2.0 HPSR 09-13-2005MEETING NOTICE
CALLING A SPECIAL MEETING OF THE HERITAGE
PRESERVATION COMMISSION FOR SEPTEMBER 13, 2005
Monday, September 13, 2005 - 6:30 p.m.
Elk River City Hall
(13065 Orono Parkway, Elk River, Minnesota).
THE PURPOSE OF THIS SPECIAL MEETING IS AS FOLLOWS...
• To meet jointly with the Economic DevelopmentAuthority (EDA) and
Housing and Redevelopment Authority (HRA) to discuss the Downtown Area
north of Highway 10 and the Old Town Land Use and New Zoning
Regulations
HRA Vision and Presentation of Market Information
September 13, 2005 Planning Commission Workshop
Page2of2
Issue
The Planning Commission and HPC recently expressed interest in meeting with the HR.A to
discuss downtown north of Hwy 10. Lance Lindberg, the HPC Chair submitted the
attached memo regarding the HPC's specific interest in discussing how the "Old Town"
land use designation relates to the HR.A's redevelopment plan for downtown north of Hwy
10.
Additional Information
On June 6, 2005, the HRA requested more information on the marketability of downtown
north of Hwy 10 along Jackson Avenue. Dave Callister of Ehlers & Associates will provide
a presentation of market information at the Planning Commission meeting.
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MEMORANDUM
TO: Housing and Redevelopment Authority
FROM: Lance Lindberg, Heritage Preservation Commission Chair
DATE: July 5, 2005
SUBJECT: Plan for Area in Old Town Land Use Designation
The Elk .River Heritage Preservation Commission (HPC) is considering a few issues in that
part of the city that is situated in the Old Town Land Use designation. The HPC is
interested in the HRA's vision is for this area and any specific plans that may be under
consideration. The HPC looks forward to commenting on concept plans or specific
proposals in the spirit of supporting the existing character of this area as outlined in the
"Old Town" section of the city's Comprehensive Plan.
i
~HLERS
~ Assacin~rl;s ~l~c
O To: City of Elk River
Housing and Redevelopment Authority
Planning Commission
W Heritage Preservation Commission
From: Dave Callister, Ehlers & Associates
Subject: Market Feasibility Feedback -Downtown North of Highway 10
Date: September 13, 2005
Process
Ehlers and Associates was asked to obtain feedback from the development community as
it relates to market feasibility for the Refined Redevelopment Concept as recently
determined by the HRA. Ehlers sent out materials including the refined redevelopment
concept map, aerial photos, draft of the purpose, goals and objectives for this area, traffic
counts as well as information regarding the comprehensive plan and zoning ordinance.
The developers reviewed this information and visited the redevelopment area prior to a
meeting to discuss their thoughts regarding the concept plan and the market feasibility of
several different housing, mixed use and commercial products.
Developer Feedback
In summary, a number of issues were listed by the developers as common themes,
including:
^ Redevelopment must complement and not compete with the downtown area /~C~G6~~
^ Biggest redevelopment challenge is land assembly. The large number of parcels
and property owners may limit the size and scope of redevelopment. Any
redevelopment must be multi-phased and would need plan for public/private land
acquisition.
^ C~ost~of land acquisition would make redevelopment difficult without city
assistance and/or increasing housing densities.
^ Developers agree that Phase I is most likely building center site ~~~~`''~'~
^ Locating housing near railroad may create some issues. This could be offset by
providing a natural buffer between railroad tracks and development. This could
be utilized as green space or walkways bikeways
Dave Canister, Financial Advisor 651-697-8553 Fax: (651) 697-8555
3060 Centre Pointe Drive dcallister@ehlers-inc.com
Roseville, MN 55113-1105 http://www.ehlers-inc.com
^ Commuter rail station would be beneficial to area redevelopment opportunities.
^ Too much mixed use on east side of Jackson north of 5~' Street. Developers feel
area should stay residential and a number of residential products could be used
^ Consider maintaining single family homes but increasing the densities by using
narrower lots (45') and/or detached single family, row homes or twin homes.
^ Commercial activity should be destination based including service related, small
offices and perhaps small corporate types of commercial uses
^ All developers indicated that redevelopment in this area should increase housing
density to support the downtown area
^ Lions Park is an asset, orient redevelopment to take advantage of this existing
amenity .
^ Service related businesses along Main Street appear to make sense and will
expand without direct city intervention as the community continues to grow
^ Single Family rehabilitation areas appear reasonable and do not need a developer
but avehicle/program to proceed. Stable single family neighborhoods enhance
the overall marketability of the area.
Next Steps - Ways to attract developers
It appears from developer comments that redevelopment is feasible in this area and the
City is doing the right thing by planning for different development components in a
larger redevelopment area. Developers will generally ask questions about the feasibility
of development and the level of interest and participation from the City. The City should
consider reviewing several policy issues before proceeding. These policy decisions are
not made in a vacuum but instead are made in the context of a redevelopment plan.
Some of those policy questions include:
1) When and where should redevelopment begin?
2) Is the City willing to assist with land acquisition?
3) Should the City begin acquiring property ahead of development? And if so is
there a funding source for implementation?
4) Is development likely to be mazket driven or is there a need for city assistance?
5) If projects are not financially feasible, is the City willing to use development
incentives such as tax inclement fmancing, grants or other sources? /-~ ~L'~-~
6) What are the costs of redeveloping certain portions of the redevelopment area?
7) Do the costs outweigh the returns for a potential developer?
8) Is a financial feasibility study necessary to determine this? ,
I have provided staff with a copy of a more detailed and specific slurunary of developer's
comments to assist in reviewing the market feasibility of this redevelopment area.
If you have any questions, please feel free to contact me.
Dave Callister, Financial Advisor 651-697-8553 Fax: (651) 697-8555
3060 Centre Pointe Drive dcallister@ehlers-inc.com
Roseville, MN 55113-11D5 http://www.ehIers-inc.com
Item # 2
fiver
MEMORANDUM
TO: Planning Commission, HRA and HPC
FROM: Scott Harlicker, Senior Planne
DATE: September 13, 2005
SUBJECT: Old Town Land Use and Zoning
Overview
Land Use
Attached is the Old Town land use section of the Comprehensive Plan. The Old town land
use designation allows for a mix of uses including residential (single and multi-family),
commercial, office, service and public/civic. It includes single family residential and multi-
family neighborhoods, the central commercial district, parks and river frontage and schools
in and around the Central Business District. The need fox preservation, revitalization,
renovation and redevelopment is stressed.
Zoning
Old Town includes the following zoning districts:
• DD (DownTo~vn District)
• C1 (Central Business District)
• C2 (Office Dsitrict)
• C3 (Highway Commercial)
• R1 c (Single Family Residential)
• R2 (Two Family Residential)
• R3 (Townhouse District)
• R4 (Multi-Family)
• PUD (Planned Unit Development)
As can be seen above, Old town currently includes almost every residential and commercial
zoning district. In response to this fact, staff has collected information on a zoning concept
called "form based zoning" (attached). Form based zoning replaces conventional Euclidian
or use based zoning with regulations that shape the form of development. Form based
zoning includes three main components: the regulating plan, building envelope standards
and architectural and streetscape standards. The regulating plan identifies the building
envelope,standards to be applied to specific properties. The building envelope standards
establish basic guidelines for building form, including height, setbacks and fenestrations. The
architectural and streetscape standards regulate exterior design, landscaping, lighting and
pedestrian features.
The attached zoning map and form based zoning information is intended as background
information and to stimulate discussion about what the Old Town district is and what it
could be.
r:.~rm-Based Zoning
,~Ilit'1'!t'~~I~ ~'~r~flTlltlti' ~~~.~~['!<tI.-1~l1
_Saturday { 5unday~ P~onday ~ i uesday , ~'~'ednesday
Overview ~~~~~~ ~'~`~~
Page 1 of 2
Tuesday, April 2?, 2C?!`i4
Sessions
gy P~egan Leth~is, ~£CP
Workshops pP,q Senior Rcsear~h ,^;ssv:;iate
Special Events Many of the places thought of as "great" are areas that developed prior to the
Hot Topics adoption of Euclidean zoning regulations. These places -representative examples
are Chicago 's Loop iistrict and San Francisco -are the products of development
People that occurred based on an emphasis on physical form rather than on controlling
uses.
While the term "fornrbased codes" is around i'!a years old, the concept of basing
regulation an form has been around r'or a while, under a variety of names -
performance zoning and district-based zoning being among the "ancestors" of form-
based zoning.
In contrast to conventional zoning codes, form-t;ased codes are highly illustrated
and involve a signincant level of public participation. A panel of practitioners
discussed ho~~~l farm-based zGninq codes seek to recapture a development pattern
that focuses on "form" before "function."
Because they separate uses into distinct districts, conventional zoning regulations
often make it difficult to create mixed-use communities, a goal many planners
pursue. This separation has also resulted in many instances in disconnecting
planning and urban design. By presenting the principles and concepts in an
il[ustrated r-orm; form-tsased CGdeS 1%dOrk to reconnect these tta~o areas and define a
desirable fiorm for an area.
?n addition to having a direct ii'npact on shaping form, farm-based codes involve a
much more extensive public partlCipatiGn prGCe55 thanche developirrent Gf a
conventional code does. Tl~e chai•rL~tt'e process is the primary mechanism for
community participation and input. Tf'ie gaol is to have citi°zens be fully engaged and
involved in tine development process, sG that tyre have ownership Gver it. ?t also re-
emphasizes the focus Gn physical farm of a place Gver tl~e specific uses.
While examples of SGnoma, Hercules, and Petaluma, California, were presented as
places that have adopted form-based codes, rural areas have also embraced these
;:odes, A prime example is 4~'GGdford Country, Kentuck}f, where a proposed 1Rral-Mara
spurred the community tG undertai<c~ a vI'ii:1i'ri=i:te process and adopt aform-based
Code. in additlDn, 'r.lst-belt" Citie'.5 lime Syracuse, IVeW ~fGi'!<; Sai'atGa cipringS, P+121~'
fork; and Providence, i~hode island, have alsG adapted form-based codes.
Paul Crawford, FAiC', of Crawford Mu!tari Pa. Clarl; presented the fallowing principles
for form-based cedes:
,'dtOr {: ('roril a deilillnQ Sp:~%lal plttei'rR, ;,i.Ch aS %h° I ra(75eCt Ora .>}{SiP.n1 Ot
neighborhoods; districts, and c,~;-ridcrs
+s+ Cie-emphasize land use in fa~!or of bu'siding farm and t~~palogy
'emphasize mixed uses and mi>:ed use housing
~ t-GCI:~ Gr{ tI"ie St'reetSCape arld tt1C? pi3iJlIC realn't
Conduct adesign-focused public participatiGn process
CG create alarm-`;asea Ciide, Cr~3V;lfc:?rd SuaCresl.iro a flVe-Step approach:
http://www.planning. org/conferencecoverage/2004/tuesday/formbased.htm 1 /3 /2005
T~nm-Based Zoning
Yage "~ of ~~
~ inventory the e :fisting conditions of the pla:.e: It is impo+tan*. to have a deep
understanding of the existing conditions of the place, such as the street
types, and block and building types, to understand appropriate form and
massing of buildings.
® Identify a set of or gani~ing principles for t:he spatial stru;-ture: This car, b2
based Cn COnCepL SUCK aS:
w i 7e neighborhood, district, and corridor;
$ The Transect, which den`nes intensity of activity based on the transect zone
t!lirt 'cDD!Ie5
e Street-system-based reg~fatary plan
~ Special purpose zones
~ Define urban design standards: r'or example, establishing commercial street
design guidelines, ~n+ith the goal of "shaping the public space of the street."
~ Define architectural standards: for example, building types and frontage
types
m Illustrate the s*.andards, to make it easier for ti-~ose who will be implementing
the code.
bill Dennis of Motile i~ Poiyzoides discussed how Ne:v Urbanism is essentially the 'Nay
t~~e used to develop towns, but conventional zoning has precluded that. He made the
point that a!! development plans should 'check to see how it tivarks for a child,
because "a neighborhood is a child's world."
Geoffrey Ferrell of Geoffrey Ferree Associates illustrated how the zoning and land-
use maps do not translate into v~rhat form appears on the grcund. In addition, design
guidelines do not always capt!sre *_he vitality of the community *-hat they are trying
to achieve. His ebservatian is that the there are three elements to defining a place:
form, use%density, and management. In many communities,, use/density is the _
primary emphasis when defining a place, followed by management, with form
treated very lightly. The farm-based cede approach looks to.focus the most
emphasis on form, fcl!owed by management, with use/density having the lightest
emphasis. This does not mean that use and density are not important; rather, they
are not the driving factors in d~`rning a place.
His primary advice !teas to keep the code simple -the downfall of many zoning
ordinances has been their attempt to be overtly inclusive of all possible uses.
However, form-based codes do address use types that are appropriate to s distric*.;
tables describing the uses associated ;~rith an area are often included in the code.
;c~ropyright ?iJ;.~4 APA All Rights Reserved
http://www.planning. org/conferencecoverage/? 004/tuesday/fonnbased.lhtm 1 /3 /? 005
New Urbanist Codes
Overview
Sessions
Workshops
Special Events
Hot Topics
People
a11Tit'I'1('~l~ J~G~~7c~iCr~ :tsS~rCi~ri~~i
_Saturday I Sunday ~ Monday ~ Tuesday ~ Wednesday
New Urbanist Codes
Sunday, April 25, 2004
By Lynn Rass
APA Research AssociaCe
Page 1 of 2
New Urbanist Codes, the second session of Sunday's Bettman Symposium, offered a
variety of perspectives on this type of regulation to a large and engaged audience.
Moderator Dwight Merriam began with a brief session overview and discussion of the
different ways to regulate. Merriam noted that land use regulation generally falls
into three categories:
• Codes the regulate the physical form
• Codes that regulate land use and density
• Codes that regulate operation and daily use
New urbanist codes operate under a very simple general principle: Regulate the
physical form and everything else (land use, density, operation, and daily use) ~Nill
fall in line. As more communities adopt new urbanist or form-based regulations,
questions are raised regarding the legality and practicality of these codes. What
does it mean to have aform-based code? What are the legal issues with this type of
regulation? How does the form-based code measure up to traditional zoning? These
three important questions were addressed with the expertise of three leaders in the
field: Victor Dover of Dover, Kahl & Partners Town Planning; Bob Sitkowski of
Robinson & Cole; and Chris Duerksan of Clarion Associates.
Victor Dover, AICP, addressed the first key question. Dover pointed out that new
urbanist or form-based codes are not a new concept -some of the earliest plans
ever created feature the same principles promoted by these regulations. Form-based
regulations code by building type, street type, or neighborhood sub-area/transect
zone. These codes are generally composed of four key elements:
1. A Regulating Plan
2. Urban Standards
3. Architectural Standards (optional)
4. Street Standards
Form-based codes can be applied far a variety of purposes, from fixing setbacks and
creating mixed use to overlay plans to citywide implementation. Regardless of
application, all form-based codes begin with a physical vision of what the community
considers ideal. This vision is then heavily illustrated in the code itself.
Attorney, architect and planner Robert Sitkowski followed Dover with a discussion of
the legal aspects of new urbanist codes. Sitkowski outlined what he terms "the legal
transect" of farm-based coding: authority, prescription, and delegation.
Authority. The ability to regulate form dates back to the 192b
Standard State Zoning Enabling Act. Despite the focus on form,
Sitkowski noted that form-based codes cannot abandon the regulation
of uses. Doing so would pit these codes directly against current
federal laws including RLUIPA and Fair Housing, which specifically
2/3/2005
New Urbanist Codes
address uses.
Prescription. New urbanist codes are intended to be prescriptive.
However, prescription can be a double-edged sword. Too much
prescription may lead to an infringement an property rights. Too little
prescription creates the "vagueness trap," according to Sitko~vski. The
vagueness trap occurs when regulations are not specific enough and
lead to arbitrary decision making.
Delegation. How is the form-based code going to be implemented
accurately and fairly? In order to avoid the vagueness trap, Sitkowski
suggests hiring a town architect. The town architect is an urban
designer familiar with new urbanism and is responsible for ensuring
the correct implementation of the form-based code.
Page 2 of 2
Final speaker Christopher Duerksan compared the farm-based code to traditional
Euclidean zoning and the re-emerging unified development code. Traditional
Euclidean zoning is proscriptive in that it regulates what you cannot do in a certain
area. Uses are separated, rigid dimensional standards are in place and there are
limited development standards. Traditional zoning, although not always user-
friendiy, is easy to understand because the regulations are predictable.
The form-based code, including the Duany-developed Smart Cade model, is
prescriptive. These codes feature reduced dimensional standards, use the transect
instead of zoning districts, and rely heavily on tables and illustrations. Duerksan
feels this type of code is not comprehensive, too staff intensive, not user-friendly
and has a weak process.
The modern unified development code, on the other hand, consolidates procedures,
is based on the comprehensive plan, simplifies zoning districts and is well illustrated.
This type of code is time-consuming to develop and is considered by some to be
reactive in nature. However, the modern UDC is user firiendly and offers
predictability with some flexibility. The bottom-line for Duerkson is to be wary of
model codes such as the Smart Code. Instead, focus on creating a hybrid of the
form-based code and the unified development code.
Due to the large session attendance and limited timeframe, the speakers were able
to entertain only a few questions from the audience. Audience members were asked
to submit questions to the moderator, who will compile answers and post the
responses an the APA ~a~ebsite soon.
C~Copyright 2004 APA All Rights Reserved
2/3/2005
Form-Based Development Codes
By David Rouse, AicP, and Nancy Zobl, AICP
New development codes are emerging that focus on regulating physical form as an
alternative to conventional Euclidean zoning.
The conventional zoning model in use through-
outthe United States is based on the separa-
tion of residential, commercial, and industrial
uses, density controls, and proscriptive stan-
dardsfor key development attributes (e.g.,
building setbacks and heights). The historical
antecedents of this model include the i9z6
Supreme Court decision in the case of wttage of
Euclid vs. AmblerReatryCo., which legitimized
the separation of uses to protect the public
health, safety, and welfare, and the i9i6 New
York City zoning code, which established
dimensional requirements to permit light and
air and prevent overcrowding. Published in the
igzos, the Standard State Zoning Enabling Act
was ultimately adopted by all 5o states. It is still
the basic model used by jurisdictions to regu-
late development, although many features have
been added to local codes over the years to
address emerging issues (e.g., overlay districts
and environmental performance standards).
In recent decades, dissatisfaction with
the perceived effects of conventional zoning
on urban and suburban landscapes has
grown among citizens and practitioners.
While a variety of factors have worked
together to promote development trends,
such as the foss of traditional urban form
and proliferation of commercial strip devel-
opmentand "cookie cutter" subdivisions,
zoning has been identified as a primary cul-
prit. On the one hand, the separation of
uses and limits on density have contributed
to excessive consumption of land (suburban
sprawl). On the other, zoning's lack of a
positive prescription for physical form has
facilitated the intrusion of incompatible
development types into traditional urban '
neighborhoods and districts.
In reaction to these trends, new, form-
based approaches to development regulation
are being proposed as altematives to conven-
tionalzoning. These approaches can be charac-
terized as prescriptive or contextual in nature.
Prescriptive approaches seek to codify the phys-
icalparameters of development based upon a
normative position on ideal urban form (typi-
callyderived from the pre-World War II model of
traditional development). Contextual
approaches, on the other hand, look to the
characteristics of the surcounding environment
for guidance in regulating the physical form of
new development. Collectively, these
approaches are referred to as form-based devel-
opment codes. A basic premise of form-based
development codes is that the regulation of
physical form (not use) is the key to producing a
better built environment.
The following text describes the basic
features of three different types of form-based
development codes: Form-Based Coding,
Form District Zoning, and the SmartCode. For
each type, a series of questions is posed
regarding its application in regulations
adopted by focal jurisdictions, based upon a
selected case study. These questions are:
^ How comprehensive is its application?
Does it address the entire community or
discrete areas within the community? Does
it replace or supplement conventional zon-
ingsystems?
^ How does it deal with the regulation of use,
the focus of conventional zoning?
^ How is it working in practice?
Form-based development codes are an
emerging concept implemented by a small
but increasing number of jurisdictions to
date. Because those codes are relatively
new, practical experience in administering
them is limited. As interest in alternatives
to conventional zoning continues to grow,
more communities will implement form-
based regulatory approaches. This article
describes the initial experiences of some of
these communities, with the proviso that
the advantages and disadvantages of dif-
ferent approaches will become clearer as
they are further tested in practice:
FORM-BASED CODING
Form-based coding emerged out of the New
Urbanist movement of the late i98os and
early i99os. New Urbanism is based on the
concept of walkable neighborhoods and small
towns, with the compact, mixed-use develop-
ment patterns of the pre-World War II era as
models. Form-based coding is a regulatory
approach designed to shape the physical
form of development while setting only broad
parameters for use. According to Peter Katz,
former director of the Congress for the New
Urbanism and a proponent of this approach,
form-based codes focus on what is desirable
rather than what is forbidden, the underlying
principles having their foundation in a vision
or plan developed through community work-
shops and charrettes. Regulatory standards
prescribe physical elements, such as building
height, setbacks, lot size, parking location,
etc., to achieve quality design in context with
surrounding areas. They also seek to integrate
private development with the public realm,
typically addressing the character of civic
buildings, public streets, and civic spaces.
In theory, form-based coding is a com-
prehensive, communitywide approach
designed to achieve better physical devel-
ZONINGPRACTICE 05.04
AMERICAN PLANNING ASSOCIATION ~ page Z
opment patterns throughout a city or
region. In practice, current applications are
limited to specified geographic areas due
to the newness of the concept, the inten-
sive effort needed to develop aform-based
code, and political environments that are
slow to accept change. California communi-
ties have been among the first to adopt the
concept, primarily as ah implementation
mechanism for the specific plan, a provi-
sion in the state code authorizing legisla-
tively adopted development plans for geo-
graphic subareas of a community. Two
notable examples include the Pleasant Hill
BART Station Form Based Code in Contra
Costa~County; California, and the Regulating
Plan for the Central Hercules Plan in
Hercules, California.
Elsewhere in the country, a number of
communities are developing or adopting
form-based codes (e.g., Iowa City, Iowa,
Woodford County, Kentucky, and Chicago).
One recent example is Arlington County,
Virginia, which has implemented aform-
based code to revitalize Columbia Pike, an
older commercial corridor.
Spacial conditions:
within 100 feet of Main Street
required building Ilne; Wakefield
to Four-Mlle Run, maximum
v lour stories
e Maximum
~ six stories~s-
d Minimum''
three stories
Within 40 feet of local street
lot ar existing single-family
uae; maximum 32 feet eaves
or parapet height
Z +a i
d
,. aro+
aalaMU
The Columbia Pike Initiative is a long-
range economic development vision to create
a vibrant commercial corridor and urban center
along a 3.5-mile section of Columbia Pike. The
Pike had experienced little development activ-
ity in the past qo years, despite its location in
the high-growth Capital Area. The Columbia
Pike Master Plan was adopted in zooz after
numerous public chamettes. The subsequent
Columbia Pike Special Revitalization District
Form-Based Code was prepared by Geoffrey
Ferrell Associates (as subconsultants to Dover,
Kohl & Partners) and adopted in February
zoo3. This code was designed to implement
the vision of the Columbia Pike Initiative,
including creation of apedestrian-oriented,
mixed-use district with a variety of retail, resi-
dential, and office uses.
The new code contains three main com-
ponents: the regulating plan, building enJe-
lope standards, and architectural and
streetscape standards. Analogous to a zoning
map but much more detailed in its prescrip-
tion of physical form, the regulating plan iden-
tifies the building envelope standards to be
applied to specific properties, which are
coded by their street frontage (Main Street,
Avenue, Local, and Neighborhood). The build-
ingenvelope standards establish basic param-
Street walls required on RESioExnu
allay and common lot Ilnes; NOME
seven feet maximum height occuPAnoNs
aESloEtmu
NOME
OCWPQIONS
eters for building form, including height, set-
backs, and fenestration. They also set broad
parameters for mixed uses allowed on the first
and upperftoors, except that the neighbor-
hood frontage sites are primarily restricted to
residential uses with some allowances for
home offices.
The form-based code is applied as an
overlay option to the existing zoning districts.
Developers are provided a variety of incen-
tives to select this option, including an expe-
dited permitting process for developments of
go,ooo square feet or less (larger develop-
ments are subject to special exception
review), financial incentives such as modified
tax increment financing and rehabilitation tax
credits, and relaxed parking requirements.
Accordingto Richard Tucker, county plan-
nerforthe Columbia Puce Initiative, the develop-
mentcommunity has expressed considerable
interest in the form-based code since its adop-
tion. Developers, architects, and members of
the Home Builders Association have praised the
clarity ofthe code acid the streamlined review
process. Several pending mixed-use develop-
ment proposatsare the direct result of the form-
based code. Citizens also supportthe new
code, having been directly involved in shaping it
through several design chamettes.
Despite the appar-
entinitial successes,
Tucker notes some chal-
ZONINGPRACTICE 05.04
AMERICAN PLANNING ASSOCIATION I page 3
lenges related to the
PAPMNG newness of the code.
ACCESSORY
" UNm Issues tend to arise as
proposals are submit-
ted by developers who
a s-
have problems with the
standards of the code,
i
8
,b
including build-to tines, parking standards,
and standard prototypes that vary from the
prescribed physical form. The county intends
to reevaluate the code to address some of
these issues before applying the form-based
approach to dther areas.
FORM DISTRICT ZONING
Form districts emerged as a concept in the
Comerstone zozo Comprehensive Plan for
Louisville and Jefferson County, Kentucky (devel-
oped in the mid-iggos and adopted in zooo).
The Cornerstone zozo planning process
revealed a general dissatisfaction with conven-
tionalregulations and practices that result in
the separation of uses, sprawling development
patterns, and the imposition of suburban forms
in traditional neighborhoods. A Community
Form Committee was charged with seeking new
ways of addressing future development pat-
terns, recognizing the need for increased diver-
sity, certainty, and flexibility in the regulatory
process. The resulting form district concept
established ii districts that prescribe desired
development patterns in context with the sur-
roundingenvironment, from the downtown
urban core to traditional neighborhood and sub-
urban marketplace (commercial) districts.
To implement this concept in a politically
acceptable manner, a new Land Development
Code was developed as a "two-tiered"
approach. This approach combines the use
regulations of the preexisting 39 zoning dis-
tricts with form districts that regulate density
and intensity and prescribe contextual design
standards, such as build-to lines based upon
the established development pattern. All
dimensional regulations and standards were
moved from the zoning districts to the form
districts. Wallace Roberts & Todd, LLC and
Clarion Associates were consultants to
Louisville and Jefferson County in the develop-
ment of the form districts.
Adopted by Louisville Metro and the
cities of Hurstbourne and Lyndon, the new
Land Development Code took effect in March
zoo3. Several other jurisdictions in Jefferson
County are in the process of adopting the new
code. The application of the form districts on
a regional basis is a departure from the nor-
malapplication of form-based coding to spe-
cific geographic areas within a community.
However, existing use
and density regula-
tionswere maintained
to minimize the politi-
cal issues inherent in
rezoning the entire
region.
According to
Louisville Metro plan-
ningand design staff,
the initial reaction of
developers to the
adopted form district
regulations has varied.
One developer of e
small shopping center
in the neighborhood
form district, who was
initially skeptical of the
new code, has since
incorporated the recom-
mendations ofthe
urban design stafF,
including buildings
arrayed around a
pedestrian-scale central
parking area that func-
tions as a "town
square." Otherdevel-
opens have embraced the form district concept
as a progressive option that allows flexibility for
innovative design. Overall, the development
community and residents seem to preferthe
form district concept because it establishes a
sense of predictability in design that is not
overly restrictive, but promotes compatibility
with adjacent development.
While asserting that form district zoning
is a change in a positive direction, the
Louisville Metro staff acknowledges the team-
ing curve required for its implementation. As a
new process for all involved, the impacts are
not yet fully measurable and a number of
issues have been raised regarding the appli-
cation of the form district design standards to
site-specific conditions. To address these
issues, revisions to the regulations will be
made over the next year. At this time,
Louisville Metro is about two years away from
considering a transition from the two-tiered
approach to a more complete integration of
conventional zoning with the form districts.
Nevertheless, according to the planning and
ZONINGPRACTICE 05.04
AMERICAN PLANNING ASSOCIATION ~ page 4
design director, Charles Cash, Louisville Metro
is looking towards larger future development
goals that conventional zoning may not sup-
port.
THESMARTCODE
The SmartCode has its foundation in the con-
cept oftransect planning, an approach to the
implementation of New Urbanist and Smart
Growth principles advocated by Andres Duany
and Emily Talen. Drawing on ecological analo-
gies, transect planning establishes a series of
environments -called "ecozones" - on a con-
tinuum from rural to urban. These ecozones
are distinguished by varying density and char-
acter of the built environment. The transect
incorporates the New Urbanist principles of
mixed land uses, the importance of public
space, and pedestrian accessibility through-
outthe continuum. These principles are
expressed at different scales and in different
forms depending upon location on the tran-
sect (e.g., hamlet, village, and downtown).
As opposed to the normal process of writ-
ing acomprehensive plan and then modifying
zoning and development regulations to fit it,
thansect planning views the plan and the code
as inseparable. The transect zone system has
been coded by Duany Plater-Zyberk and
Company and copyrighted as the "SmartCode."
0
0
~,
r
which was one ofthe
seven special develop-
mentareas identified in
the comprehensive plan.
The Downtown District was
divided into three urban
transect categories that
replaced the existing zon-
ingdistricts: the Urban
Neighborhood (T-q),
Neighborhood Center
(T-5), and Urban Core (T-6).
Design standards
were established for set-
backs, height, parking
location, street design,
fa4ade treatments, and
creation of a public
realm. The transect zones
regulate use in a limited
capacity to encourage
mixed-use development.
Any use is allowed in the T-6 zone and each
new use proposed in the T-4 and T-5 zones
requires a special use permit with a flexible
review process.
According to city planner Geoffrey
Bornemann, several new mixed-use develop-
ments have been proposed in the city since
adoption of the code. Whether this develop-
mentinterest can be attributed to the code is
not certain since there is already a strong real
estate market in Saratoga Springs. However,
the Flexibility of the new code is attracting
developers who are responsive to more inno-
votive design practices. More traditional ,
developers, who were at first skeptical, are
also starting to embrace the new code.
Saratoga'~5prings is already seeing posi-
tive results from the SmartCode but is still
about two to three years away from replacing
all existing zoning districts with the transect
zones. The city is planning to extend the con-
ceptto residential neighborhoods next to
incorporate more mixed use.
CONCLUSION
The general intent of form-based develop-
ment codes is to replace the conventional
Euclidean zoning model with regulations that
shape the form of development across the
different landscapes within a community or
region. At this time, communities that have
adopted form-based coding and the
SmartCode have taken an incremental regula-
tory approach 6y addressing specific geo-
graphic areas, typically beginning with the
urban core. Further experience is required to
determine the potential for expansion to
other parts of the community, although the
SmartCode provides a more complete system
that addresses suburban and rural as well as
urban contexts. Louisville Metro appears to
be the first jurisdiction to adopt the concept
on a regional scale through the form districts.
Based on the experience to date, the issues
inherent in applying generalized design stan-
dards to site-specific conditions and expecta-
tions is one key challenge for the regional
application of form-based development
codes.
The status of conventional zoning as the
accepted paradigm for regulating development
presents another challenge for form-based
development codes. Saratoga Springs is the
ZONING PRACTICE os.oa
AMERICAN PLANNING ASSOCIATION I page 5
The SmartCode is made available to com-
munities to purchase as a license, establishing
a regulatory template to build upon and tailor
to their individual circumstances. The tem-
plate includes general parameters for transect
zones, ranging from T-1 (the "Natural Zone") to
T-6 (the "Urban Core Zone"). Sample design
standards, including building height, frontage,
intensity of uses, and street design, are pro-
vided for each transect zone.
The theory behind the SmartCode is to
encompass the spectrum of landscapes within
an entire community or region. In practice,
however, similar to the form-based codes that
have been adopted, the initial application of
the SmartCode has been to distinct areas
within a community. Nashville and Davidson
County, Tennessee, has incorporated the tran-
sect planning concept on a regional basis into
its comprehensive plan and is beginning to
translate the concept to the zoning regulations
on a neighborhood or subarea basis.
The city of Saratoga Springs, New York,
was one of the first communities to adopt the
SmartCode to implement comprehensive plan
principles, including enhanced urban infill in the
downtown core as an alternative to the sprawl-
ingdevelopment patterns facilitated by conven-
tionalzoning. The transect model was applied
as a new approach to concentrate development
in the Downtown District,
onlyone ofthe three communities discussed
above that has effectively replaced existing zon-
ing (at least within a specified area) through the
SmartCode, Arlington County applies the form•
based code as an overlay option to the existing
code while Louisville Metro has retained the
existing zoning districts to regulate use and
density, shifting design standards to the form
districts. In general, form-based codes regulate
use but are less proscriptive than conventional
zoning, typically encouraging mixed uses and
housing types. Again, the experience to date
suggests that replacement of conventional zon-
ingwith form-based systems will bean incre-
mentalprocess as the concepts are further
tested in practice and political acceptance
grows. "Hybrid" codes that integrate aspects of
form-based and conventional approaches are
likely to be common responses.
Overall, representatives of each of the
case study communities describe positive
outcomes from their limited experience with
the form-based development codes, including
increased urban infill development and some
higher-quality site and building design pro-
posals. However, as with any new concept,
they also acknowledge some issues, primarily
the need for adjustments to address unfore-
seen, site-specific circumstances.
The application of form-based develop-
mentcodes is new, and the few communities
that have adopted various forms of these codes
have done so in the last year or two. Therefore,
it is not yet possible to provide a definitive
account of the comparative benefits and detri-
ments of different approaches, or overall suc-
cess of these approaches as an alternative to
conventional zoning. Afollow-up evaluation of
the experience of these and other communities
in several years is needed to provide a more
conclusive assessment of the success of form-
based development codes in practice.
The outhors would like to thank the following indi-
viduals farsharing their experiences with form-
based development codes: R. Wayne Bennet(;
Context Town Planning (formerly Director of the
Louisville//efferson County Division of Planning and
Development5ervices); Geo/freyl3ornemann, City
Planner, Ciry of Saratoga Springs; Deborah Bilitski,
Esquire, /efferson CountyAttorney's Once; Charles
Cash, Director, Louisville Metro Planning and Design
Services David Hulefeld, Assistant Directo
Louisville Metro Planning and Design Services;
^ Duany, Andres, and Emily Talen, "Transect Planning," Journal of theAmerican Planning
Association, Vol. 68, No. 3, Summer zooz.
^ Freund, Adrian P., "FORM, Character and Context in Jefferson County, Kentucky," APA San
Diego Conference Proceedings, 1997•
^ Katz, Peter, "New Approaches to Development Regulation: Draft Introduction," The
Brookings Institution Center on Urban and Metropolitan Policy and the American Planning
Association, January zoo3.
^ Parfrey, Eric, "Duany, New Urbanists, and 'Form-Based' Zoning Dominate State APA
Conference," Planners Tabloid, Sacramento Valley Section, California Chapter, American
Planning Association, January zoo4.
^ Peirce, Neil, "Zoning: Ready to Be Reformed?" The Washington Post Writers Group, February
z, zoo3.
^ Talen, Emily, "Help for Urban Planning: The Transect Strategy," Journal of Urban Design,
Vol. 7, No. 3, October zooz.
Geoffrey Ferrell, Geoffrey Ferrell Associates LLC,• Ann
Hammond, Assistant Executive Director,
Nashville/Davidson County Planning Commission;
and Richard Tucker, Planner, Arlington County
Planning Commission. ^
NEWS BRIEFS
ILLINOIS COMMUNITIES LIMIT BANK
BRANCHES AND NONRETAIL USES IN RETAIL
DISTRICTS
By Rebecca Refzlaff, aicr
Responding to concerns over the potential loss
of sales taxes and pedestrian activity in com-
mercialdistricts, several suburban Chicago com-
munities recently issued temporary moratoriums
on development of nonretail uses and financial
institutions in central business districts.
The cities of Highland Park, Long Grove,
Batavia, Libertyville, Lake Forest, Hinsdale, and
Buffalo Grove, Illinois, have each passed or are
considering passing moratoriums that restrict
development of nonretail uses in their down-
town districts, in order to gain time to figure out
how to deaf with their negative impacts.
Highland Park passed a i3o-day morato-
rium onnew permits forstreet-level business
and personal services, office, professional,
communications, recreational, educational, and
financial uses in its central business district, in
orderto consider limiting nonretail uses in the
district. The moratorium was passed because of
concerns that development of nonretail uses in
the central business district would jeopardize
funding for pubic works, infrastructure, parking,
and streetscape improvements to the area. All
these improvements have been substantially
funded by sales tax revenue~generated by retail
uses. Pedestrian activity and-the quality of the
downtown business mix are also concerns.
Highland Park analyzed land use in the
business district and found that uses not gener-
atingsales taxes account for 3o percent of the
total first-floor uses in the business district, and
financial institutions represent iz percent of
those uses. However, when looking at the
actual square footage of the first-floor space
occupied by those uses, nonretail uses occu-
pied 34 percent of the district's square footage,
and financial institutions used 67 percent of
that portion. The analysis also found that the
median linear building frontage for uses gener-
atingsales tax in the district is 4o feet, whereas
it is 37 feet for those not generating sales tax,
and zoo feet for financial institutions, which
often locate in prime comer storefronts.
Highland Park is now considering the
creation of an overlay district on the major
pedestrian-oriented streets in the business
district. According to planning technician Ben
Carlisle, the purpose ofthe overlayzone is "to
limit the impact ofnon-sales-tax-generating
uses on our core pedestrian streets." Carlisle
says that the main issues that concerned the
city were the impact of nonretail uses on sales
taxes, pedestrian traffic, and the city's goals
for maintaining its retail core.
Long Grove adopted a 9o-day morato-
rium in February zoo4 for new nonretail uses
in its business districts, following the comple-
ZONINGPRACTICE 05.04
AMERICAN PLANNING ASSOCIATION (page 6
T T rban codes that regulate the design of buildings
l~l and streets~have been in existence since the archi-
~~:':+.''~`. ~ecti Vitruvius transcribed them in ancient Rome. Later,
~~~'~:`~ these practices were adopted by Renaissance Italy
.-;,r .
`~`=~`~~~= ~ when architects such as Palladio published their hand-
-;,,:.
books of building form and design. The first recorded
use of public design guidelines was
. in Siena, Italy, in the 13th century,
when elected officialg sat in judg-
. ,•.. ~ ment upon buildings that were to u; ~ /~~:'
line that city's streets and great pub- ,~,~
lic piazza. * ~.~ ~~
In North America, our development
regulations date to the Law of the
Indes set forth by King Felipe II of
Spain on July 13, 1573. Their pur-
pose was set forth as follows: "That
in• order that the discoveries and new
=..settlements and pacification of the land
~s:;:' ~~: ~ art'd provinces; that are to be discovered,
settled, and pacified in the Indies be
done with greater facility and in accor-
dance with the service to God Our
Lord, and for the welfare of the
natives, among other things, we have
prepared the following ordinances. "
rr .eb
OR
The regulations for new settlements `~-~~-
and towns included specific mteria
for the placement and design of the
central plaza or square, the location
of civic buildings, the size of urban,
the dedication of public open space, and the segrega-
lion of noxious uses.
Today, our principal tools of regulating the growth of
our communities are Zoning and Subdivision
Ordinances. These tools, with their unyielding reliance
on the strict segregation of uses, are highly inferior to
our ancient codes in the creation of beautiful commu-
nities.
- Charter for the New Urbanism
Fortunately, within the past two decades, progress is
slowly emerging in this field. Beginning with
"Performance Zoning" in the early 1980's, Zoning
Ordinances are becoming more sophisticated in the
requirements for new construction.
Most recently, a new model has
emerged known as "Design-Based
Codes" or "Form-Based Codes."
This evolution in the precision of
community regulations have been
largely attributed to the;rise of New
Urbanism, a movement that has
sought to improve the quality of
the human habitat through design.
Modem design-based codes seek to
prescribe the physical design of
buildings and infrastructure while
permitting a greater flexibility in
the use and activity. These codes
recognize that many of our most
cherished neighborhoods and
downtowns were constructed dur-
ing aperiod before zoning. As such,
these areas have been much more
adaptable to changes in demo=
graphics, retail trends, and technol-
'°'~°""`~' ogy (i.e. telecommuting) than new
suburban subdivisions with rigid
setbacks, narrow use requirements,
and overbearing restrictive
covenants that typically promote
monotony and predictability.
The key to the successful implementation of design-
based codes is based on the following key elements:
1. Clear and concise standards
2. Style neutral
3. Easy to read format
4. Streamlined permitting
Design-based codes are richly illustrated to
convey hey design standards found in the text
The economic health and harmonious evolution of neighborhoods, districts, and corridors can
be improved through graphic urban design codes that serve as predictable guides for change.
P.rli"K Lars ro Re.r "f Ba1Wey;
~'o. ensure success,. all four elements must be incorpo-
rated into any effort, otherwise a community will run
the risk of losing support and derailing the process.
1. Clear and Concise Standards
~``T"he most difficult task in design-based code prepa-
~" "ration is Qafting a standard that achieves a desired
'effect or outcome without over-manipulating the
~''`i'esign process. Design standards should be tied to
measurable purposes and outcomes. An example of
an outcome is inQeasing pedestrian activity across
a building frontage (to reduce or prevent conges-
tion in the public streets) or ensuring infill building
compatibility (to fadlitate the creation of a conven-
ient, attractive and harmonious community). This
draws the "essential nexus" or required connection
between the regulation and a valid public purpose.
An example of this. is the desire
to move residential buildings
closer to the street to encourage
~' pedestrian activity while main-
` twining a commensurate level of
privacy for occupant. To accom-
plish this, residential buildings
~liistorically have been elevated
from the grade of the sidewalk,
usually approximately 11/z to 2
feet. This will allow the lower sill
height of the fronting windows
to be above eye-level for most
passers, by, ensuring that the
occupants can monitor the activ-
ities of the street without sharing
their evening meal selections
with all of their neighbors.
Codes should also avoid loose,
highly subjective language such
as "the project should be inter-
esting" or "harmony in texture,
lines, and masses [is] encouraged." Particularly in
areas where the judiciary has not accepted aesthetic
zoning, communities would do well to avoid such
vagaries and consistently tie design standards to the
purpose statements found in their enabling legisla-
tion.
~. Style Neutral
Pundits of design-based codes often categorize
over-prescription as the encouragement of "Mickey
Mouse architecture" in that buildings are expelled
\ ~ ~,
bw
~°
~~
~ n1
a off,
to adhere to a rigid, contrived Condition. Tn fa o 0
the opposite is usually the case. Most design-b
codes, except for those written specifically for a his
toric area, are usually much more permissive in
style and detail.
To that end, design-based codes outside of a his-
toric district should refrain from specifically men-
tioning aparticular architectural style. Most archi-
tectural styles found in the United States can fit
well within the context of an urban block. As a rule,
good urbanism can trump bad architecture.
Of course, there are some basic rules of pedestrian-
scaled design techniques such as the requirement
that all buildings have a definable base, middle,
and top in fa4ade treatment as well as a require-
ment for fenestration .(doors and windows) at the
street level.
A number of specific architectural
styles do not meet this definition in
the strict sense, particularly mod-
ernist styles such as the,.intemation-
al style and deconstructionist style.
This does not prelude these styles
from the urban environment, but
special attention would need to be
paid to ensure that such iconic
architecture does not visually ;
impact the pedestrian realm.
3. Easy to Read Format
The format of the document that
presents the design requirements is
nearly as important as the standards
themselves.
Standards should be clear in their
narrative as the legal standard will
be tested by the interpretation of
the text. Graphics, photos, and illustration should
be generously inluded, but should be used only to
supplement the tent, not supplant it.
Other basic publishing rules should apply as well
inluding a readable typeface, consistent martins,
balanced white space, and a thorough index.
Communities must also consider the prevalence of
codifying ordinances through the Municipal Code
Corporation (MCC) and similar. web-based Code
clearinghouses. The format must not be so rigid as
=~:
o~
U,
Facade detailing should prevail over all other
site elemenu including parking standards
~.
h r+ C
n p
~ p
O ~ ~ _
w w w -~~ redude publishing by the MCC through the
~~'
y f~ <'o~eruse of sophisticated formatting.
Communities should strongly consider the use of
basic word processing software packages such as
lvliQOSOft Word and Corel WordPerfect in lieu of
more sophisticated desktop publishing packages
such as Quark Express and Adobe PageMaker. Both
Word and WordPerfect have a good set of tools for
publishing design-based codes which make easy
publishing and updating. Adobe Acrobat is also.
very useful for creating compressed files that are
easily posted on the web for broad dissemination.
4. Streamlined Permitting
Perhaps the most important tool in successful
implementation of a design-based code is the facili-
tation of permits. Requiring developers to submit
to design requirements, particularly in an area
where they are relatively new, and then sending
their development application through a rigorous
public process is the equivalent of hitting them
with two sticks.
Iii general, developers aze much more willing to
/'"' abide by design guidelines if they know that com-
pliance will assure a permit. Well written design
guidelines ensure a sense of predictability for both
developers and the public.
When combined with an expedited permit process,
design-based codes will also incentivize developers
to spend more money on important elements such
as the building facade rather than on a prolonged
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public process and loan interest.
Ultimately, the implementation of design-based -codes
will vary from community to community. Some will
completely integrate the design process with the zon-
ing ordinance, while other will opt for a floating dis-
trict/pazallel code or a "triggered" mechanism.
Triggered processes include rezonings, a minimum
development size or number of lots, or in areas where
small area or neighborhood plans have been adopted.
,rw4:.J t»u CCMMPyy,,p{,Lnt~'C
«7.~
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The format of the Code should be clear and easy to read with photos, illustrations, an tex
Developers and property owners are subject to the
design-standards only when they initiate a change to
the development expectations. In other words, they
have certain development rights on a by-right basis
exclusive of design criteria, but when they seek a
change, such as increased density, the design standards
would be applied.
Parallel districts/floating overlays work in much the
same fashion in that they may have certain perform-
ance Qiteria established in order to qualify. However,
unlike triggered mechanisms, they are written in a
manner that encourages their use If the threshold cri-
teria are met (minimum development size, location in
conformance with adopted plan, etc.), developers may
have the parallel codes applied by-right and need not
go through any public approval processes. Many
Traditional Neighborhood Development (TND) ordi-
nances are written in this manner.
1 ~ _i
r ;y
In conclusion, design-based codes aze appropriate,
all types of communities from no-growth to high- -
growth. Care must be taken to waft Lodes that are
appropriate for that community as well combine them
with a development approval process that encourages
their use.
Use of design-based codes can promote a more consis-
tent, sustainable development for nearly any commu-
nity.
Design-based codes are part of a great story of demo-
Qatic design that traces its roots back to the time of
ancient Rome, helping communities improve their
quality of life and character for the next millennium.
- by Craig S. Lewis, AICP, CNt.T March, ?003
,f y~ Craig Le~ais~ 91C~' rCNU is_ a 1'nricrpal in tT1e Caroltnas~o~ce ~ _ ~
~ ~ ~ •
of The~iaivicnce'Group, a national.toi~•n-planning and ,~ _
1 : •
. ,' „ard-iitedure based'iii St Louis, MCA. In this posi uii he'leads ~
-~ the national totvnplanning practice for the company il~at , • • ~ ~
"~ ~ includes neighborhood, town a_nd regional planntng efforts ~ ~ ~ ~
__'_ ~ for. public,artd private clients ~ ~
1
-
~ ~ ~ '• • • •
•
•
In add~tion,'Ivlr Le~1~is is nationally recognized-for his .: ~ •
•
• • •
_
~~ e~:peruse inthe implementation"nf design-based codes
hav- -
..
,
~ ~~
ing
autlioreii numerous new urbanist codas and design~~- _ - ,~ -_
~`~ "~': guidelines throughout the southeast as ~:~ell as in the mi
d- .. His Code experience indvdes - _
_
titi~est: The form-based .codes that he has produced hare.= - _
_
,~,.;,- , sen-ed as national models for other communities seeking to . Tcu+n of Cornelius, IJt; Larui D~~ zicrprrienc C,~de
ad~~t new~design-based techniques to guide gtoivtl-i.. ~ lmin of L?auidson ,~v'C Pluiuiing Ordinar e -
,~louru ~11cume I~e7gnborhood Code, A4cor~si ~11~.~IvC
Alr. LEth-is is a skilled public facilitator and an advocate and Uou~rirqu~-~ :ti.1oc-r~s~~-ille Cede, hloer~siiile, ^~C
~
~ - p'raRitioner of thepub~ic charrette planning and desid ~'~ Cis
n Eelmont, f~'C Lan4 Develo merit Cone
t
~
~
~. process In addition, he is a strong public speaker and is C~
y,
oj Ralt~igh,NC Urba,. D~_g
Guuiziir:es
'
well sought after as-an instructor and presenter
-;. Ilayrzie. Sirr•;ne ,
neighborhood Code, Grer~r,i:Ile,: SC
~
`'
,
~ - - _ ,_ , - (.,iiti
of D Fulton, ,ti10 Dou n[ou7a Design Guidelines
.
~' - .
~ Tau i al S unmcr7ivld ~~tiC Cemmerei,ll Dr ~e'~pm~rr C,wd~l» ~~
He holds a L~'.~A- in Political Science and a~tiiasters in Public C~,~rsr~f the FZ~~un Best ~i~2~ela~ment I'r.et~us,_T-z~ n~i~ A,~~z, NC
.administration from the Universitti~ ofNorth;Car~liaa ai _ _
I~illtvr_- G?en ~faary Pcrh Cede, Buenri Vuc;z, ti'9
Charlotte He currend~ sers~es asthe Chairman of the Design Scutl~iar C~i~~ LryDuiri«,Her:de-_~,,~.aa, itiC _
P,esiesti~ Eoard for The To~.~; n of I~a~ idsori a,id is a reUular stu_ C i':. ;fh~, r.~~e, t 1 T~~r ;, O~~lir ;;r t: (Ir IL ,rc«)
dio critic fu; tl~e University of North Carolina at Charlour 1 „~,~ ar ~+,~or<<i '~C 1 ind L~~ .:c,~nu ; ~_~,:c (,~: 1'rogre_-s)
Scho~1 ~f architecture.
.;:
~: ;~:
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a..~J'o
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F
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Amerman Pl;uinino ,9ssociauon 1 i
1~9~~~~ tl ~~'
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~~ ~, ~ ~-
G~~ Pe(e:r K~~tz
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/~ ~ / t
GttJ CLl c'na NS (i.Zt7n L'C I.
Sz~?ck•cc~~j%ats, wit{i ret~lil
rhorn+l~/.,{t-c. Sin~le-
f6L/11?l1/ i?ntl:'CS .:Li7Ll
razuf,nLSSes arc ntz zJr siLlc
spc tf .Jrt ntcq (,iy~~ s
,
Pc z tuL~„: N~. Jl,r'~airi,nnc2~
the cncfL' re(~urms srdr°Lncrlhs
:3YtCl ;71111;11?71771-tl~LL7i%~ 11-~'nl'ld
pu;'c?ies iYl.tit ~ ~ urt to
cre ~ e; ue' tes'r•;errt-r-•zrndly
COYYl JJZ I! 1'Ll t:'.
sr-"'`y ..'fig -. ~`
. ~ ~.,
~.''^ _ _-
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~-
I t, I'Luvun` N~wcn,hri 'uua
T ° `~~ a: 6--' Yil ~ ~ ~ If p 4 Y w ~ •L.r~ ~S '.a ~ r~ i( a
_ ~- '`-
'`. °~ ''-,'~ hat's what Ncw Urban-
. ist architect-planner
~~ t~.IldreS DuaRY C.~1]UrLs
audiences co do i n his
lectures about the decline
- oFAmcrica's suburbs.
- WI7Cn 1 1-lrsi 11C:t1"d
_~~_..._._.-,~ Duatnp empress this view
in the early 199Us, I was taken abad:, ;u, I'm
sure, must pl uulers ~vcre. 1r seemed uurra~cous
CU sLL~'~~CSr ChaC ZOlllllg, [I1C body Ol" law ChaC
~UII LLOIs dCVCIUpi]]CIlC IL1 l)~~ pCrl:ellC OI-.'iilI1C1-11::t's
comnrLlniCics. could be so rasih~ dismissed.
Since then, hU\NC\'C!', I've tome w believe
Lh:u Duanv's prescription ma~~ nor be so radi-
G1I :ti`reC ;111. Hls main point is Char COnvell-
Cional zoning based un the sc~rc~;uion of I:uld
uses was nevel• intended to deal \widl physical
Form, aulxi that d7e "band-aid" ntcasures (in-
duding design guidelines) d1:!r planners cobble
onto c~.isrinR ordinances to address d]is deti-
C1enUY )LIti11L 171a1CC 111:1CCC1-ti WOrSC. SC, n]CChlJlg
CISe IS nCCCled, ;old that something CISC I5 N~har
New Urbanists c:t11 Form-based coding.
'y`~li:oE i> ad:'
As its n;unc suti'~csrs, form-bnscd cudin`' x:cl:s
nJ re~~ul;1 Cl' CI1C X07;/! Of Chc bLllJt Cll ~'II'U 11 n7Ctl C.
In contrast, conventional caning primarily
secls ro cunrnJl Land LLSC ;llld dC11SIr1', bL1C 1S
1ar~ely silent on matters of Form beyond the
most basic height, fluor-area, al7d 52CbaCli 11I111Ls
for individual buildings.
The ne\n' approach builds on the ideal Char
pln'siail form is a conununirl•~s most intrinsic
and CI1dU1'lll~ characrer,suc. IC sCel:S ro aJdih'
that Dorm in ,t su~.u~htfur\•v;trd 4vay so t
pl,lnncrs, citizens, developers, and ocher stal:c-
holders can nlovc easily Fronl a sh.trcd pllysi-
cal vision uFa place to its built realm'.
Ti, understand the concept, dl;nl. uI nc~
4\ a\• nci~Lhurh~,i,ds ch,ul~e 11VCf ^111C. I I7 111;1171'
IS Planning Nuvembcr'UU4
Ft3C~: The Advant~t~e~
~.
Because they are prescriptive (they state what you
wvlt), rather than proscriptive (what you don't
want), FBCs can achieve a more predictable p hysical
result. The elements controlled by FBCs are
those chat are most important to shaping a I1lgI1-
gLL111C1' bull[ eI1VIrOnnlenC.
FBGs encourage public participation because
the}' a110W citizens to see what will happen where
-leading to a higher comfort level about greater
densirv, for instance.
Because tllev can regulate development at the
scale of :u1 individual building or lot, FBCs en-
courage independent development by multiple
property owners. This eliminates the need Eor
large land assemblies and the megaprojects dzat
are frequently proposed for such parcels.
The built results of FBCs often reflect a diver-
sity of architecture, materials, uszs, and owner-
ship Char can onlycomefrom the actions of many
independent players operating within a commu-
na11y agreed-upon vision and legal framework.
FBCs work well in established communities
because dley effectivel}' define and codifi> a
tleigllborliood's existing "DNA." Vernacular build-
ingtypes can be easily replicated, promoting infill
that is compatible with surrounding structures.
Nonprofessionals find FBCs easier to use than
conventional zoning orditlances because they are
much shover, more concise, and organized for
visual access and readability. This feature makes
it easier Eor nonplanners to determine whether
the codes have been complied with.
FBCs obviate the need For design guidelines,
which are difficult to apply consistently, offer too
much room forsubjective interpretation, and can
be difficult ro enfot-ce. They also require less
oversight by discretionary review bodies, leading
to a less politicized planning process that can
deliver huge savings in time and money and
reduce the risk of takings challenges.
The stared purpose of FBCs is the shaping of
a high-quality public realm (a presumed public
good) that, in turn, promotes healdly civic inter-
action.For that reason, the codes can be enforced
not on the basis of aesthetics but because non-
compliance would diminish the good dlat is
sought.
Vfhilc enforceability of development regula-
tions has not been a major problem in new
growth areas where aesdletic concerns ate usually
addressed in private covenants, such matters have
creared problems for local governments in al-
ready-urbanized areas. Because they have the
potential. to level the regulatory playing tield
between ciryandsuburb, Eorm-based codes could
play a major role in d1e recovery oEvast areas of
At1lerlca'S urban landscape.
rl srrze-r ofGiLiLrlirrg typrs j:zGave), f.~'nm Du~tnyPGzter-Zpl~erk's clr~u~ntou~n rna-st~r~/.an for
~l'-'est Prr/.m bezc{i, Fh~rid r, a+hich spec f es orange u fparameter-fur each t7pr. One
petrarueter, hei«ht, ~4tn /7e' rnrcrszrred either Gy r.cunGe•r offlonrs nr hei~yTht to cave, rzs in the'
LlZagr'i1~11 hCC~O[1', which iu~ic,zres 1%2aS7!'I'1ifTY! ClnLl rrLil'[rTltLdr71 hC'lghl. T,~~e rozt~ of stnre~vrtts
zuit{.r In fts ~.tbn:~e, seC1T Zrl 6'I1P G'OnY~6llt'7•:17)?YClation a.r. ri~~it, shnzes the result o_f fo%iou~i~z~ art
FBCs bztild-zu l:rrx in a Chiaigo neighGnrhoocl.
sYa
~.,,a
~' ~ . ~
y t _ - ,
,
~. -
American Planning.Sssucixriun L•+
cities, warehouse and industrial areas have
morplled into trendy arts districts with galler-
ies and restaurants at street level and loft
housing above. The form of the buildings has
remained fairly constant, while internal uses
and activity patterns have been transformed.
Under die current, use-based zoning rystem,
such a change would be considered drastic. The
land-use category has gone from industrial, atone
end of the spectrum, to residential, at the other,
although ro the average onlooker, the place looks
pretty much the same. In this example, aform-
based code would regulate the part Ch;iL had
remained the same-the form of the building
and the configuration of the street and sidewalk.
Use would be regulated, too, but at a secondary,
rather than primary level of the code.
In some cities, planners have found ways to
bend land-use zoning ro enable this kind of
reuse to pron7ote the revitalization of older
neighborhoods, particularly those with good
architectural "bones." B cat such modifications
are typically made on a case-by-case basis or
within narrowly defined special districts.
Meanwhile, in new growth areas and in
most existing neighborhoods, use-based zon-
ing remains rile law of the land. One result is
the suburbanization of city neighborhoods by
provisio ns such as setback rules that force houses
far back on their lots and away from each other.
l:~•I(iol~ if~»~ n iu 7+uri:
Generally, the creation of a form-based code
is interwoven with a community visioning
process. The process typically includes a
public design worlshop, or charerte, lasting
several days. The community's "consensus
vision" is CUI7Veyed C11rUUgl7 3 range of VISLIalS,
nlcllldlll`r perspective draWIl7gS, site anllySls
diagrams, and an illustrative plan. That plan,
which resembles an aerial photo, includes
proposed buildings (shown as rooftops), Ivey
natural features, and e-eisring and planned
public spaces.
The first step in coding is to translate the
illustrative plan into a more diagrammatic regu-
lating plan, which indicates what goes where.
This document, while similar in some ways to a
zoning map, is Far more detailed. It also omits
any direct labeling of uses, a job that is handled
in the building standards described below.
In one kind of form-based code, the regu-
latingplan assigns a building type or types to
each available parcel of Land. Other kinds of
regulating plans indicate a range of building
or Frontage types that may be constructed in a
certain area.
Clean}', when it comes to detailing the
urban environment, one size does not fit a11,
and the new approach to coding recognizes
that. Coding by building type provides the
freedom to create one set of rules for one
building type and another set for a different
type. For example, a townhouse may Function
best with its main floor lifted ahalf-level
above grade for interior privacy, with a Front
stoop for access. Yet a shopfront in the same
neighborhood may be more accessible to cus-
tomers if it is set at grade.
Although public buildings areverv important
to New Urbanist designers, they are typically
not coded. Such buildings are usually indicated
in d1e regulating plan by a conceptual footprint
chat serves as a placellolder until all actual design
is formulated (often years in the future).
i~'lld~ i9B1C1 1D9111ti
The physical characteristics of each building
type are summarized in the building stan-
dards-axes of :uu7orated building cross-sec-
tionsand plan diagrams assembled on a single,
letter-size sheet. In some cases, all the build-
ing ~~pes are combined into a matrix and
formatted as a poster.
Regardless of layout, building standards ,
typically establish these parameters: '
Building height is a key stuld:rrd. A maxi-
mum number of floors (or dimension-ro-die-
eave) is set to ensure that a building does no
overwhelm its neighbors. Unlike use-based
zoning, form-based codes also specify a mini-
mum height in order to maintain a proper
street wall.
Siting standards control the placement of
structures in relation to fronting streets and
adjacent building lots. Dimensions to Front,
side, and rear building lines, as well as the
location and configuration of entl•ances, park-
ing, yards, and courtyards are specified. Key
building elements-i.e., windows, doors, and
porches-are also controlled by the standards.
Uses are also pal-t of the building envelope
standards, but the approach here is quite dif-
ferent from conventional zoning. Permissible
uses, stated in general terms (e.g., retail, resi-
dential), are identified for each building type
and labeled on tlZe cross-section diagram.
This approach makes lC eaSV t0 as51gR dif-
ferent uses to each floor of amixed-use devel-
opment, and avoids the problem of trying to
communicare the same information on a flat
map. (The plethora of colors, stripes, and cross-
hatch patterns on most zoning maps shows
how confusing this can be.)
Thoroughfare stal7dal-ds for a range of recom-
mendedstreet rypesmay also be part of the code
in places where streets are not individually de-
signed. Such standards are indicated by section
diagrams with dimensions For travel and park-
ing lanes, sidewalks, medians, al7d pI•anring strips.
Tree alignment and property lines are also shown.
Finally, many codes include a set of land-
scape standards listing appropriate tree and
groundcover species. Most codes also provide
a glossary that defines tel•ms Char are used in a
specific way in the document.
These components constitute the basics of
a form-based code. They control the urban
design elements that New Urbanists are most
concerned with. Howevel•, some communi-
ties-master-planned developments, special
retail districts, historic districts, among others-
may want to exercise a higher level of control
over d1e appearance of individu:ll buildings.
For this reason, some form-based codes in-
clude architectural standards.
This optional "dress code" controls exte-
rior colors, materials, and construction tech-
niques. Particular emphasis is given to clad-
ding, doors, windows, stairs, and roofs. Style
may also be included as p;lrt of Che afChlLeC-
tural standards, but not in every case. M;u7v
New Urbanists CI1UUSe to avoid direct refer-
2fi I'lannin_ November 200ti
A rteu~ zrYia:Pd-usN
dez,elaprnrrzt nt
Cczlifn z-rYi,z 's
Plerzs~rzr Hill
Bfl~ T Sr•CZtZOTY,
i'ZG Z.U llrtdel' YL'CL)',
will rLPLzce a '0-
acre purling lot
zr.'ith. office-, retail.,
residential, ,z;:d
recreational uses.
ences to building style, fearing that too much
specificit}~ v,~ill lead to an overly homoge-
neous, "themed" look.
A lii(Ir hi~lor~'
While the term form-based coding has only
recently emerged, the technique has been used
for over 20 years. Andres Duany's Miami
firm, Duany Plater-Zyberk S? Company, first
applied the approach in its 1982 code for
Seaside, the highly publicized coastal resort
town on Florida's panhandle.
The firm's principals, Duany and his wife,
Elizabeth Plater-Zyberk, initially set out to
design all the town's buildings themselves.
But once the true scale of the project became
evident, they realized that such a high level of
design control would not be possible, or even
desirable. Instead, they Banded off the design
responsibility to the lot purchasers, or their
architects. That decision led to a new challenge
-finding a way to impart a distinctive charac-
ter to specific areas ~arithin the development.
Can study trips to historic Southern com-
munities, the design team saw drat certain
building types tended to dominate in cer-
tain parts of a town: shopfronts on the main
square, rowhouses on side streets, and man-
sions flanking Main Street just beyond the
edges of die downtown. The team also noted
that, while building types were fairly consis-
tent in a given area, there was always enough
variety within the design of each building ro
avoid acookie-cutter look.
T11e First Seaside code established a Hierar-
chy ofseven (later expanded to eight) "classes"
of buildings for use in the new community.
Each lass.vas based on a uaditional Si~uthern
vernacular buildin, Cl'F~e. The a,dc speciftcd
the rudimentary physical characteristics of
each class, controlling siting on the lot, build-
in° height, location of porches and outbuild-
ings, and how parking should be handled.
The code progressed through a number of
iterations, achieving its near-final form dur-
ing an on-site design charerte in 1981. Shortly
after- char event, several architecture profes-
sors at Washington, D.C.'s Catholic Univer-
siryconducted crest of the code. They asked
140 students to design and build models of
every- building included in the 80-acre master
plan according to the rules see forth in the
code. The students then combined their indi-
vidual creations into a I C-Foot-long compos-
ite model of the community.
Looking at the finished product, one could
easily envision the town's streets and public
spaces. The model also assumed an important
diagnostic role. Recognizing the tendency of
architecture students to push the design of
each building to its limits, the code's creators
were able to identif}r and fix a number of
potential regulatory problems before the code
was formally adopted.
,~.fter the firm's experience at Seaside, Duany
Plater-Zyberk adapted form-based codes to
work v<~ithin the legal framework of aplanned-
unit development. The Kentlands in
Gaithersburg, Maryland, is one early example
of that application. Since 1989, when its plan
and code were created in a highly' publicized
charerte, DPZ has crafted similar documents
to regulate the buildout of over 300 new and
existing communities.
iir•iPeiclceiilt the- (•it•~•I(•
(_yther urban designers have since used tunn-
based codes in a wide ~ ariet~' of pruiccts and
locations. In 1999, Dover, Kohl ~ Partners
of South Miami, working in collaboration
with DPZ, prepared a master plan and form-
baseddevelopment ordinance for a nevs~ down-
town for- Kendall, an edge city just south of
j\2iaini. The 240-acre project site is adjacent
to two commuter rail stations and a state
highv~ca}~.
Since the adoption of the ordinance, an
estimated $270 million in new construction
permits have been issued. Some 3,400 new
dwelling units, most in high-rise buildings
(up to 35 stories), are now under construction
in an area that previously had no residential
population at all. ~;~hile the recent wave of
construction in Kendall was foreseen well
before the code was adopted, many credit the
regulations with helping the community to
achieve a true downto~sm development pat-
tern rather than the patchwa-l: typical of
booming suburban areas.
On the Ease Coast, Dover Kohl and Ferrell
MaddenAssociates of Washington, D.C., con-
duced an eight-day charerte that resulted in
the adoption in February 3003 of a plan and
form-based code for die Columbia Pike Cor-
ridor in Arlington, Virginia. That work fo-
cused on the detailed design of four mixed-
use centers along a 3.5-mile section of the
historic corridor, which is minutes awa}r from
the Pentagon and downtown Washington.
A year later, Arlington County planners
approved Columbia Station, amixed-use de-
velopment consisting of 357 housing units
above 42,000 square feet of street-fronting
retail. Future plans call for the integration of
bus rapid transit or light rail alalg the corridor.
Geoffrey Ferrell ofFerrell 1\'Iadden ~s~as also
resnnn~ihlr Ynr r{~r le,rm-hncr,~ ,-n,~iuc, of -,
.imerican Pfannin~ Association ?1
Tn7.C~7Z/102f~tPS tr1 t•IJP
Pleas~rrzt Hill
drz.~elot~nzerzt dcfirzP
the walls pf'a "public
rnnnz' f1CZfSCd nR
I~~In:..nt Dr.'abin.
Citl~,Pfi2.i supported the
redrvelnpzarerztpL•trz izz
part hecazcse o f the
oen.erozrs prnvisivn n f
$200 million, mixed-use development in Con-
tra Costa County, California. For two de-
cades, neighborhood opposition had stalled
the proposed public-private venture on a 20-
acre site adjacent to the Pleasant Hill station
on the Bay Area Rapid Transit line. The plan
this project was developed by Lennertz
yle 8: Associates of Portland, Oregon.
The code, and the elaborate public involve-
ment that led up to it, created a level of crust
that led ro approval of the project in Decem-
iier 2001. The project is now moving Forward
under the direction of architect Dan Parolek,
~f Opticos Design in Eerkeley, California.
Stephen Lawton, the communiry develop-
ment director of Hercules, another Contra
costa Counnr communiry, credits the stream-
ined nature of form-based coding with help-
ng the city to deal with a backlog of develop-
nentproposals. Dover Kohl A Partners' Central
-Iercules plan is shaping several new mixed-
ise neighborhoods on a patchwork of
rrownfield sites.
Says Lawton: "The clarity of the form-
~ased code made it easy for citizens to under-
tand the development proposals and to ac-
eptthe intensiq~ ofgrowth needed to achieve
:nancial stability. This was something we'd
ever have been able to achieve with conven-
onal zoning."
To date, most form-based codes have been
4ed individually 1I1 response to the needs
,pecific community or site. Now comes a
ew generation of standardized Form-based
ides, vrhich are derived from the SmartCode,
template developed by DPZ and licensed by
Ie Municipal Code Corporation in Talla-
assee, Florida.
ThF C.,, ,err',,,-io .~•.,..i.,.~ ,a~n.,..~., ,e...e...r
npe~z spvice.
preconfigured (bur customizable) zones based
on the "transect"-a framework for organiz-
ing a metropolitan area into a series of zones,
ranging Erom most natural to most urban.
One of the first communities to take this
new approach is Petaluma, California, ~s~hich
adopted a variation of the SmartCode in July
2003. Laura Hall of Fisher & Hall Urban
Design in Santa Rosa and Paul Crawford,
FAICP, of Crawford Multari c~ Clark in San
Luis Obispo tailored the document to the
city's needs; it focuses On a 400-acre portion
of the downtown.
According. to Hall, Petaluma adopted the
code in just nine months, after aseven-year
effort to complete and adopt a more conven-
tional, use-based downtown plan and zoning
ordinance. Over $100 million in develop-
menthas been approved since the code's adop-
tion, she says.
(a.Ilifr~t•ttiil ntri frnui
As more communities begin to incorporate
New Urbanist and smart growth principles
into their planning strategies, the practice of
form-based coding i likely to spread.
How much that will happen depends on
several Factors: the availabilirv of qualified
consultants (just a handful of firms practice
true form-based coding); the dissemination
of knowledge about die technique (little has
been written on the subject, and there are
few places to learn about it); and a continu-
ing legal concern about overly prescriptive
design guidelines that are often mistaken for
form-based codes.
The good nevus is that the state of Califor-
niarecently included an endorsement ofform-
The document refers to the code as a "useful
implementation measure for achieving cer-
taingeneral plan goals, such as walkable neigh-
borhoods and mixed-use and transit-oriented
development."And this surnmer,.Gov. Arnold
Schwarzenegger signed Assembly Bill 1265,
malung California the first state to specifically
enable the practice of form-based develop-
ment regulation.
The bill's language is brief and to the point:
"The teat and diagrams in the laud use ele-
ment (of the general plan] that address the
location and extent of land uses, and the
zoning ordinances that implement these pro-
visions, may also express cominunit3r inten-
tions regarding urban form and design. These
expressions may differentiate neighborhoods,
districts, and corridors, provide for a mixture
of land uses and housing types within each,
and provide specific measures far regulating
relationships between buildings and outdoor
public areas, including streets."
As states such as Florida andArizona follow
California's lead in mandating local planning
through the use of a general plan, zoning
consistent with the plan, and the ttse of spe-
cific plans, one can hope that d7e practice of
form-based coding and the enabling laws that
support it will not be far behind.
Peter Katz is a consultant nn New Urbanist imple-
mentation and development, who is based in Alexan-
dria, \/ir~inia. He teaches planning az Virginia Tech's
Alexandria campus and is d1e author of The Neu
Clrbarzirrn: Toiuard OM ,^l )'Cl7FfCC1.YITP o_f Comrnuniry,
puhlished by McGraw-Hill in 1993.
For a list oFresources concerning form-based cod-
ing, go ro APA's website: wti~~,plannino.org.
PAS QuickNotes
Form-Based Zoning
A list of references at the end of this OuickNote will provide you unth additional readings a6oxt Form-Based Zoning.
Please contactyour PAS Kepresentative for available reference materials.
THE PRINCIPAL DIFFERENCES BETWEEN FORM-BASED AND TRADITIONAL
ZONING
Prescriptive, contextual standards. Traditional zoning proscribes minimum setbacks, permitting
building placement anywhere within the allowable zone. Form-based zoning prescribes build-to lines,
specifically defining desired development patterns. Based on ideal urban forms or contextual cues,
form-based zoning ensures that new development will be appropriate to community vision or
existing character.
Encouraging Mixed-Use. By rigidly focusing on land use, traditional zoning makes mixed-use
development difficult, if not impossible. Form-based zoning de-emphasizes land-use regulation,
allowing the market to determine the use. For example, form-based regulation would prescribe large
windows and entrances oriented toward the street to promote ground-floor retail. Form-based
zoning encourages a healthy mix of retail and residential uses, and aims to curb sprawl ar.:i reduce
car dependence by removing elements of the zoning code that encourage exclusionary housing
practices and density restrictions.
Adapting to the Market. By prescribing use, traditional zoning attempts to predict demand. Uses
that are no longer threats to public health are still segregated (e.g., office and light industrial from
residential uses). Residential zoning regulations adopted when household size was on the rise cannot
adapt to modern needs of empty nesters and young, childless professionals without extensive
revision. Form-based zoning restores use determination to the market, allowing the use to
automatically adapt to demographic and market shifts. Some designers of form-based codes find
that, in the early stages of adoption, prescribing a mix of uses may be necessary to wean developers
from the ingrained practice of segregating uses. Freeing the real estate market to respond to changes
in demand has been shown to increase property values. Regionally, improving the quality of life
through form-based zoning may lead to a competitive advantage in attracting a talented labor force.
COMPONENTS OF THE FORM-BASED APPROACH
The Regulating Plan. The regulating plan illustrates where form-based codes apply and guides
developers to implement them properly. It classifies sites according to street, block, and district
characteristics and includes easy-to-follow illustrations of build-to lines, projected building
footprints, location of public spaces, and allowable building types specific for each site. Developers
and planners view the site as part of a larger, unified design. Unlike traditional zoning maps, which
provide little information about vacant land, regulating plans provide a vision of future
development.
Building Envelope Standards. Building envelope standards ensure that development fits the
desired character of the zone, regulating building height, placement, and orientation. The standards
prescribe-the ideal. For example, height parameters define the minimum height needed to define the
Form District Zoning. This technique
defines districts according to
distinguishable development patterns or
desired formal characteristics, such as
building form and orientation, street
grid and streetscape. This approach can
apply to an entire region or specific
districts within a city or region with
common characteristics (e.g.,
architectural style or proximity to transit
stations). Current applications of form
district zoning use atwo-tiered
approach to incorporate existing zoning
regulation. The form districts regulate
physical form and design while existing
zoning districts regulate use.
Form district zoning respects and
adheres to the diversity of existing
patterns while providing developers a
more flexible and predictable
Examples of Form District Zoning
Atlanta, Georgia: Qualit3~ of Life Zoning Districts.
Available at
~Ps.atlanta~~a{Yov/citt=dir/DPCD/Bureau of Plannin;
BOP/Zoning/~7Jeb Pes/zonin~districts.htm.
Louisville Metro Government, Kentucky: Old
Louisville/Limerick Traditional Neighborhood Zoning
District Land Development Code Including Form
Distracts. Available at
tr~x-~~.loukvmeuo. org/Department/P1anDesi~;n/ldc.asg.
Mclinney, Texas: McKinney Regional Employment
Center, Urban Design Standards. Available at
~xnx~x..mckinnevtexas.org~/develop/ola~ n.htm.
development process. Developers ~
praise its ability to promote context_sensitive design while not being overly restrictive. The two-
tiered approach is a politically feasible way to rezone an entire region. As form district zoning
becomes more established, it may merge with elements of use-based zoning, creating a hybrid
option.
LIST OF REFERENCES
THE PRINCIPAL DIFFERENCES BETWEEN FORM-BASED AND TRADITIONAL ZONING
I. Published by the Americana Planni~ag Association
~Kayden, Jerold S. 2004. "Reconsidering Zoning: Expanding an American Land-Use Frontier." Zoning Prac7ice,
Jan'~Y•
Rouse, David C., Nancy L. Zobl, and Graciela P. Cavicchia. 2001. `Beyond Euclid: Integrating Zoning and
Physical Design, Part Two: Emerging Tools for an Integrated Development Approach." Zortin~ Nemr,
November.
-----. 2001. `Beyond Euclid: Integrating Zoning and Physical Design, Part One: The Evolution of Physical
Design in Zoning." Zoning NeJV.r, October.
Z. Other resources
Seattle, Washington: Station Area Overlay Distact
Ordinances. Available at
u~w-~L.citvofseattl.e.net/Manning transportation/SAP/Cou
nciL~lctions.htm.
Chael, Maurice. 2003. "The Smartcode: A Weapon to Fight the Sprawl Jar." [Accessed June 18, 2004].
Available at «•~~~v.tndto~vnnaz~er.com%\TOlumeS/smartcode.htm.
Burdette, Jason T. 2004. "Form-Based Codes: A Cure for the Cancer Called Euclidean Zoning?"
Unpublished manuscript. Department of Urban and Regional Planning, Virginia Polytechnic Institute and
State University. [Accessed June 18, 2004]. Available at scholar lib vt edu/theses/available/etd-05122004-
113700 /unrestricted /BurdetteFINAI.ma~orpaper.pdf.
Dover, Victor. 2001. Charrettes for New Urbanism. [Accessed June 18, 2004]. Available at
ar~v doverkohl com/writings images /charrettes for NU in FL.htm.
-----. 2003. "A Townmaker's Vision of a Livable Community." Proceedings of the Second Annual new Partners for
Smart Growth: Building Safe, Healthy, and Livable Communities. [Accessed June 18, 2004]. Available at
wwu~ growin4l?ly org/archive/archiv eDetail.asp?objectID=1257.
Katz, Peter, and Geoffrey Ferrell. 2002. "Introduction to Form-Based Codes." The Town Paper, Council Report
IV.• On Codes, 48-49, 61.
Palo Alto, City of. Department of Planning and Community Environment. 2001. Types of Zoning Codes artd
Fnrmars. July.
Santa Barbara, County o£ 2003. The Isla Vista Form-Based Regulating Code: Chapter 6 of the Draft Isla Vista Master
Plan: Building Type Caries. June 5.
APPLICATION OF FORM-BASED ZONING
1. Published by theAmerican Planning Association
Greenberg, Ellen. 2004 "From Building to Region: New Urbanist Regulation in Place." In Codifying New
Urbanism: Haw to Reform Municipal L~~sd Development Regarlation.r. Planning Advisory Service Report No. 526.
Chicago: American Planning Association, pp. 39-80.
Rouse, David C., and Nancy L. Zobl. 2004. "Form-Based Development Codes." Zoning Practice, May.
Russell, Joel. 2004. "Putting New Urbanism to Work in Your Community." In Coding New Urbanism: How to
Reform Msrnicipal Land Development Regulations. Planning Advisory Service Report No. 526. Chicago: American
Planning Association, pp. 25-38.
2. Other Resources
Alminana, Robert, Paul Crawford, Andres Duany, Laura Hall, Steve Lawton, and David Sargent. 2003. iL"hite
Paper on Smart Growth Policy in Califor~sia. Governor's Office of Planning and Research. California. [Accessed
June 18, 2004]. Available at fisherandhall com/OI'R/\\,'hiteI'aper.l~df.
Chael, Maurice. 2003. "The Smartcode: A Weapon to Fight the Sprawl War." [Accessed June 18, 2004].
Available at ~t~ti~a~ tndro«>nplner com/`'olume5 i sniartcode.htm.
Dover, Victor. 2003. "A Townmaker's Vision of a Livable Community." Proceedings of the Second. 1n~ztral new
Partners for Smart Growth: Building Safe, Healthy, and Linable Communities. [Accessed June 18, 2004]. Available at
~vutiv t*row-int*sensibl~- org/archive/lrchiveDetlil ~sp~obiectID=1257.
French, Christopher, Deborah Bilitski, and Charles Cash. 2004. "APA Powerpoint Presentation on Form-
based Coding." Presentation at 2004 APA national conference. [Accessed June 18, 2004]. Available at
~xti«ti louk~•metro orQ/Department/P11nDesiz z/pcif/ ~1P_%~ Po~x~erpoint.pdf.
16 Codifying Nezo Urbanism
Conzpleraentar[~ uses set within an.
irztercorzneeted street network bring
together essential aspects of cu~rttrr[[r[ity
life and mini~r[i~e reliance on tl[e car.
A compact, nzi_Yed-use pattern (beluw)-
fi[ndanzentrzl to New LIrbanisn[-
cont7•asts with the Euclidian separation
(above) tluzf. cluzracf~~rizes cora~c~r[tiarzal
sub[.u'Han dcr~~elopnzent.
While only some ordinances will incorporate every one of the provisions
suggested here, most should be incorporated into all ordinances intended to
implement New Urbanist principles.
Many community leaders want to know what they can do immediately
to make their land-use regulations implement New Urbanism. By translat-
ing key principles into specific regulatory changes, a community can start
to change its development pattern without having to completely overhaul
its code. Chapter 2 describes how a local approach can start with strategic
changes and then proceed to comprehensive regulatory reform. If the com-
munity is committed, some fundamental changes are easy to do, and some
can be done in isolation from large-scale changes requiring more time.
The signature characteristic of Euclidean zoning-widely used throughout
the country-is the separation of uses and their dispersion through m;n;mum
lot-size requirements. New Urbanists reverse this approach to bring many
activities into proximity, in the interest of convenience, walkability, and liveli-
ness. Emphasizing mixed use does not mean eliminating blocks that consist of
housing only. Mixed-use neighborhoods traditionally include residential
blocks with a variety of densities and housing types within a neighborhood
distinguished by many activities within comfortable walking distance of most
homes (Figure 1).
FIGURE 1. EUCLIDEAN SEPARATION VS. MIXED-USE INTEGRATION
EUCLIDEAN SEPARATION
MIXED-USE INTEGRATION
RI~C~'.
2~A~" HOUSING
~o ~~@';.
PEDESTRIAN-FRIENG Y'*~`,~TO ~~~ ~RDUND-FLDGfl
STREET ~~' ~ ~. r ~ RETAIL
•T !
~~ ~
CGMME
HGU'.
ES
Chapter 1. New Urbanist Essentials 17
FOSTERING A VARIETY OF USES
Create mixed-use districts. Create mixed-use zoning districts that allow
by-right, afine-grained combination of uses, especially within downtown
core areas, suburban activity centers, and neighborhood centers of varying
scales. The Southeast Orlando Sector Plan described in Chapter 3 lays out
the different uses that would best fit in centers of various scales.
Create mixed-use neighborhoods. Create neighborhood districts that allow
corner stores, civic uses, and a mix of housing types in predominantly resi-
dential areas within walking distance of mixed-use centers or Main Streets.
Increase and regulate density. Create high-density districts that will gen-
erate acritical mass of activity and help support a mix of uses at the core.
Some conventional ways of measuring residential density by dwelling
units per acre aze problematic because there are no incentives to build
smaller units and because mixed-use buildings aren't properly addressed.
A better approach, used in some conventional ordinances as well as New
Urbanist ones, is regulating density by a combination of limits on total
buildout expressed through maximum lot coverage, height, and other
dimensional requirements. As long as those basic parameters and building
type and other design requirements are met, the use mix and housing unit
type can vary (unless ground-floor uses are specified as discussed below).
Make it possible to walk to parks, shops, and schools. Require that a spec-
ified percentage of new housing units be within walking distance of public
schools and pazks and neighborhood retail. For infill projects, allow this
proximity requirement to be satisfied by providing such destination uses
either within a new project or in an established neighborhood nearby.
Require ground floor retail. Stimulate active ground-floor uses that gen-
erate pedestrian traffic, such as retail, restaurants, and personal service
businesses. Where market conditions and local support are strong, ground-
floor retail can be required. Where conditions are not ripe for mandated
retail, require buildings that can house successful ground-floor retail by
regulating fenestration, entries, and other features, while allowing offices
and other nonretail uses in the short term. Over time, track market changes
and adjust regulations accordingly.
Permit a mix of uses on upper floors. Permit upper floors of mixed-use
buildings to contain a mix of dwelling units, offices, and miscellaneous com-
patible nonresidential uses (e.g., artist and artisan studios, dance studios,
gyms) that generate activity during most hours of the day in the neighborhood.
Allow a variety of permitted uses. In all districts, introduce a diversity of
compatible uses by right.
For more than 50 yeazs, residential development in the United States has
been characterized by uniformity-of type, design, and density. Now, New
Urbanist projects are recapturing a traditional form that mixes density and
housing type within each block and neighborhood to allow households
with different needs to live close together in the same neighborhood.
IVI/XING f~E51DENTlAL DENSITY AND f?OUSING TYPES
Mix housing ttjpes. Allow as of right or require a mix of housing types
and lot sizes within neighborhoods, emphasizing in zoning regulations
harmonious design and building type. Some communities specify mini-
mum densities in certain areas to allow a range of building types and
ensure that a critical mass will be created (Figures 2 and 3).
FIGURE 2. SHOP HOUSES
UPPER-STORY
TOWNHOUSE
AT-HOME BUSINESS
oR sruolo
"Shop llol~ses" or "line-work"
to~vrihuuses combine upper-story living
space with a flexible grrorcnd floor
space that can be used as a shop, art
studio, or office:. The combinettion
offers atI important hrnrsing alternative
while adding vitalittiJ to tlce street
and providing flexibility to accnnunudate
different econurilic uses over time.
18 Codifying New Urbanism
Variation in ]ot sire arxd Housing h/pes
helys to rzaintain a healthy range
of household h/yes arld avoids the look
o{ "covk~ie critter" subdiaisiorzs.
FIGURE 3. MIXED DENSITY AND LDT SIZE
...
O
d~~d
~,/~
~~ ~ ~
~/
VARIED HOUSING TYPES
V AND LOT SIZES
Accessory dwellings ~iversifi~ housing
vppartunities and provide flexibility for
household needs tlurt evolve over- tinge.
Accesson~ dwellings rm•ely need to emceed
tlu~ favtyrirrt of cr. three-car garage
(about ti00 square feet). Entrances for
accessory dwellings should be
visible from rr street or alley.
Allow accessory dwellings. Allow accessory dwellings as of right in all
residential and mixed-use districts within residences as well as within
detached gazages and other accessory structures. For purposes of calculat-
ing density, accessory units can be exempted entirely or counted as at most
one-half of a unit, reflecting their smaller impact on services than the pri-
mary dwelling. Exempting accessory units from density calculations pro-
vides maximum incentive for their construction (Figure 4).
FIGURE 4. ACCESSORY DWELLINGS
SIDE DRIVE ACCESS
Chetpter 1. New Urbmtist Essentials 19
FIGURE 5. INFILL
BEFORE
STABLE USES TO REMAIN
I~Llfit~'I~lI (.~~111''IpTtP7El~l
AFTER
~IU i v ii nui ~) ~1 `nwwUiuwn 11_ I u
....~
. `
~ ' I-I
~i t nor-I~~ Ir~mrmr~
REDEVELDPABLE
"SUPERBLOCK"
REDEVELDPABLE AND
•UNDERTILIZED LDTS
NEW INFILL WITH TRADITIONAL
BLOCK-AND-LOT PATTERN
Established neigliborhoods benef t u?)ten
vacant nizd iercderiesed parcels are
replaced by developn'lent that brings
positive nctiviti! grid "eyes oiz the
street." Subdivision of kuge lots cm~
allow a fi•aditional block and lot
pattern tv be estai?fished, with new
buildings fronting directIi! on
the street and a renezoed focus uiz
the public reabrl.
FIGURE 6. ON-SITE PARKING
GARAGE-FREE FRONT YIELDS
ADDITIONAL LANDSCAPING
AND PEDESTRIAN COMFORT
Development of vacant and underused sites and repair and renovation
of older. structures strengthens existing urban areas. This is accomplished
through innovative approaches to building codes as well as zoning regulations.
STIMULATING INFILL ANO REHABILITATION ACTIVITY
Adjust minimum lot-size and setback requirements to reflect the small-
estpractical lots in the neighborhood. Increase allowable densities in infill
locations to promote economically viable projects that will add vitality to
the neighborhood. This may require relief from parking requirements in
order to avoid the need for variances.
Expedite development review. Streamline review and permitting proce-
dures for infill projects below a specified size threshold for projects in com-
pliance with New Urbanist design standards. Delegate review to staff where
legally permissible.
Clxange. parking requirements. Reduce or eliminate on-site parking
requirements for small-lot infill projects, allowing parking demand to be
fully or partially satisfied by on-street, shared, or remote parking (Figure 6).
Revise building codes. Revise building codes to remove provisions that
require rehabilitation of older buildings to current standards except when
On-site parlcirig require»lents add
si~~;nificant colzstnution costs, which pose
a problem for the developers ~{srizall
in(ill projects. 1Mleiz placed in front, vir
site parking also makes streets less livable.
Curb cuts displace oll-street parkZrig, and
drivezvalls relriove lcindsazping iznd
ZL?Z71dUUJS fr0111 tIIL' pC'dL'Stl'1ar1 LZZi111'017 Z71e11.t.
\ CURB CUT DISPLACES
REQUIRED GARAGE ADDS ON-STREET PARKING
CONSTRUCTION COSTS
20 Codifijing Neza Urbanism
9
.o
a
Pulyroides, acid inspired by the 1920's
cnurhjard 11.ni.csin~ of the region.
FIGURE 7. HEIGHT TO WIDTH RATIO
INAPPROPRIATE FOR URBAN CONTEXT
--~: - -,:--,-- r ~•~-
A --~. ~'• , g•. 1
In the ztrban context, streets are
enhanced when buildings establish
a strong sense of spatial encloszrre,
both vertically arzd hart<untall y.
Because private buildings shape public streets and avic spaces that together
create the public realm, their design and placement are important elements
of development regulations. While azchitectural style need not be prescribed,
the Charter prinaples assert "architecture and landscape design should grow
from local climate, topography, history, and building practice," thus avoiding
the monotony of conventional suburban development and creating places of
character and distinction. Regulations should be responsive to context at two
levels: site-specific and regional.
FOSTERING CONTEXTUAL DESIGN
Adopt illustrated design standards. Adopt illustrated standards for build-
ing design and site design to ensure design sensitive to the regional context
as well as to the site's features and immediate surroundings. Address build-
ing type and basic architectural-elements rather than mandating specific
styles or detail. Regulation of entries and fenestration is essential for safe
and inviting streets. The streetscape can be further enhanced by addressing
proportions, roof types and pitches, and materials.
Review setback and height regulations. Review and amend setback and
height requirements to maintain or create ratios between the height of build-
ings and the distance between their facades. An appropriate relationship
between the width of the streetscape and the height of buildings creates a
comfortable sense of enclosure, making the public street feel like an "outdoor
room." Spatial enclosure created by height-to-width ratio in urban spaces
with a strong sense of place generally ranges from 1:1 to 3:1 (Figure 7).
A critical mass of population as well as a mix of housing types and land
uses is essential to achieving the intensity of development needed to sup-
port walkable centers and to enable public transit to operate successfully.
Promote transit-supportive densities. Permit densities and concentra-
tions of development that will support provision of transit service consis-
tent with local and regional plans. Require minimum residential densities
and lot coverage standards along existing or planned transit corridors. To
support transit-oriented development, prohibit or limit auto-related uses
and surface pazking within transit station areas, and codify standards for
pedestrian facilities that provide multiple connections to transit.
Improve parking regulations downtown. Institute parking regulations
that support compact, walkable downtowns with the following provisions:
• Reduce or eliminate minimum on-site parking requirements in locations
planned for highest pedestrian activity.
• Allow parking requirements to be satisfied by the use of on-street,
municipal, common, or shared parking.
• Establish parking caps that limit the maximum nLUnber or total square
footage of on-site surface parking spaces.
The Seven Fountains in TNesf Hollywood,
California, is one of a rnznaber of Southern
California projects designed L*y Pasadena-
based czrclziteets and urbanists 141ou1e
those provisions are essential for health and safety. In many states this
action must be taken at the state level. (See the description of New jersey
Rehabilitation Code in Chapter 3.)
• Encourage the creation of municipal parking lots and garages by allowing
payment of a fee in lieu of providing on-site parking and by encouraging
landowners to dedicate reaz portions of their lots for public parking.
• Prohibit off-street parking in front of buildings.
• Provide access to parking areas through alleys and side streets when-
ever possible.
• Make parking areas as pedestrian-friendly as possible through the use
of pedestrian pathways, trees, walkways, and attractive lighting on
pedestrian-scale fixtures.
• Where economically feasible, encourage the construction of multilevel
.parking garages that have ground-floor retails uses, are hidden in the
middle of a block, or are underground.
Streamline development review fn transit-oriented areas. Establish a by-
right process facilitating construction and rehabilitation of buildings that
contribute to the density, mix of uses, and urban quality essential in a tran-
sit-supportive area.
Set maximum block lengths. Establish maximum block lengths reflective
of traditional patterns (generally no greater than 300 to 500 feet) to encourage
pedestrian activity, to create connectivity of streets, and to provide vaziety in
the pedestrian experience. Smaller block lendPths are particulazly critical in
mixed-use areas.
Require street connectivity. Require streets to connect except where topog-
raphy or other physical barriers make this impossible. Where streets cannot
connect, require pedestrian walkways and stairways for pedestrian connec-
tivity. Aconnectivity ratio can quantify this requirement while allowing for
limited exceptions. The index is calculated by dividing the number of street
sections between intersections, including cul-de-sacs, by the number of street
nodes. For a detailed discussion of various approaches to addressing. con-
nectivity through development regulations see PAS Report No. 515, Street
Connectivity, by Susan Handy et al.
Review street and sidewalk standards. Include standards that create an
attractive environment for pedestrians. Narrower streets, with parallel on-
street parking tend to reduce the speed of vehicles and enhance the sense of
security of pedestrians, while shortening the crossing distance between the
two sidewallcs. Wider sidewalks, designed with care (e.g., sidewallcs that aze
shaded in warm climates, offer some protection from rain, are lit well, and are
furnished with benches and other conveniences) encourage pedestrian activity.
In contrast to conventional zoning, New Urbanist regulations include
detailed provisions for streets and civic spaces, recognizing their impor-
tance in community life and place making.
ENHANCING STREETSCAPFS AND CIVIC LIfF
Make streets public spaces. Establish dimensional regulations for build-
ings and streets to effectively shape the streets as a public space.
Reduce or eliminate minimum setbacks. Rather than employing setbacks,
use "build-to lines" or "build-to zones" (consisting of minimum and maxi-
mum setbacks). Exceptions can be allowed for civic buildings, pedestrian
plazas, or outdoor eating azeas in front of restaurants, cafes, or other buildings
(Figure 8).
Chapfer 1. New Urbattist Esse~ztials 21
streeE scefte atul a walkable ttrbatz
district at The Corner at Eastern Market
in Washington, I).C. A varicuue wns
rc~~ltcired to allow the ront~rr hi.tilding to
be built at a floor area ratio of 3.0.
f
a
S
Wide sidewalks anti ground floors/tops
atni restatcrants combine to create a lively
22 Codifying New LtrbRnism
Review and a~rcend setback and height requirements. Setback and height
requirements should create desired relationships between the height of
buildings and the distance between their facades as they face each other
across a street (this relationship is the '"enclosure ratio" described above).
Illustrate relationships between street and building elements. Street cross-
sections can be used to clearly show desired building frontages, build-to
lines, sidewalks, planting strips, and travelway elements.
Establish minimum lot frontage buildout requirements. Specify a mini-
mum percentage of lot frontage to be built out with a facade at the build-to
line or in the build-to zone. This type of dimensional standard helps to
maintain the continuity of the street wall, an essential element (in addition
to width-height ratios) of creating the feeling of an "outdoor room." Even in
lower-density neighborhoods, this requirement can foster a sense of enclo-
sure of the street.
r
THE MISSING LINK? REGIONAL PLANNING AND
LOCAL DEVELOPMENT REGULATION
By Gianni Longo
In an ideal world, a regional plan would be the link between state planning goals
(or in their absence, statewide initiatives that support Smart Growth) and the gen-
eral plans that guide local governments' land-use policies. The alignment of state
intentions and local government decisions through a regional plan should create a
fertile environment for the harmonious growth of regions and of munidpalities
within them.'
In the real, world; however, planning and land-use decisions in a region aze
made by a complex web of jurisdictions and empowered bodies (counties, munic-
ipalities, townships, boazds, metropolitan planning organizations, councils of gov-
ernments) and are hazdly ever coordinated. Among the consequences of such a
fragmented decision-making environment aze: sprawl; inconsistent development
regulations; land-use decisions disconnected from transportation decisions; anom-
alous concentration of poverty in older neighborhoods and suburbs; and a discon-
nectbetween where jobs aze located and where the workforce lives. These patterns
of development add to congestion, environmental problems and, in general, to a
deteriorating quality of life. Regional plans can bring coherence to metropolitan
regions (lazge and small), and create a more coordinated policy framework for reg-
ulation and decision making at the local level.
)n the absence of a regional form of government, local governments have the
lion s shaze of the implementation responsibility for a regional~plan. Ensuring that
the recommendations of a regional plan are adopted at the local level and that they
find their way first into comprehensive plans and eventually into land development
codes requires strong support from elected and appointed officials. Such buy-in
requires early involvement of those officials in the plan development, the identifica-
tion of cleaz red onal choices and trade offs, and the strong (and defensible) support
of residents and stakeholders.
Most regional plans rely on extensive public involvement and consensus-build-
ing techniques to gain residents' and stakeholders' support. Through charrettes
and vision processes, residents have an opportunity to make vital and informed
decisions about the future of a region. Those decisions, if strongly supported, are
difficult to ignore and can dramatically affect decision making at the local level.
They can help translate a regional policy framework into locally adopted plans
and land development regulations. ~ ° .j
Chapter 1. New Urbanist Essentials 23
Put public buildings in central locations. Encourage the location of civic
buildings, such as a town hall, post office, library, school, or house of wor-
ship, in visually prominent central locations. Provide design flexibility for
civic buildings to allow them to make unique contributions to their sur-
roundings.
Build neighborhood parks. Encourage small parks or squares (as small as
0.25 acre) in neighborhoods.
The Charter of the New Urbanism places particular emphasis on the rela-
tionship between the metropolis artd its agrarian surroundings and natural
landscape. Local development regulations must address the potential con-
flict between urbanism and environmental preservation while supporting
productive agriculture, rural communities, and a clear urban/rural edge.
This is particularly challenging because the enactment of provisions address-
ing the relationship between urban and rural azeas requires significant coop-
eration and consistent actions by neighboring localities.
SHAPING IbIETRDPGL/TAN REGIONS
Define and zone the expanding metropolitan edge. The metropolitan
edge-whether that of a city or a small town-needs to be defined as a dis-
tinct transitional zone, in which new development, if desired, will be caze-
fully phased in tandem with municipal utilities, such as central sewer and
water service. Use urban growth boundaries and / or annexation agree-
ments to manage this process among neighboring urban and rural jurisdic-
tions. Use design standards to ensure that the urban expansion area
respects and echoes the character of the existing town or neighborhood.
Define and protect the most productive farmland through exclusive agri-
cultural zoning. Where legally permissible, exclusive agricultural zoning or
programs for purchase or transfer of development rights (PDRs or TDRs)
will help protect productive farmland. Such zoning should allow farmers to
engage in a variety of compatible small-scale businesses on their farms to
enable them to supplement their farm income, especially in the off-season.
Use conservation subdivision techniques to separate and integrate open.
space and residential development. In areas where residential uses and active
farming can co-exist, use conservation subdivision techniques to establish
defined neighborhoods surrounded by protected open space or farmland.
Because residential development in close proximity to intensive agriculture
often produces conflict over noise, dust, and odors, such developments must
be carefully designed to buffer farms from their residential neighbors.
FIGURE 8. THE BUILD-TO LINE
COMPATIBLE STREET FRONTAGE
INCOMPATIBLE STREET FRONTAGE
~ringirt~ buildings, entrances, and
windows to t}te street adds to
street activity, sap'vc tllarue, and a sense
of syatinl enclosure. Codes should
include "build-to," "build-near-to,"
or n2axin1un2 setback regt.rirements
tv attain t}ais ~gnal.
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