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9. SR 08-28-1995,. ) ,.~ ITEM 9 . `~ 'ty of ~ MEMORANDUM River TO: Mayor & City Council lk • FROM: Pat Klaers, City Ad i i ro~r~/ Ate" " DATE: August 28, 1995 SUBJECT: 1996 Budget Worksession The first City Council worksession on the 1996 budget is scheduled for Monday, August 28, 1995, at approximately 7 p.m. in the Training Room. The proposed maximum levy and budget need to be approved by the City Council and certified to the county prior to September 15, 1995. Also, by September 15, 1995, the City Council must establish its December, 1995, public hearing dates for the 1996 budget and tax levy. The worksession agenda looks something like the following: • 1996 Proposed Expenditures (General Fund and Special Levies) • • 1996 Proposed Revenues • Status of the City Levy • Options for Closing the 1996 Budget Gap • Discuss 1996 Personnel and Capital Outlay Goals • City Council Action Before September 15, 1995 • Discuss Some Miscellaneous Financial Issues/Projects For the proposed 1996 budget, I have made a number of minor adjustments in the requests from department heads and I have also made a number of revenue and expenditure assumptions so that this August we are dealing with a 1996 "budget gap" of $51,850. These adjustments and assumptions need to be reviewed by the Council. Attached for your review is a summary of the "budget gap" adjustments that have already been made. The notes on this attachment need some explanations so that the Council can understand the adjustments, but nonetheless, this page is offered for your review. Please note the tax levy increase. This additional tax revenue means that the proposed General Fund budget now includes additional tax revenues in the amount of $388,750, which is a 2 percent increase in the city tax rate (from approximately 24 to approximately 24.5). The City Council has indicated its desire to "hold the line" on the tax rate. • Taxes are the number one General Fund financial resource (52.7 percent of 13065 Orono Parkway • P.O. Box 490 • Elk River, MN 55330 • (612) 441-7420 • Fax: (612) 441-7425 the total) and, more importantly, are the major source of additional revenues . for the General Fund. Typically the tax revenue increase mirrors the total increase in the General Fund. This again is the situation for 1996. In putting together the 1996 proposed budget, staff assumed a 15 percent increase in the net tax capacity (NTC). In a telephone conversation with the county auditor, this increase has been verified as being an accurate assumption. Accordingly, if the tax rate remains the same, the city will see a General Fund tax revenue increase of approximately $334,000. However, this is sill $54,7501ess than what is in the proposed budget. Tax revenues increase without a tax rate increase due to additional tax base being added to the community through new development and the reassessment of existing properties to reflect the current market. The reassessment of the value of existing property is a state law requirement and the county provides our assessment services. If the total tax rate for the city, county, and school district does not change in 1996, property owners would see no change in their taxes only if their valuation also did not change. On the other hand, if the tax rate for the city, county, and school district did not change and property owners saw a 5 percent increase in their property valuation, then they would see an increase in their taxes. • It should be noted that the city share of the total tax burden is about 23 percent (23.985 out of a total of 104.247). Accordingly, if the city tax rate changed from approximately 24 to 24.5, then this is a 2 percent change and, if the county and school districts had no tax rate change, then the total impact on the tax rate would be less than a 1/2 percent increase. Again, this is in reference to the tax rate and does not take into consideration any increase in valuation that an individual may see in the property that they own. The city is facing the same General Fund budget issue in 1996 that it has had to deal with for the past few years. This issue is how to have the increases in annual operating expenditures equal available increases in annual operating revenues. The city must not become dependent on reserves as the city reserves are finite in nature and are limited. This is not our 1996 situation, but the City Council should consider the following scenario... Personal Services amount to 66 percent of the total General Fund expenditures. Personal Services in the General Fund are approaching $2.8 million. If Personal Services go up 8 percent due to cost of living adjustments, increases in benefits and wage step increases, then the $4.1 million budget goes up $224,000 or about 5.5 percent. • Additionally, if the NTC increases by 10 percent and no tax rate • change is authorized by the City Council, then the property tax for the General Fund goes up approximately $237,000. With the above scenario, there are no additional monies available for typical inflationary increases in expenditures, new employees, new programs or new capital outlay purchases above what is typically financed. Additionally, we may not, as a city, see 10 percent increases in our NTC on an annual basis. Therefore, our main challenge for the next few years is how to finance increasing operating expenses with limited additional annual revenues. When the City Council says "hold the line" on the tax rate, they are also saying hold the line on employee expenses. The city budget issues are getting more complex each year. There are no magic answers for how to balance the desire for low taxes with need for more employees to provide better services, along with the city treating its employees fair in wages and benefits. The City Council has discussed the police budget a number of times in the past. The police budget typically is a focal point of our budget discussions as it is the biggest single department in the city. A previously distributed fact sheet showed the police department as being 33 percent of the total of the 1987 budget and this amount increasing to over 37 percent of the total in 1994. Additionally, as the Council knows, about 85 percent of the police • budget is personnel. Police Personal Services is over $1.1 million in 1996. Accordingly, when we talk about controlling expenses, we are talking about personnel and, mainly, the police department personnel. This certainly is an oversimplification of the issue, but police personnel is a major factor in our annual budget consideration. If the City Council wants to keep the tax rate unchanged and allow the city tax base catch up to the growth of city government, then we should limit additional new employees for a year or so. This may be difficult when we are talking about a rental inspection program, a fire inspection program, a COPS FAST program, a mechanic or laborer in the street department, and clerical support staff for the police and other departments. All city departments can do a better job with additional employees. However, sometimes departments can't always get what they want and departments must do the best they can with the resources that are allocated. Additionally, there are other efficiencies that can be realized within departments based on new technology. The Council will see this in the 1996 budget proposal whereby $20,000 is being requested by the police department to put personal computers into the police vehicles. These "one time" type of expenditures (or financed over a few years) improve the efficiency within the department and sometimes need to be financed in lieu of additional personnel. C7 On Monday, the City .Council will have the typical issues to review and • examine that they see every year. These issues include determining the highest priority for new employees and determining what type of capital outlay items should be purchased. Funds for new employees are included in the City Council contingency fund. Also, it should be noted that we are approving the proposed maximum budget and levy in September and that this amount can always be reduced during the December public hearings. In addition to the budget gap page, attached for your review are the Source of Funds page, the Appropriations Summary page, and some taxes payable in 1996 information. The detail pages for the General Fund and special levies will be distributed at the budget worksession on Monday, August 28, 1995. The summary pages don't tell the whole story, especially when some budget organizational changes are taking place, but the pages are offered for background information in preparation for Monday's meeting. On Monday, staff will be prepared to discuss the revenues and expenditures and tax levy in as much detail as desired by the Council. C] • GAP 1996 GENERAL FUND BUDGET • Proposed Revenues Proposed Expenditures BUDGET SHORTFALL August 15 Changes Recreation -Personal Service (Teen Spec ~ Programmer) Contingency Police -Personal Service Streets -Personal Service (Mechanic changes to Laborer) Rental Program Revenue Police -Computers - moved to Equip. Reserve Fire -Pumper Reserve -moved to Equip Reserve. Streets - Sealcoat cut Street Reserve Transfer In Equipment Reserve Transfer In Liquor Store Transfer In Tax Levy Increase HACA Decrease • • 8/24/95 1.2:26 PM MISC.XLS 3,994,650 4,289,900 295,250 (1, 900) 30, 000 (58,000) (16,000) (20,000) (20,000) (24, 000) {10, 000) (15,000) (10,000) (10,000) (90,700) 2,200 51,850 ~, SOURCE OF FUNDS • 1993 1994 1995 1996 ACTUAL ACTUAL ADOPTED PROPOSED GENERAL PROPERTY TAX 51,340,216 51,520,021 51,791,100 52,179,850 INTERGOVERNMENTAL REVENUES 878,882 924,685 902,550 936,850 CHARGES FOR SERVICES 394,652 375,878 386,300. 389,650 FINES & FORFEITS 77,555 76,370 80,000 75,000 LICENSES & PERMITS 205,783 244,018 197,950 226,150 OTHER REVENUES 125,946 148,799 106,700 111,700 TRANSFERS 201,920 258,650 267,650 218,950 TOTAL 53,224,954 53,548,421 53,732,250 54,138,150 GENERAL PROPERTY TAX Ad Valorem Tax INTERGOVERNMENTAL REVENUES Local Government Aid HACA Police Relief Gravel Tax Landfill Surcharge Urban Street Maintenance Cops Fast Grant Police Training Reimbursement CHARGES FOR SERVICES • GENERAL GOVERNMENT Administrative Project Fees Plan Check Fees Planning & Zoning Fees Sewer Inspection Fees Miscellaneous Sales Assessment Searches PUBLIC SAFETY School Liaison Police Contract. Police Contribution (NSP & Landfill) Impound Fees Fire Calls & Contracts PUBLIC WORKS Street Services RECREATIONT Recreation Fees ........................................ 52,179.850 52,179,850 253,550 493,.050 83,500 34, 000 10, 000 27,500 30,250 5,000 50, 000 82,350 12, 800 1, 500 1,300 5, 500 75,000 0 39,500 1,300 58,000 2, 000 51, 400 936,850 10:20 AM 8/24/95 SOURCE OF FUNDS Softball League Fees ......................................... 9,000 389,650 • FINES & FORFEITS Court Fines ......................................... 75,000 75,000 LICENSES & PERMITS PERMITS Building Permits ......................................... 135,000 Building Permit Surcharge ......................................... 800 Plumbing & Heating Permits ......................................... 27,000 Contractor License Surcharge ......................................... 2,200 LICENSES Dog ......................................... 800 Cigarette ......................................... 300 Liquor ......................................... 24,500 Amusement ~' ......................................... 1, 850 Gas Fitters ......................................... 1,250 Garbage Haulers ......................................... 550 Mineral Extraction ......................................... 9,800 Apartment Licenses ......................................... 20,000 Other Business ......................................... 2,100 226,150 OTHER REVENUE Interest ......................................... 35,000 Contribution-Munigipal Utilities ......................................... 72,000 Contribution-Guardian Angels ......................................... 3,700 Refunds & Reimbursements ......................................... 1,000 111,700 TRANSFERS Liquor ......................................... 123,450 Landfill ......................................... 0 Equipment Reserve-Elections ......................................... 7,500 Equipment Reserve ......................................... 40,500 Street Reserve ......................................... 40,000 Secondary DARE ......................................... 0 Sewer ......................................... 6,000 Economic Developmerit Authority ......................................... 1,000 Housing & Redevelopment Authority .......................................... 500 Fund Balance Reserved for Cash Flow ......................................... 0 218,950 TOTAL 54,138,150 • 10:20 AM 8/24/95 APPROPRIATIONS SUMMARY 1993 1994 1995 1996 • Actual Actual Adopted Proposed MAYOR & COUNCIL 60,879 62,983 63,250 76,250 ADMINISTRATION & FINANCE 337,077 382,008 416,100 467,950 ECONOMIC DEVELOPMENT 50,426 38,371 34,350 34,800 ELECTIONS 7,000 11,287 7,500 23,800 LEGAL 36,218 42,404 40,000 48,000 ENGINEERING 28,827 26,131 30,000 30,000 BUILDING & ZONING 239,112 237,233 242,500 273,700 PLANNING 6,390 114,709 127,300 145,950 PLANNING COMMISSION 1,373 3,139 6,450 6,450 DATA PROCESSING 16,174 19,889 21,650 21,300 -~ GOVERNMENT BUILDINGS 83,435 95,962 94,200 102,150 POLICE 1,147,276 1,299,970 1,318,600. 1,474,200 . .POLICE RESERVE 25,490 16,696 25,000 33,650 FIRE 201,806 301,624 242,500 249,450 EMERGENCY PREPAREDNESS 17,672 10,731 7,450 8,400 STREETS 413,647 438,570 430,550 432,450 EQUIPMENT REPAIR & MAINT. 73,982 78,957 66,100 96,400 SNOW REMOVAL 54,039 60,445 90,150 83,050 STREET LIGHTING 894 890 1,500 1,500 SHADE TREE 19,016 5,585 9,550 11,600 PARKS 104,413 104,625 88,800 150,250 -r- RECREATION 123,336 118,050 152,650 168,200 SR. CITIZEN PROGRAMS 29,521 31,387 32,600 37,000 CONTINGENCY 13,100 7,442 183,500 213,500 TOTAL 3,091,103 3,509,088 3,732,250 4,190,000 ~~ 10:50 AM 8/24/95 • 0 M U N ~ ~ ER a L N Q _ ~ ~ o o ~ N O to U ~ N ~ ~ ~ ~ N T ~ N ~ Q p ~ L N N - O U N ~ Q co O ~ .r ~ ~ ~ w 7 rr Q C a~ ~ 3 ~ ~ ~ c c ~ m •°~ ° ~ pOi O :_ ~. E N ~ N L c - ~ p' N U O X N U W ~ cNa ~ ~ H c ~ ~ s ~ ~ a ~ ~ ~ ~ ~ p O Z ~ O O O ~L1 t~ L ~. _ O o 07 ~ W~ c0 m ~ v 'O "'' c ~ ' `n M r c •` N ~ ' O ' p N N H ~ .O.i ~ N C ca C ~ N >' O W M i M rn~ m -° °- c"_o °~ O a N ~ ~ ~ N~ ~ ~ c0 c ~ ca ~ ~ X r- ~ Q ~ N ~ ~ 'p C (O 01 ~ O ~ ~ L C N O w O ~ O to ~ O 07 N ~ fV w. ° •' C . ...~ tp fC ~ ~ N ~~ _ N N O . .r O ~ C . ~ ~ t6 C ~ ~ Q N O N V N ~ C1 ' p O ~ N D. N ~ ~ ~ O O N M N L ~ ~ ~ N N N ~ C t0 ~ >' M cXC ~ w C C O ~ c i-. ~ ~ N c0 O' O ~ C ~ M X .Q ~ p j N r L w~ N ~ O O y ~ ~ d' 69 N N E/> C E « T N ~ ~ O O ~ ~~ N O N~ ~: "~ N N L ~ ~ d _ N r ~ ~ ~ O p N ~ ~ .- ::~ ~ Q X :~ N o~ ~ cc ~' Z v ~ ~ p ~ M N = N ~ ~ O N 7 C to .~ C ~- Z C ~ ~ X N c6 = ~ c"C > ~ U ~ ~ o ~? c ~ 0 3 v O ~ ~ o X c ~+ = caw ~ a~ ~~ •v •v 3 ~ °' U U N u~ O CO ~-- E ~ to O X~ p +• C O C O 7 ~ V ~C ~ E 'cr .r >+ N fQ N O fII O O~ `C N O N ~ N Z ~ n ~ U ~ ~ ~ a~ ~ ~ ~ ~ U m U X a~ ;a O ~ (A •- ~ ~ c 0 L t L N a N L w N ~ N a L • H F- L L H F- " '' `~ v t m H '' " '~ '-- ~ F- D ~ d M 1996 CAPITAL OUTLAY i D rt t It m Amount Funded B epa men e y Mayor 8 Council Listening Device (ADA) 1,200 GF Elections Reserve for Optical Scanner 6,000 GF "~ AdminlFinance Laser Printers 2,500 E RlUn Planning Planemeter 1,000 E R/Un Govemment Bldg. Building Debt 37,200 GF Police Mobii Digital Computers 20,000 E R/ERMU -~ { 2 Mobil Radios 4,000 E R/Un 1 Portable Radio 1,300 E R/Un 4 Squad Setups 6,000 GF PC & Printer 3,500 GF I~ 1 Light Bar 1,000 E R/Un 1 Radar 2,000 E R/Un Siren, Controls, Squad VCR & Oxygen Kit 6,050 E R/Un Siren, Controls, Squad VCR & Oxygen Kit 2,950 GF Fire Van Payment 13,000 GF Reserve for Pumper 24,000 E R/ERMU Building Debt 28,400 GF -Liquor Trans Police Reserve 1 ATV 5,900 GF 1 ATV 6,000 E R/Un , Streets Air Compressor 5,000 E R/Strts •- Metal Detector 1,100 E R/Strts • Parks Roadside Mower 5,550 E R/Parks Turt Aerator 5,000 E R/Parks Reserve for Future 3,000 GF Recreation Ice Arena Reserve 10,000 GF TOTAL IN ORIGINAL GF BUDGET 201,650 Other Capital Outlav Police 4 Squads 76,000 Certificate Parks Front Mounted Mower 31,950 Certificate Streets One Ton Dump 29,000 E R/ERMU Emerg Prep. Siren 12,500 Certificate TOTAL OTHER 149,450 TOTAL CAPITAL OUTLAY BY CATEGORY General Government 47,900 Public Safety 206,600 Public Works 67,050 Culture & Recreation 23,550 345,100 Key: GF =General Fund E R =Equipment Reserve ERMU =Annual Payment from Municipal Utilities Strts =Designated for Streets Parks =Designated for Parks Un = Undesignated Certificate = 1996 Equipment Certificate • EQU/PMENT RESERVE Revenues 1.993 1994 1995 1996 ACTUAL ACTUAL ADOPTED PROPOSED TRANSFER FROM UTILITIES n/a n/a n/a 5 73,000 OTHER REVENUES n/a n/a n/a - TOTAL $ - 5 - S - 5 73,000 TRANSFER IN Elk River Municipal Utilities ............................. .EXPENDITURE ANALYSIS 573,000 5 73,000 73,000 1993 1994 1995 1996 ACTUAL ACTUAL ADOPTED PROPOSED GENERAL GOVERNMENT n/a n/a n/a 50 • PUBLIC SAFETY n/a n/a n/a 44,000 .PUBLIC WORKS n/a n/a n/a 29,000 CULTURE ~ RECREATION n/a n/a n/a 0 TOTAL 50 50 50 S73,000 CAPITAL OUTLAY Police Mobil Digital Computers ............................. 520,000 Fire Reserve for Pumper ............................. 24,000 Streets One Ton Dump Truck ............................. 29,000 $73,000 •