that he wanted all outside engineering firms to
be aware that there could be a duplication of cost and effort.
Mayor Duitsman indicated that he is in favor of private development but is
concerned that problems may arise from developers moving ahead with projects
prior to City Engineer review of the design work. He indicated that if this happens,
this policy will come back to the Council for reconsideration.
Councilmember Farber indicated that if the new policy is adopted, it is important
that the City be included in the inspection process and that plans are prepared
by a registered engineer.
COUNCILMEMBER HOLMGREN MOVED TO ADOPT RESOLUTION 94-104, A
RESOLUTION ADOPTING CERTAIN POLICIES REGARDING ENGINEERING SERVICES,
WITH THE UNDERSTANDING THAT THIS POLICY BE REVIEWED BY THE COUNCIL BEFORE
DECEMBER 31, 1995. COUNCILMEMBER SCHEEL SECONDED THE MOTION.
The City Attorney suggested minor language changes in the last paragraph of
the resolution.
City Council Minutes
October 17, 1994
Page 4
The maker of the motion and the second concurred with the language
amendments proposed by the City Attorney.
THE MOTION CARRIED 5-0.
5.4. Consider Personnel Request for WWTS
This item was tabled from earlier in the meeting until the WWTS Superintendent
was present. Darrell Mack, WWTS Superintendent was present at this time to
answer ~estions.
Darrell :k indicated that an employee with electrical training would benefit
the City id save several thousand dollars a year service calls. Mayor
Duitsman what charges have been mad in the past for electrical
work. Mack indicated that a service call is $400 minimum. He
indicated the charges for the last four years hav been about $4,500. Mayor
Duitsman que ioned whether this employee would e available to work in other
departments s his expertise in electricity needed. Darrell Mack
indicated that would be possible.
5.8.
COUNCILMEMBER
TO ADVERTISE
ELECTRO-ME
HOUR DEPENDING
THE MOTION. THE
Consider request fo
~REN MOVED TO AUTH
A W.W.T.S. OPERATOR
TECHNICIAN, AT A
QUALIFICATIONS.
CARRIED 5-0.
Beer Licen
R~
THE W.W.T.S. SUPERINTENDENT
THE QUALIFICATIONS OF AN
OF $17.75 - $20.75 PER
LMEMBER FARBER SECONDED
~erAmerica
The City Clerk indicated
intoxicating malt liquor off-sale
has made application to sell non-
new location on 193rd Avenue.
5.9.
Councilmember Scheel she does not like the idea of gas stations
selling 3.2 beer.
COUNClLMEMBER FARBER MOYi~D TO AJ~ROVE A NON-INTOXICATING OFF SALE
MALT LIQUOR LICENSE FOR SUPi-'RAMERICA\\AT 193RD AVENUE. COUNCILMEMBER
DIETZ SECONDED THE MOTION/ THE MOTIX~N CARRIED 4-1. COUNClLMEMBER
SCHEEL OPPOSED. / '~\x
Consider Request for ExemStion from Lawful~'~Gamblinq License by Proper
Economic Resource Mana.qe1 lent (PERM) \.
/
The City Clerk indicated t~at PERM is requesting an Exemption from Lawful
Gambling license that will/~llow them to hold a one-day raffle at Broadway Bar
and Pizza. Perm is a nonppfit organization that supports the protection of Natural
Resources.
COUNCILMEMBER DIETZ MOVED TO APPROVE THE EXEMPTION FROM LAWFUL
GAMBLING LICENSE FOR PROPER ECONOMIC RESOURCE MANAGEMENT TO HOLD A
RAFFLE AT BROADWAY PIZZA ON MAY 2, 1995. COUNCILMEMBER HOLMGREN
SECONDED THE MOTION. THE MOTION CARRIED 5-0.
RESOLUTION 94-1o5
A RESOLUTION OF THE CITY OF ELK RIVER
A RESOLUTION ADOPTING CERTAIN POLICIES REGARDING
ENGINEERING SERVICES
WHEREAS,
the City of Elk River (the City) has adopted subdivision
regulations pursuant to Minnesota Statutes 462.358 setting
forth subdivision regulations and design criteria for pubhc
improvements; and,
WHEREAS,
the City has adopted engineering standards to ensure and
protect the pubhc investment in and use of streets, sanitary
sewers, municipal water, and storm sewer system.~¢; and,
WHEREAS,
strict adherence to these standards in the design and
construction of pubhc services are necessary to protect the
investment in the public interest and welfare of the City; and,
WHEREAS,
the City deems it in the public interest that the review of the
final engineering plans and specifications and inspection of the
installation of public improvements be conducted by the City's
designated City Engineer.
NOW, THEREFORE, BE IT RESOLVED by the City Council of the City of
Elk River, Minnesota:
1. Resolution 89-12 adopted February 6, 1989, is hereby rescinded.
Plans and specifications for privately financed public improvement
projects may be prepared and certified by a Registered Professional
Engineer in the State of Minnesota other than the City's designated
City Engineer.
All publicly financed improvement project plans and specifications
shall be prepared by the designated City Engineer.
o
Plans and specifications prepared by other than the designated City
Engineer must be reviewed and approved by the City Engineer prior to
initiating construction of the improvements.
All construction of public improvements shall be inspected and
approved by the City Engineer or his agent prior to acceptance by the
City.
Preparation of plans and specifications and inspection of construction
shall be in accordance to the City Standards and all apphcable State
and Federal regulations.
The developer would be responsible for applying for and receiving all
necessary permits from the regulatory agencies. Proof of receipt of
these permits would need to be provided to the City prior to initiating
any construction.
NOW, THEREFORE, BE IT FURTHER RESOLVED, that the cost associated
with review of the engineering plans, inspections, and construction services
performed by the City Engineer for the benefit of a development project be
charged to the project.
Passed and adopted by the City C(~uncil of the City of Elk River this 17th day
of October, 1994.
ATTEST:
gan(ira A. Thackeray, City Clerk/
,,/H~ ,nf~ A. Duitsman, Mayor